State v. Moya ( 2013 )

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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellant,
4 v. NO. 32,839
5 RICHARD MOYA,
6 Defendant-Appellee.
7 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
8 Judith Nakamura, District Judge
9 Gary K. King, Attorney General
10 Margaret McLean, Assistant Attorney General
11 Santa Fe, NM
12 for Appellant
13 Bregman & Loman, P.C.
14 Eric Loman
15 Albuquerque, NM
16 for Appellee
17 MEMORANDUM OPINION
18 GARCIA, Judge.
1 {1} The State appeals from the district court’s dismissal based on a violation of
2 Defendant’s right to a speedy trial. This Court issued a calendar notice proposing to
3 affirm the district court’s order. The State has filed a memorandum in opposition and
4 Defendant has filed a memorandum in support, both of which this Court has duly
5 considered. We remain unpersuaded by the State’s arguments and therefore affirm.
6 {2} The sole issue on appeal is whether the district court erred in finding that
7 Defendant’s right to a speedy trial had been violated. [DS 4] To determine whether a
8 defendant’s constitutional right to a speedy trial has been violated, we apply and
9 balance the four factors set forth in Barker v. Wingo, 407 U.S. 514, 530-32 (1972): (1)
10 the length of the delay, (2) the reasons for the delay, (3) the assertion of the right, and
11 (4) the prejudice to the defendant. State v. Plouse, 2003-NMCA-048, ¶ 34, 133 N.M.
12 495, 64 P.3d 522. While we defer to the district court’s factual findings, we review de
13 novo the question of whether Defendant’s constitutional right to a speedy trial was
14 violated. State v. Parrish, 2011-NMCA-033, ¶ 10, 149 N.M. 506, 252 P.3d 730.
15 Length of Delay
16 {3} Our calendar notice stated that Defendant’s right attached on April 15, 2011,
17 the date that Defendant was arrested. However, because the district court’s findings
18 were based on the date that Defendant was indicted, July 15, 2011, we proceeded with
19 that date as the starting date in our proposed disposition.
2
1 {4} While the State agrees that Defendant’s right to a speedy trial attached on April
2 15, 2011, the State argues that Defendant waived his right to assert any delay prior to
3 his arraignment on August 8, 2011. [MIO 4] The State claims that Defendant’s motion
4 to dismiss only complained of the delay since his arraignment, because the motion
5 stated: “In this case, just over a year has gone by since Defendant’s arraignment with
6 no movement to trial.” [MIO 4]
7 {5} In support of this argument, Defendant relies on State v. O’Neal, 2009-NMCA-
8 020, ¶¶ 12-13, 145 N.M. 604, 203 P.3d 135, which provides that a defendant may
9 waive his right to a speedy trial if the defendant waives his right knowingly and
10 voluntarily. The State fails to show how it preserved this issue before the district
11 court. See State v. Gomez, 1997-NMSC-006, ¶ 29, 122 N.M. 777, 932 P.2d 1 (“We
12 require parties to assert the legal principle upon which their claims are based and to
13 develop the facts in the trial court . . . to alert the trial court to a claim of error so that
14 it has an opportunity to correct any mistake, and . . . to give the opposing party a fair
15 opportunity to respond and show why the court should rule against the objector.”).
16 However, even if this issue had been preserved, we reject the State’s argument that
17 Defendant waived his right to a speedy trial up until his arraignment. Defendant’s
18 mere assertion that the State had not moved the case forward from the time of
19 arraignment until the date of Defendant’s motion to dismiss is not sufficient to show
3
1 that Defendant knowingly and voluntarily waived the time period prior to his
2 arraignment, and it is the State’s burden to prove that a defendant has made a valid
3 waiver. Id. ¶ 12.
4 {6} In addition to arguing that the district court should have used a later starting
5 date to determine the length of delay, the State argues that the district court should
6 have used an earlier end date. On August 9, 2012, Defendant filed a motion to dismiss
7 arguing that his right to a speedy trial had been violated. [RP 71] Two hearings were
8 held on Defendant’s motion to dismiss. Judge Schwartz reserved ruling on the motion
9 during the first hearing on September 21, 2012. [RP 88, 115] Judge Nakamura held
10 a second hearing on Defendant’s motion to dismiss on March 19, 2013, at which time
11 she granted Defendant’s motion to dismiss. [RP 112, 122]
12 {7} The State claims that the last date for determining the length of delay should be
13 the date of the first hearing on Defendant’s motion to dismiss. [MIO 5] In support of
14 this argument, the State relies on Salandre v. State, 1991-NMSC-016, 111 N.M. 422,
15 806 P.2d 562. In that case, our Supreme Court held that the eleven-month delay
16 between the defendant’s arrest and the hearing on his motion to dismiss was
17 presumptively prejudicial. Id. ¶ 23. However, the issue that the State raises in this
18 case—when is the last date for determining the length of delay in a speedy trial
19 case—was not raised or decided in Salandre. Therefore, we conclude that the State’s
4
1 reliance on Salandre is misplaced. See State v. Cortez, 2007-NMCA-054, ¶ 16, 141
2 N.M. 623, 159 P.3d 1108 (“Cases are not precedent for issues not raised and
3 decided.”).
4 {8} New Mexico case law, including Salandre, support including the time that
5 charges are pending against a defendant when calculating the length of delay. See,
6 e.g., State v. Spearman, 2012-NMSC-023, ¶¶ 10, 22, 24, 283 P.3d 272 (holding that
7 the charges were dismissed after a delay of sixteen months and determining whether
8 sixteen months was presumptively prejudicial to trigger an inquiry into the Barker
9 factors); Salandre, 1991-NMSC-016, ¶¶ 6-10 (during the hearing on the defendant’s
10 motion to dismiss, the district court concluded that the defendant’s right to a speedy
11 trial had been violated and dismissed the charges against him); Parrish, 2011-NMCA-
12 033, ¶¶ 17, 21, 27 (calculating the length of delay from the date of arrest until the date
13 of the scheduled trial, at which time, the district court orally dismissed the charges
14 against the defendant; also, excluding time when no charges were pending against the
15 defendant).
16 {9} In this case, the district court reserved ruling on Defendant’s motion to dismiss
17 during the first hearing. Therefore, the charges against Defendant were still pending
18 and the same speedy trial considerations remained until the charges were dismissed.
5
1 {10} We conclude that Defendant’s right to a speedy trial attached on April 15, 2011.
2 The record reflects that the charges were dismissed at the second hearing on March
3 19, 2013, and a final order was entered on March 20, 2013. [RP 112] From the date
4 of arrest to the dismissal of charges, approximately twenty-three months elapsed. If
5 we proceed with the district court’s calculation from the date of Defendant’s
6 indictment, July 15, 2012, to the date the charges were dismissed, approximately
7 twenty months elapsed. In either case, the delay was well beyond the twelve-month
8 threshold in simple cases and weighs heavily against the State.
9 Reason for Delay
10 {11} We proposed to conclude that the delay was the result of negligent or
11 administrative delay and this factor also weighs against the State. The State agrees, but
12 argues that this should only weigh “slightly” in Defendant’s favor. In support of this
13 argument, the State relies on Parrish, 2011-NMCA-033, ¶ 28, in which this Court
14 held that the reason for delay only weighed slightly in Defendant’s favor because the
15 delay was the result of negligent or administrative delay.
16 {12} In Parrish, this Court stated that “[s]ince the only delay in this case was
17 negligent, the extent that it ultimately weighs against the State depends upon the
18 length of delay.” Id. The delay in that case barely exceeded the minimum threshold
19 by five days. Id. ¶ 22. In this case, the delay exceeded the minimum threshold by
6
1 approximately eight to eleven months, which is significant. Therefore, we weigh this
2 factor heavily against the State.
3 Assertion of the Right
4 {13} The district court found that Defendant did not assert his right to a speedy trial
5 until he filed his motion to dismiss on August 9, 2012; however, the district court
6 noted that none of the delay was attributable to Defendant. [RP 119] We proposed to
7 weigh this factor slightly against the State because Defendant did not aggressively
8 assert his right to a speedy trial, but he did not acquiesce in the delay. See Spearman,
9 2012-NMSC-023, ¶ 33. The State argues that this factor should not be weighed
10 against it because Defendant did not assert his right to a speedy trial before he filed
11 a motion to dismiss. [MIO 6-7]
12 {14} “[T]he defendant’s assertion of or failure to assert his right to a speedy trial is
13 one of the factors to be considered in an inquiry into the deprivation of the right.”
14 State v. Garza, 2009-NMSC-038, ¶ 31, 146 N.M. 499, 212 P.3d 387 (internal
15 quotation marks and citation omitted). “Generally, we assess the timing of the
16 defendant’s assertion and the manner in which the right was asserted.” Id. ¶ 32. “Thus,
17 we accord weight to the frequency and force of the defendant’s objections to the
18 delay.” Id. (internal quotation marks and citation omitted).
7
1 {15} Defendant filed his motion to dismiss shortly after the twelve-month threshold
2 to show that the delay was presumptively prejudicial—approximately sixteen months
3 after he was arrested and approximately thirteen months after he was indicted. [RP 71]
4 The record reflects that the State did not request a trial setting until August 14, 2012,
5 when it filed its response to Defendant’s motion to dismiss. [RP 81, 83] Therefore,
6 there was no trial setting at the time that Defendant filed his motion to dismiss and
7 Defendant had not agreed to any prior continuances. Because Defendant timely
8 asserted his right, we weigh this factor slightly in Defendant’s favor. See State v.
9 Maddox, 2008-NMSC-062, ¶ 31, 145 N.M. 242, 195 P.3d 1254 (holding that the
10 defendant did not timely assert his right to a speedy trial because he waited until five
11 days before trial before filing his motion to dismiss), abrogated on other grounds by
12 Garza, 2009-NMSC-038, ¶¶ 47-48; State v. Laney, 2003-NMCA-144, ¶¶ 23-24, 134
13 N.M. 648, 81 P.3d 591 (concluding that the defendant did not invoke a ruling on his
14 speedy trial right until the day of trial and weighing this factor slightly in the
15 defendant’s favor).
16 Prejudice
17 {16} We proposed to conclude that Defendant did not show prejudice from undue
18 pretrial incarceration or undue anxiety. However, we proposed to conclude that
19 Defendant’s ability to defend himself was impaired because, at the time of the second
8
1 hearing, Defendant was no longer able to locate a critical defense witness, Charles
2 Montano.
3 {17} The State argues that the prejudice factor should not weigh in Defendant’s favor
4 because Defendant did not suffer oppressive pretrial incarceration [MIO 7], Defendant
5 failed to offer evidence of undue anxiety or stress [MIO 7], and the district court’s
6 conclusion that the defense was impaired by the delay in bringing this case to trial
7 because Montano was no longer available at the time of the second hearing was
8 speculation and an abuse of discretion. [MIO 8]
9 {18} Weighing and balancing the Barker factors, including the prejudice factor, is
10 a legal determination. See O’Neal, 2009-NMCA-020, ¶ 14. The defendant is required
11 to make a particularized showing of prejudice. See Garza, 2009-NMSC-038, ¶¶ 35-37.
12 Because we agree with the State that Defendant did not make a particularized showing
13 of prejudice with respect to the impact of pretrial incarceration or the degree of
14 anxiety that he suffered, we will focus our analysis on the third type of prejudice—the
15 possibility that the defense was impaired by the delay. Id. ¶ 35. This is the “most
16 serious” type of prejudice. Id. ¶ 36.
17 {19} “[I]f witnesses die or disappear during a delay, the prejudice is obvious.” Id.
18 (alteration in original) (internal quotation marks and citation omitted). “If the
19 defendant asserts that the delay caused the unavailability of a witness and impaired
9
1 the defense, the defendant must state with particularity what exculpatory testimony
2 would have been offered, and the defendant must also present evidence that the delay
3 caused the witness’s unavailability.” Id. (alterations in original) internal quotation
4 marks and citation omitted).
5 {20} In this case, the district court found, and neither party disputed, that Montano
6 could still be located in May 2012, because he was in State custody. [RP 121] The
7 parties also agreed that Montano could no longer be located on March 19, 2013. [RP
8 121] Defendant’s prior motion seeking immunity for Montano stated that Montano
9 was expected to testify that he was with Defendant the entire day in question,
10 Defendant did not operate a motor vehicle on that day, and Montano drove Defendant
11 to the location where police officers later found him. [RP 27] The State does not
12 dispute that Montano’s anticipated testimony was critical to Defendant’s defense.
13 [MIO 7-9] Given the nature of Montano’s expected testimony and the fact that he was
14 no longer available to testify, the district court properly determined that the defense
15 was impaired by the delay in bringing this case to trial.
16 {21} We note that, in a heading, the State also claims that Montano became
17 unavailable early in the case, prior to the minimum threshold period necessary to
18 trigger a speedy trial analysis. [MIO 7] If Montano could still be located in May 2012,
19 because he was in State custody, then he was still available thirteen months after his
10
1 arrest and ten months after his indictment, which is close to the threshold period.
2 Because there is no evidence indicating when Montano became unavailable, the State
3 failed to develop this argument, and there is no citation to support this assertion, we
4 conclude this argument lacks merit. Accordingly, this factor weighs heavily against
5 the State.
6 Balancing the Four Factors
7 {22} Each of the Barker factors weighs against the State. Significantly, due to the
8 delay in the case, Defendant’s ability to defend himself was impaired. Consequently,
9 Defendant’s right to a speedy trial was violated and dismissal was proper.
10 {23} For the reasons stated in this Opinion and in our notice of proposed summary
11 disposition, we affirm the district court’s dismissal.
12 {24} IT IS SO ORDERED.
13
14 TIMOTHY L. GARCIA, Judge
15 WE CONCUR:
16
17 MICHAEL D. BUSTAMANTE, Judge
18
19 LINDA M. VANZI, Judge
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