Com. v. Phillips, A. ( 2019 )


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  • J-S13039-19
    NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
    COMMONWEALTH OF                         : IN THE SUPERIOR COURT OF
    PENNSYLVANIA,                           : PENNSYLVANIA
    :
    Appellee         :
    :
    v.                    :
    :
    ARTHUR PHILLIPS,                        :
    :
    Appellant        : No. 1368 WDA 2018
    Appeal from the PCRA Order Entered August 21, 2018
    in the Court of Common Pleas of Allegheny County
    Criminal Division at No(s): CP-02-CR-0002048-2013
    BEFORE:    BENDER, P.J.E., OTT, J. and STRASSBURGER, J.*
    MEMORANDUM BY STRASSBURGER, J.:                       FILED MAY 21, 2019
    Arthur Phillips (Appellant) appeals from the order entered August 21,
    2018, which dismissed his petition filed under the Post Conviction Relief Act
    (PCRA), 42 Pa.C.S. §§ 9541-9546. We affirm.
    Following a jury trial in February 2014, Appellant was found guilty of
    robbery, aggravated assault, criminal conspiracy, and flight to avoid
    apprehension. The trial court sentenced Appellant to an aggregate term of
    14 to 28 years of incarceration. Appellant appealed, and this Court affirmed
    in part and reversed in part Appellant’s judgment of sentence. Specifically,
    this Court reversed Appellant’s conviction for flight to avoid apprehension
    and remanded the case for resentencing. Commonwealth v. Phillips, 
    129 A.3d 513
     (Pa. Super. 2015). Upon resentencing, the trial court sentenced
    Appellant to an aggregate term of 11 to 22 years of incarceration.        On
    * Retired Senior Judge assigned to the Superior Court.
    J-S13039-19
    January     31,    2017,   this   Court    affirmed   the   judgment     of   sentence,
    Commonwealth v. Phillips, 
    160 A.3d 273
     (Pa. Super. 2017) (unpublished
    memorandum at 1-2), and on June 28, 2017, our Supreme Court denied
    Appellant’s petition for allowance of appeal.         Commonwealth v. Phillips,
    
    169 A.3d 1024
     (Pa. 2017).
    On February 15, 2018, Appellant timely filed pro se his first PCRA
    petition.   The PCRA court appointed counsel, who filed an amended PCRA
    petition on May 29, 2018, alleging that the Commonwealth offered a plea
    agreement     to    Appellant’s    trial   counsel,   but   trial   counsel   failed   to
    communicate it to Appellant. The Commonwealth responded, and the PCRA
    court conducted an evidentiary hearing on August 6 and August 21, 2018.
    The PCRA court heard testimony from three witnesses:                       Rachel
    Fleming, Esquire, the prosecuting attorney at Appellant’s trial; Rhiannon
    Sisk, Esquire, Appellant’s trial counsel; and Appellant.             Attorney Fleming
    testified that she did not have any recollection of discussing with Attorney
    Sisk a possible negotiated plea agreement prior to trial. N.T., 8/6/2018, at
    10.   Further, she testified that she had reviewed the case file, which
    contained her notes in their entirety, and it did not have any indication of or
    reference to a formal or potential plea offer.         Id. at 10-12.      According to
    Attorney Fleming, it is her ordinary practice to make a note of any plea
    offers, to run formal plea offers by victims before making an offer, and to
    include any such information in the case file. Id. at 13. In this case, there
    was nothing in the file to so indicate. Id.
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    J-S13039-19
    Attorney Sisk’s testimony corroborated this.     She testified that the
    Commonwealth never offered Appellant a formal plea bargain.                N.T.,
    8/21/2018, at 8, 10. In addition, according to Attorney Sisk, Appellant told
    her that he was not interested in hearing any potential plea bargains.
    Attorney Sisk confirmed that, had there been an offer, she would have
    fulfilled her obligation to communicate the offer to Appellant, despite his
    expressed lack of interest. Id. She explained as follows.
    I had spoken with [Appellant] and I had told him that if we could
    get an offer of [7½] to 15 years, that would be a blessing in this
    case and that he should consider it if I could get it. He told me
    that was not really acceptable.
    But I did go ahead and speak with [Attorney] Fleming about
    whether she would be willing to offer that. She said that she
    was not willing at that time.
    This was in the jury room, right before we began picking the
    jury.
    She told me that she would discuss it with her victim if I was
    certain that [Appellant] would take it. And so I did convey that
    to [Appellant] again, and he was not willing to accept that
    amount of time. And so it did not go any further than that.
    Id. at 9-10.
    Appellant testified that Attorney Sisk did not discuss with him any
    potential plea offer, did not ask Appellant if he was interested in exploring
    one, and Appellant did not ask Attorney Sisk to do so. N.T., 8/6/2018, at
    17.   According to Appellant, Attorneys Fleming and Sisk had an informal
    discussion about Appellant’s pleading guilty in exchange for an aggregate
    sentence of 7½ to 15 years of incarceration, but Attorney Sisk did not
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    J-S13039-19
    communicate that to him before trial. Id. at 19-21. In any event, Appellant
    testified that he would not have accepted such an offer, but would have used
    it as a starting point for negotiations to get a lesser sentence. Id.
    At the conclusion of the hearing, the PCRA court denied Appellant’s
    petition from the bench, and entered its order that same day.                 N.T.,
    8/21/2018, at 15; Order, 8/21/2018.              Appellant timely filed a notice of
    appeal. Both Appellant and the PCRA court complied with Pa.R.A.P. 1925.
    On appeal, Appellant challenges the PCRA court’s denial of his
    amended PCRA petition by arguing that trial counsel never communicated
    the Commonwealth’s purported plea offer of an aggregate sentence of 7½ to
    15 years of incarceration, and if she had, he would have accepted it.
    Appellant’s Brief at 11-12.1
    ____________________________________________
    1  We note that the issue raised in Appellant’s statement of the question
    involved and his Pa.R.A.P. 1925(b) statement is worded confusingly because
    it refers to a plea inducement, but Appellant did not plead guilty. See
    Appellant’s Brief at 3 (“Did the [PCRA] court err in denying Appellant’s PCRA
    petition since trial court erred in finding Appellant’s [trial counsel] effective
    despite Appellant’s testimony that his plea was unlawfully induced?”); Rule
    1925(b) Statement, 10/11/2018, at 4 (“Did the [PCRA] court err in
    dismissing the amended [PCRA] petition, by erring in finding trial counsel
    effective, despite her inducement of the Appellant’s plea by her failure to
    conduct plea negotiations?”).
    In its Rule 1925(a) opinion, the PCRA court addressed the issue of
    whether “trial counsel rendered ineffective assistance of counsel because she
    did not convey a plea offer made by the Commonwealth to him,” which is
    consistent with the claim asserted in Appellant’s amended PCRA petition, at
    the PCRA hearing, and argued in his appellate brief’s argument section. See
    Rule 1925(a) Opinion, 11/8/2018, at 2; Amended PCRA Petition, 5/29/2018,
    (Footnote Continued Next Page)
    -4-
    J-S13039-19
    We review such claims using the following standard.
    This Court analyzes PCRA appeals in the light most
    favorable to the prevailing party at the PCRA level. Our review
    is limited to the findings of the PCRA court and the evidence of
    record and we do not disturb a PCRA court’s ruling if it is
    supported by evidence of record and is free of legal error.
    Similarly, we grant great deference to the factual findings of the
    PCRA court and will not disturb those findings unless they have
    no support in the record. However, we afford no such deference
    to its legal conclusions. Where the petitioner raises questions of
    law, our standard of review is de novo and our scope of review is
    plenary. Finally, we may affirm a PCRA court’s decision on any
    grounds if the record supports it.
    Commonwealth v. Benner, 
    147 A.3d 915
    , 919 (Pa. Super. 2016) (quoting
    Commonwealth v. Perry, 
    128 A.3d 1285
    , 1289 (Pa. Super. 2015)).
    “[C]ounsel is presumed to be effective, and the petitioner bears the
    burden of proving to the contrary.” Commonwealth v. Brown, 
    196 A.3d 130
    , 150 (Pa. 2018).
    It is well-established that counsel is presumed to have provided
    effective representation unless the PCRA petitioner pleads and
    (Footnote Continued) _______________________
    at 11-12; see generally N.T., 8/6/2018 and 8/21/2018; Appellant’s Brief at
    11-12.
    Furthermore, Appellant’s brief does not contain a statement of the
    case in violation of Pa.R.A.P. 2111(a)(5). The Commonwealth noted these
    deficiencies in its brief but addressed the merits of whether Appellant’s trial
    counsel was ineffective in failing to communicate a plea offer to Appellant.
    See Commonwealth’s Brief at 8 n.10. While we could find waiver, we
    decline to do so. “[B]ecause we are able to extract [Appellant’s] question[]
    from the body of his brief, we proceed to the merits of his claim[].” See
    Commonwealth v. Bell, 
    901 A.2d 1033
    , 1034 (Pa. Super. 2006).
    -5-
    J-S13039-19
    proves all of the following: (1) the underlying legal claim is of
    arguable merit; (2) counsel’s action or inaction lacked any
    objectively reasonable basis designed to effectuate his client’s
    interest; and (3) prejudice, to the effect that there was a
    reasonable probability of a different outcome if not for counsel’s
    error.
    Commonwealth v. Johnson, 
    179 A.3d 1105
    , 1114 (Pa. Super. 2018)
    (citations omitted). “A failure to satisfy any prong of the ineffectiveness test
    requires rejection of the claim of ineffectiveness.”       Commonwealth v.
    Daniels, 
    963 A.2d 409
    , 419 (Pa. 2009).          “[A]s a general rule, defense
    counsel has the duty to communicate formal offers from the prosecution to
    accept a plea on terms and conditions that may be favorable to the
    defendant,” and counsel’s failure to fulfill this duty may establish a claim of
    ineffectiveness of counsel.    Commonwealth v. Hernandez, 
    79 A.3d 649
    ,
    653 (Pa. Super. 2013), citing Missouri v. Frye, 
    566 U.S. 134
    , 145 (2012).
    In denying Appellant’s petition, the PCRA court credited the testimony
    of Attorneys Fleming and Sisk over Appellant’s in determining that the
    Commonwealth never made a formal plea offer.             PCRA Court Opinion,
    11/8/2018, at 4-5. In fact, the court noted that Appellant’s “own testimony
    did not support the conclusion that such a formal plea offer was made.” Id.
    at 4.     “A PCRA court’s credibility findings are to be accorded great
    deference,” and, if the findings are supported by the record, they are binding
    upon a reviewing court. Commonwealth v. Orlando, 
    156 A.3d 1274
    , 1280
    (Pa. Super. 2017) (citation omitted).       Based upon the testimony of the
    prosecutor and Appellant’s trial counsel, as well as the PCRA court’s
    -6-
    J-S13039-19
    credibility finding, we discern no abuse of discretion in the PCRA court’s
    conclusion that Attorney Sisk could not be ineffective for failing to
    communicate a plea offer to Appellant where no formal plea offer was ever
    made.
    Based on the foregoing, the PCRA court did not err by dismissing
    Appellant’s PCRA petition due to Appellant’s failure to meet his burden in
    demonstrating trial counsel’s ineffectiveness.   Accordingly, we affirm the
    order of the PCRA court.
    Order affirmed.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 5/21/2019
    -7-
    

Document Info

Docket Number: 1368 WDA 2018

Filed Date: 5/21/2019

Precedential Status: Precedential

Modified Date: 5/21/2019