Com. v. Rojas, V. ( 2019 )

J-A08031-18
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
Appellee :
:
v. :
:
VICTOR ROJAS, :
:
Appellant : No. 2644 EDA 2017
Appeal from the Judgment of Sentence July 19, 2017
in the Court of Common Pleas of Montgomery County
Criminal Division at No(s): CP-46-CR-0005781-2016
BEFORE: PANELLA, LAZARUS, and STRASSBURGER, JJ.*
MEMORANDUM BY STRASSBURGER, J.: FILED MARCH 04, 2019
Victor Rojas (Appellant) appeals from the judgment of sentence
imposed following his conviction for possession of drug paraphernalia.
Specifically, he challenges the trial court’s order denying his motion to
suppress the paraphernalia discovered during a frisk of his person incident to
a traffic stop. We vacate the judgment of sentence, reverse the order
denying the motion to suppress, and remand for further proceedings
consistent with this memorandum.
The trial court summarized the relevant factual history of this matter
as follows.
On June 25, 2016, around 12:45 [a.m.], Sergeant Brian
Rathgeb, police officer of [25 years] and sergeant with the
Pottstown Police Department since 2009, was in full police
uniform and patrolling in his squad vehicle the area near the
intersection of King and York Streets in Pottstown borough. This
specific area of Pottstown borough is a high-crime area, e.g.,
prostitution, drug sales, shootings.
* Retired Senior Judge assigned to the Superior Court.
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As the sergeant was approaching the intersection of King
and York Streets, he happened upon Appellant’s vehicle, a red
Kia, which was illegally parked ‘right up against the stop sign’ at
the intersection, with the parking lights on and still in the lane of
traffic. Notably, there was no one else on the street at this time.
As the sergeant passed Appellant’s Kia, the squad vehicle’s
headlights lit up the interior of Appellant’s vehicle, and it
appeared to the sergeant that Appellant had his head down and
was possibly unconscious. Given these observations, the
sergeant suspected a potential emergency situation, i.e., an[]
overdose, particularly give[n] the rampant ‘opioid abuse and
people that are overdosing in that general area, as well as
throughout Pottstown.’ So, the sergeant made a U-turn,
activated his emergency lights, called in the information for the
stop, and then after parking his squad car, approached
Appellant’s vehicle.
The sergeant asked Appellant through his window whether
he was having a medical emergency, to which Appellant, whilst
apparently manipulating his cell phone, responded he was fine
and that he was waiting to pick up and take a friend to Walmart
to get groceries. At this time, Appellant did not appear to be
impaired to the sergeant but was ‘slightly nervous.’ The
sergeant asked Appellant the name of his alleged friend he was
picking up[.] Appellant indicated he was unaware of the
person’s real name, and instead gave multiple nicknames. The
sergeant then asked for the alleged friend’s address, to which
Appellant did not give a numerical address, but instead
[generally pointed to] a building located on the corner of the
intersection. The entire encounter at this point was several
minutes, and at no time did anyone come out of the alleged
friend’s house and jump into Appellant’s vehicle to be taken to
Walmart to get groceries as Appellant claimed.
The sergeant checked the registration of the vehicle
Appellant was driving and discovered it was registered to
another person with a Pittsburgh, Pennsylvania address, which
was significant to the sergeant because, according to his
testimony, there is an ‘influx of people from other larger cities
coming to Pottstown for the purpose of getting involved in the
drug trade.’ Based upon all the circumstances, the sergeant
believed Appellant was stopped at this particular intersection to
purchase narcotics. Furthermore, given the sergeant’s belief,
and his extensive experience and particularized training with
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drug investigations and violent crime, the sergeant was also
concerned for the presence of potential weapons, which are
often used as protection in the drug trade[,] or for needles [] or
other ingestion paraphernalia that are involved in heroin
overdoses common in the area. With that, the sergeant asked
Appellant to exit the Kia and explained that he would pat
Appellant down for both of their safety, to which Appellant
complied without objection. As the sergeant conducted the [pat
down] and made his way to Appellant’s right pockets, Appellant
spontaneously admitted he had his ‘weed pipe’ and the sergeant
also found and removed from Appellant’s person another item –
a glass pipe with both ends charred and copper filtering on one
end.[1] After finding said drug paraphernalia, the sergeant
handcuffed Appellant and placed him under arrest.
Trial Court Opinion, 1/3/2018, at 1-3 (emphasis in original; record citations
omitted).
Appellant was arrested and charged with possession of drug
paraphernalia. Prior to trial, Appellant filed a motion to suppress evidence,
contending that the frisk of Appellant’s person was unconstitutional.
Sergeant Rathgeb and Appellant testified at the suppression hearing. At the
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1 Our review of the record reveals that the trial court’s factual findings are
supported by the testimony at the suppression hearing, except its finding
that Sergeant Rathgeb recovered two items on Appellant’s person. At the
suppression hearing, Sergeant Rathgeb testified that when he put his hand
on Appellant’s right pockets, Appellant “indicated that was his weed pipe.”
N.T., 2/14/2017, at 14. Appellant was wearing shorts underneath his pants;
the testimony is not clear whether the weed pipe was located in Appellant’s
inner or outer layer. See id. at 14-15; 24-26. During his description of his
pat down of Appellant, Sergeant Rathgeb stated that he “removed … a glass
pipe with charred ends on both sides …and copper filtering on the one end.”
Id. at 14. In response to the district attorney’s next question, Sergeant
Rathgeb reiterated his response, stating, “Like I said, once I had my hand on
that particular item, [Appellant] offered it and said that was his weed pipe.
And then I retrieved it.” Id. at 15. Thus, it is apparent that Sergeant
Rathgeb retrieved only one item.
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conclusion of the suppression hearing, the trial court denied Appellant’s
motion to suppress with minimal elaboration as to its reasons.2 On the
same day as the suppression hearing, February 14, 2017, the trial court
conducted a stipulated bench trial, and found Appellant guilty of possession
of drug paraphernalia. On July 19, 2017, the trial court sentenced Appellant
to one year of probation. This timely-filed appeal followed. Both Appellant
and the trial court complied with the mandates of Pa.R.A.P. 1925.
Appellant presents one issue for this Court’s consideration: “Did the
[trial] court erroneously deny Appellant’s motion to suppress physical
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2 At the conclusion of the suppression hearing, the only explanation offered
by the trial court was Sergeant Rathgeb’s testimony that drug activity often
occurs in the area in which he stopped and frisked Appellant. N.T.,
2/14/2017, at 40, 42-43. This is insufficient to comply with Pa.R.Crim.P.
581(I). A trial court has a duty to explain its factual findings and
conclusions of law on the record at the conclusion of a suppression hearing.
Pa.R.Crim.P. 581(I) (“At the conclusion of the hearing, the judge shall enter
on the record a statement of findings of fact and conclusions of law as to
whether the evidence was obtained in violation of the defendant’s rights, or
in violation of these rules or any statute….”). Although in this case the trial
court’s failure to abide by Rule 581 has not impeded our appellate review
due to the trial court’s subsequent explanation of its rationale in its Pa.R.A.P.
1925(a) opinion, both our Supreme Court and this Court have strongly
disapproved of trial court’s failure to abide by Rule 581’s “unambiguous
mandate.” See Commonwealth v. Millner, 888 A.2d 680, 688 (Pa. 2005)
(explaining the purpose of the rule); Commonwealth v. Grundza, 819
A.2d 66, 68 n.1 (Pa. Super. 2003) (“We note that the filing of a 1925(a)
opinion is no substitute for the failure to make findings of fact and
conclusions of law on the record at the conclusion of a suppression hearing
in accordance with Pa.R.Crim.P. 581(I).”).
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evidence where the arresting officer conducted a Terry[3] frisk without
reasonable suspicion to believe that crime was afoot and that Appellant was
armed and dangerous?” Appellant’s Brief at 4. We consider this issue
mindful of the following.
Our standard of review in addressing a challenge to the denial of
a suppression motion is limited to determining whether the
suppression court’s factual findings are supported by the record
and whether the legal conclusions drawn from those facts are
correct. Because the Commonwealth prevailed before the
suppression court, we may consider only the evidence of the
Commonwealth and so much of the evidence for the defense as
remains uncontradicted when read in the context of the record
as a whole. Where the suppression court’s factual findings are
supported by the record, we are bound by these findings and
may reverse only if the court’s legal conclusions are erroneous.
Where ... the appeal of the determination of the suppression
court turns on allegations of legal error, the suppression court’s
legal conclusions are not binding on an appellate court, whose
duty it is to determine if the suppression court properly applied
the law to the facts. Thus, the conclusions of law of the court[]
below are subject to our plenary review.
Commonwealth v. Perel, 107 A.3d 185, 188 (Pa. Super. 2014) (quoting
Commonwealth v. Jones, 988 A.2d 649, 654 (Pa. 2010)).
Appellant focuses his challenge on the frisk portion of the encounter.
In his brief, Appellant argues that even if Sergeant Rathgeb had justification
for his initial seizure of Appellant, his subsequent frisk of Appellant’s person
was unconstitutional because Sergeant Rathgeb lacked reasonable suspicion
that criminal activity was afoot and that Appellant was armed and
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3 Terry v. Ohio, 392 U.S. 1 (1968).
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dangerous. Appellant’s Brief at 13-14. Appellant contends neither his
presence in a high-crime area, nor his commission of a traffic violation
justified the frisk. Id. at 15-19. According to Appellant, he was coherent
and cooperative, and therefore his behavior could not have served as
reasonable suspicion. Id. at 19-20. Specifically, Appellant argues that
Sergeant Rathgeb had no justification to frisk him, because “there was no
furtive movement, no undue nervousness, no suspicious bulge, no
intoxication, no suspicious transaction, and no attempt to avoid contact with
the police.” Id. at 23.
Article I, § 8 of the Pennsylvania Constitution and the Fourth
Amendment to the United States Constitution both protect people from
unreasonable searches and seizures. Commonwealth v. Lyles, 97 A.3d
298 (Pa. 2014). During the course of a valid investigatory stop, if an officer
observes unusual and suspicious conduct on the part of the individual, which
leads the officer to believe reasonably that the individual may be armed and
dangerous, the officer may conduct a pat down of the suspect’s outer
garments for weapons. Commonwealth v. E.M., 735 A.2d 654, 659 (Pa.
1999). “In order to establish reasonable suspicion, the police officer must
articulate specific facts from which he could reasonably infer that the
individual was armed and dangerous.” Commonwealth v. Wilson, 927
A.2d 279, 284 (Pa. Super. 2007).
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At the suppression hearing, Appellant conceded that the
Commonwealth had “met its burden in terms of initial contact” based upon
the parking infraction and concern that Appellant was unconscious. N.T.,
2/14/2017, at 32, 35. Having determined quickly that Appellant was not in
peril, Sergeant Rathgeb proceeded to address Appellant’s traffic violation.
Appellant acknowledges that Pennsylvania v. Mimms, 434 U.S. 106(1977), permits a police officer to order the driver to exit the vehicle during
a lawful traffic stop, even absent reasonable suspicion that criminal activity
is afoot. See Appellant’s Brief at 17. However, Appellant argues that the
authority to conduct the traffic stop and order the driver out of the car does
not automatically give an officer the authority to conduct a Terry frisk.4
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4 Appellant also argues, alternatively, that the frisk was illegal because by
the time he was frisked, the traffic stop should have concluded already.
Appellant’s Brief at 23. According to Appellant, once he explained why he
was parked illegally, the officer should have issued him a parking ticket or
ordered him to move the car to a legal spot. Id.“Once the primary traffic stop has concluded … the officer’s authority to
order either driver or occupant from the car is extinguished.”
Commonwealth v. Reppert, 814 A.2d 1196, 1202 (Pa. Super. 2002) (en
banc). “Thus, if … the officer directs or requests the occupants to exit the
vehicle [after the traffic stop has concluded, the officer’s] show of authority
may constitute an investigatory detention subject to a renewed showing of
reasonable suspicion.” Id. “Authority for the seizure thus ends when tasks
tied to the traffic infraction are - or reasonably should have been -
completed.” Rodriguez v. United States, __ U.S. __, 135 S.Ct. 1609,
1614 (2015).
Appellant has waived any challenge to the stop by not including such
challenge in his concise statement and question presented. See Pa.R.A.P.
(Footnote Continued Next Page)
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Appellant is correct. “[T]o proceed from a stop to a frisk, the police
officer must reasonably suspect that the person stopped is armed and
dangerous.” Arizona v. Johnson, 555 U.S. 323, 326-27 (2009). As our
Supreme Court has explained,
[I]f the officer has a reasonable suspicion, based on specific and
articulable facts, that the detained individual may be armed and
dangerous, the officer may then conduct a frisk of the
individual’s outer garments for weapons. Since the sole
justification for a Terry search is the protection of the officer or
others nearby, such a protective search must be strictly limited
to that which is necessary for the discovery of weapons which
might be used to harm the officer or others nearby. Thus, the
purpose of this limited search is not to discover evidence, but to
allow the officer to pursue his investigation without fear of
violence.
Commonwealth v. Stevenson, 744 A.2d 1261, 1264-65 (Pa. 2000)
(citations and quotation marks omitted).
In its Rule 1925(a) opinion, the trial court explained that it found
Sergeant Rathgeb’s testimony to be credible, whereas it rejected Appellant’s
testimony because he could not recall whether the encounter occurred
during day or night and he failed to provide an adequate explanation as to
why he never called or texted the person he purportedly was picking up to
go grocery shopping at quarter-to-one in the morning. Trial Court Opinion,
(Footnote Continued) _______________________
1925(b)(4)(vii), 2116(a). Further, Appellant’s legal analysis in his brief
relates to the issue of whether Sergeant Rathgeb had independent
reasonable suspicion to justify the frisk, not to whether Sergeant Rathgeb
had prolonged the traffic stop unlawfully. Appellant’s Brief at 20-23. Thus,
Appellant has also waived this argument for failure to develop it in his brief.
See Pa.R.A.P. 2119.
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1/3/2018, at 8-9. The trial court relied upon the following “totality of the
circumstances” to conclude that Sergeant Rathgeb had adequate
“reasonable suspicion of criminal activity” to request that Appellant step out
of his vehicle and undergo a Terry frisk: (1) Appellant’s illegally parking his
vehicle at almost 1:00 a.m. at an intersection known to police to be a high-
crime area related to drugs, prostitution, and violent crime; (2) the deserted
streets around Appellant’s vehicle; (3) Appellant’s appearing slumped over
and unconscious in his vehicle in an area known for overdoses; (4)
Appellant’s non-credible excuse for being parked illegally; (5) Appellant’s
appearing nervous and not knowing the full name of the friend he was
purportedly picking up; (6) Appellant’s never calling or texting the friend
during the stop and the friend’s failure to appear; (7) Appellant’s failure to
provide his friend’s exact address; (8) Appellant’s car being registered to
another person with a Pittsburgh address, when there is an influx of people
from larger cities coming to Pottstown to get involved with the drug trade;
and (9) Sergeant Rathgeb’s fear that Appellant was associated with the drug
trade and possessed a weapon or needles. Id. at 9-10. Based on the
foregoing, the trial court concluded that the “Commonwealth met its burden
of proving there was reasonable, individualized suspicion that Appellant was
pursuing a criminal exercise in the moment that ultimately supported the
sergeant’s actions, including the search of Appellant’s person revealing drug
paraphernalia.” Id. at 8.
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However, even if the trial court is correct that Sergeant Rathgeb had
adequate reasonable suspicion to conclude that Appellant was engaged in
criminal activity, such reasonable suspicion is not enough to justify frisking
Appellant. Commonwealth v. Preacher, 827 A.2d 1235, 1239 (Pa. Super.
2003) (concluding that even if officer was justified in conducting
investigatory stop based on reasonable suspicion that Preacher was selling
cocaine, officer still needed reasonable suspicion that Preacher was armed
and dangerous to conduct pat down). In order to frisk Appellant, Sergeant
Rathgeb needed “specific and articulable facts indicating” that Appellant may
have been “armed and dangerous.” Id. Thus, the trial court erred by using
an incorrect standard to assess Sergeant Rathgeb’s decision to frisk
Appellant.
Furthermore, even if the trial court used the correct standard, the trial
court erred in applying that standard. Sergeant Rathgeb’s specific
articulated reason for frisking Appellant was “for [the sergeant’s] safety and
[Appellant’s] safety.” N.T., 2/14/2017, at 13. A general statement that a
frisk was required for officer safety and the safety of the person searched
does not provide a sufficient basis for conducting a frisk incident to an
investigatory stop. Preacher, 827 A.2d at 1239. It is imperative that the
police “point to specific and articulable facts indicating the person they
intend to frisk may be armed and dangerous; otherwise, the talismanic use
of the phrase ‘for our own protection,’ … becomes meaningless.” Id. “While
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this Court acknowledges the importance of protecting police officers in the
performance of their duties, the law requires that an officer have some
reason to believe that a particular suspect is armed and dangerous.” Id.(emphasis added).
Upon further questioning, Sergeant Rathgeb specified that he was
“[a]bsolutely” concerned that Appellant had a weapon because people
“involved with the drug trade normally will carry some type of weapon for
protection[.]” N.T., 2/14/2017, at 14. Specifically, Sergeant Rathgeb
believed Appellant may have been in the area to purchase drugs. Id. at 13
(“So, in myself [sic] opinion and my belief, I felt that criminal activity was
afoot, possibly [Appellant] was there for the purpose of meeting somebody
to purchase narcotics.”). Sergeant Rathgeb concluded that Appellant may
have been present to buy drugs based upon his skepticism of Appellant’s
excuse for being in a high-crime area late at night, Appellant’s slight
nervousness during his conversation with Sergeant Rathgeb, and the
registration of Appellant’s car to someone with a Pittsburgh address. In
addition to his concern about weapons, when asked if he has encountered
people carrying needles in the area, Sergeant Rathgeb responded
affirmatively. Id.
Sergeant Rathgeb’s concern that Appellant may have been present at
King and York Streets to purchase drugs, or was somehow otherwise
generally involved in the drug trade, is insufficient to form reasonable
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suspicion that Appellant specifically was armed and dangerous. “Even in
high crime areas, where the possibility that any given individual is armed is
significant, Terry requires individualized, reasonable suspicion before a frisk
for weapons can be conducted.” Commonwealth v. Grahame, 7 A.3d 810,
816 (Pa. 2010) (quoting Maryland v. Buie, 494 U.S. 325, 334 n.2 (1990)).
Notwithstanding the presence of violence in the illegal drug industry, our
Supreme Court has refused to justify an intrusion on privacy based solely on
the seriousness of the criminal activity under investigation, including the sale
of drugs. Commonwealth v. Rodriguez, 614 A.2d 1378, 1383 (Pa. 1992).
“[C]ourts cannot abandon the totality-of-the-circumstances test and rely
exclusively upon the preconceived notion that certain types of criminals
regularly carry weapons.” Grahame, 7 A.3d at 816 (citing Commonwealth
v. Zhahir, 751 A.2d 1153, 1162 (Pa. 2000)).
Further, while Sergeant Rathgeb noted that he has encountered others
in the area carrying needles, he never articulated a concern that he
suspected Appellant specifically of carrying a needle, or that Appellant’s
conduct conveyed a threat of danger to the sergeant. While Appellant acted
slightly nervous when Sergeant Rathgeb encountered him, there is no
indication that Sergeant Rathgeb detected unusual behavior or furtive
movements, observed a suspicious bulge, or had knowledge of any past
violence from Appellant. See Grahame, 7 A.3d at 817 (examining the
presence of such factors because generalization that firearms are commonly
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found in proximity to illegal drugs is insufficient without additional facts
supporting an objectively reasonable belief that person had been presently
armed and dangerous). C.f. Zhahir, supra (holding that, where officers
confronted Zhahir in area known for drug activity at eight p.m. during
investigation of narcotics trafficking, and in response to police presence
Zhahir discarded an item, surveilled the street, retrieved the item, and
turned to face officer with his hand in his jacket pocket, officer’s concern
that Zhahir may have been retrieving a weapon from his pocket was
justified). Because the Commonwealth failed to elicit facts that sufficiently
supported an objectively reasonable belief that Appellant was armed and
dangerous, the trial court’s decision cannot be sustained. Accordingly, we
vacate the judgment of sentence and reverse the order denying the motion
to suppress.
Judgment of sentence vacated. Order denying motion to suppress
reversed. Case remanded for further proceedings consistent with this
memorandum. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/4/2019
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