United States v. John Franklin ( 2018 )

UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 17-6291
UNITED STATES OF AMERICA,
Plaintiff – Appellant,
v.
JOHN FRANKLIN,
Defendant – Appellee.
No. 17-4135
UNITED STATES OF AMERICA,
Plaintiff – Appellee,
v.
JOHN FRANKLIN,
Defendant – Appellant.
Appeal from the United States District Court for the District of Maryland, at Baltimore.
Marvin J. Garbis, Senior District Judge. (1:11-cr-00095-MJG-1; 1:14-cv-03953-MJG)
Argued: December 7, 2017 Decided: January 22, 2018
Amended: February 7, 2018
Before GREGORY, Chief Judge, KEENAN, and FLOYD, Circuit Judges.
Remanded by unpublished per curiam opinion.
ARGUED: John Walter Sippel, Jr., OFFICE OF THE UNITED STATES ATTORNEY,
Baltimore, Maryland, for Appellant. Mary Elizabeth Davis, DAVIS & DAVIS,
Washington, D.C., for Appellee. ON BRIEF: Stephen M. Schenning, Acting United
States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore,
Maryland, for Appellant.
Unpublished opinions are not binding precedent in this circuit.
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PER CURIAM:
A federal jury found John Franklin guilty of numerous charges arising from his
participation in two armed carjackings. Due in large part to lengthy mandatory
minimums, Franklin received a 414-month sentence. In his motion pursuant to 28 U.S.C.
§ 2255, Franklin argued that a flawed jury instruction required him to be resentenced.
The district court granted Franklin’s motion in part and resentenced him to 246 months.
In reaching its conclusion, the district court applied an incorrect legal standard. We
remand this case for further proceedings consistent with this opinion.
In this case, Franklin was prosecuted under two theories of guilt: aiding and
abetting 1 and Pinkerton liability. 2 The jury verdict did not reveal whether Franklin’s
convictions were based on the aiding and abetting instruction or Pinkerton liability. The
aiding and abetting instruction given to the jury is now invalid. See Rosemond v. United
States, 134 S. Ct. 1240, 1243 (2014).
“If the jury was instructed on alternative theories of guilt and may have relied on
an invalid one,” courts review for harmless error and determine whether the instructional
flaw “had a substantial and injurious effect or influence in determining the jury’s
1
Whoever aids and abets the commission of a federal offense is punishable as a
principal. See 18 U.S.C. § 2.
2
Pinkerton liability, set forth in Pinkerton v. United States, 328 U.S. 640, 647
(1946), “makes a person liable for substantive offenses committed by a co-conspirator
when their commission is reasonably foreseeable and in furtherance of the conspiracy.”
United States v. Ashley, 606 F.3d 135, 142–43 (4th Cir. 2010).
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verdict.” Hedgpeth v. Pulido, 555 U.S. 57, 58–59 (2008) (per curiam) (quoting Brecht v.
Abrahamson, 507 U.S. 619, 623 (1993)).
In reviewing Franklin’s convictions under Pinkerton liability, the district court
incorrectly applied plain-error review. Because the jury received instructions on two
alternative theories of liability, harmless-error review was proper. We express no view
on whether Franklin is entitled to habeas relief, but rather remand to the district court for
a proper application of Brecht in the first instance. 3 See Hedgpeth, 555 U.S. at 30.
REMANDED
3
Franklin also appeals the new sentence imposed by the district court, arguing that
it violated the Double Jeopardy Clause of the Fifth Amendment. But because Franklin’s
entitlement to resentencing will be reexamined on remand, we need not decide his
sentencing argument. See United States v. Rodriguez, 433 F.3d 411, 416 n.8 (4th Cir.
2006) (declining to decide defendant’s constitutional challenge to his sentence because
the Court vacated and reversed the sentence).
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