State v. Horn (Slip Opinion) , 2020 Ohio 960 ( 2020 )

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State
v. Horn, Slip Opinion No. 2020-Ohio-960.]
NOTICE
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South Front Street, Columbus, Ohio 43215, of any typographical or other
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SLIP OPINION NO. 2020-OHIO-960
THE STATE OF OHIO, APPELLEE, v. HORN, APPELLANT.
[Until this opinion appears in the Ohio Official Reports advance sheets, it
may be cited as State v. Horn, Slip Opinion No. 2020-Ohio-960.]
Criminal law—R.C. 2907.02(A)(1)(c)—A familial relationship is not a mental or
physical condition—Judgment reversed in part and cause remanded.
(No. 2018-0743—Submitted May 8, 2019—Decided March 18, 2020.)
APPEAL from the Court of Appeals for Wood County,
No. WD-16-053, 2018-Ohio-779.
_______________________
DONNELLY, J.
{¶ 1} In this discretionary appeal, appellant, Michael C. Horn, argues that
“[a] familial relationship is not a ‘mental or physical condition’ for purposes of
R.C. 2907.02(A)(1)(c).” We agree, reverse the judgment of the court of appeals in
part, and remand the cause to the court of appeals.
SUPREME COURT OF OHIO
I. FACTS AND PROCEDURAL HISTORY
{¶ 2} Horn was charged with four counts of rape of S.M., his step-daughter,
and two counts of rape of J.M, his niece by marriage, all of which carried sexually-
violent-predator specifications.
• Count 1, rape of S.M. on or about August 1 to September 30, 2013, was
based on the state’s belief that S.M.’s ability to resist or consent was
substantially impaired because of a mental or physical condition and that
Horn knew or had reason to know that S.M. was unable to resist or consent
because of that impairment. See R.C. 2907.02(A)(1)(c) and (B).
• Count 2, rape of S.M. on or about August 1 to September 30, 2013, was
based on the state’s belief that S.M. was compelled to submit by force or
threat of force. See R.C. 2907.02(A)(2) and (B).
• Count 3, rape of S.M. on or about November 15 to December 14, 2013, was
based on the state’s belief that S.M.’s ability to resist or consent was
substantially impaired because of a mental or physical condition and that
Horn knew or had reason to know that S.M. was unable to resist or consent
because of that impairment. See R.C. 2907.02(A)(1)(c) and (B).
• Count 4, rape of S.M. on or about November 15 to December 14, 2013, was
based on the state’s belief that S.M. was compelled to submit by force or
threat of force. See R.C. 2907.02(A)(2) and (B).
• Count 5, rape of J.M. on or about November 28 to December 24, 2013, was
based on the state’s belief that J.M.’s ability to resist or consent was
substantially impaired because of a mental or physical condition and that
Horn knew or had reason to know that J.M. was unable to resist or consent
because of that impairment. See R.C. 2907.02(A)(1)(c) and (B).
• Count 6, rape of J.M. on or about November 28 to December 24, 2013, was
based on the state’s belief that J.M. was compelled to submit by force or
threat of force. See R.C. 2907.02(A)(2) and (B).
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January Term, 2020
{¶ 3} Horn was found guilty of all counts and all six sexually-violent-
predator specifications. For purposes of sentencing, Counts 2, 4, and 6 (compelling
sexual conduct by threatened or actual force, R.C. 2907.02(A)(2) and (B)) were
merged with Counts 1, 3, and 5 (engaging in sexual conduct when the other person
is substantially impaired by a mental or physical condition, R.C. 2907.02(A)(1)(c)
and (B)). Horn received separate sentences of ten years to life on Counts 1, 3, and
5, to be served consecutively.
{¶ 4} In the court of appeals, Horn argued, among other things, that his
convictions for violating R.C. 2907.02(A)(1)(c), the statute undergirding each of
his sentences, were not supported by sufficient evidence. In particular, Horn argued
that the state had not established that his victims’ “ability to resist or consent [was]
substantially impaired because of a mental or physical condition,” R.C.
2907.02(A)(1)(c); 2018-Ohio-779, 108 N.E.3d 158, ¶ 52. The court of appeals
rejected this argument, along with Horn’s other assignments of error, and affirmed
the judgment of the trial court. Count 1 was affirmed on the basis of sleep as a
substantial impairment, 2018-Ohio-779 at ¶ 56-58, Count 3 on the basis of Horn’s
familial relationship with S.M., id. at ¶ 59-60, and Count 5 on the basis of both
J.M.’s low functioning and familial relationship with Horn, id. at ¶ 35, 61-62.
{¶ 5} We accepted Horn’s discretionary appeal.
II. ANALYSIS
{¶ 6} The sole proposition of law before us posits:
A familial relationship is not a “mental or physical condition” for
purposes of R.C. 2907.02(A)(1)(c) even if the relationship may be
relevant to proving a charge under R.C. 2907.02(A)(2), which is a
distinct statutory provision.
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SUPREME COURT OF OHIO
{¶ 7} Accordingly, Horn’s convictions in Counts 3 and 5 are the only
convictions under review. Horn cannot be found guilty of rape pursuant to R.C.
2907.02(A)(1)(c) and (B) unless the state proves beyond a reasonable doubt that he
engage[d] in sexual conduct with another * * * when * * *
***
(c) [t]he other person’s ability to resist or consent [wa]s
substantially impaired because of a mental or physical condition
* * * and the offender kn[ew] or ha[d] reasonable cause to believe
that the other person’s ability to resist or consent [wa]s substantially
impaired because of a mental or physical condition * * *.
R.C. 2907.02(A)(1). See generally State v. Jenks, 61 Ohio St. 3d 259, 574 N.E.2d
492 (1991), paragraph two of the syllabus (the relevant inquiry for an appellate
court “is whether, after viewing the evidence in a light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of the
crime proven beyond a reasonable doubt”).
{¶ 8} This court has not extensively discussed R.C. 2907.02(A)(1)(c).
Today we are asked, essentially, whether a familial relationship is a “mental or
physical condition” for purposes of a conviction under R.C. 2907.02(A)(1)(c). We
conclude that it is not. Although a familial relationship may be considered to prove
rape by force, that is not the theory under which the state proceeded in this case.
Indeed, we have stated that in a situation involving a parent-child relationship and
a rape allegation, “[f]orce need not be overt and physically brutal, but can be subtle
and psychological.” State v. Eskridge, 38 Ohio St. 3d 56, 58, 526 N.E.2d 304
(1988); accord State v. Schaim, 65 Ohio St. 3d 51, 54-55, 600 N.E.2d 661 (1992).
But here, the issue is whether a familial relationship is a “mental or physical
condition.”
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January Term, 2020
{¶ 9} The General Assembly has not defined “familial relationship.” A
search of the Revised Code and this court’s opinions yields several mentions of the
term “familial relationship,” but none are instructive for defining “familial
relationship” in relation to the phrase “mental or physical condition” or in the
context of R.C. 2907.02(A)(1)(c). The best definition that can be gleaned from the
various uses of the phrase is that “familial relationship” indicates that two or more
people are part of the same family. See Toledo Bar Assn. v. Bishop, ___ Ohio St.3d
___, 2019-Ohio-5288, ___N.E.3d ___, ¶ 11 (referring to Prof.Cond.R. 1.8(c)(1),
which defines a person related to a lawyer); 06/26/2015 Administrative Actions,
142 Ohio St. 3d 1522, 2015-Ohio-2568, 33 N.E.3d 68.
{¶ 10} The General Assembly also has not defined “mental or physical
condition.” Based on its context in R.C. 2907.02(A)(1)(c), the word “condition”
means “[a] state resulting from a physical or mental illness,” Shorter Oxford
English Dictionary 483 (Sixth Ed.2007), or “a usually defective state of health,”
prerequisite, or restricting factor, Merriam-Webster’s Collegiate Dictionary 259
(11th Ed.2020). Given this, we are persuaded that Horn’s understanding of
“condition” is more in line with what the General Assembly intended when it
enacted R.C. 2907.02(A)(1)(c). Horn describes a condition as something “suffered
by the alleged victim without reference to the accused,” something that affects the
victim independently. Horn suggests that bipolar disorder, dementia, and muscular
dystrophy are examples of mental or physical conditions.
{¶ 11} It is clear to us that a “familial relationship” is not a “mental or
physical condition.” The state does not seriously attempt to counter this conclusion.
Instead, it focuses on the phrase “substantial impairment” and fails to address the
mental-or-physical-condition component of the statute. This approach ignores the
statutory requirement that the “substantial impairment” be caused by a “mental or
physical condition.”
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SUPREME COURT OF OHIO
{¶ 12} We conclude, without prescribing exact definitions for either
“familial relationship” or “mental or physical condition,” that a familial
relationship is not a mental or physical condition. R.C. 2907.02(A)(1)(c) clearly
states that the “substantial impairment” must be caused by a “mental or physical
condition.” Accordingly, because a familial relationship is not a mental or physical
condition, it is impossible for the state to prove beyond a reasonable doubt that
Horn violated R.C. 2907.02(A)(1)(c) based on the theory that a familial relationship
was the condition that caused the victims’ substantial impairment.
III. CONCLUSION
{¶ 13} We reverse the judgment of the court of appeals with respect to
Counts 3 and 5 to the extent that the judgment was based on Horn’s familial
relationship with S.M. and J.M. Because the court of appeals’ opinion sets forth
another ground for Horn’s conviction on Count 5—that J.M. is “low functioning,”
an issue that is not before this court—the court of appeals must consider whether
that ground alone supports the conviction under Count 5. The cause is remanded
to the court of appeals to reconsider Count 5 and subsequently to remand to the trial
court for resentencing.
Judgment reversed in part
and cause remanded.
KENNEDY, FRENCH, FISCHER, DEWINE, and STEWART, JJ., concur.
O’CONNOR, C.J., concurs in judgment only.
_________________
Paul A. Dobson, Wood County Prosecuting Attorney, and David T. Harold
and Thomas A. Matuszak, Assistant Prosecuting Attorneys, for appellee.
Mayle, L.L.C., Andrew R. Mayle, and Ronald J. Mayle; and Neil S.
McElroy, for appellant.
_________________
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