State ex rel. Lorain Cty. Bd. of Commrs. v. Lorain Cty. Court of Common Pleas (Slip Opinion) , 143 Ohio St. 3d 522 ( 2015 )

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as
State ex rel. Lorain Cty. Bd. of Commrs. v. Lorain Cty. Court of Common Pleas, Slip Opinion
No. 2015-Ohio-3704.]
NOTICE
This slip opinion is subject to formal revision before it is published in
an advance sheet of the Ohio Official Reports. Readers are requested
to promptly notify the Reporter of Decisions, Supreme Court of Ohio,
65 South Front Street, Columbus, Ohio 43215, of any typographical or
other formal errors in the opinion, in order that corrections may be
made before the opinion is published.
SLIP OPINION NO. 2015-OHIO-3704
THE STATE EX REL. LORAIN COUNTY BOARD OF COMMISSIONERS v. LORAIN
COUNTY COURT OF COMMON PLEAS ET AL.
[Until this opinion appears in the Ohio Official Reports advance sheets, it
may be cited as State ex rel. Lorain Cty. Bd. of Commrs. v. Lorain Cty. Court
of Common Pleas, Slip Opinion No. 2015-Ohio-3704.]
Prohibition—Judges of the common pleas court patently and unambiguously lack
jurisdiction to order the board of county commissioners to appropriate
funds to the county sheriff in the absence of an actual case or controversy
pending before the court—Writ granted.
(No. 2014-1586—Submitted May 19, 2015—Decided September 15, 2015.)
IN PROHIBITION.
_____________________
Per Curiam.
{¶ 1} We grant a writ of prohibition to prevent respondents, the Lorain
County Court of Common Pleas and the Honorable Judge Mark Betleski, from
enforcing orders they had no jurisdiction to issue. Former Administrative Judge
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James M. Burge issued an order mandating that relator, the Board of
Commissioners of Lorain County, appropriate an amount of money to the county
sheriff to add security measures at the court’s adult-probation and presentence-
investigation facilities. After Judge Burge was removed from office, the current
Administrative Judge, Mark A. Betleski, issued an order giving the
commissioners the option to appropriate the money to the court even though the
court would then give the money to the sheriff’s office for the same purpose.
{¶ 2} Judges Burge and Betleski have ordered the commissioners, without
a suit by the sheriff, to appropriate funds to the sheriff’s office for additional
security at the courthouse and another facility. The dispute over funding is
therefore between the sheriff and the commissioners, but there was, and is, no
lawsuit between those parties before the Lorain County Court of Common Pleas.
{¶ 3} We issue a writ of prohibition because Judge Betleski has no
jurisdiction to issue and enforce orders resolving a dispute that is not before the
court.
Facts
The physical-security assessment and concerns regarding security
{¶ 4} In May 2014, the Supreme Court of Ohio Office of Court Security,
at the request of then Administrative Judge Burge, prepared a physical-security
assessment (“PSA”) of the “old courthouse” in Lorain County. In 2004, all
divisions of the court of common pleas were relocated from the old courthouse to
the Lorain County Justice Center. The old courthouse was renovated specifically
to house the court’s adult-probation department (“APD”) and the county crime
lab. The APD’s presentence-investigation unit (“PIU”) is housed in a separate
building and was also part of the PSA. The PSA identified a number of
structural-design and security problems with the old courthouse, including the
need for a screening station equipped with a metal detector and the need to alarm
the exterior doors.
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January Term, 2015
{¶ 5} On August 13, 2014, the sheriff sent a letter to the commissioners
stating that the annual costs of placing deputies and screening equipment for the
APD at the old courthouse and for the PIU at its present location in a different
building would be $396,356.09. The letter also suggested that if the PIU were
moved to the old courthouse so that security could be provided only at the old
courthouse for both departments, it would cost $198,178.05 annually. The sheriff
also sent a letter to the court administrator with copies to the judges explaining
that he must have additional funding before he would be able to provide the
security measures suggested in the PSA.
The first entry
{¶ 6} In an August 22, 2014 e-mail to the court administrator, the sheriff
provided calculations showing that it would cost $124,953.20 to implement the
requested security measures for the remainder of 2014. None of the
commissioners were originally copied on this e-mail. The commissioners allege
that the sheriff never submitted to them a request for $124,953.20 for security for
the APD and the PIU through the end of 2014.
{¶ 7} On August 27, 2014, Judge Burge issued a journal entry ordering the
commissioners to appropriate $124,953.20 to the sheriff by September 13 so that
deputies and screening devices at the two facilities housing the APD and the PIU
could be funded for the remainder of 2014. No matter was pending before the
court regarding the funding: the sheriff had not filed suit against the
commissioners, nor had he sought a writ of mandamus to order them to provide
the funding that was nevertheless ordered by Judge Burge.
The complaint for a writ of prohibition
{¶ 8} The commissioners filed this action for a writ of prohibition on
September 12, 2014. They prayed for an immediate alternative writ of prohibition
to prevent Judge Burge and the other respondents from enforcing the August 27,
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2014 order until we made a final decision in this case. They also prayed for a
permanent writ forbidding enforcement of the order.
{¶ 9} On September 25, 2014, we issued an order disqualifying Judge
Burge from acting as a judge for reasons unrelated to this case. In re
Disqualification of Burge, 140 Ohio St. 3d 1444, 2014-Ohio-4193, 16 N.E.3d 685.
Respondents filed a motion to dismiss, and the commissioners responded. On
October 1, the parties filed a stipulated automatic substitution of Judge Betleski
for Judge Burge, as Judge Betleski had been designated as the new administrative
judge in the general division of the Lorain County Court of Common Pleas.
The second entry
{¶ 10} On October 3, 2014, Judge Betleski issued a journal entry
modifying Judge Burge’s August 27, 2014 entry. The October order fully
incorporated the August order and added, “The Lorain County Commissioners
alternately may fulfill their obligations under [the August 27, 2014] Order and the
Order’s purpose by appropriating the required funds of $124,953.20 for security
to the Court of Common Pleas General Division.” It required that the
appropriation be made by October 17, 2014.
{¶ 11} On October 9, 2014, the APD requested an appropriation of
$139,500 from the County Probation Services Fund, including $130,000 for
professional services. The commissioners learned that the $130,000 was slated to
pay the sheriff’s office for the cost of providing uniformed deputies and screening
devices at the entrances to the APD and the PIU. The request was for funds
already budgeted for the court’s use and not for new funds or for an appropriation
from the general fund. On October 22, the commissioners passed a resolution
approving the APD’s requested appropriation from the court’s probation fund but
stated that the approval “in no way waives their claim set forth” in this pending
prohibition case, “nor limits in any way their ability to contest the Court of
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January Term, 2015
Common Pleas ordering the Commissioners to pay for security at the Old
Courthouse or PSI’s location.”
The amended complaint
{¶ 12} On October 17, 2014, the commissioners moved for leave to file an
amended complaint. The amended complaint changes the respondent from Judge
Burge to Judge Betleski and incorporates Judge Betleski’s October 3, 2014 order.
Respondents did not oppose the motion to amend the complaint.
{¶ 13} On November 19, 2014, we denied the respondents’ motion to
dismiss, granted a September 17, 2014 motion that the PSA be filed under seal,
ordered that a copy of the PSA be given to the commissioners, and issued an
alternative writ. The parties submitted evidence and briefs. On November 25,
2014, as part of his 2015-budget hearing with the commissioners, the sheriff
requested sufficient funding for security at the APD and PIU facilities. As of
December 5, 2014, no funding was approved to fulfill this request.
Analysis
Motion for oral argument
{¶ 14} Judge Betleski has moved for oral argument. In cases in which oral
argument is not mandatory—such as cases originating in this court or direct
appeals from cases originating in a court of appeals—we have discretion to grant
oral argument, and “ ‘in exercising this discretion, we consider whether the case
involves a matter of great public importance, complex issues of law or fact, a
substantial constitutional issue, or a conflict among courts of appeals.’ ” State ex
rel. Jean-Baptiste v. Kirsch, 134 Ohio St. 3d 421, 2012-Ohio-5697, 983 N.E.2d
302, ¶ 10, quoting State ex rel. Davis v. Pub. Emps. Retirement Bd., 111 Ohio
St.3d 118, 2006-Ohio-5339, 855 N.E.2d 444, ¶ 15.
{¶ 15} Judge Betleski argues that oral argument is necessary to explore the
proper authority of the courts versus the role of county commissioners. However,
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the resolution of this case follows from the facts of this case as applied to existing
jurisprudence, and oral argument is not necessary. The motion is denied.
Prohibition
{¶ 16} To be entitled to the requested writ of prohibition, the
commissioners must establish that (1) Judge Betleski is about to exercise or Judge
Burge and/or Judge Betleski have exercised judicial power, (2) the exercise of
that power is unauthorized by law, and (3) denying the writ would result in injury
for which no other adequate remedy exists in the ordinary course of law. State ex
rel. Bell v. Pfeiffer, 131 Ohio St. 3d 114, 2012-Ohio-54, 961 N.E.2d 181, ¶ 18;
State ex rel. Miller v. Warren Cty. Bd. of Elections, 130 Ohio St. 3d 24, 2011-
Ohio-4623, 955 N.E.2d 379, ¶ 12. The second and third elements may be
satisfied by a showing that the lack of jurisdiction is “patent and unambiguous.”
Chesapeake Exploration, L.L.C. v. Oil & Gas Comm., 135 Ohio St. 3d 204, 2013-
Ohio-224, 985 N.E.2d 480, ¶ 11.
Exercise of judicial power
{¶ 17} Judges Burge and Betleski exercised judicial power by entering the
August 27 and October 3 orders, and Judge Betleski is about to exercise judicial
power by enforcing those orders.
{¶ 18} Judge Betleski claims that the court was acting not in a judicial
capacity but in an administrative one when it issued the two appropriation orders.
If the entries ordered the county commissioners to appropriate funds to the court
for the court’s administration of its own business, they might be viewed as
administrative orders. Such a request by the court to county commissioners is not
made in the context of a dispute but is in the nature of an administrative order that
the court can enforce through contempt or mandamus. In re Furnishings &
Equip. for Judge, Courtroom & Personnel for Courtroom Two, 66 Ohio St. 2d
427, 428, 423 N.E.2d 86 (1981).
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January Term, 2015
{¶ 19} However, Judge Burge’s order was not for “ ‘the administration of
the judicial process,’ ” State ex rel. Avellone v. Lake Cty. Bd. of Commrs., 45
Ohio St. 3d 58, 61, 543 N.E.2d 478, 481 (1989), quoting State ex rel. Britt v.
Franklin Cty. Bd. of Commrs., 18 Ohio St. 3d 1, 2, 480 N.E.2d 77 (1985), nor was
the appropriation to be made of the court’s funds, which might have made it an
administrative rather than a judicial order. Rather, here, the court ordered the
board of commissioners to make an appropriation to the sheriff’s office for a
specific purpose. Likewise, Judge Betleski, when modifying that order, did not
mandate that the funds be appropriated to the court for its own expenses; instead,
he gave the commissioners the option to appropriate the money to the court,
which would have simply turned it over to the sheriff.
{¶ 20} Therefore, the court did not issue an administrative order. Rather,
the orders were attempts to resolve the informal dispute among the sheriff, the
county commissioners, and the court regarding payment for additional security
measures at the APD and PIU facilities.
Exercise of judicial power unauthorized
{¶ 21} That exercise of judicial power was unauthorized. There is and
was no legal controversy between parties with standing before Judges Burge and
Betleski. “Actual controversies are presented only when the plaintiff sues an
adverse party.” State ex rel. Barclays Bank, P.L.C. v. Hamilton Cty. Court of
Common Pleas, 74 Ohio St. 3d 536, 542, 660 N.E.2d 458 (1996). The sheriff’s
office has not sued the commissioners.
{¶ 22} The sheriff claims that he has insufficient funds to pay for the
additional security measures that the court desires at the APD and PIU facilities,
and the commissioners claim that the sheriff’s budget is sufficient to
accommodate the extra security. However, the sheriff suggested that the PIU be
moved to the same location as the APD to save money. The commissioners have
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indicated that they could appropriate the money needed to provide security under
this arrangement.
{¶ 23} Thus, there is a disagreement, but not a legal controversy, between
the sheriff and the commissioners. Despite the lack of a formal lawsuit, the
common pleas court decided that the sheriff must provide additional security at
two locations at extra expense and that the commissioners must appropriate
money to the sheriff to enable him to do so.
{¶ 24} As we have held, the presence of a mere disagreement, “however
sharp and acrimonious it may be,” is insufficient to create an actual controversy.
Barclays, 74 Ohio St. 3d at 542, 660 N.E.2d 458. Judges Burge and Betleski
exercised judicial authority where there was no case or controversy.
No adequate remedy at law
{¶ 25} Judge Betleski argues that the commissioners have an adequate
remedy at law in that they can challenge the reasonableness of the judges’ orders
during a contempt proceeding. However, the entries were not orders mandating
appropriations to a court for its own administrative expenses, in which case the
court could enforce the order by contempt or mandamus. In re Furnishings, 66
Ohio St. 2d at 428, 423 N.E.2d 86. Rather, they were orders mandating
appropriations to the sheriff’s office, with, at most, an option to funnel the money
through the court on its way to the sheriff. The court patently and unambiguously
lacked jurisdiction to issue the orders. They are not enforceable in contempt.
There is no adequate remedy at law sufficient to preclude a writ of prohibition.
We grant the writ.
Conclusion
{¶ 26} Judge Betleski and the Lorain County Court of Common Pleas lack
jurisdiction to enforce entries that order the board of commissioners to
appropriate money to the sheriff’s office for security at the APD and PIU
facilities, in the absence of a case or controversy.
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January Term, 2015
{¶ 27} We therefore grant the requested writ of prohibition. We also grant
the motion to amend the complaint and deny the motions for a default judgment
and for oral argument.
Writ granted.
O’CONNOR, C.J., and PFEIFER, O’DONNELL, KENNEDY, FRENCH, and
O’NEILL, JJ., concur.
LANZINGER, J., concurs in judgment only.
_________________
Brzytwa, Quick & McCrystal, L.L.C., Robert E. Cahill, James L.
McCrystal Jr., and E. John Brzytwa, for relator.
The Chandra Law Firm, L.L.C., Subodh Chandra, Donald Screen,
Sandhya Gupta, and Ashlie Case Sletvold, for respondents.
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