Disciplinary Counsel v. Joltin (Slip Opinion) , 147 Ohio St. 3d 490 ( 2016 )


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  • [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as
    Disciplinary Counsel v. Joltin, Slip Opinion No. 
    2016-Ohio-8168
    .]
    NOTICE
    This slip opinion is subject to formal revision before it is published in an
    advance sheet of the Ohio Official Reports. Readers are requested to
    promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65
    South Front Street, Columbus, Ohio 43215, of any typographical or other
    formal errors in the opinion, in order that corrections may be made before
    the opinion is published.
    SLIP OPINION NO. 
    2016-OHIO-8168
    DISCIPLINARY COUNSEL v. JOLTIN.
    [Until this opinion appears in the Ohio Official Reports advance sheets, it
    may be cited as Disciplinary Counsel v. Joltin, Slip Opinion No.
    
    2016-Ohio-8168
    .]
    Attorneys—Misconduct—Violations of the Rules of Professional Conduct,
    including misappropriation of client funds, failing to keep a client
    reasonably informed about the status of a legal matter, failing to promptly
    deliver funds that a client is entitled to receive, failing to cooperate in a
    disciplinary investigation, and failing to properly maintain and use a client
    trust account—Two-year suspension with one year stayed on conditions.
    (No. 2016-0261—Submitted August 16, 2016—Decided December 19, 2016.)
    ON CERTIFIED REPORT by the Board of Professional Conduct of the Supreme
    Court, No. 2015-022.
    _______________________
    SUPREME COURT OF OHIO
    Per Curiam.
    {¶ 1} Respondent, Benjamin Joltin of Canfield, Ohio, Attorney 
    Registration No. 0072993,
     was admitted to the practice of law in Ohio in November 2000. In a
    complaint certified to the Board of Professional Conduct on April 13, 2016, relator,
    disciplinary counsel, charged Joltin with multiple violations of the Rules of
    Professional Conduct arising largely from the financial mismanagement of his
    practice. Among other things, the complaint alleged that he commingled personal
    and client funds, misappropriated client funds, failed to promptly deliver funds that
    clients or third persons were entitled to receive, misled a client about the reason he
    was unable to promptly deliver her funds, and failed to maintain any records
    regarding his client trust account for several years. The parties submitted stipulated
    findings of fact and misconduct, aggravating and mitigating factors, and 77
    stipulated exhibits. They also agreed to dismiss two alleged rule violations.
    {¶ 2} After hearing Joltin’s testimony and reviewing the stipulated
    evidence, a panel of the Board of Professional Conduct issued a report largely
    adopting the parties’ stipulations of fact and misconduct and recommending the
    dismissal of an additional alleged violation. Although relator argued that Joltin’s
    misconduct warranted an indefinite suspension from the practice of law, and Joltin
    argued in favor of a fully stayed suspension, the panel recommended that Joltin be
    suspended from the practice of law for two years, with the final 18 months stayed
    on conditions. The board adopted the panel’s report in its entirety. Relator objects
    to the board’s recommended sanction and urges us to impose a two-year suspension
    with no stay.
    {¶ 3} For the reasons that follow, we sustain relator’s objection in part,
    overrule it in part, and suspend Joltin from the practice of law for two years with
    the second year stayed on conditions.
    2
    January Term, 2016
    Misconduct
    Count One: The Torok Matter
    {¶ 4} In September 2012, Lisa Torok hired Joltin to represent her in a
    complex divorce case. Joltin stipulated that he agreed to accept a flat fee of $2,500,
    which was later increased to $3,000. But Torok gave him a check for $18,000 to
    hold in his trust account to cover her legal fees, with the balance to be distributed
    to her at her direction.1 At the time Joltin deposited Torok’s check, his client-trust-
    account balance was $28.70. Six days later, he issued a $4,000 check to himself
    with the notation “Torok” on the subject line, but he had not earned that amount as
    either a fee or a reimbursement of expenses.
    {¶ 5} In November 2012, Joltin deposited $88,000 in personal funds into
    his client trust account, thereby commingling personal and client funds. Although
    he initially testified that the deposited funds were an inheritance, he later conceded
    that they represented an executor’s fee he had earned from his grandparents’ estate.
    At Torok’s request in January 2013, Joltin issued her a check for $15,000, but when
    she attempted to cash the check in September, the bank returned it for insufficient
    funds. After the client informed Joltin that the check had been dishonored, he sent
    her an e-mail message stating that the domestic relations court had placed a
    restraining order on the distribution of the funds, but it was Joltin’s use of Torok’s
    money for his personal purposes—not the restraining order—that caused the bank
    to dishonor the check.
    {¶ 6} Joltin later issued two checks to Torok—one for $1,800 in September
    2013 and another for $5,000 in December 2013—and should have held another
    $11,200 of her money in trust. But as of January 1, 2014, his client trust account
    balance was just $421.78.
    1
    The purpose of the excess funds is not established in the record, and relator has not alleged that
    either Joltin or Torok intended to conceal assets from Torok’s spouse in the divorce proceeding.
    3
    SUPREME COURT OF OHIO
    {¶ 7} Torok terminated Joltin’s representation on February 25, 2014, and a
    fee dispute ensued. Torok claimed that they had agreed to a fixed fee of $2,500,
    and Joltin claimed that the $18,000 deposit was a retainer toward his hourly fees,
    which were in excess of $4,000. Joltin ultimately agreed to accept $3,000 plus
    $300 for filing fees and expenses. After Joltin gave Torok a $4,900 cashier’s check
    in April 2014, he still owed her $3,000, but he did not respond to her numerous
    attempts to obtain the remaining funds. He did not refund the final $3,000 to Torok
    until December 7, 2015—just 9 days before his disciplinary hearing.
    {¶ 8} Relator sent his first letter of inquiry to Joltin on March 27, 2014, but
    Joltin did not timely respond. He responded to a second letter of inquiry, and his
    attorney responded in part to another letter promising to provide additional
    information. When the additional information was not sent, a deposition was
    scheduled. But after requesting and receiving several continuances and being
    subpoenaed for a November 2014 deposition, Joltin failed to appear at the
    appointed time. The board did not find Joltin’s testimony that an attorney friend
    had told him that the deposition had been postponed to be credible, because he
    offered no evidence to corroborate it and the scheduling letter plainly stated that the
    deposition would not be rescheduled for any reason.
    {¶ 9} The parties stipulated and the board found that Joltin’s conduct
    violated Prof.Cond.R. 1.15(c) (requiring a lawyer to deposit advance legal fees and
    expenses into a client trust account, to be withdrawn by the lawyer only as fees are
    earned or expenses incurred), 1.15(d) (requiring a lawyer to promptly deliver funds
    or other property that the client is entitled to receive), 1.16(e) (requiring a lawyer
    to promptly refund any unearned fee upon the lawyer’s withdrawal from
    employment), 8.4(c) (prohibiting a lawyer from engaging in conduct involving
    dishonesty, fraud, deceit, or misrepresentation), and 8.1(b) and Gov.Bar R. V(9)(G)
    (both requiring an attorney to cooperate with a disciplinary investigation). Because
    relator failed to present any evidence addressing the factors to be considered in
    4
    January Term, 2016
    determining whether Joltin’s fee was reasonable, however, the board recommended
    that we dismiss an alleged violation of Prof.Cond.R. 1.5(a) (prohibiting a lawyer
    from making an agreement for, charging, or collecting an illegal or clearly
    excessive fee).
    {¶ 10} We adopt the board’s findings of fact and agree that Joltin’s conduct
    violated Prof.Cond.R. 1.15(c), 1.15(d), 1.16(e), 8.1(b), and 8.4(c) and Gov.Bar R.
    V(9)(G), and we dismiss the alleged violation of Prof.Cond.R. 1.5(a) with respect
    to this count.
    Count Two: The Cayavec Matter
    {¶ 11} In 2009, Joltin represented Roger Johnson in a personal-injury
    matter. Before settling the case, Joltin received a notice of assignment from
    Johnson’s treating physician, Dr. Michael Cayavec. On October 29, 2009, he sent
    Dr. Cayavec a letter of protection accepting the terms of the assignment. Joltin
    settled Johnson’s case in September 2013 and distributed the settlement proceeds
    to his client, but he did not notify or pay Dr. Cayavec because he had misplaced
    and forgotten the letter of protection. Although relator sent Joltin two letters of
    inquiry regarding the doctor’s grievance in October 2014, Joltin waited until March
    12, 2015, to respond. He did not pay Dr. Cayavec the $3,400 that he was owed
    until December 7, 2015.
    {¶ 12} The parties stipulated and the board found that Joltin violated
    Prof.Cond.R. 1.15(d) by failing to promptly deliver the funds to which Dr. Cayavec
    was entitled and that he violated Prof.Cond.R. 8.1(b) and Gov.Bar R. V(9)(G) by
    failing to timely cooperate in the resulting disciplinary investigation. The board
    also dismissed an additional alleged violation on relator’s motion. We adopt the
    board’s findings of fact and misconduct with respect to this count.
    Count Three: The Patterson Matter
    {¶ 13} In February 2014, Joltin agreed to assume representation of Mark
    Patterson in an eviction matter as a favor to another lawyer who was unable to
    5
    SUPREME COURT OF OHIO
    complete the representation. Patterson paid him $205—$105 of which was for
    filing fees. Although Joltin attempted to file the eviction action, the court twice
    rejected his filings for technical deficiencies. Patterson attempted to reach Joltin
    by telephone from mid-March through early June, but spoke only with a secretary
    who assured him that Joltin was working on the case. Joltin did not respond to an
    e-mail in which Patterson detailed the issues to be set forth in the eviction
    documents. In April and May 2014, Patterson sent e-mails terminating Joltin’s
    representation and requesting a refund, but Joltin did not respond to either e-mail.
    Joltin’s March 2015 response to relator’s November and December 2014 letters of
    inquiry was neither complete nor timely. And he waited until the following
    December to refund Patterson’s $205.
    {¶ 14} The parties stipulated and the board found that Joltin’s conduct in
    the Patterson matter violated Prof.Cond.R. 1.3 (requiring a lawyer to act with
    reasonable diligence in representing a client), 1.4(a)(3) (requiring a lawyer to keep
    the client reasonably informed about the status of a matter), 1.15(d), 1.16(d)
    (requiring a lawyer withdrawing from representation to take steps reasonably
    practicable to protect a client’s interest), 1.16(e), and 8.1(b) and Gov.Bar R.
    V(9)(G). The board also dismissed an additional violation on the motion of relator.
    We adopt the board’s findings of fact and misconduct with respect to this count.
    Count Four: Trust-Account Records
    {¶ 15} Joltin testified that he stopped maintaining client-trust-account
    records in 2008 and did not resume that practice until relator commenced his
    investigation in 2013. He admitted that he did not maintain a record of the funds
    he held on behalf of each client and that he did not maintain his bank statements or
    perform a monthly reconciliation of his client trust account. He also admitted that
    he had no idea what his client trust account balance was in 2012 when he should
    have been holding Torok’s funds.
    6
    January Term, 2016
    {¶ 16} Joltin stipulated that he repeatedly misused his client trust account
    and failed to safeguard client funds from December 2012 through March 2014—
    spending client funds before they were earned, repeatedly commingling personal
    and client funds, and paying his personal expenses directly from his client trust
    account on at least 85 occasions. Joltin’s client trust account was overdrawn on
    multiple occasions, and he failed to respond to at least four of relator’s letters of
    inquiry regarding those overdrafts. He also failed to appear pursuant to subpoena
    at two depositions to address these overdrafts—the first was set for April 14, 2014,
    and the second, also discussed in Count One above, was scheduled for November
    5, 2014.
    {¶ 17} The board found that Joltin’s conduct violated Prof.Cond.R.
    1.15(a)(2) (requiring a lawyer to maintain a record for each client that sets forth the
    name of the client; the date, amount, and source of all funds received on behalf of
    the client; the date, amount, payee, and purpose of each disbursement made on
    behalf of the client; and the current balance for each client), 1.15(a)(3) (requiring a
    lawyer to maintain a record for the lawyer’s client trust account, setting forth the
    name of the account, the date, amount, and client affected by each credit and debit,
    and the balance in the account), 1.15(a)(4) (requiring a lawyer to maintain all bank
    statements, deposit slips, and cancelled checks, if provided by the bank, for each
    bank account), 1.15(a)(5) (requiring a lawyer to perform and retain a monthly
    reconciliation of the funds held in the lawyer’s client trust account), 1.15(b)
    (permitting a lawyer to deposit his or her own funds in a client trust account for the
    sole purpose of paying or obtaining a waiver of bank service charges), 1.15(c), and
    8.1(b) and Gov.Bar R. V(9)(G). We adopt the board’s findings of fact and
    misconduct with respect to Count Four of the complaint.
    Sanction
    {¶ 18} When imposing sanctions for attorney misconduct, we consider
    relevant factors, including the ethical duties the lawyer violated and the sanctions
    7
    SUPREME COURT OF OHIO
    imposed in similar cases. Stark Cty. Bar Assn. v. Buttacavoli, 
    96 Ohio St.3d 424
    ,
    
    2002-Ohio-4743
    , 
    775 N.E.2d 818
    , ¶ 16. We also weigh evidence of the aggravating
    and mitigating factors listed in Gov.Bar R. V(13).
    {¶ 19} As aggravating factors, the parties stipulated and the board found
    that Joltin committed multiple offenses, engaged in a pattern of misconduct, and
    failed to cooperate in the disciplinary process until after relator filed his complaint
    with the board. See Gov.Bar R. V(13)(B)(3), (4), and (5). The board also found
    that he acted with a dishonest and selfish motive by distributing $4,000 of Torok’s
    funds from his client trust account to himself within days of the initial deposit
    without having earned that amount. See Gov.Bar R. V(13)(B)(2).
    {¶ 20} The parties stipulated and the board agreed that mitigating factors
    include the absence of a prior disciplinary record and letters from friends and
    colleagues attesting to Joltin’s good character and reputation, as demonstrated by
    his professional competence, attention to detail, zealous advocacy, courteous
    behavior both in and out of the courtroom, and good reputation for truth and
    veracity. See Gov.Bar R. V(13)(C)(1) and (5). The board also afforded mitigating
    effect to Joltin’s remorse, noting that he freely acknowledged the wrongfulness of
    his conduct and wrote formal letters of apology to the affected clients.
    {¶ 21} The board accepted the parties’ stipulations that Joltin made full and
    free disclosure of his actions to the disciplinary board and that he made a “good
    faith effort to make restitution,” but it afforded very little weight to these factors
    because his actions were not timely. See Gov.Bar R. V(13)(C)(3) (providing that a
    timely, good-faith effort to make restitution or to rectify the consequences of
    misconduct may be considered as a mitigating factor). And although Joltin testified
    that he had limited the scope of his practice, had revised his general office
    procedures, had begun to comply with Prof.Cond.R. 1.15 requirements regarding
    his client trust accounts, and had voluntarily engaged a mentor just days before the
    hearing in this matter, the board did not give those factors any mitigating effect.
    8
    January Term, 2016
    {¶ 22} The board discussed multiple events in Joltin’s personal life—
    including three deaths in his family and the unraveling of his marriage—that
    negatively affected his physical and mental health at the time of the charged
    misconduct, his consultations with mental-health professionals, and his decision to
    enter into a three-year contract with the Ohio Lawyers Assistance Program on
    December 1, 2015. It determined, however, that the evidence was insufficient to
    establish that Joltin suffered from a mental disorder that was causally related to his
    misconduct. See Gov.Bar R. V(13)(C)(7). And the board was not convinced that
    the steps he had recently taken to address his mental-health issues would prove
    effective over time. Thus, the board did not consider those personal challenges to
    be mitigating factors, stating that there was not proof that they were a cause of his
    misconduct.
    {¶ 23} For misconduct that included significant violations including a
    complete failure to maintain required client-trust-account records and
    misappropriation of client funds, relator recommended that Joltin be indefinitely
    suspended from the practice of law. Joltin argued in favor of a fully stayed
    suspension.
    {¶ 24} After comparing the facts of this case to those in the cases
    propounded by the parties, however, the board found Joltin’s conduct to be most
    comparable to Disciplinary Counsel v. Coleman, 
    144 Ohio St.3d 35
    , 2015-Ohio-
    2489, 
    40 N.E.3d 1092
    . Coleman accepted $18,000 from an incarcerated client and
    agreed to invest the money on the client’s behalf. Id. at ¶ 5. But he misappropriated
    the money. Id. at ¶ 5-6. When the client directed Coleman to make several
    distributions, he made them from his personal funds, but the client grew suspicious
    because the disbursements were made with money orders and cashier’s checks. Id.
    at ¶ 6-7. Coleman falsely assured the client and presented him with a fraudulent
    ledger in an effort to persuade him that the funds remained safely deposited in his
    client trust account. Id. at ¶ 7. The client terminated the representation and
    9
    SUPREME COURT OF OHIO
    demanded that Coleman return his money. Eventually, Coleman began to make
    periodic payments to the client, but it took him almost two years to repay the money
    that he had misappropriated. Id.
    {¶ 25} We found that Coleman’s conduct violated Prof.Cond.R. 1.15(a),
    1.15(a)(2), 1.15(a)(3), 1.15(a)(5), and 8.4(c). As aggravating factors, we found that
    Coleman acted with a selfish motive by converting his client’s money to his own
    use and that he caused harm to a vulnerable client. Id. at ¶ 10; see also Gov.Bar R.
    V(13)(B)(2) and (8). Mitigating factors included his full disclosure and cooperative
    attitude toward the disciplinary proceedings as well as his good character and
    reputation. Id. at ¶ 10; see also Gov.Bar R. V(13)(C)(4) and (5). We also attributed
    some mitigating effect to the personal hardships Coleman faced as the single parent
    of three children following a drastic decrease in his court-appointed caseload and
    income as the result of a change in appointment procedures. Id. at ¶ 14-15.
    Considering these factors and having determined that an actual suspension was
    warranted for Coleman’s misconduct, we suspended him from the practice of law
    for two years with 18 months stayed on the conditions that he work with a law-
    practice monitor for the duration of the stayed suspension and engage in no further
    misconduct. Id. at ¶ 17.
    {¶ 26} Given the similarities between the financial misdeeds of Coleman
    and Joltin—including their commingling, misappropriation, failure to maintain
    adequate records of client funds in their possession, and false statements to their
    clients—the board concluded that their conduct warranted comparable sanctions.
    It therefore recommended that we suspend Joltin for two years but stay the final 18
    months on the conditions that he (1) serve a period of monitored probation, (2)
    complete three hours of continuing legal education (“CLE”) addressing trust-
    account maintenance in addition to the CLE required by Gov.Bar R. X(13), (3) fully
    comply with his existing OLAP contract, and (4) commit no further misconduct.
    10
    January Term, 2016
    {¶ 27} Relator objects to the board’s recommended sanction and argues that
    Joltin’s multiple acts of misconduct, including dishonesty and the misappropriation
    of client funds, warrants a harsher sanction. Comparing that conduct with the
    conduct at issue in Disciplinary Counsel v. McCauley, 
    114 Ohio St.3d 461
    , 2007-
    Ohio-4259, 
    873 N.E.2d 269
    , and Disciplinary Counsel v. Crosby, 
    124 Ohio St.3d 226
    , 
    2009-Ohio-6763
    , 
    921 N.E.2d 225
    , relator suggests that the appropriate
    sanction is a two-year suspension from the practice of law with no stay.
    {¶ 28} In McCauley, we indefinitely suspended an attorney who
    commingled personal and client funds, misappropriated funds from his client trust
    account to pay his personal and business expenses, overdrew his client trust
    account, and failed to maintain complete records regarding the client funds in his
    possession. Id. at ¶ 5-6. But McCauley misappropriated approximately $200,000
    from two clients who consigned their accounts receivable to him for collection and
    payment—whereas Joltin misappropriated $18,000.            In addition, McCauley
    defaulted on a cognovit promissory note that he signed as part of an agreement to
    reimburse one of the clients from whom he misappropriated accounts receivable.
    He also misappropriated significant sums that he held on behalf of a third client and
    spent an additional $60,000 that had been deposited in his account due to a bank
    error. Id. at ¶ 10-11, 14-15. Like Joltin, McCauley ignored or failed to sufficiently
    respond to relator’s letters of inquiry about the underlying grievances, although he
    eventually stipulated that he engaged in much of the charged misconduct. Id. at
    ¶ 6, 12, 20, 21.
    {¶ 29} We acknowledged that disbarment is the presumptive sanction for
    the misappropriation of client funds. Id. at ¶ 22; see, e.g., Cincinnati Bar Assn. v.
    Rothermel, 
    104 Ohio St.3d 413
    , 
    2004-Ohio-6559
    , 
    819 N.E.2d 1009
    . But we found
    that McCauley’s lack of a prior disciplinary record, eventual cooperation in the
    disciplinary proceedings, and acknowledgment of wrongdoing and sincere remorse,
    combined with payment of full restitution to his clients, outweighed aggravating
    11
    SUPREME COURT OF OHIO
    factors that included multiple offenses and a pattern of misconduct. Id. at ¶ 23; see
    also Gov.Bar R. V(13)(C)(1), (3), and (4) and V(13)(B)(3) and (4). Therefore, we
    accepted the board’s recommendation that McCauley be indefinitely suspended
    from the practice of law in Ohio and be required to complete at least 12 hours of
    CLE in law-office and trust-account management in addition to the general CLE
    requirements. Id. at ¶ 24.
    {¶ 30} In Crosby, we confronted an attorney who commingled personal and
    client funds, used his client trust account as a personal checking account, failed to
    maintain complete records of all client funds coming into his possession, failed to
    properly train or supervise the employee he entrusted to maintain his client trust
    account, and retained earned fees in his client trust account in a deliberate attempt
    to shield the funds from judgment creditors and taxing authorities. Crosby, 
    124 Ohio St.3d 226
    , 
    2009-Ohio-6763
    , 
    921 N.E.2d 225
    , at ¶ 5, 8-9, 12-13.
    {¶ 31} Although Crosby was not charged with misappropriating client
    funds, the evidence showed that he overdrew his client trust account and that on at
    least one occasion the account balance was nearly $8,000 less than the amount that
    had been entrusted to him by one of his clients. 
    Id.
     at ¶ 9 and fn. 2. In mitigation,
    we found that Crosby had no prior disciplinary record and there was no evidence
    that he failed to make his clients whole. Id. at ¶ 16. Aggravating factors, however,
    included a pattern of misconduct, failure to fully cooperate in the disciplinary
    process, and Crosby’s dishonest and selfish efforts to hide his personal funds from
    his creditors. Id. at ¶ 17. On those facts, we suspended Crosby for two years with
    no stay and conditioned his reinstatement on the completion of 12 hours of CLE in
    law-office management and accounting in addition to the standard CLE
    requirement and payment or compromise of nearly $26,000 in judgments that had
    been taken against him. Id. at ¶ 22-34.
    {¶ 32} While there is no doubt that Joltin’s conduct is serious and warrants
    a period of actual suspension from the practice of law, it is not comparable to
    12
    January Term, 2016
    McCauley’s misappropriation of more than $300,000 from his clients and his bank.
    And while Joltin’s misconduct is similar to that of Crosby, we find that Crosby’s
    conduct was more egregious in that he admitted that he commingled personal and
    client funds not only as a convenience but also to shield his personal assets from
    judgment creditors and taxing authorities. Crosby at ¶ 13. In contrast, relator did
    not allege in its complaint or earnestly attempt to prove that Joltin deposited the
    $88,000 he received as an executor’s fee from the estate of his deceased
    grandparents into his client trust account with the intent to conceal his assets from
    his spouse.
    {¶ 33} Of the cases advanced by the parties and the board, we find that
    Joltin’s dishonesty and financial misconduct are most analogous to the misconduct
    at issue in Coleman. But in addition to misusing his client trust account, failing to
    maintain required records regarding his client trust account, and misappropriating
    $18,000 in client funds, Joltin also failed to honor a letter of protection issued to a
    client’s treating physician for more than two years after distributing settlement
    proceeds to his client and neglected another client’s matter. Moreover, he failed to
    respond to multiple letters of inquiry sent by relator, provided incomplete answers
    in others, and ignored subpoenas compelling his attendance at two separate
    depositions. Therefore, we agree with relator’s argument that a greater period of
    actual suspension is warranted given Joltin’s additional misconduct, the presence
    of serious aggravating factors including a dishonest and selfish motive, multiple
    offenses, a pattern of misconduct, and failure to cooperate in the disciplinary
    process as well as Joltin’s delays in making restitution, seeking a mentor, and
    seeking assistance from OLAP. Contrary to relator’s argument, however, we
    believe that a two-year suspension with the second year stayed on the conditions
    recommended by the board is commensurate with the severity of Joltin’s
    misconduct and will adequately protect the public from future harm.
    13
    SUPREME COURT OF OHIO
    {¶ 34} Accordingly, we sustain relator’s objection in part, overrule it in
    part, and suspend Benjamin Joltin from the practice of law in Ohio for two years
    with the second year stayed on the conditions that he serve a one-year period of
    monitored probation in accordance with Gov.Bar R. V(21), complete three hours
    of CLE addressing trust-account maintenance in addition to the CLE requirements
    of Gov.Bar R. X(13), remain in full compliance with his existing OLAP contract,
    follow all treatment recommendations of OLAP and his treating professionals, and
    commit no further misconduct. Costs are taxed to Joltin.
    Judgment accordingly.
    PFEIFER, O’DONNELL, KENNEDY, FRENCH, and O’NEILL, JJ., concur.
    LANZINGER, J., dissents, with an opinion joined by O’CONNOR, C.J.
    _________________
    LANZINGER, J., dissenting.
    {¶ 35} I respectfully dissent and would impose an indefinite suspension in
    this case. A two-year suspension with one-year stayed is insufficient when the
    presumptive sanction is disbarment for misappropriation of client funds. See
    Cincinnati Bar Assn. v. Rothermel, 
    104 Ohio St.3d 413
    , 
    2004-Ohio-6559
    , 
    819 N.E.2d 1099
    , ¶ 18.
    O’CONNOR, C.J., concurs in the foregoing opinion.
    _________________
    Scott J. Drexel, Disciplinary Counsel, and Catherine M. Russo, Assistant
    Disciplinary Counsel, for relator.
    Tracey A. Laslo, for respondent.
    _________________
    14
    

Document Info

Docket Number: 2016-0261

Citation Numbers: 2016 Ohio 8168, 147 Ohio St. 3d 490

Judges: Per Curiam

Filed Date: 12/19/2016

Precedential Status: Precedential

Modified Date: 1/13/2023