State v. Dunlap , 2021 Ohio 3262 ( 2021 )

[Cite as State v. Dunlap, 2021-Ohio-3262.]
IN THE COURT OF APPEALS OF OHIO
SIXTH APPELLATE DISTRICT
HURON COUNTY
State of Ohio Court of Appeals No. H-20-023
H-20-024
Appellee
Trial Court No. CRI 2018-0335
v. CRI 2019-0111
Stephen D. Dunlap DECISION AND JUDGMENT
Appellant Decided: September 17, 2021
*****
James Joel Sitterly, Huron County Prosecuting Attorney,
for appellee.
Emil G. Gravelle, III, for appellant.
*****
PIETRYKOWSKI, J.
{¶ 1} Appellant, Stephen Dunlap, appeals the judgment entered by the Huron
County Court of Common Pleas on January 14, 2021, sentencing him to serve 11 months
in prison in case No. CRI 2018-0335 and 12 months in prison in case No. CRI 2019-
0111, with the sentences ordered to be served consecutively. In exchange for dismissing
case No. CRI 2018-0905, the judgment further sentenced appellant to pay $222.50 in
restitution to alleged victim Buckeye Pub, 71 Jefferson St., Norwalk, OH, 44857
(“Buckeye Pub”). For the reasons that follow, we affirm the judgment of the trial court.
Facts and Procedural Background
{¶ 2} On July 20, 2018, appellant was indicted in case No. CRI 2018-0335 on one
count of aggravated possession of drugs, a felony of the fifth degree, and on one count of
obstructing official business, a misdemeanor of the second degree. On November 6,
2018, appellant entered a plea of guilty to the charge of aggravated possession of drugs,
in exchange for dismissal of the charge of obstructing official business.
{¶ 3} Appellant failed to appear for his sentencing hearing in CRI 2018-0335.
This led to his indictment, on February 8, 2019, in case No. CRI 2019-0111, on one count
of failure to appear as required by recognizance under R.C. 2937.99(A) and (B), a felony
of the fourth degree. On April 1, 2019, appellant entered a plea of guilty to the charge.
During the April 1, 2019 plea hearing, the following dialogue took place, involving the
court, defense counsel, and counsel for the state:
THE COURT: My understanding is with regard to the 0335 case,
2018, that in exchange for the pleas on the two new cases, the defendant
would withdraw the motion to withdraw the plea, would agree to proceed to
sentence along with the other two cases, and we have a May 1st, 2019, date
2.
for that. That the State appears willing to recommend a community control
sanction, and pending that was prepared to amend bond or make a bond
recommendation so that the defendant could attend the Alpha House
between now and the sentencing in the interim.
Is that the understanding of the parties?
MR. DOLCE: I believe so, Your Honor. Just to be clear, my client
would be withdrawing the motion in the case that’s set for sentencing that
he’s already pled to, would withdraw the motion to withdraw his plea. He
would be entering a plea to the 111 case, which is the failure to appear case.
The State would be dismissing the 905 case. He would be entering a plea
today to the 111 case, the failure to appear. The State would be dismissing
the 905 case.
THE COURT: Oh, I have a plea for the 905 case?
MR. SITTERLY: There was one, Your Honor, it was generated,
but …
THE COURT: All right. We’re not doing this one?
MR. SITTERLY: However, although we’re dismissing it, and
defense could correct me if I’m wrong, the defendant has agreed to make
restitution to the alleged victim. I don’t know if technically you could call
him that after a case is dismissed --
3.
THE COURT: I think this is the Buckeye Pub one --
MR. SITTERLY: For the 905 case.
THE COURT: $200 in restitution -- $222 in restitution there that
he’s agreeing to?
MR. DOLCE: Yes, Your Honor.
THE COURT: And that case would be dismissed. All right.
{¶ 4} On November 24, 2020, the trial court sentenced appellant -- who appeared
via Skype, from jail -- to terms of imprisonment in case Nos. CI 2018-0335 (aggravated
drug possession) and CI 2019-0111 (failure to appear). In addition, pursuant to the
following exchange held at the November 24, 2020 sentencing hearing, the court ordered
restitution in the amount of $222.50 for Buckeye Pub, the alleged victim in case No.
2018-0905:
THE COURT: All right. The Court’s understanding is that there’s
an agreement as to restitution. That there would be $222.50 reimbursed to
the Buckeye Pub as a result of a bad check and the fee for processing that in
20180905 case, which is going to be dismissed as a result of the plea and
sentencing in this case. Is that the agreement of the parties?
MR. SITTERLY: It is, Your Honor.
MR. DOLCE: That was previously agreed, Your Honor.
4.
THE COURT: All right. The Court will order that restitution at this
time.
In a nunc pro tunc entry dated January 14, 2021, the trial court supplemented its original
sentencing entry by including the name and address of the restitution victim, Buckeye
Pub.
{¶ 5} Appellant timely appealed from the trial court’s judgment entry, asserting
the following assignment of error:
1. The Trial Court erred when it ordered restitution to a party that
was not a victim of the cases Appellant Dunlap pled guilty [sic] but rather
an alleged victim to a dismissed criminal case.
Analysis
{¶ 6} We review criminal sentences pursuant to the standard set forth at R.C.
2953.08(G)(2). State v. Tammerine, 6th Dist. Lucas No. L-13-1081, 2014-Ohio-425,
¶16. R.C. 2953.08(G)(2) permits an appellate court to “increase, reduce, or otherwise
modify a sentence,” or “vacate the sentence and remand the matter to the sentencing
court for resentencing” if the court clearly and convincingly finds either “(a) [t]hat the
record does not support the sentencing court’s findings under division (B) or (D) of
section 2929.13, division (B)(2)(e) or (C)(4) of section 2929.14, or division (I) of section
2929.20 of the Revised Code, whichever, if any, is relevant,” or (b) [t]hat the sentence is
otherwise contrary to law.”
5.
{¶ 7} In support of his assignment of error, appellant argues that his sentence is
contrary to law because the agreement to pay restitution “was never placed in any written
document between the Appellant and the State,” and because “it is improper and unlawful
to order restitution to an alleged victim of a dismissed case.”
{¶ 8} R.C. 2953.08(D)(1) provides, “A sentence imposed upon a defendant is not
subject to review under this section if the sentence is authorized by law, has been
recommended jointly by the defendant and the prosecution in the case, and is imposed by
a sentencing judge.” Thus, although a sentence that is contrary to law is appealable by a
defendant, an agreed-upon sentence may not be appealed where (1) both the defendant
and the state agree to the sentence, (2) the trial court imposes the agreed-upon sentence,
and (3) the sentence is authorized by law. State v. Bonish, 6th Dist. Wood No. WD-20-
036, 2021-Ohio-2436, ¶ 10, citing State v. Underwood, 124 Ohio St.3d 365, 2010-Ohio-
1, 922 N.E.2d 923, ¶ 16.
{¶ 9} Here, the record from the plea hearing shows that on April 1, 2019, appellant
and the state agreed to restitution to Buckeye Pub in the amount of $222. The record also
shows that on November 24, 2020, the trial court ordered appellant, pursuant to
appellant’s earlier agreement with the state, to pay $222.50 as part of his sentence.1
Finally, the $222.50 restitution order to Buckey Pub, which was imposed in connection
1
There is no explanation in the record to account for the .50 discrepancy in the restitution
amount. As this very minimal discrepancy is not directly challenged in this appeal, we
give it no additional consideration herein.
6.
with a bad check, is authorized by R.C. 2929.18(A)(1), which states that “[f]inancial
sanctions that may be imposed pursuant to this section include * * * [r]estitution by the
offender to the victim of the offender’s crime or any survivor of the victim, in an amount
based on the victim’s economic loss.” Accordingly, we conclude that appellant is
precluded from raising this issue on appeal, pursuant to R.C. 2953.08(D)(1). See Bonish,
at ¶ 11 (Restitution order that was agreed upon by defendant and the state was authorized
by R.C. 2929.18(A)(1)), thereby barring defendant’s challenge of that order on appeal,
pursuant to R.C. 2953.08(D)(1).); see also State v. Burns, 2012-Ohio-4191, 976 N.E.2d
969 (6th Dist.) (defendant precluded from challenging restitution on appeal where the
record showed that he agreed to pay $650,000 in restitution to school district and
insurance bonding companies as part of his plea agreement); State v. Swonger, 5th Dist.
Licking No. 19-CA-16, 2019-Ohio-4606, ¶ 37 (“We find the restitution order was agreed
to by appellant and appellee. It is well-established that R.C. 2953.08(D)(1) therefore bars
appellant from challenging restitution on appeal.”).
{¶ 10} Moreover, even if appellant were able to raise this issue on appeal, he
cannot demonstrate that the restitution award was contrary to law. R.C. 2929.18(A)(1)
relevantly provides:
If the court imposes restitution, the court may base the amount of
restitution it orders on an amount recommended by the victim, the offender,
a presentence investigation report, estimates or receipts indicating the cost
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of repairing or replacing the property, and other information, provided the
amount the court orders as restitution shall not exceed the amount of the
economic loss suffered by the victim as a direct and proximate result of the
commission of the offense.
As this court has previously recognized, “criminal defendants can stipulate to the amount
of restitution to be ordered as part of a sentence under R.C. 2929.18(A)(1) and * * * the
stipulation itself provides a sufficient basis for the restitution amount under the statute.”
State v. Speweike, 6th Dist. Lucas No. L-10-1198, 2011-Ohio-493, ¶ 39, citing State v.
Hody, 8th Dist. Cuyahoga No. 94328, 2010-Ohio-6020, ¶ 25-26. Here, appellant’s clear
assent to paying $222.50 in restitution as part of his plea agreement, together with
appellant’s acknowledgement that the restitution was ordered to reimburse Buckeye Pub
for a bad check, are sufficient to support the trial court’s restitution award.
{¶ 11} Appellant argues that the trial court erred by ordering him to pay restitution
for damages relating to charges that were dismissed in a completely separate case. As
stated by the Third District Court of Appeals in State v. Weimert, 3d Dist. Auglaize No.
2-10-35, 2011-Ohio-2846, ¶ 5:
The amount of restitution is generally limited to the offenses for
which a defendant is tried and convicted. State v. Rohrbaugh, 191 Ohio
App.3d 117, 2010-Ohio-6375, 944 N.E.2d 1230. “[A]s a matter of law, an
offender cannot be ordered to pay restitution for damage arising from a
8.
crime of which he was not convicted.” State v. Williams, 3d Dist. No. 8-03-
25, 2004-Ohio-2801, ¶ 23. However, a defendant can agree to pay
restitution for damages relating to dismissed charges as part of a negotiated
plea agreement. State v. Strickland, 10th Dist. No. 08AP-164, 2008-Ohio-
5968, ¶ 12.
Inasmuch as appellant, in fact, agreed to pay restitution for damages relating to dismissed
charges as part of his negotiated plea agreement, we conclude that the restitution order
was not contrary to law.
{¶ 12} Appellant next asserts that the restitution order was in error, because it was
not made part of any written plea agreement. Where, as here, the record from the
sentencing hearing clearly establishes that appellant agreed to pay restitution in the
amount of $222.50 as part of his negotiated plea agreement, we find that the court’s order
was not contrary to law. See Swonger, at ¶ 36-37 (concluding that where the record of
the sentencing hearing established that the defendant agreed to pay restitution as part of
his negotiated plea agreement, the court did not err in ordering restitution.); Bonish, at ¶
11 (concluding that where record from plea hearing showed that defendant and state
agreed to restitution, the restitution award was not contrary to law).
{¶ 13} Arguing against this conclusion, appellant cites State v. Weimert, infra, for
the proposition that, in order for the court’s restitution order to be valid, appellant’s
agreement to pay restitution for the dismissed charges should have been included in his
9.
written negotiated plea agreement contract for case No. CRI 2019-0111 (failure to
appear). Unlike the instant case, Weimert involved restitution in connection with a
single, unambiguous written plea agreement. The instant case, by contrast, involves an
unwritten negotiated plea agreement. This factual distinction renders Weimert
distinguishable and, ultimately, inapplicable to this case.
{¶ 14} Although a written plea agreement may indeed be preferable in many
cases, with respect to negotiated plea cases, in particular, Crim.R. 11(F) merely requires
that “the underlying agreement upon which the plea is based shall be stated on the record
in open court.” State v. Jenkins, 4th Dist. Lawrence No. 18CA27, 2020-Ohio-1480, ¶ 10.
“Under Crim R. 11(F), the parties are required to state the plea agreement on the record at
the time the defendant enters his guilty or no contest plea.” Id. at ¶ 12.
{¶ 15} As indicated above, written guilty pleas were executed in case Nos. CRI
2018-0335 (aggravated drug possession) and CRI 2019-0111 (failure to appear), but there
was no prior executed document in case No. CRI 2018-0905. Instead, case No. CRI
2018-0905 was resolved by way of a verbal agreement between appellant and the state.
Pursuant to that negotiated plea agreement, the case was to be dismissed and, in
exchange, appellant was to pay restitution in the amount of $222.50 to Buckeye Pub.
This verbal agreement was stated on the record in open court, in accordance with Crim.R.
11(F), and was then grafted into the January 14, 2021 judgment entry that was
10.
collectively issued for case Nos. CRI 2018-0335 and CRI 2019-0111. There was no error
in this procedure, and the resulting restitution order was not contrary to law.
{¶ 16} For all of the foregoing reasons, appellant’s sole assignment of error is
found not well-taken. Judgment of the Huron County Court of Common Pleas is
affirmed. Appellant is ordered to pay the costs of this appeal pursuant to App.R. 24.
Judgment affirmed.
A certified copy of this entry shall constitute the mandate pursuant to App.R. 27.
See also 6th Dist.Loc.App.R. 4.
Mark L. Pietrykowski, J. ____________________________
JUDGE
Christine E. Mayle, J.
____________________________
Myron C. Duhart, J. JUDGE
CONCUR.
____________________________
JUDGE
This decision is subject to further editing by the Supreme Court of
Ohio’s Reporter of Decisions. Parties interested in viewing the final reported
version are advised to visit the Ohio Supreme Court’s web site at:
http://www.supremecourt.ohio.gov/ROD/docs/.
11.