State v. Walker , 2018 Ohio 3918 ( 2018 )


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  •          [Cite as State v. Walker, 2018-Ohio-3918.]
    IN THE COURT OF APPEALS
    FIRST APPELLATE DISTRICT OF OHIO
    HAMILTON COUNTY, OHIO
    STATE OF OHIO,                                        :   APPEAL NO. C-170321
    TRIAL NO. B-1604851
    Plaintiff-Appellee,                           :
    O P I N I O N.
    vs.                                                 :
    LORENZO WALKER,                                       :
    Defendant-Appellant.                              :
    Criminal Appeal From: Hamilton County Court of Common Pleas
    Judgment Appealed From Is: Affirmed
    Date of Judgment Entry on Appeal: September 28, 2018
    Joseph T. Deters, Hamilton County Prosecuting Attorney, and Sean M. Donovan,
    Assistant Prosecuting Attorney, for Plaintiff-Appellee,
    Michael J. Trapp, for Defendant-Appellant.
    OHIO FIRST DISTRICT COURT OF APPEALS
    MYERS, Judge.
    {¶1}    Following a jury trial, defendant-appellant Lorenzo Walker was found
    guilty of two counts of felonious assault with accompanying weapon specifications.
    He appeals from the trial court’s entry convicting him of those offenses and imposing
    an aggregate sentence of 19 years’ imprisonment.
    {¶2}   In three assignments of error, Walker argues that the trial court erred
    in determining that victim Zachary Backus was unavailable and in allowing the state
    to introduce prior testimony from Backus; that his counsel rendered ineffective
    assistance by failing to submit a mitigation argument at sentencing; and that the trial
    court erred by entering sentences that were contrary to law because they were
    intended to punish him for twice exercising his right to a jury trial. Finding no merit
    to his arguments, we affirm the trial court’s judgment.
    Factual Background
    {¶3}   On May 11, 2016, Backus and Jerdon Louiso were working as
    “spotters” for a towing company. Their job was to drive around in search of vehicles
    that were to be repossessed. While traveling in Backus’s vehicle and looking for a
    particular car in Springfield Township, Backus and Louiso pulled into the parking lot
    of an apartment complex to turn around. Walker approached Backus’s vehicle in the
    parking lot and confronted Backus and Louiso. He cursed at them, ordered them to
    leave, and fired multiple shots at Backus’s vehicle as it pulled away. Backus was
    struck in his back by a ricocheting bullet, and his vehicle suffered significant damage.
    {¶4}   Walker was charged with two counts of felonious assault in violation of
    R.C. 2903.11(A)(2), and accompanying weapon specifications. In January 2017, his
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    OHIO FIRST DISTRICT COURT OF APPEALS
    case proceeded to a jury trial, but a mistrial was declared when the jury was unable
    to reach a verdict. A second jury trial began in May 2017. Backus failed to appear at
    this second trial, and the state asked the court to declare him unavailable and permit
    his testimony from the first trial to be read to the jury. Following a hearing, the trial
    court determined that Backus was unavailable despite a good-faith effort by the state
    to secure his presence, and it allowed the state to introduce Backus’s testimony from
    the first trial because it had been subject to cross-examination and otherwise met the
    requirements of Evid.R. 804(B)(1).
    {¶5}   Walker was found guilty of both counts of felonious assault and the
    specifications, and was sentenced to an aggregate term of 19 years’ imprisonment.
    Evid.R. 804(B)(1) and the Confrontation Clause
    {¶6}   In his first assignment of error, Walker argues that the trial court erred
    in allowing the state to use the prior testimony of Backus. He argues that the
    testimony was not admissible under Evid.R. 804(B)(1), and that the admission of
    Backus’s prior testimony violated the Confrontation Clause.
    {¶7}   Walker argues that we should review the trial court’s admission of
    Backus’s prior testimony for an abuse of discretion. While we typically review a trial
    court’s evidentiary rulings for an abuse of discretion, “we review de novo evidentiary
    rulings that implicate the Confrontation Clause.” State v. McKelton, 
    148 Ohio St. 3d 261
    , 2016-Ohio-5735, 
    70 N.E.3d 508
    , ¶ 97, citing United v. Henderson, 
    626 F.3d 326
    , 333 (6th Cir.2010).
    {¶8}   Under Evid.R. 804(B)(1), former testimony given at another hearing of
    the same or different proceeding by a witness who is found to be unavailable will not
    be excluded as hearsay when “the party against whom the testimony is now offered *
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    OHIO FIRST DISTRICT COURT OF APPEALS
    * * had an opportunity and similar motive to develop the testimony by direct, cross,
    or redirect examination.” Pursuant to Evid.R. 804(A)(5), a declarant is considered
    unavailable when she or he “is absent from the hearing and the proponent of the
    declarant’s statement has been unable to procure the declarant’s attendance * * * by
    process or other reasonable means.”
    {¶9}   Testimony is admissible under Evid.R. 804(B)(1) “upon a showing that
    the witness is unavailable despite reasonable efforts made in good faith to secure his
    presence at trial.” State v. Keairns, 
    9 Ohio St. 3d 228
    , 
    460 N.E.2d 245
    (1984),
    paragraph two of the syllabus; see State v. Wright, 2017-Ohio-1568, 
    90 N.E.3d 162
    , ¶
    25 (1st Dist.).   The proponent of the declarant’s testimony bears the burden of
    establishing unavailability. Keairns at 232; Wright at ¶ 25. The unavailability of a
    witness must be established based on the testimony of witnesses, rather than hearsay
    not under oath, unless the party against whom the testimony is being offered has
    conceded the unavailability. Keairns at paragraph three of the syllabus; Wright at ¶
    25.
    {¶10} Here, the record demonstrates that the state issued a subpoena to
    Backus on March 14, 2017, notifying him that he was required to appear on May 2,
    2017, to testify at trial. The Hamilton County Clerk of Court’s official appearance
    docket reflects that the subpoena for Backus had been “returned and endorsed
    Zachary Backus” that same day; however, our record contains a document that
    indicates a failure of service on Backus by the Hamilton County Sheriff’s
    Department, noting that Backus was out of county.
    {¶11} Backus failed to appear for trial on May 2, 2017. The state then issued
    another subpoena to be personally served on Backus, stating that his presence was
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    OHIO FIRST DISTRICT COURT OF APPEALS
    required the following day, May 3, 2017, to testify in the case against Walker. When
    Backus failed to appear on May 3, the state asked the trial court to declare Backus
    unavailable and allow his prior testimony to be read to the jury.
    {¶12} As the proponent of Backus’s testimony, the state had the burden of
    establishing his unavailability and reasonable efforts made in good faith to secure his
    presence. At a hearing, the state presented testimony from three people, including
    Springfield Township Police Officer Chris Williams, regarding its attempt to secure
    Backus’s presence. Officer Williams testified that he had attempted to serve Backus
    at his place of residence after Backus failed to appear on May 2, 2017. Backus was
    not home, but Officer Williams made contact with Backus’s brother, who informed
    him that Backus was on the road with his band. Officer Williams testified that he left
    a message for Backus, and that Backus returned his call, stating that he was in
    Atlanta, Georgia with his band. Backus texted Officer Williams a picture of a flyer
    indicating that his band was playing in Atlanta on May 2, 2017.          After leaving
    Backus’s residence, Officer Williams then personally served Jerdon Louiso with a
    subpoena for the following day.
    {¶13} Kelsey Alexander, a victim’s advocate with the Hamilton County
    Prosecutor’s Office, testified that she had reached out to Backus on the Sunday prior
    to the Tuesday that he had been subpoenaed to appear. Alexander summarized the
    text message that she had sent to Backus as follows: “Hey, I’m just making sure that
    you know to come to court and that you got your subpoena and that it’s a Court order
    and it’s set to go.” When Backus failed to respond to Alexander’s text, she called him
    the next day. Backus answered the phone, but hung up after Alexander identified
    herself.   Alexander called Backus again, and left a message with the relevant
    5
    OHIO FIRST DISTRICT COURT OF APPEALS
    information when Backus failed to answer. Alexander testified that texting had
    previously been the best means of communicating with Backus.
    {¶14} The trial court determined that the state had made more than a
    reasonable, good-faith effort to secure Backus’s presence at trial, and declared that
    Backus was unavailable. The court noted that the clerk of court’s docket indicated
    that on March 14, 2017, a subpoena issued to Backus had been returned and
    endorsed, although the court stated that it was not sure whether Backus had, in fact,
    received the subpoena.      The court permitted the state to introduce Backus’s
    testimony from the first trial because it had been subject to cross-examination by
    Walker’s counsel, who had the exact same motive to develop the testimony in the
    prior trial.
    {¶15} Walker argues that the state did not make a reasonable, good-faith
    effort to secure Backus’s presence because he claims that the state was aware six
    weeks before trial that the subpoena issued to Backus had not been served, and it
    took no additional efforts to find him in order to serve him with a subpoena before
    trial. We cannot agree. The state issued a subpoena to Backus approximately six
    weeks prior to the date that he was scheduled to appear in court. Although the
    record contains a document showing a return on Backus’s subpoena which indicates
    that service had not been obtained, the clerk of court’s appearance docket reflects
    that the subpoena had been “returned and endorsed Zachary Backus” on the date
    that it was issued. On its face, this indicates that Backus had been successfully
    served and notified of his need to appear in court on May 2. And the state could have
    reasonably relied on it in its efforts to procure Backus’s attendance by process.
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    OHIO FIRST DISTRICT COURT OF APPEALS
    {¶16} Citing to Keairns, the dissent asserts that it was not reasonable for the
    trial court to rely on the appearance docket because a finding of good-faith and
    reasonable efforts must be based on witness testimony. While Keairns requires
    testimony rather than hearsay not under oath, it does not preclude reliance on other
    admissible evidence and court records. Keairns, 
    9 Ohio St. 3d 228
    , 
    460 N.E.2d 245
    ,
    at paragraph three of the syllabus; Wright, 2017-Ohio-1568, 
    90 N.E.3d 162
    , at ¶ 25.
    The concerns raised in Keairns with relying on hearsay statements are not
    implicated when a trial court, to determine good-faith efforts, considers the
    appearance docket, an official part of the court record that the clerk is mandated to
    keep. See R.C. 2303.12 (“The clerk of the court of common pleas shall keep at least
    four books. They shall be called the appearance docket, trial docket and printed
    duplicates of the trial docket for the use of the court and the officers thereof, journal,
    and execution docket.”).
    {¶17} The dissent further argues that the trial court erred in relying on the
    appearance docket because the clerk’s notation on the docket was only a brief
    description of the record, and not the actual record. It cites Centofanti v. Wayne
    Homes, 7th Dist. Mahoning No. 10 MA 180, 2012-Ohio-4116, ¶ 24, for the
    proposition that “a docket notation by the clerk should not be relied upon because it
    does not reflect a properly filed court document.” The Centofanti court reviewed the
    propriety of a trial court’s decision to vacate an arbitration award. In that case, the
    appellant sought to enforce an arbitration award that he secured while a motion to
    stay the case was pending and before the court ordered arbitration. The appellant
    argued that he proceeded with arbitration because he had relied on a notation in an
    electronic docket summary provided by the clerk, which changed the status of the
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    OHIO FIRST DISTRICT COURT OF APPEALS
    case to “stayed pending arbitration.” The court explained that a notation of a case
    disposition in a docket is not a court order or judgment of the court, and that the
    court speaks only through its journal. 
    Id. at ¶
    24-25. In that case, the court never
    entered an order staying arbitration and no such order was reflected in its journal.
    Therefore, the appellant could not enforce an arbitration award.
    {¶18} Centofanti is not relevant to the case at hand. We are not treating the
    appearance docket as a judgment of the court or relying on it to conclude that Backus
    had, in fact, been properly served. Rather, because the appearance docket is part of
    the official record, we find that for purposes of determining whether the state made
    good-faith efforts to secure his presence “by process or other reasonable means,” it
    was reasonable for the trial court to consider the appearance docket’s language that
    the subpoena issued to Backus had been “returned and endorsed Zachary Backus.”
    {¶19} In addition to attempting to secure Backus’s presence by process, the
    state took further efforts to secure Backus’s presence. Victim’s advocate Kelsey
    Alexander contacted Backus a few days before he was scheduled to appear in court.
    Backus did not respond to Alexander’s text message. When she called him, he hung
    up. When she called again and left a message, he did not return her telephone call.
    And when Backus failed to appear for trial on May 2, 2017, the state attempted that
    same day to personally serve him with another subpoena via Officer Williams.
    {¶20} Following our review of the record, we find that the state made a
    reasonable, good-faith effort to secure Backus’s presence at trial via process and
    other reasonable means. The state issued a subpoena to Backus approximately six
    weeks prior to trial and the appearance docket indicated that the subpoena had been
    returned and endorsed by him. It followed up with Backus via a victim’s advocate a
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    OHIO FIRST DISTRICT COURT OF APPEALS
    few days before trial. And it attempted to personally serve him after he failed to
    appear on the first day of trial. Nothing in the record demonstrates that the state did
    not act in good faith in making these efforts. Because Backus’s testimony from the
    first trial came from an adversarial proceeding (a trial on the exact same charges),
    and was subject to cross-examination by Walker, the trial court did not err in
    admitting it under Evid.R. 804(B)(1) after determining that Backus was unavailable.
    See Wright, 2017-Ohio-1568, 
    90 N.E.3d 162
    , at ¶ 30.
    {¶21} We further hold that the admission of Backus’s prior testimony did not
    violate the Confrontation Clause. The Confrontation Clause provides that an accused
    has the right to confront witnesses against her or him, and it “bars the ‘admission of
    testimonial statements of a witness who did not appear at trial unless he was
    unavailable to testify, and the defendant had a prior opportunity for cross-
    examination.’ ” State v. Lewis, 1st Dist. Hamilton Nos. C-050989 and C-060010,
    2007-Ohio-1485, ¶ 29, quoting Crawford v. Washington, 
    541 U.S. 36
    , 53-54, 
    124 S. Ct. 1354
    , 
    158 L. Ed. 2d 177
    (2004); see State v. Ford, 10th Dist. Franklin No. 07AP-
    803, 2008-Ohio-4373,¶ 89. Here, we have already determined that the trial court
    did not err in determining that Backus was unavailable, despite reasonable, good-
    faith efforts to secure his presence.   And Walker had the opportunity to cross-
    examine Backus when he testified at the first trial. Consequently, the admission of
    Backus’s prior testimony was not in violation of the Confrontation Clause.
    {¶22} The first assignment of error is overruled.
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    OHIO FIRST DISTRICT COURT OF APPEALS
    Ineffective Assistance
    {¶23} In his second assignment of error, Walker argues that he received
    ineffective assistance from his trial counsel when counsel failed to submit a
    mitigation argument at sentencing.
    {¶24} Walker’s counsel stated at the sentencing hearing that “I don’t want to
    ruin anything by saying the wrong thing for the appellate record. So I will submit
    with regard to that.”
    {¶25} Counsel will not be considered ineffective unless her or his
    performance was deficient and caused actual prejudice to the defendant. Strickland
    v. Washington, 
    466 U.S. 668
    , 687, 
    104 S. Ct. 2052
    , 
    80 L. Ed. 2d 674
    (1984); State v.
    Bradley, 
    42 Ohio St. 3d 136
    , 141-142, 
    538 N.E.2d 373
    (1989). Counsel’s performance
    will only be deemed deficient if it fell below an objective standard of reasonableness.
    Strickland at 688; Bradley at 142.     A defendant is only prejudiced by counsel’s
    performance if there is a reasonable probability that the outcome of the proceeding
    would have been different but for the deficient performance. Strickland at 694;
    Bradley at 142.    A reviewing court must indulge a presumption that counsel’s
    behavior fell within the acceptable range of reasonable professional assistance.
    Strickland at 689; Bradley at 142.
    {¶26} Generally, the presentation of mitigation argument at a sentencing
    hearing is a matter of trial strategy that will not support a claim of ineffective
    assistance. State v. Tinsley, 8th Dist. Cuyahoga No. 105551, 2018-Ohio-278, ¶ 17.
    Walker contends that the utter failure to offer mitigation cannot be considered a
    valid strategy.   We hold that, even if counsel’s failure to present a mitigation
    argument could be considered deficient, Walker has failed to establish a reasonable
    10
    OHIO FIRST DISTRICT COURT OF APPEALS
    probability that the outcome of the proceeding would have been different but for
    counsel’s deficient performance. In imposing maximum consecutive sentences, the
    trial court considered both Walker’s lengthy juvenile record and his prior conviction
    for manslaughter, and stated that Walker’s conduct in this case exhibited a total
    disregard for human life. The record contains no evidence that the trial court would
    have imposed a lesser sentence had counsel presented a mitigation argument.
    {¶27} Walker’s second assignment of error is overruled.
    Sentencing
    {¶28} In his third assignment of error, Walker argues that the trial court
    erred by entering sentences that were contrary to law because they were intended to
    punish him for twice exercising his right to a jury trial, depriving him of due process
    of law.
    {¶29} Prior to imposing sentence, the trial court stated “[h]ere is the deal,
    Mr. Walker, sir, certainly I appreciate your right to a jury trial. We did that. That’s
    your right and good for you. We tried it twice and, actually, 23 out of 24 jurors said
    that you were guilty. So we did it again.” Walker argues that the trial court’s
    statements expressed its antipathy towards him for twice exercising his right to a
    jury trial, and that the sentence was punishment for exercising this right.
    {¶30} The Ohio Supreme Court recently addressed an allegation of vindictive
    punishment in State v. Rahab, 
    150 Ohio St. 3d 152
    , 2017-Ohio-1401, 
    80 N.E.3d 431
    .
    The Rahab court held that “[t]here is no question, then, that a sentence vindictively
    imposed on a defendant for exercising his constitutional right to a jury trial is
    contrary to law.” 
    Id. at ¶
    8. But the court declined to apply a presumption of
    11
    OHIO FIRST DISTRICT COURT OF APPEALS
    vindictiveness, and held that a defendant must prove actual vindictiveness by the
    trial court. 
    Id. at ¶
    19.
    {¶31} Here, we find no vindictiveness in the trial court’s sentence. A review
    of the entire sentencing hearing convinces us that the court, in its comments, was
    merely commenting on the fact that Walker had been accorded two trials, and that
    all but one juror from those trials had believed he was guilty. Walker has failed to
    demonstrate that the sentences were the product of actual vindictiveness.
    {¶32} Because Walker has failed to demonstrate by clear and convincing
    evidence that the sentences imposed were intended to punish him for exercising his
    right to a jury trial, we overrule his third assignment of error.
    Conclusion
    {¶33} Having overruled Walker’s assignments of error, we accordingly affirm
    the trial court’s judgment.
    Judgment affirmed.
    CUNNINGHAM, P.J., concurs.
    ZAYAS, J., dissents.
    ZAYAS, J., dissenting.
    {¶34} I respectfully dissent from the majority opinion and would find that
    the trial court erred in concluding that the state made a reasonable good-faith effort
    to secure the witness’s attendance at trial. Accordingly, I would reverse the trial
    court’s judgment and remand the cause for a new trial.
    Standard of Review for Unavailability
    {¶35} The Confrontation Clause of the Sixth Amendment to the United
    States Constitution provides criminal defendants with the right to be confronted with
    12
    OHIO FIRST DISTRICT COURT OF APPEALS
    adverse witnesses. Because of this preference for the testimony of a witness who can
    be cross-examined and observed by the trier of fact, the Confrontation Clause and
    Evid.R. 804 require the state to establish a witness’s unavailability before the trial
    court can admit hearsay into evidence. State v. Keairns, 
    9 Ohio St. 3d 228
    , 229-230,
    
    460 N.E.2d 245
    (1984).
    {¶36} To establish unavailability, the prosecution must show that the witness
    is unavailable despite the state’s good-faith effort to obtain the witness’s presence at
    trial. 
    Id. at 230.
      Whether a good-faith effort has been made is a question of
    reasonableness. 
    Id. at 232.
    A showing of unavailability must be based upon the
    testimony of witnesses, under oath, as to the good-faith efforts to secure the witness
    for trial when, as here, the defendant does not concede unavailability. 
    Id. at 250;
    State v. Wright, 2017-Ohio-1568, 
    90 N.E.3d 162
    , ¶ 25 (1st Dist.), citing Keairns at
    paragraph three of the syllabus; State v. Nix, 1st Dist. Hamilton No. C-030696,
    2004-Ohio-5502, ¶ 26-27.
    {¶37} Generally, a trial court’s decision to admit or exclude evidence will not
    be disturbed absent an abuse of discretion. State v. Wolderufael, 10th Dist. Franklin
    No. 02AP-1148, 2003-Ohio-3817, ¶ 27. “When the gravamen of the evidentiary
    question involves a constitutional right or other pure legal question, however, the
    standard of review is de novo.” State v. Hairston, 10th Dist. Franklin No. 08AP-735,
    2009-Ohio-2346, ¶ 27. See Wolderufael at ¶ 27 (explaining that when an evidentiary
    issue involves a pure legal question, the standard of review is de novo); Hamilton v.
    Morgan, 
    474 F.3d 854
    , 858 (6th Cir.2007) (concluding issues of the unavailability of
    the witness and the reasonableness of the state's efforts to produce the witness are
    reviewed de novo).
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    OHIO FIRST DISTRICT COURT OF APPEALS
    Unavailability Hearing
    {¶38} The testimony presented by the state established that Alexander knew
    that Backus played in a band and traveled frequently to perform.          Backus had
    previously told her that texting was the best way to reach him. On Sunday, two days
    prior to trial, she sent a text message to Backus to confirm that he had received a
    subpoena and would appear for court. He did not respond to her text.
    {¶39} The following day, she called him, and the phone connection sounded
    like it had dropped. She could hear noises in the background, but Backus did not
    respond when she said, “Hello.” After he hung up, she immediately called him back
    thinking the connection had dropped, and the call went straight to his voicemail. She
    left all of the information in a message, and asked him to call her. He did not return
    the call.
    {¶40} Officer Williams testified that he attempted to serve a subpoena on
    Backus after he failed to appear for trial. His attempt was unsuccessful because
    Backus was not home.        Later that night, Backus called him, and after their
    conversation, he texted Williams a flyer showing that he was currently performing in
    Atlanta.
    {¶41} The record shows that the prosecutor issued a subpoena for Backus on
    March 14, 2017, commanding him to appear on May 2, 2017. The subpoena was
    returned the same day, endorsed by Deputy Bernius, showing that he was unable to
    serve the subpoena, with an additional remark, “outside of Hamilton County.” The
    return reflects that no sheriff fees or mileage fees were incurred. The prosecution did
    not discuss this subpoena or offer any sworn testimony regarding this subpoena.
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    OHIO FIRST DISTRICT COURT OF APPEALS
    {¶42} The trial court sua sponte reviewed the clerk of court’s website and
    noted the clerk’s electronic docket contained a notation on March 14, 2017, that
    “indicates that a subpoena was sent, returned, and endorsed, Zachary Backus.” The
    court further noted that, “I am not sure if he got it, or whatever, but certainly as part
    of the state’s efforts, they did send out the subpoena ***.” The record does not
    indicate that the trial court reviewed the actual subpoena return that was issued and
    returned, unserved, on March 14, 2017.
    {¶43} I must note that the clerk’s website is not part of our record. See
    App.R. 9(A). However, the appearance docket, which is part of the record on appeal,
    notes that a subpoena was issued to Backus on March 14, 2017. The docket also
    notes that the subpoena for Backus was “returned and endorsed Zachary Backus” the
    same day. Nothing in the appearance docket notes that a subpoena was “sent” or
    “sent out” as the court found. And a review of the filed subpoena return shows that
    the deputy was unable to serve the subpoena to Backus’s address with a remark:
    “Outside of Hamilton County.” No sheriff fees or mileage fees were incurred.
    {¶44} The court erred in relying on the docket entry as evidence of the state’s
    good-faith efforts absent any testimony by the state that the clerk’s notation factored
    into its good-faith efforts to locate the witness and absent a return showing that the
    subpoena had been served. The clerk’s notation is a brief description of the record
    that was filed, and not the actual record that was filed. See Sup.R. 26.03(C); see also
    Centofanti v. Wayne Homes, 7th Dist. Mahoning No. 10 MA 180, 2012-Ohio-4116, ¶
    24 (explaining that a docket notation by the clerk should not be relied upon because
    it does not reflect a properly filed court document). The language in the clerk’s
    15
    OHIO FIRST DISTRICT COURT OF APPEALS
    notation does not establish that the subpoena had been served. And, in fact, the
    return that was endorsed by Bernius indicates that the subpoena was not served.
    {¶45} The state presented no testimony regarding the subpoena that was
    issued and returned unserved on March 14, 2017. The state presented no testimony
    from a witness from the clerk’s office regarding the meaning of its notation. Finally,
    the state presented no evidence that it had seen the clerk’s entry or that the entry
    impacted its good-faith efforts to secure Backus for trial.
    {¶46} Because the state presented no testimony regarding the subpoena or
    the clerk’s notation, the trial court erred in relying on the clerk’s notation to conclude
    that the state sent out a subpoena to Backus on March 14, 2017, as part of its good-
    faith efforts to secure his presence for trial. See Keairns, 
    9 Ohio St. 3d 228
    , 
    460 N.E.2d 245
    , at paragraph three of the syllabus. In reviewing the testimony regarding
    the state’s efforts, the court’s erroneous reliance on the clerk’s notation led to its
    conclusion that the state made more than reasonable efforts to secure Backus’s
    testimony.
    {¶47} A review of the record establishes that the state did not make a
    reasonable effort to secure Backus for trial.          There is no return of service
    demonstrating proper service on Backus. The state issued a subpoena on March 14,
    2017, but that subpoena was returned unserved the same day. The state did not
    issue a second subpoena after the first one was returned unserved until after the trial
    had begun.    The state made no efforts to contact or otherwise secure Backus’s
    presence between March 14, 2017, when the subpoena was returned unserved, and
    April 30, 2017, when Alexander sent a text message to Backus.
    {¶48} While the state made multiple efforts to contact Backus after the
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    OHIO FIRST DISTRICT COURT OF APPEALS
    subpoena was returned unserved, those subsequent efforts did not begin until two
    days before the scheduled trial. On a Sunday, the victim’s advocate sent him a text
    message informing him of the trial date. Until that time, the state presented no
    evidence that Backus had been informed of the trial date. The following day, the
    advocate again attempted to reach him by calling him and leaving a message. The
    last attempt to secure his presence occurred after the trial had commenced when a
    police officer attempted to personally serve him with a subpoena. The state was
    aware that Backus traveled frequently with his band.
    {¶49} This lapse of time in which the state made no effort to contact Backus
    is not sufficiently reasonable or diligent to secure his presence for trial. See State v.
    Workman, 
    171 Ohio App. 3d 89
    , 2007-Ohio-1360, 
    869 N.E.2d 713
    , ¶ 20, 23 (3d Dist.)
    (finding that the state’s issuance of a subpoena four days before trial that was
    returned unserved the day of trial because the sheriff’s office could not locate the
    witness did not constitute reasonable efforts); State v. Reese, 5th Dist. Richland No.
    06CA45, 2007-Ohio-1082 (finding that where the state made no effort to contact the
    witness until the issuance of a subpoena five days before trial and a subpoena on the
    day of trial “negates any argument of reasonable diligence.”). Because the state
    failed to demonstrate unavailability, the trial court abused its discretion in admitting
    the prior testimony of Backus.
    {¶50} Having determined that the prior testimony was inadmissible, the
    remaining issue is whether Walker was prejudiced by its admission. Backus was the
    state’s key witness, and the only witness who could identify Walker as the shooter.
    Because Backus’s testimony provided the only evidence identifying Walker as the
    perpetrator of the offenses, the inadmissible hearsay prejudiced Walker and violated
    17
    OHIO FIRST DISTRICT COURT OF APPEALS
    his confrontation rights.
    {¶51} Accordingly, I would sustain the first assignment of error, reverse the
    judgment of the trial court, and remand the cause for a new trial. I would hold the
    remaining assignments of error to be moot.
    Please note:
    The court has recorded its own entry on the date of the release of this opinion.
    18
    

Document Info

Docket Number: C-170321

Citation Numbers: 2018 Ohio 3918

Judges: Myers

Filed Date: 9/28/2018

Precedential Status: Precedential

Modified Date: 9/28/2018