Pappas v. Basile ( 2014 )


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  • [Cite as Pappas v. Basile, 
    2014-Ohio-5279
    .]
    COURT OF APPEALS OF OHIO, EIGHTH DISTRICT
    COUNTY OF CUYAHOGA
    Andrea Rocco, Clerk of Courts
    JOHN S. PAPPAS                                           COA NO.    LOWER COURT NO.
    101059   DR-00-273292
    101060    DR-06-312006
    Appellee                                DOMESTIC RELATIONS
    vs.
    JENNIFER A. BASILE                                                  MOTION NO. 479913
    Appellant
    DATE: November 26, 2014
    Journal Entry
    Upon further review, this court sua sponte reconsiders its decision in this case. The journal
    entry and opinion as announced by this court on September 18, 2014 (
    2014-Ohio-4093
    ), is
    hereby vacated and substituted with the journal entry and opinion issued November 26, 2014.
    KATHLEEN ANN KEOUGH, P.J., Concurs
    TIM McCORMACK, J., Concurs
    MARY EILEEN KILBANE,
    Judge
    Court of Appeals of Ohio
    EIGHTH APPELLATE DISTRICT
    COUNTY OF CUYAHOGA
    JOURNAL ENTRY AND OPINION
    Nos. 101059 and 101060
    IN RE: CONTEMPT OF JOHN S. PAPPAS
    AND JAMES A. BURKE
    APPELLEES
    In the matters styled:
    John S. Pappas v. Jennifer A. Basile
    and
    James A. Burke v. Raenette L. Burke
    [Appeal by John J. Ready, Guardian Ad Litem]
    JUDGMENT:
    AFFIRMED
    Civil Appeal from the
    Cuyahoga County Court of Common Pleas
    Domestic Relations Division
    Case Nos. DR-00-273292 and DR-06-312006
    BEFORE: Kilbane, J., Keough, P.J., and McCormack, J.
    RELEASED AND JOURNALIZED:             November 26, 2014
    ATTORNEYS FOR APPELLANT
    John J. Ready
    Sarah E. English
    John J. Ready & Associates
    905-A Canterbury Road
    Westlake, Ohio 44145
    APPELLEES
    John S. Pappas, pro se
    264 Moore Road, Apartment 4E
    Avon Lake, Ohio 44012
    James A. Burke, pro se
    4122 Columbia Square
    Suite 103
    North Olmsted, Ohio 44070
    ON RECONSIDERATION1
    MARY EILEEN KILBANE, J.:
    {¶1}    In these consolidated appeals, appellant-guardian ad litem, John J. Ready
    (“Ready”), appeals the rulings of the Cuyahoga County Domestic Relations Court that denied his
    motions to show cause as to why appellees, John S. Pappas (“Pappas”) and James A. Burke
    (“Burke”) should not be held in contempt of court for failing to pay judgments awarded to Ready.
    Ready argued that the judgments, arising from guardian ad litem (“GAL”) fees, are in the nature
    of child support so they are enforceable through contempt proceedings. In an opinion released
    on September 18, 2014, this court affirmed the denial of both of Ready’s motions to show cause.
    In re Pappas, 8th Dist. Cuyahoga No. 101059 and 101060, 
    2014-Ohio-4093
     (“Pappas I”).
    Ready argues that pursuant to App.R. 26, there is a conflict between Pappas I and Bacharowski
    v. Bacharowski, 8th Dist. Cuyahoga No. 71164, 
    1997 Ohio App. LEXIS 3212
     (July 24, 1997),
    and In re Thomas, 8th Dist. Cuyahoga Nos. 86375 and 86939, 
    2006-Ohio-3324
    .
    {¶2} Upon reconsideration of these consolidated appeals, we find no conflict with
    Bacharowski because Bacharowski did not involve GAL fees. In addition, the Thomas court
    cautioned that some of the amount owed to a GAL might not be in the nature of child support,
    but instead might constitute a civil debt. Thomas is therefore distinguishable from this matter,
    and we conclude that the trial court did not abuse its broad discretion and affirm the orders of the
    trial court denying Ready’s motions to show cause.
    1Sua  sponte, upon further review, this court reconsiders its decision in this
    case. The original announcement of decision, In Re: Contempt of John S. Pappas & James
    A. Burke, 8th Dist. Cuyahoga Nos. 101059 and 101060, 
    2014-Ohio-4093
    , released
    September 18, 2014, is hereby vacated. This opinion, issued upon reconsideration,
    is the court’s journalized decision in this appeal. See App.R. 22(C).
    Appeal No. 101059
    John S. Pappas v. Jennifer A. Basile
    {¶3}    On April 10, 2000, Pappas and Jennifer Basile filed a complaint for dissolution.
    On September 21, 2005, Ready was appointed to serve as GAL for the parties’ child, J.P., and on
    September 28, 2005, Ready was appointed to serve as GAL for the parties’ child, S.P. On June
    14, 2007, the parties entered into an agreed entry regarding shared parenting. On January 23,
    2008, the parties and Ready entered into an agreed journal entry regarding GAL fees that
    provided in relevant part as follows:
    “[The parties] hereby agree that each party shall be responsible for one-half (50%)
    of the [GAL] fees.
    “IT IS THEREFORE ORDERED ADJUDGED AND DECREED that the [GAL],
    John J. Ready, is hereby awarded judgment against John Pappas in the amount of
    FIVE THOUSAND TWO HUNDRED FOURTEEN DOLLARS ($5,214.00) and
    against Jennifer Basile, in the amount of FIVE THOUSAND TWO HUNDRED
    FOURTEEN DOLLARS ($5,214.00) for which judgment is rendered and for
    which execution shall issue for services rendered as GAL in the above-captioned
    matter through December 12, 2007.
    ***
    IT IS FURTHER ORDERED, ADJUDGED AND DECREED that GAL fees
    ordered herein are in the nature of child support and are not dischargeable in any
    bankruptcy proceeding.
    (Emphasis added.)
    {¶4}    The GAL fees continued to accrue over the course of the litigation, and on
    October 26, 2009, the GAL and Pappas entered into another agreed journal entry that provided:
    John S. Pappas shall pay Seventy-Five Dollars ($75.00) by the fifth day of each
    month as and for his portion of [GAL] fees until the total balance due of Five
    Thousand Seven Hundred Twenty-One Dollars and Ten Cents ($5,721.10) has
    been satisfied.
    {¶5}    On January 15, 2014, Ready filed a motion to show cause against Pappas as to
    why he should not be held in contempt of court, averring that he had paid only $520 on the
    $5,214 judgment, and currently owes $7,683.89. On February 4, 2014, the trial court denied the
    motion to show cause in a journal entry that stated:
    On January 23, 2008, this Court awarded Ready a judgment against Pappas in the
    amount of $5,214. When a debt has been reduced to judgment, it cannot be
    enforced by contempt. A money judgment “may be executed upon or certified as
    a judgment lien which may be transferred and on which attachment or
    garnishment may issue”; however, such a judgment cannot be enforced by
    contempt because “doing so would contravene the Ohio Constitution’s prohibition
    on imprisonment for ‘debt.’” Sizemore v. Sizemore, 12th Dist. Warren No.
    CA2009-04-045, 
    2010-Ohio-1525
    , ¶ 14, 18; accord Gibson v. Gibson, 5th Dist.
    Stark No. 2011-CA-00186, 
    2012-Ohio-1161
    , ¶ 29.
    {¶6}    Ready appealed this ruling in App. No. 101059, arguing that the trial court
    erroneously denied his motion to show cause by relying upon the Ohio Constitution’s prohibition
    against imprisonment for a debt.
    Appeal No. 101060
    James A. Burke v. Raenette L. Burke
    {¶7}    On August 14, 2006, Raenette Burke (“Raenette”) filed a complaint for divorce
    against Burke.    On July 27, 2007, Ready was appointed GAL of the parties’ three minor
    children. On July 25, 2008, the parties entered into an agreed judgment entry that awarded
    Ready GAL fees in the amount of $4,138.81 from both Raenette and Burke. The agreed
    judgment entry provided in relevant part as follows:
    IT IS, THEREFORE ORDERED ADJUDGED AND DECREED that the [GAL],
    John J. Ready, is hereby awarded judgment against Raenette Louise Burke in the
    amount of FOUR THOUSAND ONE HUNDRED THIRTY-EIGHT DOLLARS
    AND EIGHTY-ONE CENTS ($4,138.81) and against James A. Burke, in the
    amount of FOUR THOUSAND ONE HUNDRED THIRTY-EIGHT DOLLARS
    AND EIGHTY-ONE CENTS ($4,138.81) for which judgment is rendered and for
    which execution shall issue for services rendered as [GAL] in the above-captioned
    matter through June 25, 2008.
    ***
    IT IS FURTHER ORDERED, ADJUDGED AND DECREED that [GAL] fees
    ordered herein are in the nature of child support and are not dischargeable in any
    bankruptcy proceeding.
    (Emphasis added.)
    {¶8}    On August 7, 2009, Ready filed a motion to show cause against Raenette as to
    why she should not be held in contempt of court for failing to pay the agreed judgment, alleging
    that she had not made any payments on her portion of the fees awarded to Ready.               The
    magistrate held a hearing and determined that Raenette “failed to make any payments
    whatsoever, except a $20.00 payment received by this office this morning.” The magistrate
    issued a
    decision recommending that the court hold her in contempt of court. On January 11, 2010, the
    court issued a contempt citation against Raenette but permitted her to purge the contempt citation
    by making scheduled payments on the balance due.
    {¶9}    On January 15, 2014, Ready filed a motion to show cause seeking to have Burke
    found in contempt of court, averring that he had paid $2,175 of the $4,138.81 agreed judgment
    amount, and that there was an unpaid balance of $1,963.81. On February 4, 2014, the trial court
    denied the motion and determined:
    On July 23, 2008, this Court awarded Ready a judgment against Burke in the
    amount of $4,138.81. Ready states that Burke has made payments in partial
    satisfaction of the judgment, totaling $2,175, leaving a balance of $1,963.81 plus
    interest unpaid.   When a debt has been reduced to judgment, it cannot be
    enforced by contempt. A money judgment “may be executed upon or certified as
    a judgment lien which may be transferred and on which attachment or
    garnishment may issue”; however, such a judgment cannot be enforced by
    contempt because “doing so would contravene the Ohio Constitution’s prohibition
    on imprisonment for ‘debt.’” * * * Sizemore v. Sizemore, 12th Dist. Warren No.
    CA2009-04-045, 
    2010-Ohio-1525
    , ¶ 14, 18; accord Gibson v. Gibson, 5th Dist.
    Stark No. 2011-CA-00186, 
    2012-Ohio-1161
    , ¶ 29.
    {¶10}     Ready appealed this ruling in App. No. 101060, arguing that the trial court
    erroneously denied his motion to show cause by relying upon the Ohio Constitution’s prohibition
    against imprisonment for a debt. On April 3, 2014, this court granted Ready’s motion to
    consolidate App. Nos. 101059 and 101060.
    Review for an Abuse of Broad Discretion
    {¶11} Beginning, as we must, with our standard of review, we note that Civ.R. 75(B)(2)
    grants to the court broad authority to tax as costs the guardian ad litem’s fee. Pruden-Wilgus v.
    Wilgus, 
    46 Ohio App.3d 13
    , 16, 
    545 N.E.2d 647
     (6th Dist.1988). In Pappas I , this court
    observed that the trial court had relied upon Gibson, 5th Dist. Stark No. 2011-CA-00186,
    
    2012-Ohio-1161
    , and Sizemore, and in light of the deferential standard of review, found no abuse
    of discretion.
    {¶12} In Bacharowski, 
    1997 Ohio App. LEXIS 3212
    , this court noted the trial court’s
    discretion and held that a trial court “correctly used its contempt powers to enforce the amount
    due upon the [child support] arrearage which had been reduced to judgment.” Similarly, in
    Thomas, 8th Dist. Cuyahoga Nos. 86375 and 86939, 
    2006-Ohio-3324
    , this court likewise noted
    the abuse of discretion standard of review, and then upheld a contempt citation where the mother
    failed to pay the GAL fees to the extent that they were in the nature of support to meet the needs
    of the minor child.   It therefore bears noting, as a preliminary matter with regard to the standard
    of review, that in both Bacharowski and Thomas, as in the instant case, the trial court’s actions
    were affirmed following application of the deferential standard of an abuse of discretion.
    No Conflict With Bacharowski
    {¶13} With regard to the substantive law, we note that Bacharowski did not involve
    GAL fees, but rather, involved the issue of enforcement of child support orders. Because the
    amount in controversy was indisputably in the nature of support, the Bacharowski court
    concluded that the trial court properly found the obligor in contempt for failing to pay child
    support arrearages, even where they had been reduced to a lump-sum judgment. Bacharowski
    arrived at this conclusion by application of the Ohio Supreme Court’s decisions in Cramer v.
    Petrie, 
    70 Ohio St.3d 131
    , 
    1994-Ohio-404
    , 
    637 N.E.2d 882
     ( obligation to pay child support is
    not a “debt” within the constitutional prohibition against imprisonment for debts, but is a “a
    personal duty” owed to the former spouse, the child, and society in general so it may be enforced
    through contempt proceedings even after the child is emancipated), and Young v. Young, 
    70 Ohio St.3d 679
    , 
    1994-Ohio-97
    , 
    640 N.E.2d 839
     (reversing, without opinion, a decision that concluded
    that a trial court lacked authority to use contempt to enforce both payment of lump sum judgment
    and a continuing order to enforce child support arrearages that were not reduced to a lump sum
    judgment).
    {¶14} Therefore, we conclude that Bacharowski is not in conflict with this court’s
    decision in Pappas I since Bacharowski involved child support payments and did not involve
    GAL fees or other payments to a third party.
    Thomas Is Distinguishable
    {¶15} In Thomas, 8th Dist. Cuyahoga Nos. 86375 and 86939, 
    2006-Ohio-3324
    , the trial
    court ordered the mother to pay $6,168 to the GAL “as [GAL] fees, for additional child
    support[.]”   This court agreed with the trial court’s conclusion that the sum was not
    dischargeable in bankruptcy and stated:
    Pursuant to R.C. 3111.14, the court may assess [GAL] fees against the parties in a
    child support case. See Sutherland v. Sutherland (1989), 
    61 Ohio App.3d 137
    .
    Under 11 U.S.C. 523(A)(5), a bankruptcy proceeding “does not discharge an
    individual debtor from any debt * * * for a domestic support obligation.” See
    also Jackson v. Herron, Lake App. No. 2004-L-045, 
    2005-Ohio-4039
     (holding
    that “the United States Bankruptcy Court for the Northern District of Ohio * * *
    held that the nature of the duties performed by a [GAL] ‘is clearly within the
    nature of support to meet the needs of the minor child.’ As such, [GAL] fees,
    like a child support obligation, is a nondischargeable debt”) (quoting In re Lever
    (N.D. Ohio 1991), 
    174 B.R. 936
    , 942). Furthermore, pursuant to B.R. 4007 and 28
    U.S.C. 1334, state courts have concurrent jurisdiction with bankruptcy courts to
    hear matters concerning whether a particular payment is in the nature of support
    and, thus, whether it is dischargeable.
    {¶16} The Thomas court recognized that pursuant to Civ.R. 75(B)(2), a trial court may
    “appoint a [GAL] and legal counsel, if necessary, for the child and tax the costs.” (Emphasis
    added.) The Thomas court did not consider, however, that under Article I, Section 15 of the
    Ohio Constitution, a court may not use its contempt powers to compel payment of court costs.
    Strattman v. Studt, 
    20 Ohio St.2d 95
    , 
    253 N.E.2d 749
     (1969), paragraphs six and seven of the
    syllabus.
    {¶17} Likewise, the Thomas court did not take into account that pursuant to R.C.
    3105.73, GAL fees are “litigation expenses.” In accordance with R.C. 3105.73(D), “nothing in
    this section prevents an award of attorney’s fees and litigation expenses from being designated as
    spousal support,” but there is no authorization for treating the fees as child support. In O’Malley
    v. O’Malley, 8th Dist. Cuyahoga No. 98708, 
    2013-Ohio-5238
    , the trial court ordered the mother
    to pay half the GAL fees and the expert fees as child support. This court held that GAL fees,
    expert fees, and attorney fees are “litigation expenses” under R.C. 3105.73. Id. at ¶ 87, citing In
    re S.B., 11th Dist. Ashtabula No. 2010-A-0019, 
    2011-Ohio-1162
    , ¶ 119 (GAL fees are litigation
    expenses); Brooks v. Brooks, 6th Dist. Fulton No. F-11-020, 
    2013-Ohio-405
    , ¶ 24 (expert fees
    are litigation expenses).    See also Wilson v. Wilson, 9th Dist. Wayne No. 05CA0078,
    
    2008-Ohio-3195
    , ¶ 13.
    {¶18} The importance of the statutory designation of the GAL fees was explained in
    Goldberg v. Miller, 
    371 Md. 591
    , 
    810 A.2d 947
     (2002). In that case, the Court of Appeals of
    Maryland, the highest court in that state, addressed a guardian’s request that the guardian fees be
    deemed to be in the nature of child support. The court observed that if it were to do so, the fees
    would be exempt from bankruptcy discharge and subject to garnishment so it determined that
    clear support in the law was required. The court stated:
    Goldberg, however, asks this Court to elevate the status of [GAL] fees to the
    highest and most protected status an obligation can hold under the Maryland law,
    child support. * * * The obligation to pay child support is exempt from the
    Maryland Constitution’s prohibition against imprisonment for debt. Md. Const.
    Art. III, § 38. Thus, as with the failure to comply with any equitable order of the
    court, failure to comply with a court’s order to pay child support might land the
    debtor in jail. * * *
    The possibility of receiving such a harsh penalty could lead to unjust
    consequences. The first is obvious; for the first time, the award of attorney’s fees
    could result in imprisonment of a parent. In addition, if [GAL] fees were
    enforceable by contempt like child support, an obligation to pay attorney’s fees
    could take precedence over most other financial obligations, one of which might
    include supporting dependent children who reside with the obligated parent. If the
    legislature intended this collection mechanism to apply to [GAL] fees, it would
    have expressly categorized those fees as child support. It did not. We refuse to
    create such a preference for [GAL] in the absence of legislative authority.
    {¶19} In addition, the Thomas court did not address the fact that neither the Local Rules
    of the Cuyahoga County Domestic Relations Court nor the Ohio Rules of Superintendence
    authorize treating the GAL expenses as in the nature of child support.
    {¶20} Loc.R. 35(E) provides:
    (E) Compensation.
    [A GAL] shall be compensated at the rate of $125.00 per hour for all reasonable
    and necessary time expended.
    At the time of the [GAL’s] appointment, the Court shall order one or both of the
    parties to post a cash bond with the Clerk of Court, which bond shall not exceed
    $1,000.00. In the event the Court determines that the parties are unable to post
    such a bond, the Court may issue an order waiving this requirement. The bond
    shall be held as security for partial payment of the [GAL] fees and expenses.
    Upon motion for [GAL] fees, the Court shall conduct a hearing to determine if the
    fee sought by the [GAL] is reasonable and necessary and to determine the amount
    each party shall contribute toward the fee. Any order for fees shall include a
    direction to the Clerk of Courts to release the bond to the [GAL].
    {¶21} Sup.R. 48(C)(3) simply designates the expenses as “fees” and states: “The court
    shall make provisions for fees and expenses in the Order.”
    {¶22}   In any event, we find Thomas, 8th Dist. Cuyahoga Nos. 86375 and 86939,
    
    2006-Ohio-3324
    , to be distinguishable from the instant matter, as Thomas did not directly
    address whether a contempt citation for failure to pay the GAL fees would violate the
    constitutional prohibition against imprisonment for a debt. Rather, the Thomas court simply
    examined the obligor’s finances, applied the abuse of discretion standard and affirmed the
    contempt citation and penalty. The Thomas court stated:
    In her second assignment of error, appellant argues that “given the fact that
    unassailable proof showed the appellant not only lacked the funds to pay the past
    due ‘GAL’ fees, but also showed that she was barely subsisting on welfare (in the
    form of food stamps and a section 8 voucher) along with the assistance of her
    parents, the sentence imposed herein because of a failure to discharge assessed
    GAL fees would, if executed, violate the prohibition against imprisonment for
    debt.” Although unclear from her brief, appellant seems to argue that she should
    not be responsible for paying the GAL fees because she does not have the money.
    We review a contempt holding for failure to pay child support under an abuse of
    discretion standard. See State ex rel. Celebrezze v. Gibbs (1991), 
    60 Ohio St.3d 69
    , 
    573 N.E.2d 62
    . Contempt for non-payment of child support is governed by
    R.C. 2705.031. Violation of a contempt order may result in a “civil sanction of an
    indefinite commitment until the ordered act is performed [and] may be combined
    with a criminal sanction of a definite fine and/or jail sentence for the violation of
    the order.” In re Caron, 
    110 Ohio Misc. 2d 58
    , 
    744 N.E.2d 787
    . See also
    Cincinnati v. Cincinnati Dist. Council 51 (1973), 
    35 Ohio St.2d 197
    , 
    299 N.E.2d 686
    . Furthermore, in a contempt action, inability to pay may be raised as an
    affirmative defense and must be proven by the accused contemnor. U. S. v.
    Rylander (1983), 
    460 U.S. 752
    , 
    103 S.Ct. 1548
    , 
    75 L.Ed.2d 521
    .
    In the instant case, appellant asserted that she was not able to pay the GAL fees;
    however, the evidence and the court’s findings suggest otherwise. At the July 14,
    2005 hearing, the court specifically found that appellant was voluntarily
    unemployed and that, despite filing bankruptcy, she recently purchased a new
    vehicle along with car insurance. The court then took into consideration
    appellant’s earning abilities — she had previously quit her job as a substitute
    teacher in the Cleveland school system — and the fact that she had no medical
    excuse to keep her from working, concluding that, because appellant had the
    ability to pay, it was within her power to comply with the order regarding the
    GAL fees.
    Appellant’s argument that she was unconstitutionally sentenced to imprisonment
    for debt is misleading. Accordingly, we find that the court did not err when it
    ordered appellant to serve a 30-day suspended sentence for failing to pay court
    assessed GAL fees.
    {¶23}   In that the Thomas court found that the appellant’s “argument that she was
    unconstitutionally sentenced to imprisonment for debt is misleading,” it did not directly address
    that issue. We therefore conclude that this matter does not present a direct conflict with
    Thomas.
    {¶24} Applying all of the foregoing to the instant appeal, we find no abuse of discretion
    in connection with the rulings issued in Pappas and Burke.2 In this matter, the agreed entries
    simply indicated that the outstanding amounts were in the nature of support, but R.C. 3105.73
    designates GAL fees are “litigation expenses,” and neither the Local Rules of Court, nor the
    Rules of Superintentendence designate the fees to be in the nature of child support. The court in
    both matters was therefore entirely within its broad discretion in refusing to find Pappas and
    Burke in contempt of court for nonpayment.
    {¶25} Both matters are affirmed.
    It is ordered that appellees recover from appellant costs herein taxed.
    The court finds there were reasonable grounds for this appeal.
    It is ordered that a special mandate be sent to said court to carry this judgment into
    execution.
    A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the
    Rules of Appellate Procedure.
    MARY EILEEN KILBANE, JUDGE
    KATHLEEN ANN KEOUGH, P.J., and
    TIM McCORMACK, J., CONCUR
    2An appellate court will not reverse an outcome where it agrees with the trial
    court’s conclusion but employs a different rationale. State ex rel. Gilmore v.
    Mitchell, 
    86 Ohio St.3d 302
    , 303, 
    1999-Ohio-166
    , 
    714 N.E.2d 925
    .
    

Document Info

Docket Number: 101059 101060

Judges: Kilbane

Filed Date: 11/26/2014

Precedential Status: Precedential

Modified Date: 4/17/2021