State v. Caldwell , 2011 Ohio 5429 ( 2011 )

[Cite as State v. Caldwell, 2011-Ohio-5429.]
COURT OF APPEALS
RICHLAND COUNTY, OHIO
FIFTH APPELLATE DISTRICT
THE STATE OF OHIO,
Plaintiff-Appellee,
v.
CALVIN CALDWELL,
Defendant-Appellant.
JUDGES:
: Hon. W. Scott Gwin, P.J.
: Hon. William B. Hoffman, J.
: Hon. Patricia A. Delaney, J.
:
:
: Case No. 2011-CA-0024
:
:
: OPINION
CHARACTER OF PROCEEDING: Criminal appeal from the Richland County
Court of Common Pleas, Case No. 2010-
CR-535H
JUDGMENT: Affirmed in part; Reversed in part and
Remanded
DATE OF JUDGMENT ENTRY: October 18, 2011
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
JAMES J. MAYER, JR. JAMES R. WILLIS
PROSECUTING ATTORNEY 420 Lakeside Place
BY: DANIEL J. BENOIT 323 W. Lakeside Ave. N.W.
38 South Park Street Cleveland, OH 44113
Mansfield, OH 44902
Gwin, P.J.
{¶ 1} Defendant-appellant Calvin C. Caldwell appeals from his convictions and
sentences entered in the Richland County Court of Common Pleas for possession of
crack cocaine in violation of R.C. 2925.11(A), a felony of the fifth degree. Plaintiff-
appellee is the State of Ohio.
STATEMENT OF THE FACTS AND CASE
{¶ 2} On August 4, 2010, Officer Terry Rogers of the Mansfield Police
Department was patrolling a high drug area and observing a known drug house. As he
was observing the house, Officer Rogers noticed a van driving down the street that did
not have its taillights illuminated. The van had not come from the driveway of the
particular house that was under surveillance; rather it was just passing through the
area driving down the street. Officer Rogers did not observe anyone exit the home and
enter or approach the van, nor did he observe anyone exit the van and approach the
home.
{¶ 3} Officer Rogers initiated a traffic stop of the van based upon the taillight
violation. Appellant was the driver of the van. Appellant was accompanied by one
passenger, Larry Petty. Appellant was able to provide a valid driver's license to the
officer; the passenger was not able to produce a valid driver's license, but did provide
the officer with a social security number. Appellant informed Officer Rogers that the taillights
were activated by a separate switch which appellant had forgotten to turn on. He did so, and
Officer Rodgers indicated to appellant that if his information checked out, the officer would
simply issue appellant a warning citation. As Officer Rogers was running appellant's and
his passenger's information through the computer system, Officer Phil Messer, Jr.
arrived at the traffic stop to assist Officer Rogers.
{¶ 4} Mr. Petty was found to have an active felony warrant for failure to appear1.
Officer Rogers removed Mr. Petty from the van. Officer Messer initiated his contact with
appellant. As Officer Messer spoke with appellant, appellant began looking around the
vehicle and moving his hands around a lot. The officer decided to remove appellant
from the vehicle.
{¶ 5} Officer Messer immediately initiated a pat-down search of appellant, at
which time the officer noticed something large in appellant's pocket. Officer Messer
asked appellant what was in his pocket. Appellant informed him that it was cash.
Officer Messer asked appellant if he had anything else in his pocket. Appellant
responded he did not think he did have anything else in his pocket. Appellant informed
Officer Messer that he had just been released from jail and that he had a receipt from
the jail for the cash. Officer Messer asked appellant if he, Officer Messer, could reach
into appellant’s pocket and retrieve the cash. Appellant said yes. Officer Messer
retrieved the cash but did not count it at that time. Officer Messer asked appellant
where he got the money. Appellant told Officer Messer that he had a receipt for the
cash inside the van.
{¶ 6} Officer Rogers went to the van to retrieve the receipt. As he approached
the passenger side of the vehicle and looked inside he saw a baggie lying in the
console area of the van. When he picked up the baggie, Officer Rogers observed a
1
Neither officer was able to testify as to the underlying charge.
small amount of what he believed to be crack cocaine inside the baggie2. The receipt
for the cash was located underneath the baggie. Appellant was arrested.
{¶ 7} Appellant was indicted by the Richland County Grand Jury in September,
2010 for one count of Possession of Crack Cocaine, a schedule II narcotic, in violation
of R.C. 2925.11(A), a felony of the fifth degree. Appellant filed a motion to suppress
on November 3, 2010. A hearing was held on December 22, 2010. By Judgment
Entry filed December 22, 2010 the trial court overruled the motion.
{¶ 8} A two day jury trial commenced on January 24, 2011. The jury found
appellant guilty of Possession of Crack Cocaine on January 26, 2011.
{¶ 9} Appellant has timely appealed raising the following assignments of error,
{¶ 10} “I. THE COURT ERRED WHEN IT DENIED THE DEFENSE'S MOTION
TO SUPPRESS, AND THUS FAILED TO EXCLUDE CERTAIN EVIDENCE SEIZED IN
VIOLATION OF RIGHTS GUARANTEED THE ACCUSED BY THE FOURTH, FIFTH
AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION.
{¶ 11} “II. THE COURT ERRED AND DUE PROCESS WAS VIOLATED WHEN
THE COURT FAILED TO ORDER THE RETURN OF ALL MONIES THAT HAD BEEN
UNCONSTITUTIONALLY SEIZED FROM THE ACCUSED.
{¶ 12} “III. ASSUMING THE COURT DETERMINED A VOLUNTARY CONSENT
TO SEARCH WAS GIVEN, THE COURT ERRED, AND THE ACCUSED WAS
DENIED DUE PROCESS, IN THE WAKE OF THE COURT SO RULING.
{¶ 13} “IV. GIVEN THE EVIDENCE HERE IS INSUFFICIENT TO SUPPORT
ANY FINDING OF GUILT BEYOND A REASONABLE DOUBT, IT FOLLOWS THE
2
Officer Rogers field tested the substance confirming his suspicion that the substance was
indeed crack cocaine.
COURT ERRED WHEN IT DENIED THE DEFENDANT'S MOTION FOR JUDGMENT
OF ACQUITTAL MADE AT THE CLOSE OF ALL THE EVIDENCE.”
I. & III.
{¶ 14} In his First Assignment of Error, appellant cites as error the trial court's
decision to overrule his motion to suppress the evidence. In his Third Assignment of
Error appellant argues that any consent to search given by appellant was the result of
an illegal search and seizure of his person before the consent was obtained.
Appellant’s First and Third assignments of error raise common and interrelated issues;
therefore, we will address the arguments together.
{¶ 15} Appellate review of a motion to suppress presents a mixed question of law
and fact. State v. Burnside, 100 Ohio St.3d 152, 154-155, 797 N.E.2d 71, 74, 2003-
Ohio-5372 at ¶ 8. When ruling on a motion to suppress, the trial court assumes the role
of trier of fact and is in the best position to resolve questions of fact and to evaluate
witness credibility. See State v. Dunlap (1995), 73 Ohio St.3d 308, 314, 652 N.E.2d
988; State v. Fanning (1982), 1 Ohio St.3d 19, 20, 437 N.E.2d 583. Accordingly, a
reviewing court must defer to the trial court's factual findings if competent, credible
evidence exists to support those findings. See Burnside, supra; Dunlap, supra; State v.
Long (1998), 127 Ohio App.3d 328, 332, 713 N.E.2d 1; State v. Medcalf (1996), 111
Ohio App.3d 142, 675 N.E.2d 1268. However, once this court has accepted those facts
as true, it must independently determine as a matter of law whether the trial court met
the applicable legal standard. See Burnside, supra, citing State v. McNamara (1997),
124 Ohio App.3d 706, 707 N.E.2d 539; See, generally, United States v. Arvizu (2002),
534 U.S. 266, 122 S.Ct. 744; Ornelas v. United States (1996), 517 U.S. 690, 116 S.Ct.
1657. That is, the application of the law to the trial court's findings of fact is subject to a
de novo standard of review. Ornelas, supra. Moreover, due weight should be given “to
inferences drawn from those facts by resident judges and local law enforcement
officers.” Ornelas, supra at 698, 116 S.Ct. at 1663.
{¶ 16} In the case at bar, the appellant does not challenge that the van which
appellant was driving was lawfully stopped for a traffic violation.
{¶ 17} A. Prolonged stop.
{¶ 18} Appellant first contends that the lawful detention for the equipment
violation became an unlawful detention when the officers continued to detain appellant
after arresting the passenger.
{¶ 19} “‘[W]hen detaining a motorist for a traffic violation, an officer may delay a
motorist for a time period sufficient to issue a ticket or a warning.’” State v. Batchili, 113
Ohio St.3d 403, 2007-Ohio-2204, at ¶ 12. (Quoting State v. Keathley (1988), 55 Ohio
App.3d 130, 131). “This measure includes the period of time sufficient to run a computer
check on the driver's license, registration, and vehicle plates. Further, [i]n determining if
an officer completed these tasks within a reasonable length of time, the court must
evaluate the duration of the stop in light of the totality of the circumstances and consider
whether the officer diligently conducted the investigation. State v. Batchili, supra.
(Internal quotation marks and citations omitted).
{¶ 20} However, “[a]n officer may not expand the investigative scope of the
detention beyond that which is reasonably necessary to effectuate the purposes of the
initial stop unless any new or expanded investigation is supported by a reasonable,
articulable suspicion that some further criminal activity is afoot.” Batchili, supra 113
Ohio St.3d 403, 2007-Ohio-2204 at ¶ 15. (Citing State v. Howard, Preble App. Nos.
CA2006-02-002 and CA2006-02-003, 2006-Ohio-5656 at ¶ 16). “In determining
whether a detention is reasonable, the court must look at the totality of the
circumstances.” State v. Matteucci, 11th Dist. No.2001-L-205, 2003-Ohio-702, ¶ 30,
citing State v. Bobo (1988), 37 Ohio St.3d 177, 178.
{¶ 21} In the case at bar, the record check of appellant’s passenger revealed an
outstanding warrant. Thus, the stop was lawfully prolonged by the resulting arrest of
the passenger.
{¶ 22} B. Ordering appellant out of the van.
{¶ 23} Recently, in Arizona v. Johnson (2009), 555 U.S. 323, 129 S.Ct. 781, the
United States Supreme Court noted, “[t]hree decisions cumulatively portray Terry's
application in a traffic-stop setting… In [Pennsylvania v.] Mimms, [434 U.S. 106, 98
S.Ct. 330, 54 L.Ed.2d 331 (per curiam)], the Court held that ‘once a motor vehicle has
been lawfully detained for a traffic violation, the police officers may order the driver to
get out of the vehicle without violating the Fourth Amendment,’ Id. at 111, n. 6, 98 S.Ct.
330, because the government's ‘legitimate and weighty’ interest in officer safety
outweighs the ‘de minimis’ additional intrusion of requiring a driver, already lawfully
stopped, to exit the vehicle, Id., at 110-111, 98 S.Ct. 330…[Maryland v.] Wilson, [519
U.S. 408, 414, 117 S.Ct. 882] held that the Mimms rule applies to passengers as well as
drivers, based on ‘the same weighty interest in officer safety…’ Brendlin [v. California,
551 U.S. 249, 263, 127 S.Ct. 2400,] held that a passenger is seized, just as the driver
is, ‘from the moment [a car stopped by the police comes] to a halt on the side of the
road.’ A passenger's motivation to use violence during the stop to prevent apprehension
for a crime more grave than a traffic violation is just as great as that of the driver. 519
U.S., at 414, 117 S.Ct. 882. And as ‘the passengers are already stopped by virtue of the
stop of the vehicle,’ Id., at 413-414, 117 S.Ct. 882, ‘the additional intrusion on the
passenger is minimal,’ Id., at 415, 117 S.Ct. 882. Pp. 786 - 787.” Arizona v. Johnson,
supra, 555 U.S. 323, 129 S.Ct. at 786-787.
{¶ 24} Accordingly, under the facts of this case we find Officer Messer’s request
that appellant exit the van to be lawful.
{¶ 25} C. The pat-down of appellant.
{¶ 26} Authority to conduct a pat-down search does not flow automatically from a
lawful stop; a separate inquiry is required. Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868,
20 L.Ed. 2d 889. The Fourth Amendment requires that an officer have had a
"reasonable fear for his own or others' safety" before frisking. Terry at 30, 88 S.Ct.
1868, 20 L.Ed.2d 889. Specifically, "[t]he officer ... must be able to articulate something
more than an 'inchoate and unparticularized suspicion or hunch.'” United States v.
Sokolow (1989), 490 U.S. 1, 7, 109 S.Ct. 1581, 104 L.Ed.2d 1 (quoting Terry, 392 U.S.
at 27, 88 S.Ct. 1868). Whether that standard is met must be determined from the
standpoint of an objectively reasonable police officer, without reference to the actual
motivations of the individual officers involved. United States v. Hill (D.C.Cir.1997), 131
F.3d 1056, 1059 (quoting Ornelas v. United States (1996), 517 U.S. 690, 696, 116
S.Ct. 1657, 134 L.Ed.2d 911). [Internal quotation marks omitted].
{¶ 27} The frisk, or protective search, approved in Terry is limited in scope to a
pat-down search for concealed weapons when the officer has a reasonable suspicion
that the individual whose behavior he is investigating at close range may be armed and
dangerous. Terry, supra, 392 U.S. at 27, 88 S.Ct. at 1883.
{¶ 28} The Court of Appeals for Montgomery County has observed,
{¶ 29} “Intertwined with the reasonableness requirement is the other requirement
of Terry that the officer's suspicion must be articulable. That connotes more than a
mere subjective pronouncement. It requires demonstrable facts that, together with any
rational inferences that may be drawn from them, reasonably support a conclusion that
the suspect is armed and dangerous. The conclusion is necessary to the independent
judicial review that a Fourth Amendment challenge to a pat-down search involves. In
that connection, Terry states:
{¶ 30} “‘Nothing we say today is to be taken as indicating approval of police
conduct outside the legitimate investigative sphere. Under our decision, courts still
retain their traditional responsibility to guard against police conduct which is
overbearing or harassing, or which trenches upon personal security without the
objective evidentiary justification which the Constitution requires. When such conduct is
identified, it must be condemned by the judiciary and its fruits must be excluded from
evidence in criminal trials.’ Id. at 15, 88 S.Ct. 1868, 20 L.Ed. 2d 889.” State v. Phillips,
155 Ohio App.3d 149, 799 N.E.2d 653, 2003-Ohio-5742 at ¶23-24.
{¶ 31} In the case at bar, the state seeks to justify Officer Messer’s Terry pat-
down of appellant on the basis of officer safety. The state contends the officer’s
decision was justified based upon the following factors: 1). the area’s reputation for
crime and drug activity; 2). the passenger’s arrest warrant; and 3). the appellant’s
nervousness and gesturing.
{¶ 32} 1). High crime area.
{¶ 33} Although a factor under proper circumstances, the fact that the area may
be characterized as a “high crime” area cannot furnish a reasonable suspicion when
the activities of the individuals as observed by the police are themselves
unexceptional. Brown v. Texas (1979), 443 U.S. 47, 52, 99 S.Ct. 2637, 2641, 61
L.Ed.2d 357, 362–363; State v. Carter, 69 Ohio St.3d 57, 65 630 N.E.2d 355, 362,
1994-Ohio-343.
{¶ 34} In the case at bar, the record clearly reveals that neither officer observed
either of the occupants of the van have any contact with any individual at or near the
home that was under observation for suspected drug activity. The van was simply
driving down a public street. Mere presence in an area of “high crime” does not
suspend the protections of the Fourth Amendment and Article I, Section 14 of the Ohio
Constitution. Thousands of people live and go about their legitimate business in
neighborhoods designated as high crime areas by the police. In re D.J. (D.C. App.
1987), 532 A.2d 138, 143. “To hold otherwise would result in the wholesale loss of the
personal liberty of those with the misfortune of living in a high crime area.” State v.
Carter, supra.
{¶ 35} In the case at bar, the van was stopped for an equipment violation.
Standing alone, those facts involved nothing which in any way suggests a potential for
violence or that appellant might be armed. However, the nature of the area can when
combined with other factors support a reasonable suspicion to investigate.
{¶ 36} 2). Passenger’s arrest warrant
{¶ 37} The state next argues that the fact that the passenger had a felony
warrant for failure to appear provided an additional factor justifying appellant’s pat-
down.
{¶ 38} Neither officer was able to testify as to the specific nature of the
passenger’s arrest warrant. Officer Roger’s testified,
{¶ 39} “At the time I still—I don’t think I still know. It was just a felony warrant for
failure to appear or something…” (Supp. T., December 22, 2010 at 17).
{¶ 40} In the case at bar, the record check of appellant did not return any
information that led either of the officers’ to believe that he might be armed or
dangerous. Appellant was properly licensed and the vehicle was properly registered.
The passenger was removed from the vehicle, placed under arrest and placed inside a
police car.
{¶ 41} A person's mere propinquity to others independently suspected of criminal
activity does not, without more, give rise to probable cause to search that person.
Sibron v. New York (1968), 392 U.S. 40, 62–63, 88 S.Ct. 1889, 1902, 20 L.Ed.2d 917;
Ybarra v. Illinois (1979), 444 U.S. 85, 91, 100 S.Ct. 338, 342. In the case of [a] self-
protective search for weapons, [an officer] must be able to point to particular facts from
which he reasonably inferred that the individual was armed and dangerous.” Sibron at
64, 88 S.Ct. 1889. Such facts, the court held, plainly were not present. Id.{¶ 42} However, in the case at bar, appellant was seated inside a motor vehicle
with an individual who had an active felony warrant. Given the close confines, we do
not find it unreasonable for the Officers to ensure their safety by patting down each
individual inside the vehicle.
{¶ 43} 3). Furtive gestures
{¶ 44} The state argues that appellant’s failure to look at the officer and his
motioning with his hands constituted a furtive movement which when taken with the
other factors justified Officer Messer’s fear for his safety.
{¶ 45} In State v. Bobo (1988), 37 Ohio St. 3d 177, 182, 524 N.E. 2d 489, the
Ohio Supreme Court found a furtive movement is a factor which may contribute to an
officer's reasonable suspicion a suspect is armed or engaged in criminal activity. Id.However, in Bobo, the Supreme Court relied upon several reasons to justify the
officer's belief the defendant therein was armed and presently dangerous. Id. at 180-
183, 524 N.E. 2d 489. The instant case is distinguishable from Bobo because the
officer testified that appellant only became upset after he was told to exit the van. This
was after Officer Rogers had earlier informed appellant he would in all probability
receive only a warning citation for the taillight violation.
{¶ 46} “A change of temper is consistent with Terry’s observation about pat-down
searches: that even such a limited bodily search nevertheless ‘constitutes a severe,
though brief, intrusion upon cherished personal security, and it must surely be an
annoying, frightening, and perhaps humiliating experience.’ Id. at 24–25, 88 S.Ct.
1868, 20 L.Ed. 2d 889. Police ought not assume that subjects should submit to that
gladly.” Phillips, supra 155 Ohio App.3d 149, 799 N.E.2d 653, 2003-Ohio-5742 at ¶ 27.
Further, as this court has observed,
{¶ 47} “The courts in this State have held such general claims of furtive
movement, standing alone, insufficient to render an officer's suspicions about criminal
activity or the possession of weapons reasonable. State v. Chandler (1989), 54 Ohio
App.3d 92, 97, 560 N.E.2d 832; State v. Bird (1988), 49 Ohio App.3d 156, 551 N.E.2d
622; State v. Jackson (1989), 52 Ohio App.3d 156, 157; State v. Harris (1987), 36 Ohio
App.3d 106, 521 N.E.2d 835; and State v. Armstrong (1995), 103 Ohio App.3d 416, 659
N.E.2d 844.
{¶ 48} “In order to justify a search for weapons, an officer needs not testify he
was actually in fear of a suspect, but he must articulate a set of particular facts which
would lead a reasonable person to conclude a suspect may be armed and dangerous.
Evans, supra, at 170; State v. Burkett (April 28, 1989), Lucas App. No. L-88-174,
unreported. If an officer provides no reason for his pat down search, or the totality of
the circumstances contradicts the officer's claim, the search is unjustified. Id. Professor
Lewis Katz articulated the need to carefully review claims of furtive movement, stating:
{¶ 49} “* * * some such claims [of furtive movement] are known to be entirely
manufactured. Thus, even an honestly made claim may not be sufficient to constitute
reasonable suspicion; a testifying police officer must then proceed to describe in detail
the defendant's movement that aroused his suspicion; otherwise the reviewing court is
unable to weigh the adequacy of the proffered claim. Also, a court reviewing
reasonable suspicion must analyze the facts and not merely accept general claims of
‘furtive movement’. Lewis Katz, Ohio Arrest, Search and Seizure. West Group, (1998),
at 262.” State v. Taylor (July 13, 1998), Stark App. No. 1997CA00321.
{¶ 50} “A furtive gesture may be defined as a situation where police see a person
in possession of a highly suspicious object or some object which is not identifiable but
which because of other circumstances is reasonably suspected to be contraband and
then observe that person make an apparent attempt to conceal that object from police
view. State v. Allen, Montgomery App. No. 23738, 2010–Ohio–3336.” State v. Abner,
Montgomery App. No. 24140, 2011-Ohio-4007. (Internal quotation marks omitted).
{¶ 51} We find appellant's movement as described by Officer Messer ambiguous;
however when those actions are combined with the other factors we have previously
discussed the combination clearly provided Officer Messer with a sufficient reason to
justify a reasonable belief appellant was armed and presently dangerous.
{¶ 52} Accordingly, under the facts of this case, we find that Officer Messer’s pat-
down of appellant was legal.
{¶ 53} 4). Consent
{¶ 54} Appellant argues that the discovery of the drugs inside the van was the
direct result of the illegal pat-down search and therefore any consent to enter the van
was tainted by the prior illegal search and must be excluded from evidence. We
disagree.
{¶ 55} No Fourth Amendment violation occurs when an individual voluntarily
consents to a search. See United States v. Drayton (2002), 536 U.S. 194, 207, 122
S.Ct. 2105, 153 L.Ed.2d 242 (stating that "[p]olice officers act in full accord with the law
when they ask citizens for consent"); Schneckloth v. Bustamonte (1973), 412 U.S. 218,
219, 93 S.Ct. 2041, 36 L.Ed.2d 854 ("[A] search conducted pursuant to a valid consent
is constitutionally permissible"); State v. Comen (1990), 50 Ohio St.3d 206, 211, 553
N.E.2d 640. In Schneckloth, the United States Supreme Court acknowledged the
importance of consent searches in police investigations, noting that "a valid consent
may be the only means of obtaining important and reliable evidence" to apprehend a
criminal. Id. at 227-228. See, also State v. Fry, 4th Dist. No. 03CA26, 2004-Ohio-5747at ¶18.
{¶ 56} A warrantless search based upon a suspect's consent is valid if his
consent is voluntarily given, and not the result of duress or coercion, either express or
implied. Schneckloth v. Bustamonte (1973), 412 U.S. 218, 227, 93 S.Ct. 2041, 2048,
36 L.Ed.2d 854, 862; and State v. Danby (1983), 11 Ohio App.3d 38, 463 N.E.2d 47.
The voluntariness of consent is a question of fact to be determined from the totality of
the circumstances. Schneckloth, supra. The burden of proving that the suspect
voluntarily consented to the search rests upon the prosecution. Schneckloth, supra;Danby, supra; Bumper v. North Carolina (1968), 391 U.S. 543, 88 S.Ct. 1788, 20
L.Ed.2d 797; State v. Hassey (1983), 9 Ohio App.3d 231, 459 N.E.2d 573; and State
v. Pi Kappa Alpha Fraternity (1986), 23 Ohio St.3d 141, 491 N.E.2d 1129.
{¶ 57} “Once an individual has been unlawfully detained by law enforcement, for
his or her consent to be considered an independent act of free will, the totality of the
circumstances must clearly demonstrate that a reasonable person would believe that he
or she had the freedom to refuse to answer further questions and could in fact leave.”
State v. Robinette (1997), 80 Ohio St.3d 234, 685 N.E.2d 762, paragraph three of the
syllabus. A suspect's knowledge of a right to refuse, however, “is not a prerequisite of a
voluntary consent.” Schneckloth, supra 412 U.S. at 234. Rather, it must be determined if
a person felt compelled to submit to the officer's questioning in light of the police
officer's superior position of authority. Robinette, supra at 244–245, 685 N.E.2d 762.
The ultimate issue in this determination is whether, at the point of the police officer's
questioning, the individual was “seized” within the meaning of the Fourth Amendment.
{¶ 58} “The distinction between an ‘encounter’ and a ‘seizure’ is that ‘a person
has been ‘seized’ within the meaning of the Fourth Amendment only if, in view of all of
the circumstances surrounding the incident, a reasonable person would have believed
that he was not free to leave.’ United States v. Mendenhall (1980), 446 U.S. 544, 554.
In Mendenhall, the Supreme Court cited examples of circumstances indicating a seizure
even where the person did not attempt to leave, including the threatening presence of
several officers, the display of a weapon by an officer, some physical touching of the
person or the use of language or tone of voice indicating that compliance with the
officer's request might be compelled.” State v. Pierce (1998), 125 Ohio App.3d 592,
597, 709 N.E.2d 203. The State’s burden is not satisfied by showing a mere submission
to a claim of lawful authority. State v. Robinette at 243, 685 N.E.2d at 770.
{¶ 59} Officer Messer testified that appellant consented to the search of his
pocket. Further he testified that appellant directed the officers to retrieve the receipt for
the money from inside the van. Under the totality of the circumstances we find
appellant’s consent was freely and voluntarily given. Accordingly, no constitutional
violation occurred.
{¶ 60} Accordingly, we overule appellant's First and Third Assignments of Error.
II.
{¶ 61} In his Second Assignment of Error appellant argues that the trial court
erred in not ordering all monies taken from appellant at the time of his arrest returned to
him. We agree.
{¶ 62} The State cites State v. Lolliock (1982), 70 Ohio St.2d 23, 434 N.E.2d 723and State v. Jacobs (1940), 137 Ohio St. 363, 30 N.E.2d 432 in support of the trial
court’s authority to keep a portion of the money seized to ensure payment of fines and
court costs in the event appellant was later convicted. However, those cases rely upon
statutes that have since been repealed.
{¶ 63} R.C. 2981.03(A)(4) provides for relief from seizure, as follows:
{¶ 64} “A person aggrieved by an alleged unlawful seizure of property may seek
relief from the seizure by filing a motion in the appropriate court that shows the person's
interest in the property, states why the seizure was unlawful, and requests the
property's return. If the motion is filed before an indictment, information, or a complaint
seeking forfeiture of the property is filed, the court shall promptly schedule a hearing on
the motion, and at the hearing the person shall demonstrate by a preponderance of the
evidence that the seizure was unlawful and that the person is entitled to the property. If
the motion is filed by a defendant after an indictment, information, or a complaint
seeking forfeiture of the property has been filed, the court shall treat the motion as a
motion to suppress evidence. If the motion is filed by a third party after an indictment,
information, or complaint seeking forfeiture of the property has been filed, the court shall
treat the motion as a petition of a person with an alleged interest in the subject property,
pursuant to divisions (E) and (F) of section 2981.04 of the Revised Code.”
{¶ 65} Appellant filed a “Motion for Judicial Hearing to Determine whether the
State’s Continued Retention of Monies Seized from Him is Justified” on September 27,
2010. Further Appellant raised the issue in his “Motion to Suppress and For the
Release of Illegally Seized Property” filed November 3, 2010.
{¶ 66} By Judgment Entry filed December 22, 2010 the trial court found, “the
money taken from the defendant at the time of his arrest should be returned to the
defendant with the exception of an amount of money to cover the maximum fine in the
event of conviction.”
{¶ 67} However, R.C. 2981.12(G) specifically states that “Any property forfeited
under this chapter shall not be used to pay any fine imposed upon a person who is
convicted of or pleads guilty to an underlying criminal offense or a different offense
arising out of the same facts and circumstances.” See, also, State v. Cruise, Summit
App. No. 24832, 2009-Ohio-6795, at ¶ 20 (Dickinson, P.J., concurring) (noting that
“Section 2981.13 lists the ways in which forfeited property ‘shall’ be used, and those
uses don't include payment of court costs and attorney fees.”). A trial court, therefore,
cannot indirectly do what is directly prohibited or is controlled by statute. State v.
Jamison, Montgomery App. No. 23211, 2010-Ohio-965 at ¶37.
{¶ 68} In Jamison, supra, the Court of Appeals for Montgomery County noted,
{¶ 69} “If the trial court concluded, as it appeared to do, that the money belongs
to Jamison, the court should have ordered the money released to Jamison. The State or
the Department of Rehabilitation and Corrections could then have executed against the
property, pursuant to civil collection methods or under the procedures set forth in R.C.
5120.133. If the trial court intended for the property to be forfeited under R.C. Chapter
2981, the procedures in that chapter should have been followed. However, the court
could not simply apply the money to fines or costs that are owed, without authority to do
so.” Id. at ¶ 38. See also, State v. Williams, Lucas App. No. L-10-1016, 2010-Ohio-5029at ¶15; State v. Cruise, Summit App. No. 24832, 2009-Ohio-6795, State v. Payne,
Warren App. No. CA2003-02-019, 2004-Ohio-1031. (Discussing former R.C. 2933.41
and R.C. 2933.43).
{¶ 70} In the case at bar, the trial court was without authority to retain monies to
pay a fine or court costs in the event appellant was eventually convicted.
{¶ 71} For the foregoing reasons, we find appellant's Second Assignment of Error
well-taken.
IV.
{¶ 72} In his Fourth Assignment of Error, appellant maintains that his convictions
are against the weight of the evidence and are based upon insufficient evidence. We
disagree.
{¶ 73} Our review of the constitutional sufficiency of evidence to support a
criminal conviction is governed by Jackson v. Virginia (1979), 443 U.S. 307, 319, 99
S.Ct. 2781, which requires a court of appeals to determine whether “after viewing the
evidence in the light most favorable to the prosecution, any rational trier of fact could
have found the essential elements of the crime beyond a reasonable doubt.” Id.; see
also McDaniel v. Brown (2010), --- U.S. ----, 130 S.Ct. 665, 673, 175 L.Ed.2d 582(reaffirming this standard); State v. Clay, 187 Ohio App.3d 633, 933 N.E.2d 296, 2010-
Ohio-2720 at ¶68.
{¶ 74} Jackson thus establishes a two-step inquiry for considering a challenge to
a conviction based on sufficiency of the evidence. First, a reviewing court must consider
the evidence presented at trial in the light most favorable to the prosecution. Jackson,
443 U.S. at 319, 99 S.Ct. 2781, 61 L.Ed.2d 560. This means that a court of appeals
may not usurp the role of the finder of fact by considering how it would have resolved
the conflicts, made the inferences, or considered the evidence at trial. Id. Rather, when
“faced with a record of historical facts that supports conflicting inferences” a reviewing
court “must presume even if it does not affirmatively appear in the record that the trier of
fact resolved any such conflicts in favor of the prosecution, and must defer to that
resolution.” Jackson, supra 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560; see also
McDaniel, --- U.S. ----, 130 S.Ct. at 673-674, 175 L.Ed.2d 582; United States v. Nevils
(9th Cir 2010), 598 F.3d 1158, 1164.
{¶ 75} Second, after viewing the evidence in the light most favorable to the
prosecution, the reviewing court must determine whether this evidence, so viewed, is
adequate to allow “any rational trier of fact [to find] the essential elements of the crime
beyond a reasonable doubt.” Jackson, 443 U.S. at 319, 99 S.Ct. 2781, 61 L.Ed.2d 560;
State v. Thompkins (1997), 78 Ohio St.3d 380, 387, 678 N.E.2d 541, superseded by
constitutional amendment on other grounds as stated by State v. Smith, 80 Ohio St.3d
89, 1997-Ohio-355, 684 N.E.2d 668; State v. Jenks (1991), 61 Ohio St.3d 259, 574
N.E.2d 492 superseded by State constitutional amendment on other grounds as stated
in State v. Smith (1997), 80 Ohio St.3d 89, 684 N.E.2d 668; See, also State v. Clay,
supra at ¶ 70.
{¶ 76} This second step protects against rare occasions in which “a properly
instructed jury may * * * convict even when it can be said that no rational trier of fact
could find guilt beyond a reasonable doubt.” Jackson, 443 U.S. at 317, 99 S.Ct. 2781,
61 L.Ed.2d 560. More than a “mere modicum” of evidence is required to support a
verdict. Id. at 320, 99 S.Ct. 2781, 61 L.Ed.2d 560 (rejecting the rule that a conviction be
affirmed if “some evidence” in the record supports the jury's finding of guilt). At this
second step, however, a reviewing court may not “‘ask itself whether it believes that the
evidence at the trial established guilt beyond a reasonable doubt,’” Jackson at 318-319,
99 S.Ct. 2781, 61 L.Ed.2d 560, quoting Woodby v. INS (1966), 385 U.S. 276, 282, 87
S.Ct. 483, 17 L.Ed.2d 362, only whether “any” rational trier of fact could have made that
finding. Jackson at 319, 99 S.Ct. 2781, 61 L.Ed.2d 560; United States v. Nevills, supra,
598 F.3d at 1164.
{¶ 77} Manifest weight of the evidence claims concern the amount of evidence
offered in support of one side of the case, and is a jury question. We must determine
whether the jury, in interpreting the facts, so lost its way that its verdict results in a
manifest miscarriage of justice, State v. Thompkins, supra. On review for manifest
weight, a reviewing court is “to examine the entire record, weigh the evidence and all
reasonable inferences, consider the credibility of the witnesses and determine whether
in resolving conflicts in the evidence, the trier of fact clearly lost its way and created
such a manifest miscarriage of justice that the judgment must be reversed. The
discretionary power to grant a new hearing should be exercised only in the exceptional
case in which the evidence weighs heavily against the judgment.” State v. Thompkins,
supra, 78 Ohio St.3d at 387, citing State v. Martin (1983), 20 Ohio App.3d 172, 175.
Because the trier of fact is in a better position to observe the witnesses’ demeanor and
weigh their credibility, the weight of the evidence and the credibility of the witnesses are
primarily for the trier of fact. State v. DeHass (1967), 10 Ohio St.2d 230, 227 N.E.2d
212, syllabus 1.
{¶ 78} In Thompkins, the Ohio Supreme Court held "[t]o reverse a judgment of a
trial court on the basis that the judgment is not sustained by sufficient evidence, only a
concurring majority of a panel of a court of appeals reviewing the judgment is
necessary." Id. at paragraph three of the syllabus. However, to "reverse a judgment of
a trial court on the weight of the evidence, when the judgment results from a trial by jury,
a unanimous concurrence of all three judges on the court of appeals panel reviewing
the case is required." Id. at paragraph four of the syllabus; State v. Miller (2002), 96
Ohio St.3d 384, 2002-Ohio-4931 at ¶ 38, 775 N.E.2d 498.
{¶ 79} In the case at bar, appellant was charged with possession of crack
cocaine in violation of R.C. 2925.11(A) which states: “(A) No person shall knowingly
obtain, possess, or use a controlled substance.”
{¶ 80} The culpable mental state of “knowingly” is defined as follows: “[a] person
acts knowingly, regardless of his purpose, when he is aware that his conduct will
probably cause a certain result or will probably be of a certain nature. A person has
knowledge of circumstances when he is aware that such circumstances probably exist.”
R.C. 2901.22(B).
{¶ 81} Whether a person acts knowingly can only be determined, absent a
defendant's admission, from all the surrounding facts and circumstances, including the
doing of the act itself.” State v. Huff (2001), 145 Ohio App.3d 555, 563, 763 N.E.2d 695.
(Footnote omitted.) Thus, “[t]he test for whether a defendant acted knowingly is a
subjective one, but it is decided on objective criteria.” State v. McDaniel (May 1, 1998),
Montgomery App. No. 16221, (citing State v. Elliott (1995), 104 Ohio App.3d 812, 663
N.E.2d 412).
{¶ 82} R.C. 2925.01(K) defines possession as follows: “ ‘Possess' or ‘possession’
means having control over a thing or substance, but may not be inferred solely from
mere access to the thing or substance through ownership or occupation of the premises
upon which the thing or substance is found.” R.C. 2901.21 provides the requirements
for criminal liability and provides that possession is a “voluntary act if the possessor
knowingly procured or received the thing possessed, or was aware of the possessor's
control of the thing possessed for sufficient time to have ended possession.” R.C.
2901.21(D) (1).
{¶ 83} Possession may be actual or constructive. State v. Haynes (1971), 25
Ohio St.2d 264, 267 N.E.2d 787; State v. Hankerson (1982), 70 Ohio St.2d 87, 434
N.E.2d 1362, syllabus. To establish constructive possession, the evidence must prove
that the defendant was able to exercise dominion and control over the contraband.
State v. Wolery (1976), 46 Ohio St.2d 316, 332, 348 N.E.2d 351. Dominion and control
may be proven by circumstantial evidence alone. State v. Trembly, 137 Ohio App.3d
134, 738 N.E.2d 93. Circumstantial evidence that the defendant was located in very
close proximity to readily usable drugs may show constructive possession. State v. Barr
(1993), 86 Ohio App.3d 227, 235, 620 N.E.2d 242, 247-248; State v. Morales, 5th Dist.
No. 2004 CA 68, 2005-Ohio-4714 at ¶ 50; State v. Moses, 5th Dist. No. 2003CA00384,
2004-Ohio-4943 at ¶ 9. Ownership of the drugs need not be established for constructive
possession. State v. Smith, 9th Dist. No. 20885, 2002-Ohio-3034, at ¶ 13, citing State v.
Mann, (1993) 93 Ohio App.3d 301, 308, 638 N.E.2d 585. Furthermore, possession may
be individual or joint. Wolery, 46 Ohio St.2d at 332, 348 N.E.2d 351.
{¶ 84} If the State relies on circumstantial evidence to prove an essential element
of an offense, it is not necessary for “such evidence to be irreconcilable with any
reasonable theory of innocence in order to support a conviction.” State v. Jenks (1991),
61 Ohio St.3d 259, 272, 574 N.E.2d 492 at paragraph one of the syllabus.
“Circumstantial evidence and direct evidence inherently possess the same probative
value [.]” Jenks, 61 Ohio St .3d at paragraph one of the syllabus. Furthermore, “[s]ince
circumstantial evidence and direct evidence are indistinguishable so far as the jury's
fact-finding function is concerned, all that is required of the jury is that i[t] weigh all of the
evidence, direct and circumstantial, against the standard of proof beyond a reasonable
doubt.” Jenks, 61 Ohio St.3d at 272, 574 N.E.2d 492. While inferences cannot be based
on inferences, a number of conclusions can result from the same set of facts. State v.
Lott (1990), 51 Ohio St.3d 160, 168, 555 N.E.2d 293, citing Hurt v. Charles J. Rogers
Transp. Co. (1955), 164 Ohio St. 329, 331, 130 N.E.2d 820. Moreover, a series of facts
and circumstances can be employed by a jury as the basis for its ultimate conclusions in
a case. Lott, 51 Ohio St.3d at 168, 555 N.E.2d 293, citing Hurt, 164 Ohio St. at 331, 130
N.E.2d 820.
{¶ 85} In the case at bar, the baggie containing crack cocaine was found in plain
view on the center console of the van which appellant was driving. The bag was found
on top of the receipt that appellant had directed the officers to retrieve from the van.
Viewing the evidence in the case at bar in a light most favorable to the prosecution, we
conclude that a reasonable person could have found beyond a reasonable doubt that
appellant had committed the crime of possession of crack cocaine. We hold, therefore,
that the state met its burden of production regarding each element of the crime and,
accordingly, there was sufficient evidence to support appellant's conviction.
{¶ 86} “A fundamental premise of our criminal trial system is that ‘the jury is the
lie detector.’ United States v. Barnard, 490 F.2d 907, 912 (C.A.9 1973) (emphasis
added), cert. denied, 416 U.S. 959, 94 S.Ct. 1976, 40 L.Ed.2d 310 (1974). Determining
the weight and credibility of witness testimony, therefore, has long been held to be the
‘part of every case [that] belongs to the jury, who are presumed to be fitted for it by their
natural intelligence and their practical knowledge of men and the ways of men.’ Aetna
Life Ins. Co. v. Ward, 140 U.S. 76, 88, 11 S.Ct. 720, 724-725, 35 L.Ed. 371 (1891)”.
United States v. Scheffer (1997), 523 U.S. 303, 313, 118 S.Ct. 1261, 1266-1267.
{¶ 87} Although appellant cross-examined the witnesses and argued that he did
not know the drugs were in the van, the weight to be given to the evidence and the
credibility of the witnesses are issues for the trier of fact. State v. Jamison (1990), 49
Ohio St.3d 182, 552 N.E.2d 180.
{¶ 88} The jury was free to accept or reject any and all of the evidence offered by
the parties and assess the witness’s credibility. "While the jury may take note of the
inconsistencies and resolve or discount them accordingly * * * such inconsistencies do
not render defendant's conviction against the manifest weight or sufficiency of the
evidence". State v. Craig (Mar. 23, 2000), Franklin App. No. 99AP-739, citing State v.
Nivens (May 28, 1996), Franklin App. No. 95APA09-1236. Indeed, the jurors need not
believe all of a witness' testimony, but may accept only portions of it as true. State v.
Raver, Franklin App. No. 02AP-604, 2003- Ohio-958, at ¶ 21, citing State v. Antill
(1964), 176 Ohio St. 61, 67, 197 N.E.2d 548; State v. Burke, Franklin App. No. 02AP-
1238, 2003-Ohio-2889, citing State v. Caldwell (1992), 79 Ohio App.3d 667, 607 N.E.2d
1096. Although the evidence may have been circumstantial, we note that circumstantial
evidence has the same probative value as direct evidence. State v. Jenks (1991),
supra.
{¶ 89} After reviewing the evidence, we cannot say that this is one of the
exceptional cases where the evidence weighs heavily against the convictions. The jury
did not create a manifest injustice by concluding that appellant was guilty of the crime
charged in the indictment.
{¶ 90} We conclude the trier of fact, in resolving the conflicts in the evidence, did
not create a manifest injustice to require a new trial. The jury heard the witnesses,
evaluated the evidence, and was convinced of appellant's guilt.
{¶ 91} Accordingly, appellant’s Fourth Assignment of Error is denied.
{¶ 92} The Judgment of the Court of Common Pleas, Richland County, Ohio is
affirmed in part and reversed in part. We remand this cause to the trial court for further
proceedings consistent with this opinion.
By Gwin, P.J.,
Hoffman, J., and Delaney, J., concur
_________________________________
HON. W. SCOTT GWIN
_________________________________
HON. WILLIAM B. HOFFMAN
_________________________________
HON. PATRICIA A. DELANEY
IN THE COURT OF APPEALS FOR RICHLAND COUNTY, OHIO
FIFTH APPELLATE DISTRICT
STATE OF OHIO, :
:
Plaintiff-Appellee, :
:
:
v. : JUDGMENT ENTRY
:
CALVIN CALDWELL, :
:
:
Defendant-Appellant. : CASE NO. 2011-CA-0024
For the reasons stated in our accompanying Memorandum-Opinion, we reverse in
part, and affirm in part the judgment of the Richland County Court of Common Pleas
and remand this cause to the trial court for further proceedings consistent with this
opinion. Costs to be shared equally between the parties.
_________________________________
HON. W. SCOTT GWIN
_________________________________
HON. WILLIAM B. HOFFMAN
_________________________________
HON. PATRICIA A. DELANEY