State v. Perry , 2011 Ohio 274 ( 2011 )

[Cite as State v. Perry, 2011-Ohio-274.]
COURT OF APPEALS
STARK COUNTY, OHIO
FIFTH APPELLATE DISTRICT
JUDGES:
STATE OF OHIO : Hon. Julie A. Edwards, P.J.
: Hon. W. Scott Gwin, J.
Plaintiff-Appellee : Hon. William B. Hoffman, J.
:
-vs- :
: Case No. 2010-CA-00185
WILLIAM DOUGLAS PERRY :
:
Defendant-Appellant : OPINION
CHARACTER OF PROCEEDING: Criminal appeal from the Stark County
Court of Common Pleas, Case No. 2009-
CR-2062
JUDGMENT: Affirmed
DATE OF JUDGMENT ENTRY: January 24, 2011
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
JOHN D. FERRERO WILLIAM DOUGLAS PERRY PRO SE
PROSECUTING ATTORNEY No. A573-847
BY: RENEE M. WATSON Mansfield Correctional Institution
110 Central Plaza S., Ste. 510 Box 788
Canton, OH 44702 Mansfield, OH 44901
[Cite as State v. Perry, 2011-Ohio-274.]
Gwin, P.J.
{¶1} Defendant-appellant William Douglas Perry appeals from the June 14,
2010, Judgment Entry of the Stark County Court of Common Pleas overruling his
Petition for Post Conviction Relief. Plaintiff-appellee is the State of Ohio.
STATEMENT OF THE FACTS AND CASE
{¶2} On December 9, 2008 appellant was indicted on two counts of aggravated
murder, each with a death specification, one count of aggravated robbery, one count of
aggravated burglary, one count of tampering with evidence and one count of gross
abuse of a corpse.
{¶3} On October 15, 2009, with the assistance of his two death-penalty
qualified attorneys, appellant entered a negotiated plea and agreed upon sentence. He
signed a Crim.R. 11 (C) and (F) plea form, which was attached to and incorporated as
part of the sentencing journal entry filed October 30, 2009. The form outlines the
charges against appellant, the penalties involved and the effect of entering into an
agreed upon plea and sentence.
{¶4} Before a three-judge panel, appellant acknowledged that he wished to
enter a negotiated plea, that he understood the effects of a plea and the rights he was
waiving by entering a plea. He further indicated that other than the promises outlined in
the negotiated plea, no threats or other promises had been made in order to secure his
pleas of guilty. Additionally, appellant acknowledged that he understood that by
entering a negotiated plea, he was waiving his rights to appeal all pre-trial motions and
any sentence imposed. Finally, appellant indicated that he had confidence in his
lawyers and that they had been diligent and effective in their representation of him.
Stark County, Case No. 2010-CA-00185 3
After appellant entered pleas of guilty to each count of the indictment, the state,
pursuant to agreement with appellant and his attorneys, entered onto the record the
stipulated facts and exhibits. Appellant presented no evidence.
{¶5} After retiring and deliberating, the three judge panel found appellant guilty
as charged. During the subsequent sentencing hearing, pursuant to the agreement
between appellant and the state, the panel merged the two counts of aggravated
murder and death specifications and sentenced appellant to life imprisonment without
parole. He was further sentenced to 10 years for aggravated robbery, 10 years of
aggravated burglary, 5 years for tampering with evidence and 12 months for gross
abuse of a corpse. Appellant was ordered to serve the sentences concurrently for a
total term of imprisonment of life without parole eligibility.
{¶6} On April 20, 2010, appellant filed a motion for delayed appeal and a
motion for appointment of counsel and transcript at State's expense. On May 7, 2010,
this Court denied appellant's motion for failure to state an adequate reason for delay.
{¶7} On June 1, 2010, appellant filed a petition for post-conviction relief. In his
motion, appellant claimed that his conviction and sentence must be set aside because
his trial counsel was ineffective and his indictment was defective. The trial court denied
appellant's motion without a hearing on June 14, 2010.
{¶8} Appellant now appeals the trial court's denial of his motion for post-
conviction relief, raising the following two (2) assignments of error for our consideration:
{¶9} “I. MR. PERRY RECEIVED INEFFECTIVE ASSISTANCE OF COUNSEL
IN THAT COUNSEL FAILED TO ARGUE THE INSUFFICIENT INDICTMENT(S) THAT
FAILED TO CHARGE AN OFFENSE, AND COERCED MR. PERRY TO PLEAD
Stark County, Case No. 2010-CA-00185 4
GUILTY TO ALL CHARGES WHILE UNDER THE INFLUENCE OF PRESCRIPTION,
MIND ALTERING DRUGS IN VIOLATION OF THE SIXTH AMENDMENT TO THE
UNITED STATES CONSTITUTION AND ARTICLE I SECTION 10 OF THE OHIO
CONSTITUTION.
{¶10} “II. THE INDICTMENTS IN COUNTS 1-2-3 AND 4 FAIL TO CHARGE AN
OFFENSE AS THEY HAVE OMITTED ESSENTIAL ELEMENTS, FAILED TO INVOKE
THE COURTS JURISDICTION, VIOLATING MR. PERRY'S RIGHTS TO DUE
PROCESS PURSUANT TO THE FOURTH, FIFTH , FOURTEENTH AMENDMENT TO
THE UNITED STATES CONSTITUTION AND ARTICLE I SECTION 10 OF THE OHIO
CONSTITUTION.”
Standard of Review
{¶11} R.C. 2953.21(A) states, in part, as follows: “(1) Any person who has been
convicted of a criminal offense or adjudicated a delinquent child and who claims that
there was such a denial or infringement of the person's rights as to render the judgment
void or voidable under the Ohio Constitution or the Constitution of the United States
may file a petition in the court that imposed sentence, stating the grounds for relief
relied upon, and asking the court to vacate or set aside the judgment or sentence or to
grant other appropriate relief”.
{¶12} A petition for post-conviction relief is a means to reach constitutional
issues that would otherwise be impossible to reach because the evidence supporting
those issues is not contained in the record of the petitioner's criminal conviction. State
v. Murphy (Dec. 26, 2000), Franklin App. No. 00AP-233. Although designed to address
claimed constitutional violations, the post-conviction relief process is a civil collateral
Stark County, Case No. 2010-CA-00185 5
attack on a criminal judgment, not an appeal of that judgment. State v. Calhoun (1999),
86 Ohio St.3d 279, 281, 714 N.E.2d 905, 1999-Ohio-102; State v. Steffen (1994), 70
Ohio St.3d 399, 410, 693 N.E.2d 67, 1994-Ohio-111. A petition for post-conviction
relief, thus, does not provide a petitioner a second opportunity to litigate his or her
conviction, nor is the petitioner automatically entitled to an evidentiary hearing on the
petition. State v. Jackson (1980), 64 Ohio St.2d 107, 110, 413 N.E.2d 819. State v.
Lewis, Stark App. No. 2007CA00358, 2008-Ohio-3113 at ¶8.
A. Right to Evidentiary Hearing.
{¶13} R.C. 2953.21 does not expressly mandate a hearing for every post-
conviction relief petition; therefore, a hearing is not automatically required. In
determining whether a hearing is required, the Ohio Supreme Court in State v. Jackson,
supra stated the pivotal concern is whether there are substantive grounds for relief
which would warrant a hearing based upon the petition, the supporting affidavits, and
the files and records of the case.
{¶14} As the Supreme Court further explained in Jackson, supra, "[b]road
assertions without a further demonstration of prejudice do not warrant a hearing for all
post-conviction relief petitions.” 64 Ohio St.2d at 111, 413 N.E.2d at 822. Rather, a
petitioner must submit evidentiary documents containing sufficient operative facts to
support his claim before an evidentiary hearing will be granted. Accordingly, "a trial
court properly denies a defendant's petition for post conviction relief without holding an
evidentiary hearing where the petition, the supporting affidavits, the documentary
evidence, the files, and the records do not demonstrate that petitioner set forth sufficient
Stark County, Case No. 2010-CA-00185 6
operative facts to establish substantive grounds for relief.” Calhoun, 86 Ohio St.3d at
paragraph two of the syllabus; see R.C. 2953.21(C).
{¶15} In State v. Phillips, 9th Dist. No. 20692, 2002-Ohio-823, the court noted
that the evidence submitted in support of the petition, "'must meet some threshold
standard of cogency; otherwise it would be too easy to defeat the holding of [State v.
Perry (1967), 10 Ohio St.2d 175] by simply attaching as exhibits evidence which is only
marginally significant and does not advance the petitioner's claim beyond mere
hypothesis and a desire for further discovery.’ (Citation omitted.); State v. Lawson
(1995), 103 Ohio App.3d 307, 315, 659 N.E.2d 362. Thus, the evidence must not be
merely cumulative of or alternative to evidence presented at trial. State v. Combs
(1994), 100 Ohio App.3d 90, 98, 652 N.E.2d 205.” State v. Phillips, supra at *3.
{¶16} In order for an indigent petitioner to be entitled to an evidentiary hearing in
a post conviction relief proceeding on a claim that he was denied effective assistance of
counsel, the two-part Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052 is
to be applied. Hill v. Lockhart (1985), 474 U.S. 52, 58, 106 S.Ct. 366; State v. Lytle
(1976), 48 Ohio St.2d 391, 396-397, 2 O.O.3d 495, 497-498, 358 N.E.2d 623, 626-627,
vacated in part (1978), 438 U.S. 910, 98 S.Ct. 3135, 57 L.Ed.2d 1154.; State v. Bradley
(1989), 42 Ohio St. 3d 136, 538 N.E.2d 373. The petitioner must therefore prove that:
1). counsel’s performance fell below an objective standard of reasonable
representation; and 2). there exists a reasonable probability that, were it not for
counsel's errors, the result of the trial would have been different. Id.{¶17} Furthermore, before a hearing is granted in proceedings for post
conviction relief upon a claim of ineffective assistance of trial counsel, the petitioner
Stark County, Case No. 2010-CA-00185 7
bears the initial burden to submit evidentiary material containing sufficient operative
facts that demonstrate a substantial violation of any of defense counsel's essential
duties to his client and prejudice arising from counsel's ineffectiveness. Calhoun, 86
Ohio St.3d at 289, 714 N.E.2d 905; State v. Jackson (1980), 64 Ohio St.2d 107, 413
N.E.2d 819, syllabus; see, also Strickland v. Washington (1984), 466 U.S. 668, 687,
104 S.Ct. 2052; State v. Phillips, supra.
B. Res Judicata.
{¶18} Another proper basis upon which to deny a petition for post conviction
relief without holding an evidentiary hearing is res judicata. Lentz, 70 Ohio St.3d at 530;
State v. Phillips, supra.
{¶19} Under the doctrine of res judicata, a final judgment of conviction bars a
convicted defendant who was represented by counsel from raising and litigating in any
proceeding, except an appeal from that judgment, any defense or any claimed lack of
due process that was raised or could have been raised by the defendant at the trial,
which resulted in that judgment of conviction, or on an appeal from that judgment. State
v. Szefcyk (1996), 77 Ohio St.3d 93, 671 N.E.2d 233, syllabus, approving and following
State v. Perry (1967), 10 Ohio St.2d 175, 226 N.E.2d 104, paragraph nine of the
syllabus. It is well settled that, "pursuant to res judicata, a defendant cannot raise an
issue in a [petition] for post conviction relief if he or she could have raised the issue on
direct appeal.” State v. Reynolds (1997), 79 Ohio St.3d 158, 161, 679 N.E.2d 1131.
Accordingly, "[t]o survive preclusion by res judicata, a petitioner must produce new
evidence that would render the judgment void or voidable and must also show that he
could not have appealed the claim based upon information contained in the original
Stark County, Case No. 2010-CA-00185 8
record.” State v. Nemchik (Mar. 8, 2000), Lorain App. No. 98CA007279 at 3; see, also,
State v. Ferko (Oct. 3, 2001), Summit App. No. 20608, at 5; State v. Phillips, supra.
{¶20} Similarly, regarding claims of ineffective assistance of trial counsel in post
conviction proceedings, the Ohio Supreme Court has stated that where a defendant,
represented by different counsel on direct appeal, "fails to raise [in the direct appeal] the
issue of competent trial counsel and said issue could fairly have been determined
without resort to evidence dehors the record, res judicata is a proper basis for
dismissing defendant's petition for post conviction relief.” State v. Cole (1982), 2 Ohio
St.3d 112, 443 N.E.2d 169, syllabus; see, also, Lentz, 70 Ohio St.3d at 530, 639 N.E.2d
784; State v. Phillips, supra.
{¶21} Before reaching the substantive claims raised by appellant we must first
review our jurisdiction to review the trial court’s denial of appellant’s petition for post
conviction relief.
C. Timeliness
{¶22} Pursuant to R.C. 2953.21(A) (2), a petition for post conviction relief “shall
be filed no later than one hundred eighty days after the date on which the trial transcript
is filed in the court of appeals in the direct appeal of the judgment of conviction or
adjudication or, if the direct appeal involves a sentence of death, the date on which the
trial transcript is filed in the Supreme Court. If no appeal is taken, the petition shall be
filed no later than one hundred eighty days after the expiration of the time for filing the
appeal.”
{¶23} No direct appeal was filed by appellant in the case at bar. Therefore,
under R.C. 2953.21(A) (2) appellant was required to file his petition no later than one
Stark County, Case No. 2010-CA-00185 9
hundred eighty days after the expiration of the time for filing the appeal. However,
appellant did not file his petition for post-conviction relief until June 1, 2010, which is
well beyond the period provided for in the statute. Because appellant's petition was
untimely filed, the trial court was required to entertain appellant's petition only if he could
meet the requirements of R.C. 2953.23(A). This statute provides, in pertinent part:
{¶24} * * * [A] court may not entertain a petition filed after the expiration of the
period prescribed in division (A) of that section or a second petition or successive
petitions for similar relief on behalf of a petitioner unless both of the following apply:
"(1) Either of the following applies:
{¶25} "(a) The petitioner shows that the petitioner was unavoidably prevented
from discovery of the facts upon which the petitioner must rely to present the claim for
relief.
{¶26} "(b) Subsequent to the period prescribed in division (A)(2) of section
2953.21 of the Revised Code or to the filing of an earlier petition, the United States
Supreme Court recognized a new federal or state right that applies retroactively to
persons in the petitioner's situation, and the petition asserts a claim based on that right.
{¶27} "(2) The petitioner shows by clear and convincing evidence that, but for
constitutional error at trial, no reasonable fact finder would have found the petitioner
guilty of the offense of which the petitioner was convicted or, if the claim challenges a
sentence of death that, but for constitutional error at the sentencing hearing, no
reasonable fact finder would have found the petitioner eligible for the death sentence.”
{¶28} In the case sub judice, as the state aptly noted in its response to
appellant's arguments, appellant made no allegation that his untimely petition fell under
Stark County, Case No. 2010-CA-00185 10
the exceptions outlined in R.C. 2953.23(A)(1), let alone establish by clear and
convincing evidence the requirements therein.
{¶29} Accordingly, the trial court correctly found appellant’s petition untimely
filed. However, assuming arguendo appellant had timely filed his petition he would still
not have been entitled to relief.
D. Substantive Claims
{¶30} The substance of appellant’s claims on appeal focus upon his contention
that trial counsel was ineffective.
II.
{¶31} For clarity, we shall address appellant’s second assignment of error first.
{¶32} Appellant's second assignment of error does not rely on the language in
R.C. 2953.23(A)(1)(a) that he “was unavoidably prevented from discovery of the facts
upon which the petitioner must rely to present the claim for relief,” but rather claim that
counts one through four of his indictment were defective and insufficient to charge a
crime.
{¶33} Contrary to Crim.R. 12(C) (2), appellant did not object in the trial court to
any deficiency in the indictment1. The “‘failure to timely object to the allegedly defective
indictment constitutes a waiver of the issues involved.’” State v. Schneider, 9th Dist.
No. 06CA0072-M, 2007-Ohio-2553, ¶ 20, quoting State v. Biros (1997), 78 Ohio St.3d
426, 436, 678 N.E.2d 891; State v. Brady, 8th Dist. No. 87854, 2007-Ohio-1453, ¶ 139.
Appellant's failure to object to the indictment in the trial court thus waives all but plain
error. State v. Crosky, 10th Dist. No. 06AP-655, 2008-Ohio-145, ¶ 87, citing State v.
1
Appellant’s ineffective assistance of counsel claims shall be dealt with in our discussion of
Appellant’s First Assignment of error, infra.
Stark County, Case No. 2010-CA-00185 11
Carnes, 12th Dist. No. CA2005-01-001, 2006-Ohio-2134, ¶ 11. See also State v.
Horner, --- Ohio St. 3d ----, 2010-Ohio-3830, paragraph three of the syllabus (stating,
“[b]y failing to timely object to a defect in an indictment, a defendant waives all but plain
error on appeal”). For a defect at trial to rise to the level of plain error, it clearly must
have affected the outcome of the case. State v. Long (1978), 53 Ohio St.2d 91, 372
N.E.2d 804, paragraph two of the syllabus (stating that an error is plain when it is such
that “but for the error, the outcome of the trial clearly would have been otherwise”).
State v. Carse, Franklin App. No. 09AP-932, 2010-Ohio-4513 at ¶ 17.
{¶34} In State v. Horner, supra the Ohio Supreme Court specifically addressed
in the syllabi the issues appellant raises on this appeal regarding his indictment. State
v. Salinas, Franklin App. No. 09AP-1201, 2010-Ohio-4738 at ¶14. In overruled Colon I
and State v. Colon, 119 Ohio St.3d 204, 893 N.E.2d 169, 2008-Ohio-3749 (“Colon II ”),
the court held, in the syllabi (1) “[a]n indictment that charges an offense by tracking the
language of the criminal statute is not defective for failure to identify a culpable mental
state when the statute itself fails to specify a mental state,” and (2) “[b]y failing to timely
object to a defect in an indictment, a defendant waives all but plain error on appeal.”
{¶35} A. “Intent to kill”
{¶36} Appellant first argues that “[t]he indictment(s) filed in the instant case i.e.
Count(s) 1 and 2, are written in the short form and seek to charge the offense solely in
the language R.C. 2903.01(B). However, the said Count(s) omit a direct and positive
averment of the essential element of an 'intent to kill', and, thereby, fails to fairly apprise
Appellant, with reasonable certainty, of the specific nature of the accusation against him
Stark County, Case No. 2010-CA-00185 12
to the end that he would know what he was to be prepared to meet and to defend
against at trial.” [Appellant’s Brief at 19].
{¶37} R.C. 2903.01 Aggravated Murder provides, in relevant part as follows:
{¶38} “* * *
{¶39} “(B) No person shall purposely cause the death of another or the unlawful
termination of another's pregnancy while committing or attempting to commit, or while
fleeing immediately after committing or attempting to commit, kidnapping, rape,
aggravated arson, arson, aggravated robbery, robbery, aggravated burglary, burglary,
terrorism, or escape.”
{¶40} In the case at bar, Count One of the Indictment states,
{¶41} “That WILLIAM DOUGLAS PERRY late of said County on or about the
3rd day of October in the year of our Lord two thousand and eight, at the County of
Stark, aforesaid, did purposely cause, the death of Brett W. Smith, while committing or
attempting to commit, or while fleeing immediately after committing or attempting to
commit Aggravated Robbery [R.C. 2911.01(A)(3)], in violation of Section 2903.01(B) of
the Ohio Revised Code, contrary to the statute in such cause made and provided, and
against the peace and dignity of the State of Ohio.”
{¶42} Count Two of the Indictment states,
{¶43} “And the jurors aforesaid, by their oaths aforesaid, and by virtue of the
authority aforesaid, do further find and present that WILLIAM DOUGLAS PERRY late
of said County on or about the 3rd day of October in the year of our Lord two thousand
and eight, at the County of Stark, aforesaid, did purposely cause the death of Brett W.
Smith, while committing or attempting to commit, or" while fleeing immediately after
Stark County, Case No. 2010-CA-00185 13
committing or attempting to commit Aggravated Burglary [R.C. 2911.11(A)(1)], in
violation of Section 2903.01(B) of the Ohio Revised Code, contrary to the statute in
such cause made and provided, and against the peace and dignity of the State of Ohio.”
{¶44} The indictment specified a mens rea requirement. The culpable mental
state for aggravated murder is purpose-to “purposely cause.” R.C. 2903.01(B). State v.
Fry, 125 Ohio St.3d 163, 169, 926 N.E.2d 1239, 1253, 2010-Ohio-1017 at ¶40. Thus,
the indictment was proper because it included the culpable mental state for this offense.
Id.{¶45} The Court in Fry, supra further held that a defendant commits felony
murder by proximately causing another's death while possessing the mens rea element
set forth in the underlying felony offense. In other words, the predicate offense contains
the mens rea element for felony murder. Therefore, the mens rea element need not
appear in felony murder count, as long as it is specified in count charging the predicate
offense. Fry, supra 125 Ohio St.3d 163, 169 - 170, 926 N.E.2d 1239, 1253, 2010-Ohio-
1017 at ¶ 43.
{¶46} In the case at bar, Count One specifies aggravated robbery in violation of
R.C. 2911.01(A) (3) as the predicate offense for the felony murder. R.C. 2911.01
defines the elements of aggravated robbery as follows:
{¶47} “(A) No person, in attempting or committing a theft offense, as defined in
section 2913.01 of the Revised Code, or in fleeing immediately after the attempt or
offense, shall do any of the following:
{¶48} “* * *
{¶49} “(3) Inflict, or attempt to inflict, serious physical harm on another.”
Stark County, Case No. 2010-CA-00185 14
{¶50} In State v. Horner, 126 Ohio St.3d 466, 935 N.E.2d 26, 2010-Ohio-3830,
the Ohio Supreme Court held, “an indictment that charges an offense by tracking the
language of the criminal statute is not defective for failure to identify a culpable mental
state when the statute itself fails to specify a mental state, overruling State v. Colon, 118
Ohio St.3d 26, 2008-Ohio-1624, 885 N.E.2d 917, and State v. Colon, 119 Ohio St.3d
204, 2008-Ohio-3749, 893 N.E.2d 169.” Id at paragraph one of the syllabus. Relevant
to the case at bar, the Court in Horner further noted that aggravated robbery as defined
by R.C. 2911.01(A) (3) is a strict liability offense. Id at 474, 935 N.E.2d at 34, 2010-
Ohio-3830 at ¶51. The Court concluded, “Thus, because the language of Horner's
indictment charging him with aggravated robbery tracked the aggravated robbery
statute, R.C. 2911.01(A)(3), and because the statute does not require any further mens
rea requirement beyond that encompassed in the theft portion of the statute, the grand
jury considered the essential elements of aggravated robbery. Accordingly, we uphold
the appellate court's determinations that the indictment was not defective and that there
was no plain error….” Id. at 475, 935 N.E.2d at 34, 2010-Ohio-3830 at ¶ 55.
{¶51} In the case at bar, the aggravated felony-murder count in count one of the
indictment, read in pari materia with the related aggravated robbery count, provided
ample notification of the elements of the underlying offenses that the state was required
to prove. See State v. Foust, 105 Ohio St.3d 137, 2004-Ohio-7006, 823 N.E.2d 836, ¶
29. Thus, the indictment for Count One was not defective. Fry, supra 125 Ohio St.3d
163, 169 - 170, 926 N.E.2d 1239, 1253, 2010-Ohio-1017 at ¶ 41.
{¶52} In the case at bar, Count Two of the Indictment specified aggravated
burglary as the predicate offense for the felony-murder. The offense of aggravated
Stark County, Case No. 2010-CA-00185 15
burglary was charged separately in Count Four of the indictment. The aggravated-
burglary count states: “[appellant]… did, knowingly, by force, stealth, or deception,
trespass in 81 Balsam St. N.W., North Canton, Ohio, an occupied structure, or a
separately secured or separately occupied portion of an occupied structure, when
another person other than an accomplice of the offender was present, with purpose to
commit therein any criminal offense, and the said WILLIAM DOUGLAS PERRY
recklessly inflicted, or attempted or threatened to inflict physical harm on Brett W. Smith,
in violation of Section 2911.11(A)(1) of the Ohio Revised Code, contrary to the statute in
such cause made and provided, and against the peace and dignity of the State of Ohio.”
[Emphasis added].
{¶53} The culpable mental state for aggravated burglary is “purposeful” and was
properly set out in the indictment. Fry, supra 125 Ohio St.3d 163, 170, 926 N.E.2d
1239, 1253 - 1254, 2010-Ohio-1017 at ¶ 44.
{¶54} The aggravated felony-murder count, read in pari materia with the related
aggravated burglary count, provided ample notification of the elements of the underlying
offenses that the state was required to prove. See State v. Foust, 105 Ohio St.3d 137,
2004-Ohio-7006, 823 N.E.2d 836, ¶ 29. Thus, the indictment for Count Two was not
defective. Fry, supra 125 Ohio St.3d 163, 169 - 170, 926 N.E.2d 1239, 1253, 2010-
Ohio-1017 at ¶ 41.
{¶55} B. “Theft Offense” and “Criminal Trespass”
{¶56} Appellant next argues that his indictment was defective because it did not
enumerate the elements of the theft offense alleged in Counts Three and Four,
aggravated robbery and aggravated burglary. He claims that because these charges
Stark County, Case No. 2010-CA-00185 16
failed to set forth the elements of the "predicate offense" of theft, and instead merely
cited section 2913.01 of the Revised Code, these counts fail to charge a predicate
offense. Appellant further complains that Count Four fails to charge the "criminal
trespass portion" of aggravated burglary. He argues that this count must include all the
elements of criminal trespass and further must include a separate culpable mental state
for criminal trespass.
{¶57} An indictment is sufficient if it (1) contains the elements of the charged
offense; (2) gives the defendant adequate notice of the charges; and, (3) protects the
defendant against double jeopardy. Valentine v. Konteh (C.A.6, 2005), 395 F.3d 626,
631, citing Russell v. U.S. (1962), 369 U.S. 749, 82 S.Ct. 1038, 8 L.Ed.2d 240.
{¶58} Generally, the requirements of an indictment may be met by reciting the
language of the criminal statute. See State v. Murphy (1992), 65 Ohio St.3d 554, 583,
605 N.E.2d 884, 907. In Murphy, the Ohio Supreme Court rejected the appellant's
proposition that the indictment was defective because it failed to identify the precise
type of conduct by which he violated R.C. 2911.01 (aggravated robbery), and 2911.11
(aggravated burglary). Citing State v. Landrum (1990), 53 Ohio St.3d 107, 119, 559
N.E.2d 710, 724, the Court held that an indictment using the words of the applicable
statute was sufficient to charge a defendant with these crimes. State v. Childs, 88 Ohio
St.3d 194, 199, 724 N.E.2d 781, 785, 2000-Ohio-298.
{¶59} In the case at bar, the wording of the indictment tracked the language for
aggravated burglary in R.C. 2911.11 and did not need to allege the particular felony that
appellant had intended to commit. State v. Foust, supra 105 Ohio St.3d at 143-144,
823 N.E.2d at 850, 2004-Ohio-7006 at ¶ 31.(Citing State v. Frazier (1995), 73 Ohio
Stark County, Case No. 2010-CA-00185 17
St.3d 323, 331, 652 N.E.2d 1000; State v. Waszily (1995), 105 Ohio App.3d 510, 516,
664 N.E.2d 600, abrogated in part on other grounds by State v. Fontes (2000), 87 Ohio
St.3d 527, 721 N.E.2d 1037). In addition, the indictment in the case at bar clearly
alleged that appellant "...did, knowingly, by force, stealth or deception, trespass in 81
Balsam St. N.W...."
{¶60} Finally, appellant received a bill of particulars that supplied much of the
information he now claims he lacked. Murphy, supra 65 Ohio St.3d at 583, 605 N.E.2d
at 907. Appellant has not shown that he was prejudiced in the defense of his case or
that he would have proceeded differently if each of the felony-murder counts, the R.C.
2929.04(A) (7) specifications, the aggravated burglary and the aggravated robbery
count had been worded differently. State v. Foust, 105 Ohio St.3d 137, 145, 823
N.E.2d 836, 851, 2004-Ohio-7006 at ¶ 36. (Citing State v. Joseph, 73 Ohio St.3d at
457, 653 N.E.2d 285).
{¶61} Accordingly, appellant’s indictment was not defective.
{¶62} For all the forgoing reasons, appellant’s second assignment of error is
overruled.
I.
{¶63} In his first assignment of error, appellant claims that his trial counsel were
ineffective when they permitted him to plead to a defective indictment and further to
plead while he was allegedly heavily medicated and thus according to appellant,
incapable of making a decision. We disagree.
{¶64} A claim of ineffective assistance of counsel requires a two-prong analysis.
The first inquiry is whether counsel's performance fell below an objective standard of
Stark County, Case No. 2010-CA-00185 18
reasonable representation involving a substantial violation of any of defense counsel's
essential duties to appellant. The second prong is whether the appellant was prejudiced
by counsel's ineffectiveness. Lockhart v. Fretwell (1993), 506 U.S. 364, 113 S.Ct. 838;
Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052; State v. Bradley (1989),
42 Ohio St.3d 136, 538 N.E.2d 373.
{¶65} In order to warrant a finding that trial counsel was ineffective, the petitioner
must meet both the deficient performance and prejudice prongs of Strickland and
Bradley. Knowles v. Mirzayance (2009), --- U.S. ----, 129 S.Ct. 1411, 1419, 173 L.Ed.2d
251.
{¶66} To show deficient performance, appellant must establish that “counsel’s
representation fell below an objective standard of reasonableness.” Strickland v.
Washington, 466 U.S. at 688, 104 S.Ct. at 2064. This requires showing that counsel
made errors so serious that counsel was not functioning as the “counsel” guaranteed
the defendant by the Sixth Amendment. Strickland v. Washington 466 U.S. at 687, 104
S.Ct. at 2064. Counsel also has a duty to bring to bear such skill and knowledge as will
render the trial a reliable adversarial testing process. Strickland v. Washington 466 U.S.
at 688, 104 S.Ct. 2052 at 2065.
{¶67} “Thus, a court deciding an actual ineffectiveness claim must judge the
reasonableness of counsel's challenged conduct on the facts of the particular case,
viewed as of the time of counsel's conduct. A convicted defendant making a claim of
ineffective assistance must identify the acts or omissions of counsel that are alleged not
to have been the result of reasonable professional judgment. The court must then
determine whether, in light of all the circumstances, the identified acts or omissions
Stark County, Case No. 2010-CA-00185 19
were outside the wide range of professionally competent assistance. In making that
determination, the court should keep in mind that counsel's function, as elaborated in
prevailing professional norms, is to make the adversarial testing process work in the
particular case. At the same time, the court should recognize that counsel is strongly
presumed to have rendered adequate assistance and made all significant decisions in
the exercise of reasonable professional judgment.” Strickland v. Washington, 466 U.S.
668 at 689,104 S.Ct. at 2064.
{¶68} In light of “the variety of circumstances faced by defense counsel [and] the
range of legitimate decisions regarding how best to represent a criminal defendant,” the
performance inquiry necessarily turns on “whether counsel’s assistance was reasonable
considering all the circumstances.” Strickland v. Washington, 466 U.S. 668 at 689,104
S.Ct. at 2064. At all points, “[j]udicial scrutiny of counsel’s performance must be highly
deferential.” Strickland v. Washington, 466 U.S. 668 at 689,104 S.Ct. at 2064.
{¶69} Appellant must further demonstrate that he suffered prejudice from his
counsel’s performance. See Strickland, 466 U. S., at 691 (“An error by counsel, even if
professionally unreasonable, does not warrant setting aside the judgment of a criminal
proceeding if the error had no effect on the judgment”). To establish prejudice, “[t]he
defendant must show that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in the
outcome.” Id. at 694. To prevail on his ineffective-assistance claim, appellant must
show, therefore, that there is a “reasonable probability” that the trier of fact would not
have found him guilty.
Stark County, Case No. 2010-CA-00185 20
{¶70} In State v. Kapper (1983), 5 Ohio St.3d 36, 448 N.E.2d 823, cert. denied
(1983), 464 U.S. 856 the Ohio Supreme Court reviewed the ineffectiveness claim in the
context of the allegation of a coerced guilty plea. The ineffectiveness claim was raised
in the context of a post-conviction relief petition [R.C. 2953.21], and the Ohio Supreme
Court upheld its summary dismissal by the trial court because the petitioner had not
supported his assertions with any evidentiary materials other than his self-serving
affidavit. In so ruling, the Supreme Court adopted the proposed rationale of the State:
{¶71} “‘As in the case of ineffective assistance of counsel, an allegation of a
coerced guilty plea involves actions over which the State has no control. Therefore, the
defendant must bear the initial burden of submitting affidavits or other supporting
materials to indicate that he is entitled to relief. Defendant's own self-serving
declarations or affidavits alleging a coerced guilty plea are insufficient to rebut the
record on review that shows that his plea was voluntary. A letter or affidavit from the
court, prosecutors or defense counsel alleging a defect in the plea process may be
sufficient to rebut the record on review and require an evidentiary hearing.’ We find this
rationale persuasive.” Kapper, 5 Ohio St.3d at 38, 448 N.E.2d at 826. See, State v.
Rockwell, Stark App. No. 2008-CA-00009, 2008-Ohio-2162 at ¶47-49.
{¶72} Additionally, Ohio courts recognize an exception to the doctrine of res
judicata in post conviction proceedings when the petitioner presents new and competent
evidence outside the record. See, e.g., State v. Elmore, 5th Dist. No. 2005-CA-32,
2005-Ohio-5940 at ¶21-22. In State v. Phillips, 9th Dist. No. 20692, 2002-Ohio-823, the
court noted, "[s]ignificantly, evidence outside the record alone will not guarantee the
right to an evidentiary hearing. State v. Combs (1994), 100 Ohio App.3d 90, 97, 652
Stark County, Case No. 2010-CA-00185 21
N.E.2d 205. Such evidence 'must meet some threshold standard of cogency; otherwise
it would be too easy to defeat the holding of [State v. Perry (1967), 10 Ohio St.2d 175]
by simply attaching as exhibits evidence which is only marginally significant and does
not advance the petitioner's claim beyond mere hypothesis and a desire for further
discovery. (Citation omitted.) Thus, the evidence must not be merely cumulative of or
alternative to evidence presented at trial. Combs, 100 Ohio App.3d at 98, 652 N.E.2d
205."
{¶73} Appellant has not factually substantiated his claim. Further, the record
does not indicate that appellant has made any effort to show that he could not with
reasonable diligence have discovered and produced evidence of counsel allegedly
coercing a drugged client to accept a plea bargain. Appellant presented the trial court
with no evidentiary quality evidence to support his claims. He provided only his own
self-serving affidavit, some psychiatry notes from visits that took place more than a year
before appellant entered his guilty pleas, some drug information sheets, apparently
garnered from the Internet, and his own affidavit.
{¶74} "Prior to the promulgation of Evid.R. 706, effective July 1, 1998, rules
governing the use of learned treatises evolved under the common law. In Hallworth v.
Republic Steel Corp. (1950), 153 Ohio St. 349, 41 O.O. 341, 91 N.E.2d 690, paragraph
two of the syllabus, the court held that learned treatises, even though properly identified,
authenticated, and recognized as standard authority, are not admissible in evidence to
prove the truth of the matter asserted therein. Rather, ‘learned treatises are considered
hearsay, may not be used as substantive evidence, and are specifically limited to
impeachment purposes only.’ Ramage v. Cent. Ohio Emergency Serv. Inc. (1992), 64
Stark County, Case No. 2010-CA-00185 22
Ohio St.3d 97, 110, 592 N.E.2d 828, 838, citing Giannelli, Ohio Evidence Manual
(1989), Section 702.06, Author's Comment; Piotrowski v. Corey Hosp. (1961), 172 Ohio
St. 61, 15 O.O.2d 126, 173 N.E.2d 355; Lambert v. Dally (1972), 30 Ohio App.2d 36, 59
O.O.2d 29, 281 N.E.2d 857; and Hallworth, supra". Freshwater v. Scheidt (1999), 86
Ohio St.3d 260, 267-68, 1999-Ohio-161, 714 N.E.2d 891, 896. (Footnotes omitted).
The Ohio Rules of Evidence do not change this result.
{¶75} "The learned treatise exception to the hearsay rule set forth in Fed.Evid.R.
803(18) has no counterpart in Ohio Evid.R. 803. Ramage v. Cent. Ohio Emergency
Serv., Inc. (1992), 64 Ohio St.3d 97, 110, 592 N.E.2d 828, 838. As stated by this court
in Hallworth v. Republic Steel Corp. (1950), 153 Ohio St. 349, 354, 41 O.O. 341, 343,
91 N.E.2d 690, 693:
{¶76} `The great weight of authority holds that medical books or treatises, even
though properly identified and authenticated and shown to be recognized as standard
authorities on the subjects to which they relate, are not admissible in evidence to prove
the truth of the statements therein contained. 20 American Jurisprudence, 816, Section
968; 65 A.L.R., 1102, annotation.'
{¶77} "Moreover, in Piotrowski v. Corey Hosp. (1961), 172 Ohio St. 61, 69, 15
O.O.2d 126, 130, 173 N.E.2d 355, 360, this court underscored the basis for the
exclusion of such evidence:
{¶78} "Such rule corresponds with the decided weight of authority which is to the
effect that medical and other scientific treatises representing inductive reasoning are
inadmissible as independent evidence of the theories and opinions therein expressed.
The bases for exclusion are lack of certainty as to the validity of the opinions and
Stark County, Case No. 2010-CA-00185 23
conclusions set forth, the technical character of the language employed which is not
understandable to the average person, the absence of an oath to substantiate the
assertions made, the lack of opportunity to cross-examine the author, and the hearsay
aspect of such matter'.
{¶79} "Accordingly, in Ohio, a learned treatise may be used for impeachment
purposes to demonstrate that an expert witness is either unaware of the text or
unfamiliar with its contents. Moreover, the substance of the treatise may be employed
only to impeach the credibility of an expert witness who has relied upon the treatise,
Hallworth v. Republic Steel Corp., supra, 153 Ohio St. at 355-356, 41 O.O. at 343-344,
91 N.E.2d at 694, or has acknowledged its authoritative nature.” Stinson v. England
(1994), 69 Ohio St.3d 451, 457, 1994-Ohio-35, 633 N.E.2d 532, 539. See, State v.
Elmore Licking App. No. 2005-CA-32, 2005-Ohio-5940 at ¶83.
{¶80} In the case at bar, appellant has failed to make any showing that the
articles submitted were properly identified and authenticated and shown to be
recognized as standard authorities on the subjects to which they relate. "[E]vidence
presented outside the record must meet some threshold standard of cogency; otherwise
it would be too easy to defeat the holding of Perry by simply attaching as exhibits
evidence which is only marginally significant and does not advance the petitioner's claim
beyond mere hypothesis and a desire for further discovery.” State v. Coleman (March
17, 1993), 1st Dist. No. C-900811, at 7; State v. Combs (1994), 100 Ohio App.3d 90,
98, 653 N.E.2d 205, 209; State v. Elmore, supra at ¶ 84.
{¶81} Even if we were to consider the articles as admissible, we would find that
they are only marginally significant. The studies and the articles do not discuss any
Stark County, Case No. 2010-CA-00185 24
aspect of appellant or appellant's specific medical history. These exhibits, therefore, do
not pass the minimum threshold of cogency required to raise a constitutional claim. See
State v. Combs, supra. The magazine or Internet articles about cases in general or
about another case are irrelevant to appellant's petition for post conviction relief. State
v. Coleman, supra; State v. Combs, supra. See, State v. Elmore, supra at ¶85.
{¶82} Likewise medical records of appellant that merely indicate that he was
taking medication in 2008 with no indication as to how the condition presently affects
the appellant are of marginal significance. "Evidence presented outside the record must
meet some threshold standard of cogency' to advance the petitioner's claim beyond
mere hypothesis.” State v. Brown (Jan. 14, 2000), Lucas App. No.L-99-1251, quoting
State v. Lawson (1995), 103 Ohio App.3d 307, 315, 659 N.E.2d 362 (citation omitted);
State v. Elmore, supra.
{¶83} Accordingly, the trial court correctly denied appellant's petition for post
conviction because the petition, the supporting affidavits, the documentary evidence,
the files, and the records do not demonstrate that appellant set forth sufficient operative
facts to establish substantive grounds for relief. Calhoun, 86 Ohio St.3d at paragraph
two of the syllabus; see R.C. 2953.21(C).
{¶84} Next, appellant appears to complain that his trial counsel took advantage
of his allegedly being heavily mediated at the time of his plea, coerced him into pleading
guilty, and failing to inform the court of his medicated state. Appellant states in his brief,
“This issue was raised at the change of plea hearing by the Appellant when asked if he
was under the influence of any drugs, and he replied, ‘yes’ and informed the trial court
of the drugs he was taking and his Bipolar Disorder and his Post-Traumatic Stress
Stark County, Case No. 2010-CA-00185 25
Disorder. The trial court had a duty to investigate this matter before accepting a plea
that could not be knowingly, intelligently, and voluntarily made.” [Appellant’s Brief at
11].
{¶85} Appellant, however, presented the trial court with no evidentiary quality
evidence to support his claims. Further, appellant has not provided this Court with a
transcript of his change of plea hearing that was conducted in the trial court.
{¶86} In Knapp v. Edwards Laboratories (1980), 61 Ohio St.2d 197, 199, the
Supreme Court of Ohio held the following: “[t]he duty to provide a transcript for appellate
review falls upon the appellant. This is necessarily so because an appellant bears the
burden of showing error by reference to matters in the record. See State v. Skaggs
(1978), 53 Ohio St. 2d 162. This principle is recognized in App.R. 9(B), which provides,
in part, that ‘ * * *the appellant shall in writing order from the reporter a complete
transcript or a transcript of such parts of the proceedings not already on file as he
deems necessary for inclusion in the record.* * *.’ When portions of the transcript
necessary for resolution of assigned errors are omitted from the record, the reviewing
court has nothing to pass upon and thus, as to those assigned errors, the court has no
choice but to presume the validity of the lower court's proceedings, and affirm.”
(Footnote omitted.)
{¶87} Without a transcript of the proceedings, appellant cannot demonstrate any
error or irregularity in connection with the trial court's decision to accept appellant’s
negotiated guilty pleas. Knapp v. Edwards Laboratories (1980), 61 Ohio St. 2d 197,
199, 400 N.E.2d 384. A presumption of regularity applies to the trial court's acceptance
Stark County, Case No. 2010-CA-00185 26
of appellant’s guilty pleas and appellant has shown us nothing to overcome the
presumption.
{¶88} In the case sub judice, appellant did not meet his burden, under App.R.
9(B), to supply this Court with a transcript of the proceedings from his original plea and
the original sentencing hearing. If such transcript were unavailable, other options were
available to appellant in order to supply this Court with a transcript for purposes of
review. Specifically, under App.R. 9(C), appellant could have submitted a narrative
transcript of the proceedings, subject to objections from appellee and approval from the
trial court. Also, under App.R. 9(D), the parties could have submitted an agreed
statement of the case in lieu of the record. The record in this matter indicates appellant
did not attempt to avail himself of either App.R. 9(C) or 9(D).
{¶89} Because we have found no instances of error in this case2, we find
appellant has not demonstrated that he was prejudiced by trial counsel’s performance.
{¶90} Appellant’s first assignment of error is overruled.
2
See Assignment of Error One, supra.
Stark County, Case No. 2010-CA-00185 27
{¶91} For the foregoing reasons, the judgment of the Court of Common Pleas, of
Stark County, Ohio, is affirmed.
By Gwin, J.,
Edwards, P.J., and
Hoffman, J., concur
_________________________________
HON. W. SCOTT GWIN
_________________________________
HON. JULIE A. EDWARDS
_________________________________
WSG:clw 1215 HON. WILLIAM B. HOFFMAN
[Cite as State v. Perry, 2011-Ohio-274.]
IN THE COURT OF APPEALS FOR STARK COUNTY, OHIO
FIFTH APPELLATE DISTRICT
STATE OF OHIO :
:
Plaintiff-Appellee :
:
:
-vs- : JUDGMENT ENTRY
:
WILLIAM DOUGLAS PERRY :
:
:
Defendant-Appellant : CASE NO. 2010-CA-00185
For the reasons stated in our accompanying Memorandum-Opinion, the
judgment of the Court of Common Pleas, of Stark County, Ohio, is affirmed. Costs to
appellant.
_________________________________
HON. W. SCOTT GWIN
_________________________________
HON. JULIE A. EDWARDS
_________________________________
HON. WILLIAM B. HOFFMAN