State v. Bailey , 2012 Ohio 1694 ( 2012 )

[Cite as State v. Bailey, 2012-Ohio-1694.]
STATE OF OHIO, MAHONING COUNTY
IN THE COURT OF APPEALS
SEVENTH DISTRICT
STATE OF OHIO/ )
CITY OF YOUNGSTOWN, ) CASE NO. 11 MA 3
)
PLAINTIFF-APPELLEE, )
)
- VS - ) OPINION
)
ANDRE BAILEY, )
)
DEFENDANT-APPELLANT. )
CHARACTER OF PROCEEDINGS: Criminal Appeal from the
Youngstown Municipal Court,
Case No. 04 TRD 2016.
JUDGMENT: Modified and Affirmed.
APPEARANCES:
For Plaintiff-Appellee: Attorney Joseph Macejko
City Prosecutor
Attorney Bassil Ally
Assistant City Prosecutor
26 S. Phelps Street
Youngstown, OH 44503
For Defendant-Appellant: Attorney Louis DeFabio
4822 Market Street, Suite 220
Youngstown, OH 44512
JUDGES:
Hon. Mary DeGenaro
Hon. Cheryl L. Waite
Hon. Gene Donofrio
Dated: March 29, 2012
[Cite as State v. Bailey, 2012-Ohio-1694.]
DeGenaro, J.
{¶1} Defendant-Appellant, Andre Bailey, appeals the December 22, 2010
judgment of the Youngstown Municipal Court finding that Bailey had violated the terms of
his community control and ordering him to serve the remainder of his electronically-
monitored house arrest (EMHA) term in jail. On appeal, Bailey contends his due process
rights were violated during the final community control violation hearing, and that the
court's decision to revoke his community control was an abuse of discretion.
{¶2} Upon review, Bailey's assignment of error is meritless. The failure to swear
in witnesses during the final hearing does not rise to the level of plain error, and Bailey
was afforded all other due process protections during that hearing. The trial court's
decision to revoke Bailey's community control was not an abuse of discretion. However,
although not raised by Bailey as error, the court made a clerical error in its sentencing
entry. At the final revocation hearing, the court calculated that Bailey had 56 days
remaining on his EMHA and orally sentenced Bailey to a 56 day jail term. The judgment
entry, however, imposes a 58 day sentence. Accordingly, the judgment of the trial court
is affirmed, and the sentence modified to correct the clerical error of the sentencing entry
pursuant to Crim.R. 36 and App.R. 12(A)(1)(a).
Facts and Procedural History
{¶3} On November 2, 2009, Bailey pleaded no contest to one count of failure to
reinstate a license (R.C. 4510.21(A)), a first-degree misdemeanor. He was sentenced to
one year of basic community control supervision, which could terminate early upon Bailey
obtaining a valid driver's license and insurance. Bailey was ordered to obtain a valid
driver's license by the end of his community control period. In addition, Bailey was
ordered to serve 150 days on electronically-monitored house arrest (EMHA), at his own
expense, commencing January 19, 2010. Finally, he was ordered to pay $100.00 as
reimbursement for his community control supervision by February 28, 2010. A transcript
of the sentencing hearing was not included in the record on appeal.
{¶4} On September 23, 2010, Bailey's probation officer served Bailey with a
"Notification of Probation Violation," which was filed with the trial court, alleging that
Bailey violated the terms of his community control by failing to pay his financial sanctions,
-2-
and for EMHA violations.
{¶5} On December 1, 2010, Bailey appeared for a probable cause hearing.
Documentation from the EMHA provider and the probation officer Carol Rossi, are time-
stamped December 1, 2010, the date of the probable cause hearing, and part of the
record. According to a subsequent judgment entry, Bailey stipulated to probable cause
for the violation, however a transcript of the probable cause hearing is not included in the
appellate record. The matter was set for a final probation violation hearing on December
22, 2010.
{¶6} During the final hearing, it was established that Bailey had paid his financial
sanctions and that the only issue concerned the EMHA violations. It was undisputed that
Bailey had turned in his EMHA monitoring device on April 14, 2010, which was prior to the
June 11, 2010 scheduled conclusion of his house arrest term. Bailey claimed his
probation officer told him to turn in the equipment, which the probation officer strongly
denied. After hearing unsworn statements from both Bailey and Rossi, the trial court
found that Bailey had violated the terms of his community control and ordered him to
serve the remainder of his EMHA term, 56 days, in jail. In the resulting judgment entry,
however, the court imposed a 58-day jail term. From that entry, Bailey timely appealed.
The trial court granted Bailey's motion to suspend his sentence upon the posting of a
$2500 cash or surety bond, which Bailey did. The State declined to file an appellate brief.
Community Control Revocation Hearing
{¶7} In his sole assignment of error, Bailey asserts:
{¶8} "The community control/probation violation hearing conducted deprived
Appellant of due process of law as guaranteed by Article I, Section 16 of the Ohio
Constitution and the Fourteenth Amendment of the United States Constitution."
{¶9} As an initial matter, proof beyond a reasonable doubt is not the standard in
probation revocation cases. State v. Delaine, 7th Dist. No. 08 MA 257, 2010-Ohio-609,
¶14. Instead, the state must present substantial evidence that a defendant violated the
terms of his community control sanction. Id. "Unless the decision amounts to an abuse
of discretion, a reviewing court will not reverse the trial court's decision revoking
-3-
community control. An abuse of discretion implies more than an error of law or judgment;
it connotes that the trial court's attitude was unreasonable, arbitrary, or unconscionable."
State v. Brown, 7th Dist. No. 10 MA 34, 2010-Ohio-6603, ¶12, citing State v. Maurer, 15
Ohio St.3d 239, 253, 473 N.E.2d 768 (1984).
{¶10} Crim.R. 32.3 governs the revocation of community control and states in
relevant part: "[t]he court shall not impose a prison term for violation of the conditions of a
community control sanction or revoke probation except after a hearing at which the
defendant shall be present and apprised of the grounds on which action is proposed."
{¶11} As this court explained in Brown, supra at ¶14-15:
Revocation of probation implicates two due process requirements.
The trial court is first required to conduct a preliminary hearing to determine
whether there is probable cause to believe that the defendant has violated
the terms of his probation. Gagnon v. Scarpelli (1973), 411 U.S. 778, 93
S.Ct. 1756, 36 L.Ed.2d 656; Morrissey v. Brewer (1972), 408 U.S. 471, 92
S.Ct. 2593, 33 L.Ed.2d 484. * * *
Secondly, the court is required to hold a final hearing to determine
whether probation should be revoked. At the final revocation hearing, the
state must: (1) provide the probationer with written notice of the alleged
violations of probation; (2) disclose the evidence against him; (3) give the
probationer an opportunity to be heard in person and to present witnesses
and documentary evidence; (4) allow him to confront and cross-examine
adverse witnesses; (5) afford him a neutral and detached hearing body;
and (6) provide the probationer with a written statement by the factfinder as
to the evidence relied upon and the reasons for revoking probation. State
v. Myers (June 21, 1996), 7th Dist. No. 95-CO-29, citing Morrissey, 408
U.S. 471, 92 S.Ct. 2593, 33 L.Ed.2d 484.
{¶12} In this case, Bailey was notified of the alleged community control violations
and he was afforded a preliminary hearing. Bailey does not provide a transcript of that
-4-
hearing, but a subsequent judgment entry states that he stipulated to probable cause.
Absent a transcript we presume the regularity of the proceedings below. See State v.
Lett, 7th Dist. No. 08 MA 82, 2010-Ohio-800, ¶11, citing Knapp v. Edwards Laboratories,
61 Ohio St.2d 197, 199, 400 N.E.2d 384 (1980).
{¶13} Bailey did provide a transcript of the December 22, 2010 final probation
revocation hearing for inclusion in the appellate record. He takes issue with several
aspects of this hearing, claiming due process violations. However, he did not object on
these grounds during the hearing and thus his arguments should be reviewed for plain
error only. Delaine, supra, at ¶22. Notice of plain error under Crim.R. 52(B) is to be
taken with the utmost caution, under exceptional circumstances, and only to prevent a
manifest miscarriage of justice. State v. Long, 53 Ohio St.2d 91, 372 N.E.2d 804 (1978),
paragraph three of the syllabus. Plain error does not exist unless it can be said that, but
for the error, the outcome would clearly have been otherwise. State v. Moreland, 50 Ohio
St.3d 58, 62, 552 N.E.2d 894 (1990).
{¶14} First, Bailey argues that the community control violation notice he received
was insufficient. This argument is meritless. The notice stated that Bailey had violated
his community control by failing to pay his financial sanctions and for EMHA violations.
Bailey later stipulated to probable cause for these violations and paid the financial
sanctions prior to the final hearing, thus leaving only the EMHA issues to be resolved.
{¶15} Second, Bailey asserts that the judge was not a neutral and detached
hearing officer. The purpose of this requirement is to prevent the probation officer from
making the determination of whether an actual violation has occurred. See Morrissey,
408 U.S. at 486 ("It will be sufficient, therefore, in the parole revocation context, if an
evaluation of whether reasonable cause exists to believe that conditions of parole have
been violated is made by someone such as a parole officer other than the one who has
made the report of parole violations or has recommended revocation.); and Gagnon,
supra, 411 U.S. 778, (applying Morrissey to probation revocation proceedings.)
{¶16} Further, "[t]he trial court which placed the defendant on probation will be
considered a 'neutral and detached' hearing body for purposes of ordering defendant's
-5-
probation revoked, unless there is evidence to demonstrate that undue bias, hostility, or
absence of neutrality existed on the part of the court." State v. Murr, 35 Ohio App.3d 159,
520 N.E.2d 264 (1987), at syllabus (Gagnon, 411 U.S. 778, supra, applied.) Although the
trial judge here appeared frustrated by Bailey's noncompliance, she was not biased
against him in any way. The court made a reasonable determination that Bailey violated
his community control by turning in his monitoring equipment prior to the end of his EMHA
term. There is no evidence that the court lacked the requisite neutrality.
{¶17} Third, Bailey contends that his due process rights were violated because the
state presented no witnesses during the final hearing and therefore Bailey was not
afforded the opportunity to cross-examine and confront such witnesses. Bailey admitted
during the hearing that he had turned in his EMHA equipment before his house arrest
term had concluded, and thus there was no need to confront or cross-examine the EMHA
provider. As explained by defense counsel, the only issue in dispute was whether, as
Bailey claimed, his probation officer had directed him to turn in the monitoring equipment.
[DEFENSE COUNSEL]: Well, the EMHA people are not the people
we have the dispute with. What we have the dispute about is between Mr.
Bailey and the probation department regarding what Mr. Bailey interpreted
were his instructions to turn in the equipment and the probation officer is
indicating that is not the instruction she gave him. The EMHA department
th
does not dispute that they received the equipment back on April 14 . * * * It
is more of a dispute between Mr. Bailey's understanding of this
conversation with Ms. Rossi [his probation officer]. Ms. Rossi has indicated
today she had a different conversation with Mr. Bailey asking him to come
into the probation department to discuss it. Mr. Bailey has indicated that
they never had that conversation between them. If he could not pay any
longer for EMHA, he was supposed to turn in the equipment. That's where
we are at today, Your Honor.
{¶18} Rossi then stated as follows:
-6-
MS. ROSSI: He [Bailey] actually cut the ankle bracelet off and had
th
his mother turn the equipment in. The date in question, April 14 , I made
very detailed notes in Court View regarding my conversation with Mr.
Bailey. And I actually placed a phone call to him regarding the alleged
violations and told him he needed to come into me and explain everything
that I had received.
THE COURT: Did he?
MS. ROSSI: He became argumentative with me and claimed that he
was, that he was tired of - - This is my exact notes, "Tired of claims that he
is doing wrong and that he has made police reports." I informed him that I
would be preparing PVs in each case[.] * * * He hung up on me. * * * And at
no time did I tell him to turn any equipment in.
{¶19} When asked for his version of events, Bailey stated:
MR. BAILEY: * * * She [Rossi] called me and said, "Well, if you can't
come and pay your fine in full today, turn the box in." I said, "Why do I
have to pay my fine in full when I have been on a payment plan and I have
been paying the fines as much as I can every month so why do I have to
come in and pay it in full today and that wasn't the agreement of the
payment plan?" She said, "If you can't come in and pay it by 4:00 o'clock
today, turn the box in." That's exactly what she said.
{¶20} Neither Bailey nor the probation officer was sworn in prior to testifying, an
apparent oversight that could implicate due process concerns. Although a community-
control-revocation hearing is not a stage of the criminal prosecution but rather an informal
hearing where the Rules of Evidence generally do not apply, there are still minimal due
process requirements. State v. Shugart, 7th Dist. No. 08 MA 197, 2009-Ohio-2635, ¶16;
State v. Dockery, 187 Ohio App.3d 798, 2010-Ohio-2365, 933 N.E.2d 1155, ¶10 (1st
-7-
Dist.). This includes the opportunity to cross-examine witnesses, see Brown, supra at
¶14-15, which technically cannot occur absent formally swearing in those witnesses.
{¶21} The unsworn testimony during the revocation hearing violates Evid.R. 603,
which mandates that "[b]efore testifying, every witness shall be required to declare that
the witness will testify truthfully, by oath or affirmation administered in a form calculated to
awaken the witness' conscience and impress the witness' mind with the duty to do so."
{¶22} Non-compliance with Evid.R. 603 was addressed by the court in State v.
Norman, 137 Ohio App.3d 184, 137 Ohio App.3d 184, 738 N.E.2d 403 (1st Dist.1999) in
the context of an ineffective assistance of counsel claim. There the defendant argued
that he was denied constitutionally effective representation because trial counsel failed to
object to a witness' unsworn testimony. The First District concluded that while it was error
for unsworn testimony to be admitted as evidence, the error was not prejudicial because
counsel was able to effectively cross-examine the witness. Id. at 198.
{¶23} Importantly, the court in Norman noted that an error pursuant to Evid.R.
603 may be waived: "Evid.R. 603, R.C. 2317.30, and Section 7, Article I of the Ohio
Constitution all require that a witness be administered an oath before testifying. While it
is error for unsworn testimony to be admitted as evidence, such error is waived by failing
to bring it to the court's attention. This is because the failure to administer an oath can
easily be corrected at the time; an attorney may not fail to object and then cite the lack of
an oath as error." Norman at 198.
{¶24} In this case, defense counsel failed to request that witnesses be sworn in or
object pursuant to Evid.R. 603, thereby waiving the issue. Id. Because this error is
raised in the context of a due process violation we will review for plain error. Delaine,
supra, at ¶22. Based on the totality of the circumstances in this case, no plain error
occurred. Bailey was given the opportunity to present his side of the story, to confront his
probation officer, and Bailey's attorney was free to question the probation officer had he
chosen to do so. The outcome of the proceeding would not clearly have been otherwise
but for the error, and no manifest miscarriage of justice occurred here. See Moreland,
Long, supra.
-8-
{¶25} Fourth, Bailey argues that his due process rights were violated inasmuch as
the trial court failed to issue a decision detailing its findings and reasons for revoking
Bailey's community control. This argument is meritless. It was clear from the final
revocation hearing that the court's reason for revoking the community control was Bailey's
noncompliance with EMHA, specifically that he turned in his monitoring equipment before
the end of his house arrest term. The transcript of the final revocation hearing provides
an adequate record for appeal and thus the trial court's failure to issue a decision
detailing its findings and reasons for the revocation did not prejudice Bailey, and does not
rise to the level of plain error. See State v. Delaney, 11 Ohio St.3d 231, 235, 465 N.E.2d
72 (1984); State v. Moore, 10th Dist. No. 03AP-803, 2004-Ohio-2521, ¶8.
{¶26} Finally, Bailey argues that the State did not meet its burden of proof that he
violated the terms of his probation. This argument is meritless. As discussed above,
Bailey admitted that he turned in his EMHA monitoring equipment before the conclusion
of the EMHA. He attempted to justify his actions by stating that Ms. Rossi, his probation
officer instructed him to turn in the equipment if he could not pay for it. Ms. Rossi denied
these allegations and her version of events is supported by her notes of the conversation
with Bailey, which are part of the trial court record. Thus, there is competent, credible
evidence supporting the trial court's determination that Bailey had violated the terms of
his community control and the trial court did not abuse its discretion by revoking the
community control and ordering Bailey to serve the remainder of his house arrest term in
jail.
Clerical Error in the Judgment Entry
{¶27} Although not raised as an issue on appeal, the trial court made a clerical
error or scrivener's error in its judgment entry sentencing Bailey to jail for the probation
violation. During the hearing, the court calculated that Bailey had 56 days remaining on
his EMHA and orally sentenced Bailey to a 56 day jail term. The judgment entry,
however, imposes a 58 day sentence.
{¶28} Crim.R. 36 provides: "Clerical mistakes in judgments, orders, or other parts
of the record, and errors in the record arising from oversight or omission, may be
-9-
corrected by the court at any time." Crim.R. 36. "The term 'clerical mistake' refers to a
mistake or omission, mechanical in nature and apparent on the record, which does not
involve a legal decision or judgment." State ex rel. Cruzado v. Zaleski, 111 Ohio St.3d
353, 2006-Ohio-5795, 856 N.E.2d 263, ¶19. Further, App.R. 12(A)(1)(a) authorizes this
court to modify any order.
{¶29} In State v. Kase, 187 Ohio App.3d 590, 2010-Ohio-2688, 932 N.E.2d 990(7th Dist.), because the sentence pronounced by the trial court during the sentencing
hearing was itself imprecise, this Court remanded for a new sentencing hearing. Id. at
¶32, 36. Bailey's situation is distinguishable from Kase. Here, the trial court specifically
stated at the sentencing hearing that it was imposing a 56 day jail sentence, and that
pronouncement is supported by the record. Pursuant to App.R. 12 (A)(1)(a), we affirm
and modify the trial court's journal entry to reflect that Bailey's jail sentence is 56 days.
{¶30} In sum, the trial court did not abuse its discretion by revoking Bailey's
community control and ordering him to serve the remainder of his sentence in jail, rather
than on EMHA. The failure to swear in witnesses during the final revocation hearing does
not rise to the level of plain error, and Bailey was afforded all other due process
protections during that hearing. Accordingly, the judgment of the trial court is affirmed,
and the sentence entry is modified to reflect a 56 day sentence to correct the clerical
error.
Waite, P.J., concurs.
Donofrio, J., concurs.