Cleveland v. St. Elizabeth Health Ctr. , 2012 Ohio 1472 ( 2012 )


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  • [Cite as Cleveland v. St. Elizabeth Health Ctr., 
    2012-Ohio-1472
    .]
    STATE OF OHIO, MAHONING COUNTY
    IN THE COURT OF APPEALS
    SEVENTH DISTRICT
    ANTONIO CLEVELAND,                                       )
    ADMINISTRATOR OF THE ESTATE OF                           )
    TELINA CLEVELAND,                                        )
    )
    PLAINTIFF-APPELLANT,                             )          CASE NO. 10-MA-151
    )
    VS.                                                      )               OPINION
    )
    ST. ELIZABETH HEALTH CENTER, ET                          )
    AL.,                                                     )
    )
    DEFENDANTS-APPELLEES.                            )
    CHARACTER OF PROCEEDINGS:                                Civil Appeal from Court of Common
    Pleas of Mahoning County, Ohio
    Case No. 08CV1823
    JUDGMENT:                                                Reversed and Remanded
    APPEARANCES:
    For Plaintiff-Appellant                                  Atty. Christopher M. Mellino
    Atty. Michael E. Lyford
    200 Public Square, Suite 2900
    Cleveland, Ohio 44114
    For Defendants-Appellees                                 Atty. Matthew G. Vansuch
    Atty. Shirley J. Christian
    2235 E. Pershing St., Suite A
    Salem, Ohio 44460
    JUDGES:
    Hon. Gene Donofrio
    Hon. Cheryl L. Waite
    Hon. Mary DeGenaro
    Dated: March 28, 2012
    [Cite as Cleveland v. St. Elizabeth Health Ctr., 
    2012-Ohio-1472
    .]
    DONOFRIO, J.
    {¶1}     Plaintiff-appellant, Antonio Cleveland, the Administrator of the Estate of
    Telina Cleveland, appeals from a Mahoning County Common Pleas Court judgment
    in favor of defendants-appellees, Dr. B. David Collier and Ohio Imaging Associates,
    Inc., on appellant’s medical malpractice claim.
    {¶2}     On November 13, 2007, 40-year-old Telina Cleveland went to the
    emergency department at St. Elizabeth Health Center with severe pain in her left leg.
    She reported to the emergency room doctor that the pain was in her left calf. Telina
    was sent to the radiology department for an ultrasound of her leg. An ultrasound
    technician performed the ultrasound examination. The ultrasound did not include
    Telina’s calf. The ultrasound images were then given to Dr. Collier, the on-duty
    radiologist, for interpretation. He reported that there was no deep vein thrombosis
    (DVT) in Telina’s leg. Telina was discharged from the hospital with a diagnosis of leg
    cramps.
    {¶3}     Two days later, Telina suffered a fatal pulmonary embolism.             An
    autopsy revealed extensive thrombus in the deep veins of Telina’s left leg, some of
    which had broken off, travelled to her lungs, and caused the pulmonary embolism
    that resulted in her death.
    {¶4}     Appellant filed a complaint on April 30, 2008, against appellees, St.
    Elizabeth, and several other defendants alleging medical malpractice that resulted in
    Telina’s death. Dr. Collier is employed by Ohio Imaging Associates, Inc.
    {¶5}     The case proceeded to a jury trial against appellees and St. Elizabeth.
    During the course of the trial, appellant reached a settlement with St. Elizabeth. The
    jury then returned a verdict in favor of appellees. Appellant filed a motion for new
    trial, which the trial court denied.
    {¶6}     Appellant filed a timely notice of appeal on September 21, 2010.
    {¶7}     Appellant raises two assignments of error, the first of which states:
    {¶8}     “THE MANIFEST WEIGHT OF THE EVIDENCE AT TRIAL SHOWED
    DEFENDANT-APPELLEE B. DAVID COLLIER, M.D. WAS NEGLIGENT.”
    -2-
    {¶9}   Appellant argues here that the evidence clearly established that Dr.
    Collier was negligent. He contends that Dr. Collier’s own expert testified that he was
    negligent for not knowing the hospital’s protocol regarding DVT ultrasound
    examinations. He further contends that the evidence was uncontroverted that Dr.
    Collier was responsible for supervising ultrasound technicians, that the ultrasound
    technician did not follow the hospital’s DVT ultrasound protocol, and that the
    ultrasound technician did not perform a complete ultrasound examination of Telina’s
    leg.
    {¶10} Appellant goes on to argue that the trial court erred in denying his
    motion for a new trial because competent, credible evidence did not exist to support
    the verdict. The only evidence to support the verdict, appellant argues, was Dr.
    Collier’s own self-serving testimony.
    {¶11} Judgments supported by some competent, credible evidence going to
    all the material elements of the case must not be reversed, as being against the
    manifest weight of the evidence. C .E. Morris Co. v. Foley Constr. Co., 
    54 Ohio St.2d 279
    , 
    376 N.E.2d 578
    , syllabus (1978). See, also, Gerijo, Inc. v. Fairfield, 
    70 Ohio St.3d 223
    , 226, 
    638 N.E.2d 533
     (1994). Reviewing courts must oblige every
    reasonable presumption in favor of the lower court's judgment and finding of facts.
    Gerijo, 70 Ohio St.3d at 226, (citing Seasons Coal Co., Inc. v. Cleveland, 
    10 Ohio St.3d 77
     [1984]).    In the event the evidence is susceptible to more than one
    interpretation, we must construe it consistently with the lower court's judgment. 
    Id.
    In addition, the weight to be given the evidence and the credibility of the witnesses
    are primarily for the trier of the facts. Kalain v. Smith, 
    25 Ohio St.3d 157
    , 162, 
    495 N.E.2d 572
     (1986).
    {¶12} “In order to establish medical malpractice, it must be shown by a
    preponderance of evidence that the injury complained of was caused by the doing of
    some particular thing or things that a physician or surgeon of ordinary skill, care and
    diligence would not have done under like or similar conditions or circumstances, or by
    the failure or omission to do some particular thing or things that such a physician or
    -3-
    surgeon would have done under like or similar conditions and circumstances, and
    that injury complained of was the direct and proximate result of such doing or failing
    to do some one or more of such particular things.” Bruni v. Tatsumi, 
    46 Ohio St.2d 127
    , 
    346 N.E.2d 673
    , paragraph one of the syllabus (1976).
    {¶13} We must examine the evidence presented to determine if it supports
    the jury’s verdict.
    {¶14} Dr. Collier was appellant’s first witness. Dr. Collier admitted that he
    was previously convicted of making materially false statements to a federal
    investigator. (Tr. 76). Dr. Collier testified that he had no recollection of the day in
    question, of interpreting the images at issue, of reviewing the scan, or of discussing
    the study with Tracy Melfi, the ultrasound technician who performed the scan. (Tr.
    48-49). He further testified that at the time of Telina’s ultrasound, he was not aware
    that the hospital had a protocol for ruling out DVT. (Tr. 49-50). One of the four rules
    in the hospital protocol is to examine the area of pain to rule out thrombus or fluid
    collection.
    {¶15} Dr. Collier stated that as a radiologist, he does not see the patient when
    an ultrasound is performed. (Tr. 55). However, the ultrasound technician works
    under his supervision. (Tr. 55). He stated that his job is to review the images taken
    by the technician to make sure that the study is of good technical quality, to see that
    it is a complete examination, and to look for DVT. (Tr. 60). Dr. Collier stated that
    although the technician records her opinion, he performs his own review of the
    images and reaches his own conclusion. (Tr. 63). He testified that it was his job to
    make sure that Telina did not have a blood clot. (Tr. 66).
    {¶16} Dr. Collier testified that at the time of reviewing the scan, the
    information he had was that the emergency room doctor was looking for a DVT in the
    left leg and the patient had symptoms of DVT. (Tr. 58). He stated that had he known
    Telina had complained of calf pain, he would have instructed Melfi to scan Telina’s
    leg below her knee, including the calf veins.       (Tr. 77).   However, he had no
    knowledge at the time of the scan that Telina had complained of calf pain. (Tr. 78).
    -4-
    And Dr. Collier acknowledged that if Telina had a clot in her lower leg, and an
    ultrasound was done only of her upper leg, the clot would go unnoticed. (Tr. 85).
    {¶17} Dr. Collier acknowledged that the autopsy report stated that Telina had
    a blood clot in the popliteal vein. (Tr. 80). He stated, however, that he examined
    Telina’s popliteal vein on November 13, 2007, and it was normal. (Tr. 80). But he
    did not examine her calf. (Tr. 81).
    {¶18} Dr. Collier testified that Telina’s scan was complete and was not
    required to go below her knee. (Tr. 74). He disagreed that in order to rule out DVT in
    all cases the entire leg must be scanned. (Tr. 75).
    {¶19} Dr. David Jackson was the emergency room doctor who examined
    Telina and ordered her ultrasound. Dr. Jackson testified that upon arriving at the
    hospital, Telina was first seen by the triage nurse, then by the physician’s assistant,
    and then by him. (Tr. 98). Telina reported that she had pain in her left calf for
    several days. (Tr. 96). Dr. Jackson stated that in response to his concern that Telina
    might have DVT, he ordered an ultrasound from radiology of her left leg. (Tr. 103,
    105). The order sheet indicated an ultrasound of the lower, left extremity, to rule out
    DVT. (Tr. 106). Dr. Jackson expected that the ultrasound would be of Telina’s entire
    leg, including her calf. (Tr. 108, 112).
    {¶20} Dr. Jackson stated that if an ultrasound is positive for DVT, the patient
    is admitted and treated with anticoagulants. (Tr. 109). Specifically, Dr. Jackson
    testified that he would not have discharged Telina if he had known there were blood
    clots in her leg. (Tr. 109). Instead, he would have immediately given her Heparin.
    (Tr. 111). But he relied on the ultrasound report from Dr. Collier and discharged
    Telina. (Tr. 111). Dr. Jackson did not know that the ultrasound was not done on
    Telina’s calf. (Tr. 111). Had he known this, he would not have discharged her
    because the ultrasound was inadequate to rule out DVT. (Tr. 111, 112, 140). Dr.
    Jackson testified that 90 percent of DVTs originate in the calf. (Tr. 111).
    {¶21} Tracy Melfi was the ultrasound technician who performed Telina’s
    ultrasound.   Melfi had no memory of Telina or of performing Telina’s ultrasound
    -5-
    examination.    (Tr. 151).    Melfi testified regarding the hospital’s four rules for
    ultrasounds to rule out DVT. (Tr. 153). The first rule is to do a compression study of
    the veins every centimeter along the vein. (Tr. 154). Melfi stated that she took all 19
    pictures in color, as opposed to gray scale, because she was unable to see the vein
    without the color. (Tr. 156). Melfi referred to the pictures she took of the four veins in
    Telina’s leg. She stated that three veins appeared straight, but the popliteal vein
    appeared “torturous.” (Tr. 160-61). However, she stated that this was not abnormal
    and that there was no blood flow missing in the popliteal vein. (Tr. 161).
    {¶22} Melfi stated that she did not examine Telina’s leg below the knee. (Tr.
    162). She stated that the popliteal vein ends right behind the knee and her exam
    ended with the end of the popliteal vein. (Tr. 162-63). She did not examine the veins
    in Telina’s calf. (Tr. 168). Melfi acknowledged that hospital rule number four requires
    that an ultrasound always be performed over the area of pain. (Tr. 169). However,
    she stated that she was unaware of Telina’s calf pain. (Tr. 170). Melfi stated that the
    requisition she received indicated “limb pain.”          (Tr. 170).     And while she
    acknowledged that the calf is part of the limb, Melfi testified that she was taught to
    stop the examination at the end of the popliteal vein when there is no complaint of
    calf pain. (Tr. 170). Melfi stated that had Telina told her that she had calf pain, Melfi
    would have scanned her calf too. (Tr. 171). But she admitted that she had no
    recollection of what Telina may have told her or if she asked Telina if she had calf
    pain. (Tr. 171-73).
    {¶23} Melfi also acknowledged that she had access to a sheet from the triage
    nurse indicating that Telina had pain in her calf muscle. (Tr. 174-75). In fact, Melfi
    even wrote her own notes on the same sheet. (Tr. 176). However, Melfi stated that
    she is not required to go through the medical history or the emergency room
    documents. (Tr. 176). She said that the only thing she was required to do was to
    check the order and indicate that the exam was done. (Tr. 176).
    {¶24} Dr. Paul Collier (Dr. Paul) is a vascular surgeon and appellant’s expert
    witness. Dr. Paul first read from the coroner’s findings. The coroner found Telina’s
    -6-
    cause of death was a pulmonary embolism. (Tr. 191). The source of the embolism
    was a DVT in the left leg in the popliteal region. (Tr. 192). Dr. Paul stated that this
    was near the knee. (Tr. 192). Dr. Paul opined that the clots that were found in
    Telina’s leg during her autopsy were present when she was in the hospital on
    November 13, 2007. (Tr. 192). He stated that the ultrasound did not go down far
    enough.    (Tr. 193).   Dr. Paul further noted that in the emergency room, Telina
    complained of pain and swelling in her calf.         (Tr. 193-94).    Furthermore, on the
    ultrasound, Dr. Paul stated that there was a “marked irregularity” of the vein’s wall
    making it appear more likely that there was a clot lining the wall. (Tr. 194). He
    opined that the irregularity was likely the tip of the iceberg, or a partially occlusive clot
    with more “downstream.” (Tr. 194). Dr. Paul also opined that the image of Telina’s
    popliteal vein showed an irregularity where it appeared “squiggly and all ratty.” (Tr.
    214). He stated that it should look the same as the other three veins. (Tr. 218).
    {¶25} Dr. Paul further testified that, in his opinion, Dr. Collier breached the
    standard of care required by a doctor who is reading and interpreting an ultrasound.
    (Tr. 216-17). As a basis for his opinion, Dr. Paul stated that Dr. Collier accepted an
    inadequate study and misinterpreted the study where there was an abnormality that
    was not explained. (Tr. 217). He stated that the study was not complete because
    Telina complained of calf pain and her calf was not scanned. (Tr. 216). He also
    stated that the vein compression was not done properly because there appeared to
    be a partially occluding clot in the popliteal vein. (Tr. 216, 219). In conclusion, he
    opined that Dr. Collier’s failure to meet the standard of care was a proximate cause of
    Telina’s pain and suffering and death. (Tr. 223). Dr. Paul testified that had the study
    been performed properly and interpreted properly, the clot would have been
    diagnosed in time to treat Telina and prevent her death. (Tr. 223).
    {¶26} As to how the compression study was done incorrectly, Dr. Paul stated
    that the compressions should have been done in black and white images so one
    would be able to tell where the vein walls collapsed. (Tr. 241). He stated that with
    the color images used, the color fills the walls of the vein and can almost bleed
    -7-
    through so that you do not get a clear picture of the wall. (Tr. 290). He further
    opined that the area on the popliteal vein that looked like a “shark bite” was most
    likely a clot and that the study should have been repeated to confirm this. (Tr. 247-
    48).
    {¶27} Dr. John Cronan is a diagnostic radiologist and appellees’ expert. Dr.
    Cronan testified that one can view compressed veins in color or in black and white.
    (Tr. 366). He stated that when using color, you simply look for the color to go away
    when the vein is compressed. (Tr. 366, 369). Contrary to Dr. Paul’s opinion, Dr.
    Cronan opined that the “puckering” in Telina’s popliteal vein was not a clot. (Tr. 375).
    Dr. Paul also opined that Telina’s ultrasound study was a complete and normal exam.
    (Tr. 379, 384-85). He saw no evidence of a clot. (Tr. 383).
    {¶28} As to how Telina had a pulmonary embolism two days after her
    “normal” ultrasound, Dr. Cronan did not have a definitive explanation. (Tr. 379). He
    stated that this type of occurrence happens and that only about 30 to 40 percent of
    people who have a clot in their lungs have clots in their legs too.           (Tr. 380).
    Additionally, Dr. Cronan stated that the ultrasound study is 95 percent accurate in
    finding clots in the legs, meaning that five percent of clots go undetected by the
    ultrasound. (Tr. 381).
    {¶29} On cross examination, Dr. Cronan stated that if the patient has calf
    pain, the calf should be evaluated. (Tr. 395). He stated that in cases where there is
    no complaint of calf pain, a complete exam includes the popliteal vein down to the
    point of bifurcation. (Tr. 397). But in cases where there is a complaint of calf pain, a
    complete exam includes the popliteal vein plus two calf veins. (Tr. 397-98, 416). Dr.
    Cronan agreed that without doing a complete scan, DVT cannot be ruled out. (Tr.
    398).
    {¶30} Dr. Cronan further testified that he assumed Dr. Collier knew the
    hospital’s protocol. (Tr. 411). He stated that if Dr. Collier did not know the hospital’s
    protocol for venous ultrasounds, this was below the standard of care. (Tr. 412).
    -8-
    However, he stated that because Dr. Collier’s requisition form stated “leg pain,” an
    exam that stopped at the end of the popliteal vein was a complete exam. (Tr. 415).
    {¶31} Finally, Dr. Collier testified in his defense as an expert witness. Dr.
    Collier testified that at the time he reviewed Telina’s studies, he had no clinical history
    that she had calf pain. (Tr. 427). He stated that if he had been told that Telina had
    pain in her calf, he would have scanned her calf. (Tr. 428, 457). Dr. Collier further
    testified that the scan of Telina’s popliteal vein was normal. (Tr. 435). Dr. Collier
    stated that he saw no evidence of a clot and was unsure what Dr. Paul was
    referencing when he testified that there was a “shark bite” indicative of a clot. (Tr.
    436).    Dr. Collier testified, based on his knowledge, education, training, and
    experience, that Telina’s study did not show a clot. (Tr. 438).
    {¶32} Dr. Collier further testified that at the time of Telina’s ultrasound, he was
    not aware of the hospital protocol requiring him to scan the area of the pain. (Tr.
    440). However, he followed hospital policy when he read Telina’s ultrasound. (Tr.
    440). In other words, although he was not aware of the protocol, he followed it
    without knowing that he was following it. (Tr. 440). And although Dr. Collier had no
    memory of Telina or her ultrasound, he testified that he was not advised that she had
    pain below her knee. (Tr. 441). He stated that he knew this because if he had been
    advised that Telina had calf pain, he would have ordered Melfi to scan Telina’s calf.
    (Tr. 441-42). However, he also acknowledged that he was aware that Telina had
    “limb” pain and “leg” pain although he did not know where in her leg the pain was
    located. (Tr. 458). Dr. Collier stated that when a patient has calf pain, the reports he
    gets from the technician and the emergency room specifically state that the patient
    has “calf” pain. (Tr. 464-65).
    {¶33} The evidence presented makes this a very close case.             There was
    substantial, credible evidence weighing on both sides.         On one hand, Dr. Paul’s
    testimony was that Dr. Collier breached the standard of care in failing to do a
    complete ultrasound that included Telina’s calf and in failing to identify an area on her
    popliteal vein that he opined was likely a clot. On the other hand, Dr. Cronan’s and
    -9-
    Dr. Collier’s testimony was that Dr. Collier did not breach the standard of care
    because he reviewed a complete ultrasound given that he was unaware of Telina’s
    calf pain and that the area Dr. Paul opined was a possible clot was actually a normal
    part of Telina’s popliteal vein.
    {¶34} In this case, someone was clearly negligent. However, the jury could
    have found that the hospital was the negligent party and not Dr. Collier. St. Elizabeth
    was also a defendant in this case.        During the trial, St. Elizabeth settled with
    appellant. It is possible the jury concluded that the negligence here was that Dr.
    Collier was never made aware of Telina’s complaint of calf pain. Telina told the
    emergency room doctor, Dr. Jackson, that she had pain in her calf. However, it is
    possible, based on Dr. Collier’s testimony, that he was never made aware of the calf
    pain. Dr. Collier testified that if he had known that Telina had calf pain, he would
    have instructed Melfi to scan Telina’s calf. And Melfi testified that if Telina had told
    her she was experiencing calf pain, she would have scanned Telina’s calf.
    Furthermore, based on Dr. Collier’s and Dr. Cronan’s testimony, if Dr. Collier was not
    specifically made aware of calf pain, it was proper procedure to stop the scan of
    Telina’s leg at the end of her popliteal vein, or right below her knee.
    {¶35} Given that there is some competent, credible evidence in support of the
    jury’s verdict, we cannot conclude that their verdict was against the manifest weight
    of the evidence. Accordingly, appellant’s first assignment of error is without merit.
    {¶36} Appellant’s second assignment of error states:
    {¶37} “THE TRIAL COURT ERRED BY NOT ALLOWING PLAINTIFF-
    APPELLANT TO IMPEACH THE CREDIBILITY OF THE ONLY EXPERT TO
    CREATE A QUESTION OF FACT AS TO NEGLIGENCE WITH EVIDENCE
    SHOWING SEVERAL STATES HAD REVOKED HIS MEDICAL LICENSE AND
    WITH EVIDENCE SHOWING THE CIRCUMSTANCES SURROUNDING HIS
    CRIMINAL CONVICTION FOR LYING ABOUT HIS MEDICAL PRACTICE.”
    {¶38} Dr. Collier filed a motion in limine seeking to prevent appellant from
    referring to (1) his prior felony conviction for making false statements and
    - 10 -
    representations to the United States Department of Health and Human Services and
    (2) the suspension of his medical license by the California and Wisconsin medical
    boards.
    {¶39} The factual basis underlying these actions occurred while Dr. Collier
    was employed at the Medical College of Wisconsin. The allegation was that Dr.
    Collier falsely stated and represented to officials from the Department of Health and
    Human Services that he had personally signed all medical reports bearing his name
    that purported to reflect his view and interpretation of nuclear medicine scans when,
    in fact, a visiting professor whose temporary medical license had expired had actually
    performed a substantial portion of the reviews and interpretations at issue and had
    signed the reports using Dr. Collier’s name. However, Dr. Collier asserted that he
    reviewed and interpreted all nuclear medical studies signed by the other individual
    using his name.     Dr. Collier was convicted of misleading investigators about a
    practice regarding the signing of the reports. He was not convicted of failing to
    interpret his own studies.
    {¶40} The trial court granted Dr. Collier’s motion in part. It ruled that appellant
    could use Dr. Collier’s conviction only for the purpose of credibility and veracity. It
    ruled that appellant could not use the alleged facts behind the conviction as an act
    similar to the doctor’s actions in this case. It also ruled that appellant could not
    introduce the suspensions of Dr. Collier’s medical license.
    {¶41} The decision to admit or exclude evidence rests in the trial court's
    sound discretion and we will not reverse its decision absent an abuse of that
    discretion. Wightman v. Consolidated Rail Corp., 
    86 Ohio St.3d 431
    , 437, 
    715 N.E.2d 546
     (1999). Abuse of discretion connotes more than an error of law or judgment; it
    implies that the court's attitude is unreasonable, arbitrary, or unconscionable.
    Blakemore v. Blakemore, 
    5 Ohio St.3d 217
    , 219, 
    450 N.E.2d 1140
     (1983).
    {¶42} Appellant first argues that the circumstances surrounding Dr. Collier’s
    prior conviction and license revocation so closely track the situation in this case that
    the jury could not have meaningfully judged Dr. Collier’s credibility without hearing
    - 11 -
    more about those circumstances. He contends that the simple statement that Dr.
    Collier had a conviction for making false statements and representations to the U.S.
    Department of Health and Human Services meant nothing to the jury and offered no
    real insight into Dr. Collier’s credibility.
    {¶43} Appellant further argues that the court should have allowed him to cross
    examine Dr. Collier regarding the circumstances surrounding his criminal conviction.
    He contends that Dr. Collier told lies directly related to his medical practice in a
    misplaced effort to protect his license and career. In this case too, appellant asserts,
    Dr. Collier’s professional conduct was once again at issue. Thus, he contends the
    circumstances regarding Dr. Collier’s prior conviction went directly to Dr. Collier’s
    credibility.
    {¶44} In 1999, Dr. Collier pleaded guilty to and was convicted of “making false
    statements and representations to the U.S. Department of Health and Human
    Services.” (Motion in Limine, Ex. A).          Appellant’s conviction was for falsely
    representing to federal investigators that he personally signed all medical reports
    bearing his name.        (Motion in Limine, Ex. A).   However, Dr. Collier steadfastly
    maintained that he personally reviewed and interpreted all nuclear medicine studies
    signed by the other individual using Dr. Collier’s name. (Motion in Limine, Ex. A).
    {¶45} Pursuant to Evid.R. 609(A)(3): “evidence that any witness, including an
    accused, has been convicted of a crime is admissible if the crime involved dishonesty
    or false statement, regardless of the punishment and whether based upon state or
    federal statute or local ordinance.” Thus, the evidence of Dr. Collier’s conviction was
    clearly admissible. But the Rule does not provide for admitting the factual allegations
    surrounding a conviction. Furthermore, the “facts” that appellant sought to introduce
    were never substantiated but were only the allegations of the federal agents who
    investigated Dr. Collier.
    {¶46} Thus, the trial court did not abuse its discretion in disallowing cross
    examination regarding the underlying facts of Dr. Collier’s criminal conviction.
    - 12 -
    {¶47} Second, appellant contends courts have repeatedly permitted cross
    examination as to the revocation of a professional license. He asserts that when
    evidence of a professional license has been introduced on direct examination,
    evidence that the witness’s license has been revoked is relevant to the issue of
    credibility. Appellant points out that Dr. Collier testified as an expert in his defense.
    He argues that by doing so, Dr. Collier put his professional credentials at issue and
    also made them a proper issue to rebut.
    {¶48} Evid.R. 601(D) requires a person giving expert medical testimony in a
    medical malpractice case to be licensed. Additionally, a witness may testify as an
    expert if, in addition to other requirements, he “is qualified as an expert by specialized
    knowledge, skill, experience, training, or education regarding the subject matter of
    the testimony.” Evid.R. 702(B).
    {¶49} In this case, Dr. Collier testified as an expert witness in his own
    defense. Before getting into his testimony regarding Telina’s ultrasound, Dr. Collier
    testified at length regarding his education, experience, and training in the medical
    field. (Tr. 423-26). In other words, he spent some time building up his credentials in
    front of the jury so that, presumably, they would give more weight to his medical
    opinion regarding the ultrasound.         Given that Dr. Collier put his professional
    credentials at issue, the trial court should have allowed appellant to cross examine
    him with the suspensions of his medical license in Wisconsin and California. Dr.
    Collier opened the door by testifying to his medical credentials. By not allowing cross
    examination with the suspensions, Dr. Collier was able to give the jury the impression
    that his professional credentials were untarnished when this was not the case.
    {¶50} Courts have found that a physician-witness’s licensure is a matter that
    affects the weight to be given to their testimony. See Ray v. Ramada Inn N., 
    181 Ohio App.3d 350
    , 
    2009-Ohio-1278
     (“If the fact that a testifying physician's medical
    license is suspended at the time of his testimony at trial does not cast sufficient doubt
    upon its reliability to preclude its admission in a criminal trial, we see no reason to
    employ a higher sensitivity to a similar doubt concerning its reliability in a civil trial. As
    - 13 -
    counsel for both parties agreed in oral argument, the fact of Moore's suspended
    license to practice medicine is a fact that could, and certainly would, be brought up in
    his cross-examination at trial, should he be permitted to testify.”); State v. Snodgrass,
    
    177 Ohio App.3d 556
    , 
    2008-Ohio-4019
     (doctor whose license had been suspended
    for six months could still testify as an expert but his license suspension was a matter
    of the weight to be given to his testimony); In re Webb, 
    64 Ohio App.3d 28
    , 
    580 N.E.2d 506
     (1989) (the fact the doctor was not licensed at the time he administered
    the tests went to weight, not admissibility).
    {¶51} Dr. Paul testified that Dr. Collier breached the standard of care by
    failing to interpret a complete ultrasound and by failing to recognize that a certain
    area of the popliteal vein appeared to show evidence of a clot. On the other hand,
    Drs. Collier and Cronan testified that Dr. Collier did not breach the standard of care
    because the ultrasound examination was complete and it did not show any signs of
    clots. Thus, the jury was faced with determining which evidence was more credible.
    In the eyes of the jury, none of the doctors had a tarnished record and all set forth
    exemplary credentials. Had they known that Dr. Collier’s medical license had been
    suspended in two states, they may have given his expert medical opinion less weight.
    {¶52} Furthermore, Dr. Cronan testified that he assumed Dr. Collier knew the
    hospital’s protocol, which was not the case, and that if Dr. Collier did not know the
    hospital’s protocol for venous ultrasounds, this was below the standard of care. This
    testimony coupled with testimony regarding Dr. Collier’s suspended licenses, may
    have persuaded the jury to find Dr. Paul’s testimony to be more credible.
    {¶53} Given how close the evidence in this case was, had the trial court
    allowed appellant to use Dr. Collier’s suspensions on cross examination, this could
    have affected the weight the jury gave to Dr. Collier’s testimony, and likewise, the
    outcome of the case. As such, the trial court abused its discretion in disallowing the
    cross examination.
    {¶54} Accordingly, appellant’s second assignment of error has merit in part.
    - 14 -
    {¶55} For the reasons stated above, the judgment of the trial court is hereby
    reversed and the matter is remanded for further proceedings pursuant to law and
    consistent with this opinion.
    Waite, P.J., concurs.
    DeGenaro, J., concurs.
    

Document Info

Docket Number: 10-MA-151

Citation Numbers: 2012 Ohio 1472

Judges: Donofrio

Filed Date: 3/28/2012

Precedential Status: Precedential

Modified Date: 10/30/2014