State v. Davis , 2014 Ohio 90 ( 2014 )


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  • [Cite as State v. Davis, 
    2014-Ohio-90
    .]
    IN THE COURT OF APPEALS OF OHIO
    TENTH APPELLATE DISTRICT
    State of Ohio,                                    :
    Plaintiff-Appellee,              :
    No. 13AP-98
    v.                                                :         (C.P.C. No. 06CR-08-6596)
    Allen S. Davis,                                    :       (REGULAR CALENDAR)
    Defendant-Appellant.             :
    D E C I S I O N
    Rendered on January 14, 2014
    Ron O'Brien, Prosecuting Attorney, and Steven L. Taylor, for
    appellee.
    Timothy Young, Ohio Public Defender, and Kenneth R.
    Spiert, for appellant.
    APPEAL from the Franklin County Court of Common Pleas
    CONNOR, J.
    {¶ 1} Defendant-appellant, Allen S. Davis ("appellant"), appeals from a judgment
    of the Franklin County Court of Common Pleas denying his petition for post-conviction
    relief brought pursuant to R.C. 2953.21.
    I. FACTS
    {¶ 2} On August 22, 2006, five teenage girls decided to go ghost hunting. The
    girls had heard that a residence located at 141 Sharon Springs Drive in Worthington, Ohio,
    was a haunted house. Tessa Acker drove her friends to the address and stopped the
    vehicle on the street in front of the residence. It was around 10:00 p.m. and it was dark.
    No. 13AP-98                                                                                 2
    {¶ 3} Rachel Barezinsky and two of the other girls exited the vehicle and walked
    toward the home.      One of the girls noticed an open first-floor window.           As they
    approached the home a car horn sounded, and one of the girls believed she heard a bat.
    The girls became frightened and ran back to the car. As they drove away from the home,
    they heard several popping sounds.
    {¶ 4} Believing they had heard firecrackers, the girls circled the block and
    returned to the residence. Some of the girls yelled out in the direction of the home, and
    then several more pops were heard. The girls again became frightened and drove away.
    They had traveled only a short distance away from the residence when Rachel slumped
    over onto the driver. It was at that point that the girls stopped the vehicle and discovered
    that Rachel had been shot.
    {¶ 5} Police recovered a .22 caliber rifle from appellant's home.           Appellant
    admitted that he had fired a number of "warning shots" at a vehicle. According to
    appellant, two men had harassed him the previous week by pounding their fists on his
    bedroom window as he slept, and he believed that the same men had returned on the
    evening in question. Appellant stated that he fired the shots to scare the men away and to
    protect his family. Appellant did not believe he had done anything wrong.
    II. CRIMINAL PROCEEDINGS
    {¶ 6} On August 31, 2006, a Franklin County Grand Jury indicted appellant on
    five counts of felonious assault, each with a firearm specification. Appellant initially
    entered a not guilty plea to the charges.
    {¶ 7} The trial court ordered appellant to undergo both a competency and sanity
    evaluation.   On March 15, 2007, clinical forensic psychologist, Jaime Lai, Psy.D.,
    submitted a written opinion on the issue of competency. which reads as follows:
    "[Appellant] is not mentally retarded, but he is mentally ill. It is further my opinion
    within a reasonable degree of psychological certainty that in spite of his mental illness, the
    [appellant] is presently capable of understanding the nature and objectives of the
    proceedings against him and assisting in his defense." (Emphasis added.) (R. 75.) As a
    result of Dr. Lai's report, the trial court made its initial determination that appellant was
    competent to stand trial. (R. 105.)
    No. 13AP-98                                                                                  3
    {¶ 8} In a second report issued On May 31, 2007, Dr. Lai opines on the issue of
    appellant's sanity as follows:
    Pursuant to Section 2945.371 (G) (4) of the Ohio Revised
    Code, it is my opinion, with a reasonable degree of
    psychological certainty that at the time of the offense charged,
    the defendant did not have a severe mental defect, but did
    have a severe mental disease. It is also my opinion, with a
    reasonable degree of psychological certainty that at the time of
    the offense, this severe mental disease caused him not to
    know the wrongfulness of the acts charged.
    (R. 110.)
    {¶ 9} Shortly before trial began, appellant's competency was again questioned.
    Dr. Kristin Haskins subsequently evaluated appellant in July 2007 to determine his
    competency to stand trial. Dr. Haskins agreed with Dr. Lai on the issue of appellant's
    competency, but she did not agree that appellant suffers from a mental illness. Dr.
    Haskins' report is not part of the record, but the parties stipulated to her findings, and the
    trial court relied upon her opinion in ruling that appellant was competent to stand trial.
    {¶ 10} After the jury was selected and opening statements had been made,
    appellant withdrew his not guilty plea and entered a plea of guilty to two counts of
    felonious assault, each with a firearm specification. By judgment entry dated July 9,
    2007, the trial court accepted appellant's guilty plea, found him guilty, and sentenced him
    to prison for a total of 19 years.
    III. POST-CONVICTION PROCEEDINGS
    {¶ 11} Appellant did not file a timely notice of appeal from his conviction.
    However, on February 4, 2008, appellant filed a petition for post-conviction relief in the
    Franklin County Court of Common Pleas. Thereafter, on February 28, 2008, appellant
    filed a motion for delayed appeal in this court. We subsequently denied appellant's
    motion for delayed appeal in State v. Davis, 10th Dist. No. 08AP-168 (Apr. 10, 2008)
    (memorandum decision).
    {¶ 12} The trial court denied appellant's claims for post-conviction relief without a
    hearing. We dismissed appellant's appeal from the trial court's decision due to the lack of
    a final appealable order. State v. Davis, 10th Dist. No. 08AP-679, 
    2009-Ohio-1666
    , ¶ 19.
    No. 13AP-98                                                                             4
    On January 7, 2013, the trial court issued a second decision denying appellant's petition.
    Appellant timely appealed to this court from the judgment of the trial court.
    IV. ASSIGNMENT OF ERROR
    {¶ 13} In the instant appeal, appellant assigns the following as error:
    [I.] Mr. Davis's guilty plea was not the result of a knowing and
    intelligent waiver of his constitution rights, as it was not the
    product of a free and rational choice among the available
    alternatives. Therefore, his conviction and sentence violates
    Mr. Davis's rights to due process and to be free from self-
    incrimination under the Fifth, Sixth, and Fourteenth
    Amendments to the United States Constitution, and Sections
    10 and 16, Article I of the Ohio Constitution.
    [II.] Mr. Davis was deprived of his rights to the effective
    assistance of counsel and to due process when, at the outset of
    the case, counsel unreasonably acquiesced in his client's
    wishes and abandoned a potentially meritorious not-guilty-
    by-reason-of-insanity defense that was supported by the
    extensive report of the court's expert and by the facts of the
    record, in violation of the Fifth, Sixth, and Fourteenth
    Amendments to the United States Constitution, and Sections
    10 and 16, Article I of the Ohio Constitution.
    [III.] The trial court's denial of Mr. Davis's amended
    postconviction petition, without granting leave to conduct
    discovery or an evidentiary hearing, was arbitrary and
    unreasonable because Mr. Davis demonstrated substantive
    grounds for relief, i.e., that he was deprived of his
    constitutional rights to due process and to the effective
    assistance of counsel, as guaranteed by the Fifth, Sixth and
    Fourteenth Amendments to the United Stated Constitution,
    and Sections 10 and 16, Article I of the Ohio Constitution.
    V. STANDARD OF REVIEW
    {¶ 14} The appropriate standard for reviewing a trial court's decision to dismiss a
    petition for post-conviction relief, without an evidentiary hearing, involves a mixed
    question of law and fact. State v. Tucker, 10th Dist. No. 12AP-158, 
    2012-Ohio-3477
    , ¶ 9.
    This court must apply a manifest-weight standard in reviewing a trial court's findings on
    factual issues underlying the substantive grounds for relief, but we must review a trial
    court's legal conclusions de novo. 
    Id.
    No. 13AP-98                                                                               5
    {¶ 15} A trial court's decision to deny a post-conviction petition without a hearing
    is reviewed under the abuse-of-discretion standard. State v. Boddie, 10th Dist. No.
    12AP-811, 
    2013-Ohio-3925
    , ¶ 11, citing State v. Campbell, 10th Dist. No. 03AP-147,
    
    2003-Ohio-6305
    , ¶ 14. An abuse of discretion entails a decision that is unreasonable,
    arbitrary or unconscionable. Blakemore v. Blakemore, 
    5 Ohio St.3d 217
    , 219 (1983).
    VI. LEGAL ANALYSIS
    A. Post-Conviction Relief
    {¶ 16} The right to seek post-conviction relief is governed by R.C. 2953.21(A)(1)(a),
    which provides, in relevant part:
    Any person who has been convicted of a criminal offense * * *
    who claims that there was such a denial or infringement of the
    person's rights as to render the judgment void or voidable
    under the Ohio Constitution or the Constitution of the United
    States, * * * may file a petition in the court that imposed
    sentence, stating the grounds for relief relied upon, and asking
    the court to vacate or set aside the judgment or sentence or to
    grant other appropriate relief. The petitioner may file a
    supporting affidavit and other documentary evidence in
    support of the claim for relief.
    {¶ 17} The post-conviction relief process is a civil collateral attack on a criminal
    judgment, not an appeal of that judgment. State v. Calhoun, 
    86 Ohio St.3d 279
    , 281
    (1999). "[I]n a petition for post-conviction relief, which asserts ineffective assistance of
    counsel, the petitioner bears the initial burden to submit evidentiary documents
    containing sufficient operative facts to demonstrate the lack of competent counsel and
    that the defense was prejudiced by counsel's ineffectiveness." State v. Jackson, 
    64 Ohio St.2d 107
     (1980).
    {¶ 18} Post-conviction relief is a means by which the petitioner may present
    constitutional issues to the court that would otherwise be impossible to review because
    the evidence supporting those issues is not contained in the record of the petitioner's
    criminal conviction. State v. Carter, 10th Dist. No. 13AP-4, 
    2013-Ohio-4058
    , ¶ 15, citing
    State v. Murphy, 10th Dist. No. 00AP-233 (Dec. 26, 2000). The petitioner, however, is
    not automatically entitled to an evidentiary hearing on the petition for post-conviction
    relief. 
    Id.
     Indeed, R.C. 2953.21(C) states, in relevant part:
    No. 13AP-98                                                                                6
    Before granting a hearing on a petition filed under division
    (A) of this section, the court shall determine whether there are
    substantive grounds for relief. In making such a
    determination, the court shall consider, in addition to the
    petition, the supporting affidavits, and the documentary
    evidence, all the files and records pertaining to the
    proceedings against the petitioner, including, but not limited
    to, the indictment, the court's journal entries, the journalized
    records of the clerk of the court, and the court reporter's
    transcript. * * *
    B. Ineffective Assistance of Counsel
    {¶ 19} In appellant's amended petition for post-conviction relief, he asserts that his
    guilty plea was not knowing, voluntary, and intelligent because trial counsel incorrectly
    advised him of what would occur if he was found not guilty by reason of insanity
    ("NGRI"). In his first assignment of error, appellant claims that the trial court abused its
    discretion by denying post-conviction relief without a hearing, inasmuch as he presented
    evidence that trial counsel failed to properly advise him of the consequences of a
    meritorious NGRI defense.
    {¶ 20} In Ohio, a properly licensed attorney is presumed competent. Vaughn v.
    Maxwell, 
    2 Ohio St.2d 299
    , 301 (1965). Therefore, the burden of showing ineffective
    assistance of counsel is on the party asserting it. State v. Smith, 
    17 Ohio St.3d 98
    , 100
    (1985). Trial counsel is entitled to a strong presumption that all decisions fall within the
    wide range of reasonable professional assistance. State v. Sallie, 
    81 Ohio St.3d 673
    , 675
    (1998).   Additionally, in fairly assessing counsel's performance, there is a strong
    presumption that counsel's conduct falls within the wide range of reasonable professional
    assistance. State v. Conway, 
    109 Ohio St.3d 412
    , 
    2006-Ohio-2815
    , ¶ 101.
    {¶ 21} In order to succeed on a claim of ineffective assistance of counsel, appellant
    must satisfy a two-prong test. Strickland v. Washington, 
    466 U.S. 686
    , 681 (1984). First,
    he must demonstrate that his trial counsel's performance was deficient. This requires a
    showing that his counsel committed errors which were "so serious that counsel was not
    functioning as the 'counsel' guaranteed the defendant by the Sixth Amendment." Id. at
    686. If he can show deficient performance, he must next demonstrate that he was
    prejudiced by the deficient performance. Id. In the context of a guilty plea, the appellant
    No. 13AP-98                                                                                 7
    must show that, but for counsel's deficient performance, appellant would not have
    pleaded guilty. State v. Nero, 
    56 Ohio St.3d 106
     (1990).
    C. Res Judicata
    {¶ 22} A guilty plea does not waive the right to claim on appeal that
    constitutionally ineffective assistance of counsel rendered the plea less than knowing and
    voluntary. State v. Woodhouse, 6th Dist. No. S-04-004, 
    2004-Ohio-6160
    , ¶ 17.
    Consequently, " 'the doctrine of res judicata precludes a defendant from raising, in a
    petition for postconviction relief, an ineffective assistance of counsel claim that was or
    could have been raised at trial or on direct appeal.' " State v. Vinson, 11th Dist. No. 2007-
    L-088, 
    2008-Ohio-3059
    , ¶ 32, quoting State v. Delmonico, 11th Dist. No. 2004-A-0033,
    
    2005-Ohio-2882
    , ¶ 14. In order to avoid the defense of res judicata, support for the
    claims in the petition for post-conviction relief must be competent, relevant, and material
    evidence, outside the trial court's record, and it must not be evidence that existed or was
    available for use at the time of trial. See State v. Braden, 10th Dist. No. 02AP-954, 2003-
    Ohio-2949, ¶ 27; State v. Adams, 11th Dist. No. 2003-T-0064, 
    2005-Ohio-348
    , ¶ 39.
    Where new counsel represents defendant on direct appeal and the ineffectiveness of trial
    counsel could have been determined without resort to evidence outside the record, a
    petition for post-conviction relief alleging ineffective assistance of trial counsel is barred
    by res judicata. State v. Cole, 
    2 Ohio St.3d 112
    , 113-14 (1982).
    {¶ 23} Inasmuch as appellant failed to timely appeal from his conviction, res
    judicata bars appellant from raising any claim of deficient performance on the part of trial
    counsel that could have been raised in a direct appeal to this court. 
    Id.
     Similarly, to the
    extent that appellant contends that the trial transcript contains evidence of deficient
    performance on the part of trial counsel, appellant may not rely upon such evidence in
    support of his petition. 
    Id.
     The only support presented by appellant outside the record of
    the criminal proceedings consists of a February 8, 2008 affidavit of Attorney Kort
    Gatterdam, and appellant's affidavits of February 1 and 14, and April 10, 2008. In his
    February 14, 2008 affidavit, appellant acknowledges that his trial counsel discussed with
    him the report issued by Dr. Lai on May 31, 2007, wherein Dr. Lai opined that he was not
    legally sane at the time of the offenses. He also acknowledges that he instructed his
    No. 13AP-98                                                                                8
    counsel not to pursue an NGRI defense. However, in his affidavit of April 10, 2008,
    appellant avers:
    2. Before my trial started, my trial attorney, Mr. Rigg, advised
    me that if I successfully pursued the not-guilty-by-reason-of-
    insanity (NGRI) defense, I would automatically be committed
    to a mental institution and would remain there for many
    years.
    3. Mr. Rigg informed me that the psychologist who performed
    the second competency evaluation, Dr. Haskins, concluded
    that I was competent to stand trial.
    4. Mr. Rigg did not explain to me that Dr. Haskins found me
    to be not mentally ill.
    5. Mr. Rigg did not explain to me the significance of Dr.
    Haskins's finding that I am not mentally ill on whether I
    would have been hospitalized had I successfully pursued the
    NGIR defense. He did not advise me that a hearing would
    have been conducted to decide whether I was a mentally ill
    person subject to hospitalization by court order, or that Dr.
    Haskins's finding that I was not mentally ill would have been
    significant evidence in that hearing. He also did not advise me
    of the significance of the State's stipulation to Dr. Haskins's
    findings.
    6. I abandoned the NGIR defense because I believed, based on
    Mr. Rigg's advice, that succeeding with the defense would
    have inevitably resulted in a lengthy period of hospitalization
    in a state mental institution. Had I known that this advice was
    inaccurate and that Dr. Haskins's finding that I was not
    mentally ill (together with the State's stipulation to that
    finding)    substantially     reduced   the    likelihood     of
    hospitalization, I would not have abandoned the NGRI
    defense or pleaded guilty.
    (R. 216, exhibit A.)
    D. Merit of Appellant's Claim
    {¶ 24} A person is "not guilty by reason of insanity," pursuant to R.C.
    2901.01(A)(14), if the person proves that, at the time of the commission of the offense, he
    did not know, as a result of a severe mental disease or defect, the wrongfulness of his acts.
    State v. Monford, 
    190 Ohio App.3d 35
    , 
    2010-Ohio-4732
    , ¶ 69 (10th Dist.). "NGRI is an
    No. 13AP-98                                                                                9
    affirmative defense that must be proved by the defendant by a preponderance of the
    evidence." Id. at ¶ 70, citing State v. Jennings, 10th Dist. No. 05AP-1051, 2006-Ohio-
    3704, ¶ 10; State v. Taylor, 
    98 Ohio St.3d 27
    , 
    2002-Ohio-7017
    , ¶ 64; R.C. 2901.05(A).
    "[T]he standard for competency is different, in that it relates to the defendant's present
    mental condition and his ability to understand the nature of the proceedings against him
    and to assist his counsel in his defense." Monford at ¶ 79; R.C. 2945.37.
    {¶ 25} In denying appellant's amended petition, the trial court gave little weight to
    the "self-serving statements" in appellant's affidavit of April 10, 2008. (Jan. 7, 2013 Trial
    Court Decision, 11.) We agree with the trial court's assessment.
    {¶ 26} In post-conviction relief proceedings, the trial court may, under appropriate
    circumstances, deem affidavit testimony to lack credibility without first observing or
    examining the affiant. Calhoun at 284. Indeed, this court has previously held that a
    petitioner's own self-serving affidavit is legally insufficient to rebut the record in the
    underlying criminal proceedings. State v. Banks, 10th Dist. No. 10AP-1065, 2011-Ohio-
    2749, citing State v. Kapper, 
    5 Ohio St.3d 36
    , 38 (1983); State v. Mayrides, 10th Dist. No.
    03AP-347, 
    2004-Ohio-1623
    . Unless the petition is also supported by operative facts other
    than those contained in the petitioner's affidavit, the petition may be denied without a
    hearing. 
    Id.
    {¶ 27} In his affidavit, appellant attempts to retract his in-court acknowledgment
    that his counsel explained to him the possible consequences of a jury verdict of NGRI as
    well as the possible consequences of a guilty plea. The only other evidence submitted by
    appellant in support of his petition is the affidavit of Attorney Kort Gatterdam.
    Gatterdam is licensed to practice law in Ohio, and is employed by the Ohio State Public
    Defenders Office as Chief Trial Counsel. In his affidavit, he avers, in part:
    3. It is a matter of public record that Allen S. Davis was
    charged in this case with five counts of felonious assault, with
    firearm specifications, and was facing a potential maximum
    prison term of 43 years. It is also a matter of public record
    that the court ordered a psychological evaluation to determine
    Mr. Davis's mental status at the time of the shooting, and that
    the psychologist reported that:
    [I]t it my opinion, with a reasonable degree of psychological
    certainty that at the time of the offense charged, the defendant
    No. 13AP-98                                                                               10
    did not have a severe mental defect, but did have a severe
    mental disease. It is also my opinion, with a reasonable degree
    of psychological certainty that at the time of the offense, this
    severe mental disease caused him not to know the
    wrongfulness of the acts charged.
    4. Based upon my experience and upon the prevailing
    constitutional standards, it is my professional opinion that
    Mr. Davis's trial counsel's performance in counseling Mr.
    Davis to plead guilty to two counts of felonious assault (with
    firearm specifications) was deficient, because Mr. Davis had
    available to him a viable not-guilty-by-reason-of-insanity
    (NGRI) defense, which would have been a complete defense
    to any criminal liability for his actions.
    (Gatterdam Affidavit, ¶ 3-4.)
    {¶ 28} Gatterdam's affidavit expresses his legal opinion regarding the merit of
    appellant's NGRI defense. There is no indication in Gatterdam's affidavit that he has any
    personal knowledge of the advice given to appellant regarding the consequences of a
    successful NGRI defense. Gatterdam does not claim to have spoken either with appellant
    or appellant's trial counsel regarding the specific advice given to appellant. Gatterdam's
    legal opinion is based upon his understanding of Ohio law as applied to the facts found in
    the "public record," including the reports submitted by the two medical professionals who
    evaluated appellant prior to trial. In short, Gatterdam's affidavit does not contain any
    operative facts that are not part of the record of appellant's criminal trial.
    {¶ 29} Appellant also claims in his affidavit that, had trial counsel properly advised
    him, he would have been willing to surrender his documented opposition to the NGRI
    defense. However, as the trial court noted in its decision denying appellant's amended
    petition, the record of the criminal proceedings belies appellant's claim. For example, in a
    correspondence filed December 28, 2006, appellant complained that "it appears to me
    that I'm to be painted as some sort of mental case. As a defense strategy—that's an
    anathema to me!" (R. 47.). In a letter dated December 9, 2006, appellant reiterated his
    displeasure with court-appointed counsel "paint[ing] [him] as a mental case." (R. 57.)
    Finally, in a letter to the trial judge dated January 18, 2007, appellant states:
    No. 13AP-98                                                                                                    11
    Contrary to what you may have been told by my assigned
    counsel, * * * I am NOT pursuing nor have I authorized an
    insanity defense. * * *
    An insanity defense in my case is patently offensive to me,
    groundless, and without merit for the following reasons:
    ● I have no history of mental illness.
    ● Since being incarcerated, I have been a model inmate.
    ● Shortly after my incarceration, Dr. Ott, MD, a psychiatrist in
    the employ of Franklin County, examined me and concluded I
    needed no medications of any kind whatsoever nor was I
    suffering from any mental illness.
    (R. 61.)
    {¶ 30} Based upon the evidence in the record of appellant's criminal case, it is
    extremely unlikely that appellant would have permitted a jury to determine whether he
    was mentally ill. Moreover, we note that appellant was facing a possible sentence in
    excess of 43 years in prison if convicted of all five counts of felonious assault and the
    specifications. Appellant admittedly fired numerous rifle shots at a vehicle containing five
    teenage girls, and two of those shots struck Rachel. Given this evidence, there was
    considerable risk to appellant if he chose to enter a plea of not guilty and proceed to trial.
    Moreover, Dr. Lai and Dr. Haskins disagreed whether appellant suffered from a mental
    illness. The trial court admitted both opinions pursuant to the parties' stipulation. Thus,
    even if the jury returned a verdict of NGRI, there was considerable risk that appellant
    would be found by the trial court to be "a mentally ill person subject to hospitalization."1
    {¶ 31} In the final analysis, even if we were to credit appellant's self-serving and
    uncorroborated averments regarding trial counsel's performance, the evidence in the
    criminal case contradicts the claim in appellant's averment that he "would not have
    abandoned the NGRI defense and pleaded guilty" had he been properly advised. Thus,
    appellant has failed to produce credible evidence on the critical issue of prejudice.
    Accordingly, appellant's first assignment of error is overruled.
    1 R.C. 2945.40 sets out the procedure to be followed by the trial court upon a verdict of NGRI: (A) If a person
    is found not guilty by reason of insanity, * * * the trial court shall conduct a full hearing [within ten days] to
    determine whether the person is a mentally ill person subject to hospitalization by court order. * * * (F) If,
    * * * the court finds by clear and convincing evidence that the person is a mentally ill person subject to
    hospitalization by court order, the court shall commit the person * * * to the department of mental health.
    No. 13AP-98                                                                                         12
    E. Duty of Counsel
    {¶ 32} In his second assignment of error, appellant claims that trial counsel was
    ineffective because he acceded to appellant's directive to forego an NGRI defense.
    According to appellant, Gatterdam's affidavit provides the necessary support for his claim.
    We disagree.
    {¶ 33} Gatterdam's opinion presumes that trial counsel has both the right and the
    duty to enter a plea of NGRI over the client's objection. In State v. Edwards, 
    119 Ohio App.3d 106
    , 109-10 (10th Dist.1997), we made the following relevant observations:
    There is general agreement in the case law and the rules of
    professional responsibility that the authority to make
    decisions regarding the conduct of the defense in a criminal
    case is split between criminal defendants and their attorneys.
    * * * ABA Model Rule of Professional Conduct 1.2(a), * * *
    reserves decisions on fundamental matters to the client. * * *
    In a criminal case, the lawyer shall abide by the client's
    decision, * * * as to a plea to be entered, whether to waive jury
    trial and whether the client will testify.
    (Citations omitted.)2
    {¶ 34} In this case, the two medical professionals who evaluated appellant came to
    the conclusion that he was competent to stand trial, and the trial court's competency
    ruling remains undisturbed. Although appellant now regrets his decision to plead guilty
    to the charged offenses, trial counsel's professional obligation was to abide by appellant's
    wishes. See State v. Tenace, 
    121 Ohio App.3d 702
     (6th Dist.1997)3 (Trial court erred in
    permitting defense counsel, over defendant's objection, to withdraw defendant's plea of
    NGRI and proceed on a plea of not guilty.). Accordingly, appellant's second assignment of
    error is overruled.
    {¶ 35} In appellant's third assignment of error, appellant argues that the trial court
    erred by not providing him with an opportunity to conduct discovery in connection with
    his amended petition for post-conviction relief. This court disagrees.
    {¶ 36} " 'A postconviction relief proceeding is a collateral civil attack on a
    judgment and is not imbued with the same federal constitutional protections as are all of
    2   The language of the ABA Model Rule is identical to Ohio Rules of Professional Conduct 1.2(a).
    3   Discretionary appeal not allowed in State v. Tenace, 
    80 Ohio St.3d 1465
     (1997).
    No. 13AP-98                                                                            13
    the criminal proceedings which precede it.' " State v. Conway, 10th Dist No. 12AP-412,
    
    2013-Ohio-3741
    , ¶ 67, quoting State v. Lott, 8th Dist. No. 79790, 
    2002-Ohio-2752
    . The
    rule in Ohio is that a convicted criminal defendant has no right to additional or new
    discovery during post-conviction relief proceedings. State v. Bethel, 10th Dist. No. 07AP-
    810, 
    2008-Ohio-2697
    , citing State ex rel. Love v. Cuyahoga Cty. Prosecutor's Office, 
    87 Ohio St.3d 158
    , 159 (1999). The civil rules governing discovery likewise do not apply in a
    post-conviction relief proceeding. Id. at ¶ 22.
    {¶ 37} Appellant argues that the trial court abused its discretion by refusing to
    compel the deposition testimony of appellant's trial counsel. However, as noted above,
    appellant presented insufficient evidence in support of his claim to warrant a hearing on
    the matter. Under such circumstances, a trial court does not abuse its discretion in
    denying the petition without first providing an opportunity to conduct discovery.
    Conway at ¶ 68. Accordingly, appellant's third assignment of error is overruled.
    VII. CONCLUSION
    {¶ 38} For the foregoing reasons, we conclude that appellant failed to produce
    sufficient evidence, outside the record of the criminal proceedings, to support a finding
    that his guilty plea was the product of constitutionally ineffective assistance of trial
    counsel. Thus, we hold that the trial court did not abuse its discretion in denying his
    petition for post-conviction relief without a hearing.
    {¶ 39} Having overruled each of appellant's assignments of error, we affirm the
    judgment of the Franklin County Court of Common Pleas.
    Judgment affirmed.
    BROWN and KLATT, JJ., concur.
    _________________
    

Document Info

Docket Number: 13AP-98

Citation Numbers: 2014 Ohio 90

Judges: Connor

Filed Date: 1/14/2014

Precedential Status: Precedential

Modified Date: 2/19/2016