State v. Alltop , 2014 Ohio 1695 ( 2014 )


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  • [Cite as State v. Alltop, 
    2014-Ohio-1695
    .]
    IN THE COURT OF APPEALS
    TWELFTH APPELLATE DISTRICT OF OHIO
    FAYETTE COUNTY
    STATE OF OHIO,                                     :
    CASE NO. CA2013-06-018
    Plaintiff-Appellee,                        :
    OPINION
    :             4/21/2014
    - vs -
    :
    TIMOTHY M. ALLTOP,                                 :
    Defendant-Appellant.                       :
    CRIMINAL APPEAL FROM FAYETTE COUNTY COURT OF COMMON PLEAS
    Case No. 13CRI00047
    Jess C. Weade, Fayette County Prosecuting Attorney, James B. Roach, 110 East Court
    Street, Washington C.H., Ohio 43160, for plaintiff-appellee
    Rose & Dobyns Co., L.P.A., Blaise Underwood, 97 North South Street, Wilmington, Ohio
    45177, for defendant-appellant
    M. POWELL, J.
    {¶ 1} Defendant-appellant, Timothy M. Alltop, appeals his conviction in the Fayette
    County Court of Common Pleas for aggravated robbery.
    {¶ 2} On the evening of February 11, 2013, Phillip Armbrust was using his laptop
    computer in the cab of his truck in the parking lot of the Washington Court House public
    library. At approximately 10:30 P.M., two men approached Armbrust's truck, pulled him out
    Fayette CA2013-06-018
    of the driver's side door, and struck and kicked him repeatedly, resulting in several fractures
    in the bones of his face. The two men then removed Armbrust's wallet from his jacket
    pocket, and fled on foot with his wallet, computer, and computer accessories. Armbrust did
    not see the face of his assailants, but he later told police that both men were about six feet
    tall, and wearing brown jackets, gloves, and ski masks.
    {¶ 3} When police conducted a search of the surrounding area, they found a brown
    jacket with a ski mask stuffed in the sleeve, and the computer and missing accessories. A K-
    9 unit began a "disturbance tracking" from the spot where the computer was found, and
    followed the scent trail until the scent was lost at a railroad trestle crossing a creek. Once on
    the other side of the creek, the K-9 unit reengaged the scent trail and followed it to a couple
    of blocks from where appellant lived with his co-defendant, Brent Adams. No suspects were
    apprehended that evening.
    {¶ 4} On February 21, 2013, a warrant was issued for appellant's arrest, and on
    February 23 he turned himself in at the Fayette County Jail. At that time, appellant's clothing,
    boots, and personal items were placed in a bag and locked in an individual locker located in
    the jail's limited-access property room. On the morning of February 25, Officer Thomas
    Queen visited the jail to execute a search warrant to collect an oral swab of appellant for
    DNA testing. Acting on a tip that appellant's boots were likely stained with blood from kicking
    Armbrust, Officer Queen also collected the boots while at the jail. He then forwarded the
    boots, appellant's oral swab, the brown jacket discovered on the evening of the attack, and
    known DNA samples from Adams and Armbrust to the Bureau of Criminal Investigation
    ("BCI") for a DNA analysis.
    {¶ 5} On March 22, 2013, appellant was indicted for aggravated robbery, robbery,
    felonious assault, and theft. Prior to trial, appellant filed a motion for an appropriation of
    funds to retain a DNA expert. After a hearing, the trial court overruled the motion for funds.
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    Appellant also moved to suppress the DNA testing done on his boots on the ground that both
    the seizure of the boots and the subsequent testing were done without a warrant. After a
    hearing, the trial court overruled the motion to suppress.
    {¶ 6} A jury trial was held on June 11, 2013. At trial, Raymond Peebles, a forensic
    scientist in the DNA section of the BCI laboratory, testified that DNA samples taken from the
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    brown jacket were consistent with the known DNA sample taken from appellant's oral swab.
    In addition, Abbie Schwaderer, also a forensic scientist in the DNA section of the BCI
    laboratory, testified that a DNA sample taken from a red-brown stain on one of appellant's
    boots was consistent with Armbrust's known DNA sample.2 The state argued to the jury that
    this evidence, along with testimony regarding the K-9's tracking of the perpetrators' scent trail
    to a location near appellant's residence, was sufficient to convict appellant. That same day,
    the jury returned a verdict finding appellant guilty of aggravated robbery, robbery, felonious
    assault, and theft.
    {¶ 7} A sentencing hearing was held on June 12, 2013. At the hearing, the trial court
    found that appellant's offenses were allied offenses of similar import, and the state elected to
    merge the robbery, felonious assault, and theft offenses into the aggravated robbery offense.
    Appellant was sentenced to ten years in prison. He now appeals, raising two assignments of
    error.
    {¶ 8} Assignment of Error No. 1:
    {¶ 9} THE TRIAL COURT ERRED BY DENYING APPELLANT'S MOTION FOR
    APPROPRIATION OF FUNDS FOR A DNA/FORENSICS EXPERT.
    1. For reasons discussed at trial, BCI scientists conducting a DNA comparison use a statistic to speak to how
    rare a DNA profile is, rather than to the degree of certainty of a match. The statistic speaks to how many people
    a scientist would need to test before he could expect to see a particular profile again.
    2. Schwaderer testified that a scientist would need to test 193.6 quintillion people to find a DNA profile similar to
    Armbrust's. In effect, this meant that the likelihood the DNA sample from appellant's boot belonged to someone
    other than Armbrust was 1 in 193.6 quintillion.
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    {¶ 10} Appellant argues that his due process rights were violated when the trial court
    denied his motion for an appropriation of funds for a DNA expert.
    {¶ 11} At the hearing on his motion, appellant first argued it would be helpful to
    defense counsel to have an expert to consult with regarding the cross-examination of the
    state's DNA experts. Appellant also argued that additional DNA testing was needed to show
    there may be DNA present from other individuals inside the boot upon which Armbrust's DNA
    was found. The trial court overruled appellant's motion on the ground he failed to make a
    particularized showing both of a reasonable probability that the requested expert would aid in
    his defense, and that a denial of the requested expert assistance would result in an unfair
    trial. In so ruling, the trial court noted that the requested DNA analysis of the inside of the
    boot would not determine the outcome of the case.
    {¶ 12} In noncapital cases, there is no authority requiring the trial court to authorize an
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    appropriation of funds for a defendant's expert fees. State v. Hurley, 3d Dist. Putnam No.
    12-11-01, 
    2012-Ohio-310
    , ¶ 15, citing State v. Weeks, 
    64 Ohio App.3d 595
    , 598 (12th
    Dist.1989). Thus, the standard to be applied is abuse of discretion, and this court must
    determine whether the trial court abused its discretion in overruling appellant's motion.
    Weeks at 598.
    {¶ 13} In State v. Mason, 
    82 Ohio St.3d 144
     (1998), the Ohio Supreme Court held
    that:
    due process, as guaranteed by the Fifth and Fourteenth
    Amendments to the United States Constitution and Section 16,
    Article I of the Ohio Constitution, requires that an indigent
    criminal defendant be provided funds to obtain expert assistance
    at state expense only where the trial court finds, in the exercise
    of a sound discretion, that the defendant has made a
    particularized showing (1) of a reasonable probability that the
    3. By contrast, in capital cases, R.C. 2929.024 does require a trial court to authorize investigation services,
    experts, or other services that are reasonably necessary for the proper representation of a defendant charged
    with aggravated murder.
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    requested expert would aid in his defense, and (2) that denial of
    the requested expert assistance would result in an unfair trial.
    Id. at 150.
    {¶ 14} Consistent with this standard, courts have considered two factors to determine
    whether a trial court abused its discretion in denying an appropriation of funds for an expert:
    the value of the expert assistance to the defendant's proper representation at trial, and the
    availability of other means to perform the same functions as an expert. State v. Vore, 12th
    Dist. Warren No. CA2011-08-093, 
    2012-Ohio-2431
    , ¶ 53; see also State v. Jenkins, 
    15 Ohio St.3d 164
    , 193 (1984).      The defendant bears the initial burden of establishing the
    reasonableness of his request, and must present the trial court with sufficient facts upon
    which the court can base its decision. Weeks at 598, citing State v. Scott, 
    41 Ohio App.3d 313
    , 315 (8th Dist.1987). If the defendant fails to make "a showing of demonstrable
    prejudice," the trial court can legitimately refuse funds. Mason, 82 Ohio St.3d at 151.
    {¶ 15} Appellant failed to show that the assistance of an expert would be of any
    particular value to his representation at trial. He did not cite to any facts that called into
    question the integrity of the state's DNA samples, nor did he identify why the want of an
    expert could not be overcome by counsel's diligent research. He simply argued that it would
    be helpful to have someone to consult with to know what questions to ask on cross-
    examination. Asserting the mere possibility that an expert would be of assistance did not
    satisfy appellant's initial burden to establish the reasonableness of his request. See State v.
    Campbell, 
    90 Ohio St.3d 320
    , 328 (2000).
    {¶ 16} Further, other means were available to appellant to serve the same function as
    an expert. "DNA evidence is not 'novel' to Ohio courts." State v. Adams, 
    103 Ohio St.3d 508
    , 
    2004-Ohio-5845
    , ¶ 80. Hence, there are ample materials available by which resourceful
    counsel can educate himself sufficiently to formulate an effective cross-examination. See,
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    e.g., Annotation, Admissibility of DNA Identification Evidence, 
    84 A.L.R.4th 313
     (1991)
    (providing a comprehensive primer on the use of DNA evidence, as well as a lengthy
    compendium of other resources).
    {¶ 17} Lastly, the denial of funds for an expert witness does not impact the fairness of
    the trial where the expert's testimony will not be outcome determinative. State v. Huston,
    12th Dist. Clinton No. CA2010-12-020, 
    2011-Ohio-3912
    , ¶ 8-11. Appellant sought additional
    testing to show the presence of DNA from other individuals inside appellant's boot. However,
    the trial court rightly noted that such evidence would not be outcome determinative here
    because, as appellant's counsel effectively demonstrated at trial, DNA testing cannot prove
    who was wearing the boots at the time Armbrust's DNA was transferred to them.
    {¶ 18} Having reviewed the record, we find no particularized showing by appellant that
    denial of the requested expert assistance would result in an unfair trial. Nor do we find that
    the denial resulted in an unfair trial. Cross-examination of the state's forensic expert
    witnesses demonstrated that defense counsel adequately understood DNA testing. He was
    able to ask pointed questions in regards to the DNA of other unknown individuals on the
    brown jacket, the inconclusive results of the DNA testing on the ski mask, and the inability of
    DNA testing to determine how long appellant's DNA had been on the jacket, or who was
    wearing appellant's boots when Armbrust's DNA was transferred to them.
    {¶ 19} For the foregoing reasons, we find that the trial court did not abuse its discretion
    in denying appellant's motion for appropriation of funds for an expert witness. Appellant's
    first assignment of error is overruled.
    {¶ 20} Assignment of Error No. 2:
    {¶ 21} THE TRIAL COURT ERRED BY DENYING APPELLANT'S MOTION TO
    SUPPRESS.
    {¶ 22} Appellant argues that his Fourth Amendment right to be free of unreasonable
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    searches and seizures was violated when the trial court denied his motion to suppress all
    evidence obtained as a result of the DNA testing of his boots.
    {¶ 23} At the suppression hearing, appellant argued that even though the boots were
    in the jail at the time they were seized, he retained his expectation of privacy in them
    because they remained his property. On this ground, appellant argued that the "search
    incident to lawful arrest" exception to Fourth Amendment did not apply, and that the state
    was required to obtain a warrant to send the boots to BCI for testing. The trial court
    overruled appellant's motion, noting that appellant was wearing his boots at the time of his
    arrest, and that the decision of the United States Supreme Court in United States v.
    Edwards, 
    415 U.S. 800
    , 
    94 S.Ct. 1234
     (1974), and its progeny allow warrantless searches
    and seizures involving property on a defendant's person at the time of lawful arrest.
    Appellant now contends that Edwards has been superseded by a "special needs" analysis for
    warrantless searches justified by administrative ends.
    {¶ 24} Appellate review of a ruling on a motion to suppress presents a mixed question
    of law and fact. State v. Quinn, 12th Dist. Butler No. CA2011-06-116, 
    2012-Ohio-3123
    , ¶ 11,
    citing State v. Burnside, 
    100 Ohio St.3d 152
    , 
    2003-Ohio-5372
    , ¶ 8. The trial court is in the
    best position to resolve questions of fact, and a reviewing court must accept the trial court's
    findings of fact so long as they are supported by competent, credible evidence. Quinn at ¶
    11. "After accepting the trial court's factual findings as true, the appellate court must then
    determine, as a matter of law, and without deferring to the trial court's conclusions, whether
    the trial court applied the appropriate legal standard." 
    Id.
    {¶ 25} "It is well established that searches conducted without a warrant are per se
    unreasonable, subject to certain 'jealously and carefully drawn' exceptions." State v. Smith,
    
    124 Ohio St.3d 163
    , 
    2009-Ohio-6426
    , ¶ 10, quoting Jones v. United States, 
    357 U.S. 493
    ,
    499, 
    78 S.Ct. 1253
     (1958). Therefore, review of the trial court's decision to allow the
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    evidence obtained by the state when it sent appellant's boots to BCI for DNA testing without
    a warrant requires this court to determine whether the state's action fits within one of these
    exceptions.
    {¶ 26} At the outset, we address appellant's argument that Edwards has been
    superseded by a "special needs" analysis for warrantless searches justified by administrative
    ends. The cases to which appellant refers discuss exceptions that have been developed in
    Fourth Amendment jurisprudence for circumstances either beyond "the normal need for law
    enforcement," or involving the execution of an administrative warrant. See Ashcroft v. al-
    Kidd, 
    131 S.Ct. 2074
    , 2080-81 (2011), citing Vernonia School Dist. 47J v. Acton, 
    515 U.S. 646
    , 653, 
    115 S.Ct. 2386
     (1995), and Camara v. San Francisco, 
    387 U.S. 523
    , 535-538, 
    87 S.Ct. 1727
     (1967) (observing that Vernonia considers the "special need" of deterring drug
    use in public schools, and Camara discusses an administrative warrant to inspect residential
    premises to assure compliance with housing code). But the United States Supreme Court
    has been very clear that "those exceptions do not apply where the officer's purpose [for
    conducting a search] is not to attend to the special needs or to the investigation for which the
    administrative inspection is justified." Ashcroft at 2081.
    {¶ 27} Here, the purpose of the search was neither to attend to special needs beyond
    the normal need for law enforcement, nor to execute an administrative warrant. Rather, the
    search was conducted incident to appellant's arrest. A "search incident to arrest" is a well-
    established exception to the general rule against warrantless searches that allows arresting
    officers to search both an arrestee's person and the area within the arrestee's immediate
    control. Smith, 124 Ohio St.3d at ¶ 11, citing Chimel v. California, 
    395 U.S. 752
    , 762-763, 
    89 S.Ct. 2034
     (1969). "The exception derives from interests in officer safety and evidence
    preservation that are typically implicated in arrest situations." Arizona v. Gant, 
    556 U.S. 332
    ,
    338, 
    129 S.Ct. 1710
     (2009). (Emphasis added.) Thus, Edwards is determinative of the
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    instant issue.
    {¶ 28} In Edwards, the defendant was lawfully arrested in Lebanon, Ohio and charged
    with attempting to break into a post office building. Id. at 801. Soon after the defendant was
    taken to the local jail, investigation of the crime scene led authorities to believe that the
    perpetrator of the offense would likely have paint chips on his clothing. Id. The morning after
    the defendant's arrest, police confiscated his clothing and sent it to a laboratory for testing.
    Id. at 802. At trial, the prosecution was allowed to present evidence that the testing revealed
    the presence of paint chips on the defendant's clothing. Id.
    {¶ 29} The United States Supreme Court granted certiorari to determine "whether the
    Fourth Amendment should be extended to exclude from evidence certain clothing taken from
    [the defendant] while he was in custody at the city jail approximately 10 hours after his
    arrest." Edwards, 
    415 U.S. at 801
    . In holding that Fourth Amendment rights should not be
    so extended, the Supreme Court found the search incident to arrest exception to permit that
    "clothing or other belongings [of an accused] may be seized upon arrival of the accused at
    the place of detention and later subjected to laboratory analysis * * *." 
    Id. at 804
    , citing
    United States v. Caruso, 
    358 F.2d 184
    , 185 (2d Cir.1966). "This was no more than taking
    from [the accused] the effects in his immediate possession that constituted evidence of a
    crime." Id. at 805. Hence, the Supreme Court concluded that "'[w]hile the legal arrest of a
    person should not destroy the privacy of his premises, it does – for at least a reasonable time
    and to a reasonable extent – take his own privacy out of the realm of protection from police
    interest in weapons, means of escape, and evidence.'" Id. at 808-809, quoting United States
    v. DeLeo, 
    422 F.2d 487
    , 493 (1st Cir.1970).
    {¶ 30} The circumstances of the present case are similar. Appellant was arrested in
    the late afternoon of Saturday, February 23, 2013, and detained at the Fayette County Jail.
    Immediately upon his detention, appellant's clothing, boots, and personal effects were
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    bagged up and placed in a locker in the jail's property room. On the morning of Monday,
    February 25 – less than 48 hours after appellant's arrest and detention – Officer Queen,
    acting on a tip received from appellant's co-defendant and housemate, retrieved appellant's
    boots from the jail and sent them to BCI for testing. "[I]t is difficult to perceive what is
    unreasonable about the police's examining and holding as evidence those personal effects of
    the accused that they already have in their lawful custody as the result of a lawful arrest."
    Edwards, 
    415 U.S. at 806
    .
    {¶ 31} Accordingly, we find the trial court did not err in denying appellant's motion to
    suppress. Appellant's second assignment of error is therefore overruled.
    {¶ 32} Judgment affirmed.
    HENDRICKSON, P.J., and PIPER, J., concur.
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