State v. Hardin , 193 Ohio App. 3d 666 ( 2010 )

[Cite as State v. Hardin, 193 Ohio App. 3d 666, 2010-Ohio-6304.]
IN THE COURT OF APPEALS OF OHIO
FOURTH APPELLATE DISTRICT
PIKE COUNTY
THE STATE OF OHIO, :
:
Appellee, : Case No: 10CA803
:
v. :
: DECISION AND
HARDIN, : JUDGMENT ENTRY
:
Appellant. : File-stamped date: 12-10-10
APPEARANCES:
Robert Junk, Pike County Prosecuting Attorney, for appellee.
Timothy Young, Ohio Public Defender, and Spencer J. Cahoon, Assistant Public
Defender, for appellant.
KLINE, Judge.
{¶1} Jeffrey Hardin appeals his felony-murder and endangering-children
convictions. Hardin contends that the trial court erred and admitted evidence contrary
to his right to confront the witnesses against him under the Sixth Amendment of the
United States Constitution. Hardin maintains that the testimony of the Franklin County
Coroner violated his right to confrontation because the coroner was not present during
the actual autopsy and relied on the observations and conclusions of a deputy coroner
who actually conducted the autopsy. Because the Supreme Court of Ohio has
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previously ruled that coroner’s reports are nontestimonial business records, we
disagree.
{¶2} Hardin next contends that the admission of the coroner’s opinion and the
opinion of another medical doctor, Dr. Scribano, violated the Ohio Rules of Evidence.
Because we find that the underlying coroner’s report was admissible as a self-
authenticated public record, we disagree. And we further find that any error in the
admission of the notes and records relied on by Dr. Scribano was harmless.
Accordingly, we affirm the judgment of the trial court.
{¶3} The events in this case concern the death of Jeffrey Hardin Jr. (“Junior”).
Junior was the son of Sasha Starkey and Hardin. On May 11, 2009, Starkey called 9-1-
1 because Junior had stopped breathing.
{¶4} An emergency response was dispatched, consisting of both police and
paramedics. By the time the paramedics arrived, Junior was pale and cool and had no
pulse. The paramedics attempted to resuscitate Junior while they transported him to
the Pike Community Hospital. All attempts to resuscitate Junior were initially
unsuccessful. Eventually, the emergency room personnel were able to reestablish
Junior’s heartbeat. Junior was then transferred to Nationwide Children’s Hospital in
Columbus. The doctors reestablished a pulse but were unable to reestablish Junior’s
respiration. And eventually, doctors at Nationwide Children’s Hospital had little choice
but to terminate Junior’s life support.
{¶5} Along with paramedics, Corporal Rick Jenkins of the Piketon Police
Department responded to the 9-1-1 call. Jenkins testified that when he arrived, Hardin
was extremely distraught. Hardin admitted that he tried to get the baby to sleep by
Pike App. No. 10CA803 3
placing the child on a sofa and pressing up and down on the cushions, causing the baby
to gently shake.
{¶6} Jenkins also took a statement from Hardin, which stated, “I, Jeff Hardin,
was having trouble with my son of 5 months. I had shake * * * I had shuck [sic] him a
couple of times. After that he started crying and fell asleep. He quit breathing.” Hardin
would later make a similar statement to a criminal investigator of the Pike County
Prosecutor's Office. At trial, Hardin contended that he meant “shake” in a manner
similar to that described in the preceding paragraph.
{¶7} After the child’s death, the body was eventually taken to the Franklin
County Coroner’s Office for an autopsy. The autopsy was conducted by Dr. Steven S.
Sohn, a deputy coroner, but by the time of trial, Dr. Sohn no longer worked at the
Franklin County Coroner’s Office. Therefore, his supervisor, Dr. Jan Gorniak, testified
as to her opinion of the cause of death. Dr. Gorniak testified that Junior’s death was
caused by a subdural hematoma due to nonaccidental head trauma. Dr. Gorniak also
testified that the death was a homicide and concluded that the injuries were caused by
either blunt trauma or by shaking.
{¶8} Dr. Phillip Scribano is the medical director of the Center for Child and
Family Advocacy at Nationwide Children’s Hospital. Dr. Scribano testified that the
particular injuries Junior suffered could not have been caused by the manipulation of
sofa cushions as Hardin described. Rather, Dr. Scribano testified that the injuries could
have only been caused by significantly more force. Hardin’s counsel objected to the
admission of both Dr. Gorniak’s and Dr. Scribano’s opinions.
Pike App. No. 10CA803 4
{¶9} After a bench trial, the trial court found Hardin guilty of the offenses of
felony murder, in violation of R.C. 2903.02(B), and endangering children, in violation of
R.C. 2919.22(B)(1). The trial court sentenced Hardin to 15 years to life on the felony-
murder conviction as well as six years on the endangering-children conviction,
sentences to be served concurrently.
{¶10} Hardin appeals and asserts the following two assignments of error: I.
“When the court admitted the reports of multiple attending physicians and medical
technicians without their testimony, Mr. Hardin’s right to confront his accusers was
violated.” II. “The trial court erred by allowing expert testimony when the experts had
neither directly perceived the facts leading to their opinions nor was the information
underlying their opinions otherwise admissible.”
{¶11} Hardin first claims that the admission of the autopsy report violated his
right “o be confronted with the witnesses against him under the Sixth Amendment to the
United States Constitution. The parties largely agree on the underlying facts of the
argument. At trial, Dr. Gorniak, the Franklin County Coroner, testified as to her opinion
as to what could and could not have caused the death of Junior. Dr. Gorniak did not
perform the autopsy of Junior. Dr. Sohn instead performed the autopsy and reached a
conclusion regarding the cause of death. Dr. Gorniak testified that she had reached her
conclusions independently of Dr. Sohn, but had to rely on the facts underlying Dr.
Sohn’s autopsy report. Dr. Boesel, a toxicologist, also attached a toxicology report to
the autopsy report. Dr. Gorniak testified that while Dr. Boesel’s report was important,
she could reach her conclusions independently of that report.
Pike App. No. 10CA803 5
{¶12} Because Hardin’s right to confront the witnesses against him involves a
constitutional issue, our review is de novo. See, e.g., Ohio Univ. Bd. of Trustees v.
Smith, 132 Ohio App. 3d 211, 223.
{¶13} The United States Supreme Court has recently altered the law with
respect to the Confrontation Clause, starting with Crawford v. Washington (2004), 541
U.S. 36. The Crawford court held that statements elicited through police interrogation
were within the “core class” of testimonial evidence, and “[w]here testimonial evidence
is at issue * * * the Sixth Amendment demands what the common law required:
unavailability and a prior opportunity for cross-examination.” Id. at 51-52, 68.
{¶14} In Crawford, the Supreme Court declined to offer a comprehensive
definition of what statements were or were not testimonial. Id. at 68. Unsurprisingly,
the question of whether a particular statement was a testimonial statement became a
much litigated issue. Subsequently, the Supreme Court considered the question of
testimonial statements again in Davis v. Washington (2006), 547 U.S. 813.
{¶15} Davis actually consisted of two separate cases. In the first, the relevant
statements were made to a 9-1-1 emergency operator. In the second, the police
responded to a reported domestic disturbance. And in the second case, the relevant
statements were given after the wife had been separately questioned on the scene by
the police officers.
{¶16} The Supreme Court concluded that “[s]tatements are nontestimonial
when made in the course of police interrogation under circumstances objectively
indicating that the primary purpose of the interrogation is to enable police assistance to
meet an ongoing emergency. They are testimonial when the circumstances objectively
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indicate that there is no such ongoing emergency, and that the primary purpose of the
interrogation is to establish or prove past events potentially relevant to later criminal
prosecution.” Id. at 822. Accordingly, the Supreme Court found that the statements
given to the 9-1-1 operator were not testimonial, while the statements elicited during the
police interrogation were testimonial. Id. at 828-829, 830.
{¶17} After Crawford, the Supreme Court of Ohio considered a Confrontation
Clause challenge with facts remarkably similar to the present case. See State v. Craig,
110 Ohio St. 3d 306, 2006-Ohio-4571, at ¶ 88. The Supreme Court of Ohio held that a
coroner’s report was admissible notwithstanding Crawford because it was a
nontestimonial business record. Id.
{¶18} The United States Supreme Court revisited the question of testimonial
hearsay in Melendez-Diaz v. Massachusetts (2009), --- U.S. ---, 129 S. Ct. 2527. In that
case, the question was whether the admission of “certificates” for the purpose of
establishing whether a particular substance consisted of cocaine violated the
defendant’s Confrontation Clause rights. Id. at 2531. The Supreme Court answered
that question in the affirmative in a narrowly divided opinion. See id. at 2532.
{¶19} Among other arguments, the Melendez-Diaz court rejected the state’s
argument that the certificates were business records. The court stated: “Business and
public records are generally admissible absent confrontation not because they qualify
under an exception to the hearsay rules, but because--having been created for the
administration of an entity’s affairs and not for the purpose of establishing or proving
some fact at trial--they are not testimonial. Whether or not they qualify as business or
official records, the analysts’ statements here--prepared specifically for use at
Pike App. No. 10CA803 7
petitioner’s trial--were testimony against petitioner, and the analysts were subject to
confrontation under the Sixth Amendment.” (Emphasis added.) Melendez-Diaz at
2539-2540. The Melendez-Diaz court specifically noted that the reason that the
business record exception did not render the certificates nontestimonial was because
those certificates had been prepared expressly for trial. Id. at 2538. The implication is
that if a document was prepared for an entity’s internal needs, then that document is still
nontestimonial. Therefore, notwithstanding the rejection of the majority in Melendez-
Diaz of the business-records justification, the coroner’s report in this case may still be
admissible without infringing on Hardin’s constitutional rights so long as it was not
prepared for the purpose of litigation.
{¶20} After consideration, Hardin provides no sound basis to distinguish this
case from Craig, 110 Ohio St. 3d 306, and we can discern none from the record. And
the Craig court, after consideration, determined that the coroner’s report in that case
was not prepared for the purposes of litigation and so was nontestimonial. See Craig at
¶ 82-88. A close reading of Melendez-Diaz demonstrates that the basis of Craig’s ruling
remains good law under current United States Supreme Court precedent, and we are
bound to apply Craig.
{¶21} Accordingly, we overrule Hardin’s first assignment of error.
{¶22} Hardin next contends that the admissions of Dr. Gorniak’s and Dr.
Scribano’s opinions were contrary to the Ohio Rules of Evidence.
{¶23} “The admission or exclusion of relevant evidence rests within the sound
discretion of the trial court.” State v. Sage (1987), 31 Ohio St. 3d 173, paragraph two of
the syllabus. “An abuse of discretion involves more than an error of judgment or law; it
Pike App. No. 10CA803 8
implies an attitude on the part of the trial court that is unreasonable, arbitrary, or
unconscionable.” State v. Voycik, Washington App. Nos. 08CA33 and 08CA34, 2009-
Ohio-3669, at ¶ 13, citing Blakemore v. Blakemore (1983), 5 Ohio St. 3d 217, 219. “In
applying the abuse of discretion standard, we are not free to substitute our judgment for
that of the trial court.” State v. Burkhart, Washington App. No. 08CA22, 2009-Ohio-
1847, at ¶ 19.
{¶24} Specifically, Hardin contends that the admission of Dr. Gorniak’s
opinion violated Evid.R. 703. “The facts or data in the particular case upon which an
expert bases an opinion or inference may be those perceived by the expert or admitted
in evidence at the hearing.” Evid.R. 703. Here, there is no question but that the basis
for Gorniak’s opinion was the report prepared by Dr. Sohn (among others). Hardin
contends that the trial court erred in the admission of Dr. Gorniak’s opinion as well as
the opinion of Dr. Scribano.
{¶25} Hardin cites a case in which the Second District Court of Appeals held
that the trial court erred in the admission of a coroner’s opinion where the opinion “was
based entirely on facts perceived by others and evidence that was not admitted at trial.”
State v. Fouty (1996), 110 Ohio App. 3d 130, 135.
{¶26} In the present case, however, the trial court admitted the coroner’s
report into evidence. And we find that the trial court properly admitted the coroner’s
report as a public record. See Evid.R. 803(8); see also State v. Sampsill (June 29,
1998), Pickaway App. No. 97CA17, citing Goldsby v. Gerber (1987), 31 Ohio App. 3d
268, 269, abrogated on different grounds by State ex rel. Blair v. Balraj (1994), 69 Ohio
St.3d 310, 313-314. We note that the Sampsill court listed several limitations of this
Pike App. No. 10CA803 9
rule, but none of those limitations are present in this case. In addition, we note that the
report was embossed with a seal and was a self-authenticating document. Evid.R.
902(1). Therefore, Dr Sohn’s report was properly admitted into evidence and could be
relied upon by Dr. Gorniak in reaching her own independent conclusions under Evid.R.
703.1
{¶27} Hardin next claims that the admission of Dr. Scribano’s opinion also
violated Evid.R. 703. Dr. Scribano testified as follows: “Within a reasonable degree of
medical certainty, my diagnosis when I received the call and reviewed the x-rays and
medical record uh, was abusive head trauma. That was confirmed by additional review
of the photographs by our staff in the hospital, as well as the photos from the Coroner’s
Office. And uh, abusive head trauma that has evidence of uh, impact that is visible on
physical examination, uh, but also shaking and the retinal hemorrhages uh, that are
identified on autopsy that are uh, further confirmation of a shaking mechanism.”
{¶28} “Q. * * * In your opinion, are these injuries consistent with a baby
being bounced on a couch cushion?
{¶29} “A. No.
{¶30} “Q. Given your years of experience and training, what kind of force
would be needed to exert or to cause these kinds of injuries?
{¶31} “A. The degree of force is severe. The degree of force is such that no
reasonable caregiver would ever come close to exhibiting in normal care of an infant.
Uh, to ascribe a number in terms of force, in terms of [joules] as a measure of force, uh,
1
We note that this finding does not conflict with the rule in Craig. There was no custodian of records to
lay a foundation for the admissibility of the report, but, as Melendez-Diaz made clear, the issue under the
Confrontation Clause is not whether the report satisfies a particular hearsay exception. Rather, the
question is whether the evidence was prepared for the purposes of litigation.
Pike App. No. 10CA803 10
there are biomechanic studies that look at injury thresholds and they’re not adequate in
answering the question. Uh we know that these forces are uh, generating injuries as
severe, and worse than, severe motor vehicle crashes that require immediate life
support. Uh, so that gives a context to the degree of force. But I could not provide you
with an actual number or equation of force uh, right now.”
{¶32} From Dr. Scribano’s testimony, it is apparent that he relied upon more
than just the autopsy report. Generally, the record indicates that these materials were
other medical reports related to the care that Junior had received. Based on the record,
we see no particular reason that these materials could not have been admitted as
business records. But no such foundation was made in regard to these reports.
Regardless, Dr. Scribano’s testimony is largely duplicative of Dr. Gorniak’s. Dr. Gorniak
testified that the “immediate cause of death was subdural hematoma due to non-
accidental head trauma.” She also testified that the death was a homicide and that the
injuries were caused by either blunt force trauma or a shaking mechanism.
{¶33} Some of the materials Dr. Scribano relied upon were neither admitted
into evidence nor matters that he personally perceived. This renders the admission of
his opinion error, but we find that error harmless. Under Crim.R. 52(A), “[a]ny error,
defect, irregularity, or variance which does not affect substantial rights shall be
disregarded.” Ohio courts have often found that the wrongful admission of cumulative
evidence constitutes harmless error. See, e.g., State v. Davis, Summit App. No. 22724,
2005-Ohio-6224, at ¶ 15; State v. Jones, Scioto App. No. 06CA3116, 2008-Ohio-968, at
¶ 23; State v. Kingery, Fayette App. No. CA2009-08-014, 2010-Ohio-1813, at ¶ 35,
citing State v. Fears (1999), 86 Ohio St. 3d 329, 339.
Pike App. No. 10CA803 11
{¶34} Accordingly, we overrule Hardin’s second assignment of error.
{¶35} Having overruled both of Hardin’s assignments of error, we affirm the
judgment of the trial court.
Judgment affirmed.
MCFARLAND, P.J., and ABELE, J., concur.