State v. Shawhan , 2018 Ohio 2428 ( 2018 )

[Cite as State v. Shawhan, 2018-Ohio-2428.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
MONTGOMERY COUNTY
STATE OF OHIO :
:
Plaintiff-Appellee : Appellate Case No. 27698
:
v. : Trial Court Case No. 2015-CR-3816
:
PATRICK J. SHAWHAN : (Criminal Appeal from
: Common Pleas Court)
Defendant-Appellant :
:
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OPINION
Rendered on the 22nd day of June, 2018.
...........
MATHIAS H. HECK, JR., by HEATHER N. JANS, Atty. Reg. No. 0084470, Assistant
Prosecuting Attorney, Montgomery County Prosecutor’s Office, Appellate Division,
Montgomery County Courts Building, 301 West Third Street, Dayton, Ohio 45422
Attorney for Plaintiff-Appellee
JOHNNA M. SHIA, Atty. Reg. No. 0067685, 130 West Second Street, Suite 1624, Dayton,
Ohio 45402
Attorney for Defendant-Appellant
.............
TUCKER, J.
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{¶ 1} Defendant-appellant, Patrick Shawhan, following plea negotiations, pleaded
guilty to three counts of rape, one count of tampering with evidence, and one count of
pandering obscenity involving a minor. The plea agreement provided that the remaining
indictment counts would be dismissed, that Shawhan would withdraw his pending
suppression motion, that the rape counts would not merge, and that Shawhan would be
sentenced to a prison term of 20-25 years. The trial court imposed a 20-year prison
term. The prison term included a consecutive sentence which was imposed without the
trial court making the R.C. 2929.14(C)(4) consecutive sentence findings. Shawhan
appeals, asserting that the trial court erred by not merging the rape counts and that his
trial counsel provided ineffective assistance by agreeing that the rape counts would not
merge and by agreeing with the trial court’s assertion that the R.C. 2929.14(C)(4)
consecutive sentence findings were not necessary. Shawhan, from this, suggests that
his guilty plea was not knowing. We determine that the trial court did not err by failing to
merge the rape counts, that Shawhan’s trial counsel did not provide ineffective assistance
regarding the merger issue, and that an appeal of his consecutive sentence is not
authorized under R.C. 2953.08(D)(1). As a result, the trial court’s judgment will be
affirmed.
Facts
{¶ 2} Shawhan was indicted on five counts of rape (substantially impaired) in
violation of R.C. 2907.02(A), one count of pandering obscenity involving a minor (create,
reproduce, publish) in violation of R.C. 2907.03, five counts of sexual battery (parent) in
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violation of R.C. 2907.05, one count of gross sexual imposition (substantially impaired) in
violation of R.C. 2907.11, and four counts of tampering with evidence (alter/destroy) in
violation of R.C. 2923.13. The indictment arose from an incident involving Shawhan’s
minor daughter with the incident being video recorded by Shawhan.
{¶ 3} Shawhan filed a motion to suppress and an amended motion to suppress.
However, before the suppression hearing was completed, the parties entered into a
negotiated plea agreement. The agreement provided that Shawhan would plead guilty
to three rape counts (counts 1, 5, and 7), one count of tampering with evidence (count 9),
and the one count of pandering obscenity involving a minor (count 16), with the remaining
counts being dismissed. The parties further agreed that the rape counts would not
merge as allied offenses of similar import, that Shawhan would withdraw the suppression
motion and the amended suppression motion, that Shawhan’s prison term would be
between 20-25 years, and that the prison term could be composed of all mandatory prison
time or a combination of mandatory and non-mandatory prison time. The parties, though
this is not part of the plea agreement, did acknowledge during the Crim.R. 11 plea hearing
that the trial court, based upon the negotiated plea, was not required to make the R.C.
2929.14(C)(4) consecutive sentence findings.
{¶ 4} The State, during the plea hearing, articulated the facts supporting each
count to which Shawhan was entering a guilty plea. The State, pertinent to this appeal,
stated that the sexual conduct connected to count 1 was cunnilingus, that the sexual
conduct connected to count 5 was penile vaginal penetration, and that the sexual conduct
connected to count 7 was digital vaginal penetration.
{¶ 5} The trial court sentenced Shawhan to a 20-year prison term. The sentence
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was reached by sentencing Shawhan to a 10-year prison term on each rape count, to a
36-month prison term on the tampering with evidence count, and to an 8-year prison term
on the pandering obscenity involving a minor count. With one exception, the trial court
ordered that the sentences be served concurrently. The exception, with this being
necessary to arrive at a prison term within the agreed range, is that the trial court ordered
the count 7 rape sentence be served consecutively to the remaining concurrent sentence.
The trial court, in doing so, did not make the R.C. 2929.14(C)(4) consecutive sentence
findings. Shawhan, thereafter, filed a delayed appeal which we allowed.
Analysis
{¶ 6} Shawhan’s first assignment of error is as follows:
SHAWHAN’S GUILTY PLEAS WERE NOT KNOWING DUE TO
INEFFECTIVE ASSISTANCE OF COUNSEL AND FAILURE OF THE
TRIAL COURT TO ABIDE BY THE MANDATES OF CRIM.R. 11.
{¶ 7} Shawhan, in this assignment of error, does not articulate how trial counsel
was ineffective or how trial counsel’s ineffectiveness made Shawhan’s guilty plea less
than knowing. Further, the discussion does not explain how the trial court failed to
comply with Crim.R. 11. Given this, further discussion of Shawhan’s first assignment of
error is not necessary and it is overruled.
{¶ 8} Shawhan’s second assignment of error states the following:
SHAWHAN’S SENTENCE IS CONTRARY TO LAW.
{¶ 9} This assignment of error is divided into two sections with the first section
asserting the following:
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SHAWHAN’S PLEA WAS UNKNOWING DUE TO INEFFECTIVE
ASSISTANCE OF COUNSEL FOR AGREEING THAT THE RAPE
COUNTS IN THIS CASE WOULD NOT MERGE AS ALLIED OFFENSES
OF SIMILAR IMPORT.
{¶ 10} Shawhan argues that the three separate rape counts to which he pleaded
guilty are allied offenses of similar import, that the trial court, despite the parties’
agreement, was, under R.C. 2741.25, “precluded from imposing sentences on all three
counts[,]” that trial counsel was “ineffective for agreeing that the rape convictions would
not merge[,]” and, thus, that “Shawhan’s plea was unknowingly entered and must be
withdrawn.”
{¶ 11} R.C. 2953.08 deals with felony sentencing appeals, with 2953.08(D)(1)
stating that “[A] sentence imposed upon a defendant is not subject to review under this
section if the sentence is authorized by law, has been recommended jointly by the
defendant and the prosecution, and is imposed by a sentencing judge.” If the
requirements of R.C. 2953.08(D)(1) are met, an appellate court may not review a felony
sentence. State v. Connors, 2d Dist. Montgomery No. 26721, 2016-Ohio-3195.
Further, we have “repeatedly * * * held that a sentence within an agreed-upon range is a
jointly-recommended sentence under R.C. 2953.08(D)(1).” (Citations omitted.) Id. at
¶ 4.
{¶ 12} The Ohio Supreme Court has ruled that even if a sentence is jointly
recommended and imposed by the trial court, it is not shielded from appellate review if
the sentence imposes multiple convictions on offenses that are allied offenses of similar
import. State v. Underwood, 124 Ohio St. 3d 365, 2010-Ohio-1, 922 N.E2d 923, ¶ 26.
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The rationale for this conclusion is that such a sentence violates the double jeopardy
clauses of the United States and Ohio Constitutions, and, thus, the sentence is not
authorized by law. Id. at ¶ 23. The Underwood decision, however, states that “nothing
in this decision precludes the state and a defendant from stipulating in the plea agreement
that the offenses were committed with separate animus, thus subjecting the defendant to
more than one conviction and sentence.” Id. at ¶ 29. In this circumstance, the trial
court’s sentence is authorized by law. Id.
{¶ 13} Turning to the pending case, the State and Shawhan stipulated that each
rape count, with each count involving separate, distinct sexual conduct, was committed
with a separate animus. The trial court, as such, did not err when it failed to merge the
rape offenses as allied offenses of similar import.
{¶ 14} Shawhan, however, argues that his trial counsel provided ineffective
assistance by allowing him to agree that the rape offenses would not be subject to
merger. 1 To establish ineffective assistance of counsel a defendant must establish
deficient performance and that he was prejudiced by counsel’s deficient performance.
Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984);
State v. Hartman, 2d Dist. Montgomery No. 27162, 2017-Ohio-7933, ¶ 30.
{¶ 15} A defendant, in order to establish that his attorney provided deficient
representation, must “prove that his counsel’s performance fell below an objective
standard of reasonable representation.” (Citations omitted.) Hartman at ¶ 30. This
1
Given the conclusion that the trial court’s reliance upon the parties’ merger stipulation
made the separate rape sentences authorized by law, there is a persuasive argument
that Shawhan’s ineffective assistance argument is not subject to appellate review.
Nonetheless, we will review Shawhan’s ineffective assistance contention.
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objective standard includes a “strong presumption that counsel’s conduct falls within a
wide range of reasonable professional assistance.” Strickland at 689, citing Michel v.
Louisiana, 350 U.S. 91, 101, 76 S. Ct. 158, 100 L. Ed. 83 (1955).
{¶ 16} We cannot conclude, on this record, which includes a videotape of the
sexual conduct at issue, that trial counsel performed in a deficient fashion by
recommending to Shawhan that he accept the negotiated plea, which, of course, included
the agreement that the rape counts would not merge. The plea agreement resulted in
the dismissal of a number of counts and a prison term that, while lengthy, is a lesser
prison term than could have been imposed following convictions at trial.2
{¶ 17} The second section of Shawhan’s second assignment of error states the
following:
SHAWHAN’S PLEA WAS UNKNOWING DUE TO INEFFECTIVE
ASSISTANCE OF COUNSEL FOR AGREEING THAT THE COURT DID
NOT HAVE TO GIVE ITS REASON FOR CONSECUTIVE SENTENCING.
{¶ 18} The Ohio Supreme Court has ruled that “[i]f a jointly recommended
sentence includes nonmandatory consecutive sentences and the trial judge fails to make
the consecutive-sentence findings set out in R.C. 2929.14(E)(4), the sentence is
nevertheless ‘authorized by law,’ and therefore is not appealable pursuant to R.C.
2953.08(D)(1).” State v. Sergent, 148 Ohio St. 3d 94, 2016-Ohio-2696, 69 N.E.3d 627,
¶ 30. In other words, the R.C. 2929.14(C)(4) consecutive sentencing findings are
2
If the State v. Ruff, 143 Ohio St. 3d 114, 2005-Ohio-995, 34 N.E.3d 892, merger analysis
had been required, it is likely the trial court would have concluded that each rape count,
with each rape count involving separate sexual conduct, was committed with a separate
animus. State v. Neal, 2016-Ohio-272, 57 N.E.3d 272 (4th Dist.).
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“unnecessary when the court imposes a jointly-recommended sentence.” State v.
Essinger, 2d Dist. Montgomery No. 26593, 2016-Ohio-4977, ¶ 8, citing Sergent.
{¶ 19} Shawhan’s sentence meets the other R.C. 2953.08(D)(1) requirements
and, under Sergent, the consecutive sentence, though not supported by the R.C.
2929.14(C)(4) findings, is authorized by law. Therefore, Shawhan’s consecutive
sentence argument is not subject to appellate review.
{¶ 20} Shawhan’s second assignment of error is overruled.
Conclusion
{¶ 21} Having overruled both assignments of error, the trial court’s judgment is
affirmed.
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WELBAUM, P.J. and HALL, J., concur.
Copies mailed to:
Mathias H. Heck, Jr.
Heather N. Jans
Johnna M. Shia
Hon. Dennis J. Langer