State v. Leonard , 2014 Ohio 3828 ( 2014 )

[Cite as State v. Leonard, 2014-Ohio-3828.]
IN THE COURT OF APPEALS
FIRST APPELLATE DISTRICT OF OHIO
HAMILTON COUNTY, OHIO
STATE OF OHIO : APPEAL NO. C-130474
TRIAL NO. B-1302836
Plaintiff-Appellee, :
vs. :
O P I N I O N.
GREGORY ALLEN LEONARD, :
Defendant-Appellant. :
Criminal Appeal From: Hamilton County Court of Common Pleas
Judgment Appealed From Is: Affirmed
Date of Judgment Entry on Appeal: September 5, 2014
Joseph T. Deters, Hamilton County Prosecuting Attorney, and Scott M. Heenan,
Assistant Prosecuting Attorney, for Plaintiff-Appellee,
Roger W. Kirk, for Defendant-Appellant.
Please note: this case has been removed from the accelerated calendar.
OHIO FIRST DISTRICT COURT OF APPEALS
C UNNINGHAM , Presiding Judge.
{¶1} Defendant-appellant Gregory Allen Leonard appeals from the
judgment of the Hamilton County Court of Common Pleas convicting him, after a
guilty plea, of trafficking in marijuana, in violation of R.C. 2925.03(A)(2). For the
reasons that follow, we affirm.
Background Facts
{¶2} Leonard was arrested on drug charges after the police during a traffic
stop found a bag containing 460 grams of marijuana on the front-passenger seat of
Leonard’s car. He was later indicted on a fourth-degree-felony offense of trafficking
in marijuana and a fifth-degree-felony offense of possession of marijuana. Defense
counsel moved for discovery and asked for a bill of particulars.
{¶3} Leonard then pleaded guilty to the trafficking offense. Prior to
accepting Leonard’s plea, the trial court addressed Leonard to ascertain whether his
plea was made voluntarily, intelligently, and with knowledge of its consequences. As
part of the Crim.R. 11 plea colloquy, the court explained to Leonard that he was
facing a maximum penalty of 18 months in prison or five years of community control
instead of prison.
{¶4} The trial court thereafter accepted Leonard’s plea and, upon the
prosecutor’s recitation of the facts, found him guilty as charged on the trafficking
offense, and dismissed the possession offense. Before imposing sentence, the court
ordered a presentence investigation (“PSI”), which required Leonard to meet with a
representative from the adult probation department. Leonard appeared for his PSI
interview after the conclusion of the plea hearing, but he left the interview after
becoming ornery. The PSI indicated that Leonard had already provided a DNA
sample to law enforcement.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶5} About a month later, on the day before the scheduled sentencing
hearing, Leonard filed a pro se motion to withdraw his plea under Crim.R. 32.1.
Leonard did not include any reason for the withdrawal in the motion. At the
sentencing hearing, defense counsel informed the court of the motion, and the court
deferred sentencing to hear the motion.
{¶6} To that end, Leonard told the court that he had filed the motion
because he was confused by the process of the presentence investigation because he
thought that he had already been sentenced to “one year of nonreporting probation.”
The trial court reminded Leonard, apparently to Leonard’s satisfaction, that the
process of the presentence investigation had been explained to him at the plea
hearing and that he had not been promised one year of nonreporting community
control in court.
{¶7} The court then asked Leonard if he was guilty of the offense. Leonard
stated, “well, I’m not a trafficker.” The court confirmed that there was an adequate
factual basis of the trafficking charge and concluded that Leonard did not want to
accept “reality.” The trial court found that Leonard had been represented by “highly
competent” counsel and that he had understood the nature of the charges and the
possible penalties. The court also found that the granting of the motion would result
in prejudice to the state. However, the state did not claim prejudice and the court
did not identify a basis for its finding of prejudice.
{¶8} The trial court then overruled the motion and imposed a sentence of
one year of community control, with the conditions of monthly drug testing and 40
hours of community service. The court also imposed court costs. Leonard now
appeals from his judgment of conviction, raising three assignments of errors.
Notification of Maximum Potential Penalties
{¶9} In his second assignment of error, which we address first, Leonard
argues that the trial court erred by accepting a plea that was not knowingly,
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OHIO FIRST DISTRICT COURT OF APPEALS
voluntarily, and intelligently entered. Leonard contends that the trial court failed to
orally inform him of the maximum possible penalties that he faced, as required by
Crim.R. 11.
{¶10} Crim.R. 11(C) sets forth the steps the trial court must follow before
accepting a plea of guilty in a felony case. See State v. Francis, 104 Ohio St. 3d 490,
2004-Ohio-6894, 820 N.E.2d 355, ¶ 28. Pursuant to that “framework,” the court
must inform the defendant of the constitutional rights he is waiving and of several
nonconstitutionally-based matters, including the “ ‘maximum penalty’ ” involved, to
ensure that the plea is entered voluntarily, intelligently, and with knowledge of its
consequences. Id. at ¶ 28-29.
{¶11} Leonard argues that the trial court failed to notify him of the
maximum penalty involved, because the court failed to tell him that he would be
required to provide a DNA sample and that if he failed to do so he could be
sanctioned.
{¶12} We assume that Leonard’s argument pertains to R.C. 2901.07, Ohio’s
DNA collection law, which required Leonard to provide a DNA sample to law
enforcement that would be added to Ohio’s DNA database. For an offender such as
Leonard, who was arrested for a felony after July 1, 2011, this obligation arose upon
his arrest for this felony, see R.C. 2901.07(B)(1)(a), and was a continuing one. R.C.
2901.07(B)(2) through (5).
{¶13} Because Leonard was placed on community control, the statute would
require Leonard to provide a DNA specimen as a condition of community control if
he had not already provided one when he was arrested. R.C. 2901.07(B)(4)(a).
Leonard’s failure to comply with this condition would have been a violation of his
community control and could have led to imprisonment.
{¶14} We reject Leonard’s argument, without examining whether Crim.R. 11
mandates that the trial court inform a defendant of the potential sanctions for failing
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OHIO FIRST DISTRICT COURT OF APPEALS
to comply with R.C. 2901.07, because the record demonstrates that Leonard had
already complied with the requirement of R.C. 2901.07 at the time he entered his
plea. Therefore, Leonard was not subject to the future sanction that he claims the
court was required to orally inform him of at the plea hearing.
{¶15} Leonard also suggests that the trial court’s failure to provide him
notice of the possible immigration-related consequences of his plea, as set forth in
R.C. 2943.031(A), rendered his plea defective.
{¶16} R.C. 2943.031(A) does require the trial court to advise a defendant at
the plea hearing of the possible deportation consequences of his guilty plea, and the
failure to provide the warning of those collateral consequences may render the plea
defective under a Crim.R. 11 analysis, if the defendant is not a citizen of the United
States. See Francis, 104 Ohio St. 3d 490, 2004-Ohio-6894, 820 N.E.2d 355. But the
notification set forth in R.C. 2943.031(A) is not required under certain
circumstances, including when the defendant enters a plea of guilty on a written
form and provides an affirmative response on the form in response to the question of
whether he is citizen of the United States. R.C. 2943.031(B).
{¶17} In this case, Leonard indicated on the plea form that he was a citizen of
the United States. Therefore, the trial court was not required to provide the warning
set forth in R.C. 2943.031(A), and Leonard has not demonstrated that his plea was
defective on this ground.
{¶18} We conclude, as the trial court did, that Leonard’s plea was voluntary,
intelligent, and with knowledge of its consequences. Accordingly, we overrule the
second assignment of error.
Denial of Presentence Motion to Withdraw Plea
{¶19} In his first assignment of error, Leonard contends that the trial court
abused its discretion when it denied his presentence motion to withdraw his guilty
plea.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶20} The Ohio Supreme Court has held that a trial court should “freely and
liberally grant” a presentence motion to withdraw a guilty plea, where the defendant
has supplied the court with a “reasonable and legitimate basis” for the withdrawal.
State v. Xie, 62 Ohio St. 3d 521, 526-527, 584 N.E.2d 715 (1992). A defendant,
however, has no absolute right to withdraw a guilty plea before sentencing. Id. at
paragraph one of the syllabus.
{¶21} We will not reverse a trial court’s denial of a presentence motion to
withdraw a plea absent a showing of an abuse of discretion, meaning that the trial
court’s decision was unreasonable, arbitrary or unconscionable. See id. at paragraph
two of the syllabus; State v. Calloway, 1st Dist. Hamilton No. C-040066, 2004-
Ohio-5613, ¶ 11.
{¶22} In determining whether the trial court abused its discretion, we review
the record in light of certain Fish factors that we have identified in our previous
decisions. See Calloway at ¶ 12, citing State v. Fish, 104 Ohio App. 3d 236, 240, 661
N.E.2d 788 (1st Dist.1995). These factors include: (1) whether the accused was
represented by highly competent counsel; (2) whether the defendant was afforded a
complete Crim.R. 11 hearing before entering the plea; (3) whether the court
conducted a full and impartial hearing on the motion, at which time the trial court
gave full and fair consideration to the motion; (4) whether the motion was made
within a reasonable time; (5) whether the motion set forth specific reasons for the
withdrawal; (6) whether the defendant understood the nature of the charges and the
possible penalties; (7) whether the defendant was possibly not guilty of the charges
or had a complete defense to the charges; and (8) whether the state would have been
prejudiced by the withdrawal.
{¶23} Leonard argues that it was an abuse of discretion to deny his motion
because he had proclaimed his innocence and the record does not demonstrate that
the state would have been prejudiced by his withdrawal.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶24} Based on this record, we cannot conclude that the trial court abused its
discretion in denying Leonard’s motion to withdraw his guilty plea. As the trial court
noted, when Leonard entered his guilty plea, he was represented by an experienced
attorney. The trial court provided Leonard a complete Crim.R. 11 hearing before
accepting his plea, which resulted in a colloquy that was more than sufficient to
ensure that Leonard had entered his guilty plea voluntarily, intelligently, and
knowingly.
{¶25} In his written motion, which was not filed until the day before the
sentencing hearing, Leonard did not identify a reason to withdraw the plea.
Notwithstanding this deficiency, the trial court afforded Leonard a full and impartial
hearing on the motion to withdraw and fully considered Leonard’s arguments
presented at the hearing in support of the motion.
{¶26} Leonard’s purported claim of innocence was limited to his ambiguous
comment at the hearing on the motion to withdraw that he was “not a trafficker.”
But at the plea hearing, Leonard did not challenge the state’s recitation of the facts or
insinuate that he had any defenses. Instead, he acknowledged to the court that by
pleading guilty, he was “mak[ing] a complete admission of [his] guilt.”
{¶27} Further, while the state when reciting the factual allegations of the
offense at the plea hearing did not present many specific facts to demonstrate that
Leonard was trafficking the drugs, as opposed to possessing them for personal use,
the PSI report included the arresting officer’s statement that there was evidence of
trafficking. Ultimately, there is nothing in the record to indicate that Leonard had
pleaded guilty to a crime he did not commit.
{¶28} Admittedly, as Leonard suggests, the record does not support the trial
court’s determination that the state would be prejudiced if the court had set aside his
plea. Prejudice to the state in this context is usually tied to passage of time, which
can result in stale evidence and unavailable witnesses. See State v. Preston, 2d Dist.
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OHIO FIRST DISTRICT COURT OF APPEALS
Montgomery No. 25393, 2013-Ohio-4404, ¶ 31; State v. Jefferson, 1st Dist. Hamilton
No. C-020802, 2003-Ohio-4308, ¶ 9. The record in this case does not demonstrate
any prejudicial passage of time. Leonard moved to vacate his plea less than a month
after the plea hearing and less than two months after his indictment, and the state
did not indicate that any witness had become unavailable.
{¶29} But prejudice to the state was only one factor for the court to consider.
And in this case, where the other factors weighed against the granting of the motion,
we cannot say that the trial court abused its discretion in denying Leonard’s motion.
Calloway, 1st Dist. Hamilton No. C-040066, 2004-Ohio-5613, at ¶ 17.
{¶30} Leonard also claims under the first assignment of error that he was
denied the effective assistance of counsel because defense counsel did not file the
motion to withdraw the plea and advocate the merits of it. To prevail on his claim
that trial counsel was ineffective, Leonard must demonstrate that trial counsel’s
performance was deficient and that he was prejudiced by that deficiency. Strickland
v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984); State v.
Bradley, 42 Ohio St. 3d 136, 141-142, 538 N.E.2d 373 (1989).
{¶31} With respect to prejudice, the defendant must show there is a
reasonable probability that, but for his counsel’s unprofessional errors, the outcome
of the proceeding would have been different. Strickland at 694. “A defendant’s
failure to satisfy” the prejudice prong of the Strickland test “negates a court’s need to
consider” the deficiency prong. See State v. Madrigal, 87 Ohio St. 3d 378, 389, 721
N.E.2d 52 (2000).
{¶32} In this case, the trial court accepted Leonard’s pro se motion, fully
considered his arguments in support of the motion, and ultimately denied it, despite
counsel’s alleged deficiencies with respect to the motion. Thus, Leonard has failed to
show that he was prejudiced by counsel’s performance. As a result, his ineffective
assistance of counsel claim lacks merit.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶33} Accordingly, we overrule the first assignment of error.
R.C. 2947.23(A)(1)’s Community-Service Notification
{¶34} In his third assignment of error, Leonard argues that the trial court
erred by failing to notify him at the sentencing hearing that he could be ordered to
perform community service if he failed to pay his court costs.
{¶35} R.C. 2947.23(A)(1) provides that if a court imposes court costs on a
defendant as a part of the judgment, and the court imposes “a community control
sanction or other nonresidential sanction,” the court must notify the defendant that
in the event “the defendant fails to pay that judgment or fails to timely make
payments towards that judgment under an approved payment plan,” the court can
order the defendant to perform community service, which will be credited to the
defendant’s obligation under the judgment. R.C. 2947.23(A)(1)(a)(i)and (ii).
{¶36} In this case, the trial court imposed community control but did not
notify Leonard, in accordance with R.C. 2947.23(A)(1)(a), that the court could order
him to perform community service if he failed to pay or to make timely payments.
{¶37} Leonard contends that due to this failure, this court must remand the
case to the trial court for the proper notification, consistent with prior case law
interpreting a former version of the statute. See State v. Dillard, 1st Dist. Hamilton
No. C-120058, 2012-Ohio-4018. But Leonard was sentenced under the current
version of the statute, which provides that the trial court’s failure to provide the
notification set forth in R.C. 2947.23(A)(1) “does not negate or limit the authority of
the court to order the defendant to perform community service if the defendant fails
to pay the judgment * * * or to timely make payments toward that judgment under
an approved payment plan.” R.C. 2947.23(A)(1).
{¶38} In light of the new language in the statute, we decline to remand the
case for the notification. See State v. Brown, 12th Dist. Butler No. CA2013-03-043,
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OHIO FIRST DISTRICT COURT OF APPEALS
2014-Ohio-1317, ¶ 31, citing State v. Huntsman, 7th Dist. Monroe No. 13MO6, 2014-
Ohio-440, ¶ 14. The assignment of error is overruled.
Conclusion
{¶39} The judgment of the trial court is affirmed.
Judgment affirmed.
HILDEBRANDT and DINKELACKER, JJ., concur.
Please note:
The court has recorded its own entry on the date of the release of this opinion.
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