Sagan v. United States , 342 F.3d 493 ( 2003 )


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    Pursuant to Sixth Circuit Rule 206            2    Sagan, et al. v. United States, et al.    No. 01-2568
    ELECTRONIC CITATION: 
    2003 FED App. 0302P (6th Cir.)
    File Name: 03a0302p.06                                       _________________
    COUNSEL
    UNITED STATES COURT OF APPEALS
    ARGUED: Andrew W. Mayoras, BARRON, ROSENBERG,
    FOR THE SIXTH CIRCUIT                       MAYORAS & MAYORAS, Troy, Michigan, for Appellants.
    _________________                         Michelle T. Delemarre, UNITED STATES DEPARTMENT
    OF JUSTICE, Washington, D.C., Daniel P. Dalton,
    VIRGINIA SAGAN , as Personal X                            TOMKIW DALTON, Royal Oak, Michigan, for Appellees.
    Representative of the Estate         -                    ON BRIEF: Andrew W. Mayoras, Ronald M. Barron,
    -                    BARRON, ROSENBERG, MAYORAS & MAYORAS,
    of RICHARD SAGAN ,                                        Troy, Michigan, Gary E. Levitt, LAW OFFICES OF GARY
    -  No. 01-2568
    deceased; VIRGINIA SAGAN ,           -                    E. LEVITT, Troy, Michigan, for Appellants. Michelle T.
    in her individual capacity,           >                   Delemarre, Debra J. Kossow, UNITED STATES
    ,                    DEPARTMENT OF JUSTICE, Washington, D.C., Daniel P.
    Plaintiffs-Appellants, -
    Dalton, TOMKIW DALTON, Royal Oak, Michigan, for
    -                    Appellees.
    v.                      -
    -                                       _________________
    UNITED STATES OF AMERICA ; -
    ALGONAC FIRE DEPARTMENT; -                                                       OPINION
    -                                       _________________
    JOHN STIER; RUSS SEDER;              -
    JERRY DOAN ; JOE DOAN ,              -                      DAMON J. KEITH, Circuit Judge. In this personal injury
    Defendants-Appellees. -                          action, the Plaintiffs appeal a September 10, 2001 order
    -                    granting Defendant United States’ motion for summary
    N                     judgment and dismissing without prejudice the Plaintiffs’
    Appeal from the United States District Court       claims against Defendants Algonac Fire Department, John
    for the Eastern District of Michigan at Flint.    Stier, Russ Seder, Jerry Doan, and Joe Doan. For the reasons
    No. 99-40130—Paul V. Gadola, District Judge.         set forth below, we REVERSE the district court’s grant of
    summary judgment for the United States and REMAND the
    Argued: June 13, 2003                    case for further proceedings, with the Plaintiffs’ claims
    against the other Defendants reinstated.
    Decided and Filed: August 25, 2003
    I. BACKGROUND
    Before: KEITH, MOORE, and GIBBONS, Circuit Judges.          On the night of August 30, 1997, Richard and Virginia
    Sagan took their boat to Little Muscamoot Bay near Algonac,
    Michigan. They intended to spend the night in the bay with
    1
    No. 01-2568         Sagan, et al. v. United States, et al.    3    4       Sagan, et al. v. United States, et al.          No. 01-2568
    their friends Greg Grizdowski and Karen Drobot. The Sagans         helicopter arrived on the scene.1 Shortly after the helicopter
    tied their boat to Grizdowski’s boat in shallow water. At          arrived, it was determined that the backboard to which Mr.
    around 11:30 p.m., after he had been drinking for several          Sagan had been secured was incompatible with the device
    hours, Richard Sagan took off his clothes and dove head-first      needed to lift him to the helicopter. The rescuers agreed that
    into the bay. His head struck the bottom of the bay, which         transferring Mr. Sagan to a compatible backboard would risk
    was less than three feet deep at the point of Mr. Sagan’s entry.   further injury, and that instead the Algonac Fire Department
    His spinal column between the C4 and C5 levels was severed         boat should transport Mr. Sagan to the waiting ambulance.
    on impact.                                                         Mr. Sagan was transferred to the ambulance at approximately
    1:46 a.m.
    Realizing that her husband was in trouble, Mrs. Sagan
    jumped into the water, lifted Mr. Sagan’s head, and screamed          Mr. Sagan became a quadriplegic as a result of his dive into
    that he was not breathing. Mrs. Sagan dragged Mr. Sagan            shallow water. Within a month of his injury, he began to
    toward the boat, yelling at her husband to wake up. Mrs.           suffer from pneumonia, which his doctors attributed to the
    Sagan and Grizdowski tried unsuccessfully to lift Mr. Sagan        spinal injury’s effects on his breathing, to his having inhaled
    onto Grizdowski’s boat and then onto the Sagans’ boat.             water, and/or to his having suffered from hypothermia. He
    Grizdowski performed mouth-to-mouth resuscitation on Mr.           required complicated pulmonary care, including frequent
    Sagan, who began to breathe and moan. Mr. Sagan’s                  suctioning, the use of albuterol, Atrovent and Serevent
    breathing was impeded by water in his lungs. He told               breathing treatments, and percussion and postural drainage
    Grizdowski that he had no sensation in his hands.                  therapy. He required assistance to perform most daily
    activities, including eating, bathing, and going to the
    At 11:35 p.m., Mrs. Sagan used the radio on her boat to          bathroom. Mr. Sagan also had numerous respiratory
    contact the Macomb County Sherriff’s Department. At 12:15          problems, including impaired swallowing and ineffective
    a.m., the Algonac Fire Department arrived on the scene in a        airway clearance and tracheostomy. He was unable to breathe
    boat. Three minutes later, the United States Coast Guard           effectively without ventilator assistance.
    arrived by boat and informed those present that a rescue
    helicopter was on its way and would take Mr. Sagan to the            On February 1, 1999, the Sagans sued the United States
    hospital. Mr. Sagan was secured to a backboard on the deck         pursuant to the Suits in Admiralty Act, 
    46 U.S.C. §§ 740
     et
    of the Algonac Fire and Rescue boat. According to Mrs.             seq. Their complaint alleged that the United States Coast
    Sagan, Captain Joe Doan of the Algonac Fire Department             Guard failed to exercise due care while attempting to rescue
    insisted that Mr. Sagan immediately be taken to a hospital via     Richard Sagan after he dove into shallow water, and that the
    an ambulance that was waiting a mile away from the boats.          Coast Guard’s failure to exercise due care caused and/or
    exacerbated injuries to Mr. Sagan.
    The Plaintiffs contend that the Coast Guard seized control
    of the situation and prevented the Algonac Boat from leaving,
    demanding instead that they wait for a Coast Guard
    helicopter. Sometime after 1:00 a.m., the Coast Guard                  1
    The Coast Guard helicopter had initially gone to Fishe r Bay,
    approximately three miles aw ay from Little M uscam oot B ay. The C oast
    Guard lowered a rescue swimm er near some boats in Fishe r Bay, only to
    learn that they were in the wrong place.
    No. 01-2568         Sagan, et al. v. United States, et al.   5    6       Sagan, et al. v. United States, et al.          No. 01-2568
    Richard Sagan died on August 9, 1999. According to the            The Plaintiffs filed this timely appeal.2 In it, they allege
    death certificate, the “immediate cause” of death was the         that the district court erred in concluding that there was no
    quadriplegia from which Mr. Sagan had suffered for                genuine issue of material fact as to whether the United States’
    approximately two years, and the “underlying cause” was           negligence proximately caused Richard Sagan’s injuries. The
    pneumonia.                                                        Plaintiffs ask that their claims against all parties be reinstated
    and that the matter be remanded to the district court. They
    On August 11, 2000, Plaintiff Virginia Sagan filed a            further request that on remand, the case be assigned to a
    Second Amended Complaint in which she alleged that                different district court judge to preserve the appearance of
    Defendants Algonac Fire Department, John Stier, Russ Seder,       justice.
    Jerry Doan, and Joe Doan acted negligently toward Richard
    Sagan, and that their negligence proximately caused and/or                                  II. ANALYSIS
    exacerbated his injuries. These Defendants were all part of
    the effort to rescue Mr. Sagan but were not associated with       A. Standard of Review
    the Coast Guard; hereinafter they will be called “the Algonac
    Defendants.”                                                         A district court’s grant of summary judgment is reviewed
    de novo. See Holloway v. Brush, 
    220 F.3d 767
    , 772 (6th Cir.
    The parties conducted discovery. On September 15, 2000,         2000). Summary judgment is appropriate when there is no
    the Defendants filed motions for summary judgment. A              genuine issue of material fact and the moving party is entitled
    hearing was held on November 28, 2000, and the parties            to judgment as a matter of law. See Fed. R. Civ. P. 56(c). In
    presented arguments in support of and in opposition to the        deciding a motion for summary judgment, the court must
    motions.                                                          view the evidence in the light most favorable to the non-
    moving party, drawing all reasonable inferences in that
    In a Memorandum Opinion and Order dated September 10,           party’s favor. See Matsushita Elec. Indus. Co. v. Zenith
    2001, the district court granted Defendant United States’         Radio Corp., 
    475 U.S. 574
    , 587 (1986). The judge is not to
    motion for summary judgment and dismissed without                 “weigh the evidence and determine the truth of the matter but
    prejudice the claims against the Algonac Defendants for lack      to determine whether there is a genuine issue for trial.”
    of subject matter jurisdiction. See Sagan v. United States,       Anderson v. Liberty Lobby, Inc., 
    477 U.S. 242
    , 249 (1986).
    
    157 F. Supp. 2d 824
     (E.D. Mich. 2001). The district court         A genuine issue for trial exists only where there is sufficient
    found that the Plaintiffs had failed to present enough evidence   “evidence on which the jury could reasonably find for the
    that the United States proximately caused Mr. Sagan’s             plaintiff.” Id. at 252. The central issue is “whether the
    injuries to survive summary judgment. The district court then     evidence presents a sufficient disagreement to require
    held that because the claim against the United States was         submission to a jury or whether it is so one-sided that one
    dismissed, the claims against the Algonac Defendants must         party must prevail as a matter of law.” Id. at 251-52.
    also be dismissed, because those claims were before the
    district court based on supplemental jurisdiction.
    2
    The Appellants here are Virginia Sagan, as personal representative
    of the estate of Richard Sagan, and Virginia Sagan, in her individual
    capacity. We refer to them as “the Plaintiffs” throughout this opinion.
    No. 01-2568         Sagan, et al. v. United States, et al.     7    8       Sagan, et al. v. United States, et al.              No. 01-2568
    B. Analysis                                                         Restatement (Second) of Torts § 323b (1965).
    1. The Plaintiffs’ Claim Against the United States                     To prevail in this case, the Plaintiffs must prove that the
    Coast Guard was negligent in carrying out its rescue of Mr.
    The Suits in Admiralty Act (SIAA) “is the exclusive              Sagan, and that the Coast Guard’s negligence proximately
    remedy against the United States for maritime torts . . . . In      caused some of his injuries. Thus, in order to survive
    contrast to the Federal Tort Claims Act . . ., the SIAA does        summary judgment, the Plaintiffs must produce evidence
    not incorporate state tort law, inasmuch as maritime tort law       sufficient to create a genuine issue of material fact as to
    is federal law.” Good v. Ohio Edison Co., 
    149 F.3d 413
    , 420         whether the risk of physical harm to Mr. Sagan was increased
    n.13 (6th Cir. 1998). The SIAA does not itself create a cause       by the Coast Guard’s negligence. “The test is not whether the
    of action against the United States. See Good, 149 F.3d at          risk was increased over what it would have been if the
    419. Rather, a plaintiff must show that the United States           defendant had not been negligent,” but rather whether “the
    would be liable under maritime tort law for the same conduct.       risk was increased over what it would have been had the
    defendant not engaged in the undertaking at all.” Myers v.
    The United States Coast Guard does not have an                    United States, 
    17 F.3d 890
    , 903 (6th Cir. 1994).
    affirmative duty to rescue persons in distress. Federal law
    merely provides that the Coast Guard “shall” establish and            With these standards in mind, we now proceed to evaluate
    operate rescue facilities and that it “may” render aid to protect   the evidence in this case to determine whether it gives rise to
    persons and property at any time such facilities are available.     a genuine issue of material fact as to whether the Coast
    See 
    14 U.S.C. § 88
    . However, once the Coast Guard                   Guard’s negligence proximately caused injury to Richard
    undertakes a rescue operation, it must act with reasonable          Sagan.3 The Plaintiffs do not contend that the Coast Guard is
    care. See Patentas v. United States, 
    687 F.2d 707
     (3d Cir.          in any way responsible for Richard Sagan becoming a
    1982). Its actions are judged according to the so-called            quadriplegic. Mr. Sagan became a quadriplegic when he dove
    “Good Samaritan” doctrine. See 
    id. at 713-14
    . Under this            head-first into shallow water. Instead, the Plaintiffs contend
    doctrine, a defendant is liable for breach of a duty voluntarily    that the Coast Guard’s negligence in delaying the rescue4
    assumed by affirmative conduct, even when that assumption
    of duty was gratuitous. See 
    id.
     (citing Indian Towing Co. v.
    United States, 
    350 U.S. 61
     (1955)). The Restatement                     3
    The proximate cause element was the foc us of the United States’
    (Second) of Torts has described the doctrine as follows:            motion for summary judgment and the basis for the district court’s grant
    of summ ary jud gment. The United States does not appear to dispute that
    One who undertakes, gratuitously or for consideration, to         it was negligent, and no one disputes that Mr. Sagan sustained injuries on
    render services to another which he should recognize as           the night in question. Therefore, our focus will be on the issue of
    proximate cause as well. See American & Foreign Insurance Co. v.
    necessary for the protection of the other’s person or             Genera l Electric, 
    45 F.3d 135
    , 140 (6th Cir. 199 5) (“O f all the elem ents
    things, is subject to liability to the other for physical         necessary to support recovery in a to rt action, causation is the most
    harm resulting from his failure to exercise reasonable            susceptible to summary determination.”)
    care to perform his undertaking, if (a) his failure to
    4
    exercise such care increases the risk of harm, or (b) the               The Coast Guard delayed the rescue of Mr. Sagan by insisting that
    harm is suffered because of the other’s reliance upon the         the rescuers wait for a helicopter rather than transport him by boat to a
    undertaking.                                                      waiting amb ulance . The district co urt con clude d that the Coast Guard’s
    actions delayed the rescue by 55 m inutes. T he Plaintiffs continue to assert
    No. 01-2568           Sagan, et al. v. United States, et al.        9    10   Sagan, et al. v. United States, et al.      No. 01-2568
    contributed to Mr. Sagan’s development of hypothermia,                     As the Plaintiffs are quick to point out, the report of an
    pulmonary and respiratory problems, and pneumonia.                       expert witness for the defense also lends support to the
    Plaintiffs’ argument that the delay caused injury to Mr.
    In support of this contention, the Plaintiffs point to the            Sagan. According to Dr. Alberto Martinez-Arizala,
    affidavit of Dr. Ralph E. Dilisio, one of Richard Sagan’s
    treating physicians at St. John’s Hospital. Dr. Dilisio stated             In one area, specifically hypothermia, the delay in rescue
    that “the significant hypothermia caused by the delay did                  probably had an untoward effect. Hypothermia has
    contribute to Mr. Sagan’s respiratory complications.                       detrimental systemic effects that include pulmonary
    Specifically, the detrimental systematic effects, including the            dysfunction and it could have contributed to his
    pulmonary dysfunction, resulted in Mr. Sagan being                         respiratory compromise. . . . Upon arrival at St. John’s
    significantly more ventilator dependent than he would have                 hospital his temperature was recorded at 86.7° F, which
    been without the delay, among other complications.” J.A. at                is significantly low. So he was significantly hypothermic
    844 (Affidavit of Ralph E. Dilisio, M.D.). Dr. Dilisio also                and this could have contributed to his complications.
    stated that the delay “resulted in Mr. Sagan being far more
    susceptible to pneumonia,” and that the pulmonary problems               J.A. at 598 (Report of Defendant’s Expert Witness Alberto
    that Mr. Sagan suffered were “far more severe than I would               Martinez-Arizala, M.D.). Dr. Martinez-Arizala also stated
    expect from an individual with his level of spinal injury.” 
    Id.
              that “[a]nother complication of his injury that may be related
    Finally, Dr. Dilisio recited the “well-recognized medical                to the delay in transportation was the development of
    principle that not appropriately securing a victim’s head and            aspiration pneumonia”, although “it is likely that it would
    neck, resulting in movement of the head and neck, after a                have occurred even if he had been transported sooner.” 
    Id.
    severe C4-C5 spinal cord injury is an aggravating factor to the
    spinal cord injury.” 
    Id.
                                                       The Plaintiffs note that one of the Algonac Defendants, Joe
    Doan, also testified as to the importance of transporting Mr.
    The Plaintiffs also rely on the affidavit of Dr. Jennifer              Sagan to a hospital as soon as possible to prevent
    Doble, who treated Mr. Sagan at Lakeland Center. According               hypothermia and pneumonia. In his deposition, Captain
    to Dr. Doble, “Mr. Sagan had severe and substantial                      Doan, a state-licensed paramedic, stated that he believed Mr.
    respiratory problems which caused him to be much more                    Sagan needed intravenous fluids to warm his body.
    ventilator dependent than a typical C4-C5 quadriplegic. In
    addition, the respiratory problems caused Mr. Sagan to be far              The district court found that the Plaintiffs had not produced
    more susceptible to pneumonia.” J.A. at 851 (Affidavit of                evidence that the Coast Guard’s actions caused Mr. Sagan’s
    Jennifer Doble, M.D.). Dr. Doble stated that in her medical              injuries to be worse or more numerous than they would have
    opinion, Mr. Sagan died from pneumonia. See 
    id.
                              been had the Coast Guard not attempted the rescue at all. The
    district court characterized the Plaintiffs’ evidence as “no
    more than conjecture or speculation” and “insufficient to raise
    an issue of fact to defeat a summary judgment motion.”
    Sagan v. United States, 
    157 F. Supp. 2d 824
    , 829 (E.D. Mich.
    that the time of the d elay was in fact one hour and 20 m inutes. T he   2001). We respectfully disagree. We think the Plaintiffs
    evidence is ambiguous regarding exactly how much delay the Coast         have produced evidence sufficient to create a genuine issue of
    Guard caused, but the evidence is uncontradicted that the Coast Guard    material fact as to whether the Coast Guard’s negligence in
    caused a delay.
    No. 01-2568         Sagan, et al. v. United States, et al.    11    12    Sagan, et al. v. United States, et al.        No. 01-2568
    delaying the rescue proximately caused injury to Richard            from carrying out this plan, and the approximately one hour
    Sagan. The evidence presented to the district court was             delay ensued. Thus, the delay would not have occurred had
    expert medical opinion from physicians who had treated Mr.          Defendant United States not attempted the rescue at all.
    Sagan; it was not merely “conjecture or speculation.” We
    think a reasonable trier of fact could find for the Plaintiffs on     For these reasons, we find that the Plaintiffs have presented
    the issue of causation based on the testimony of Drs. Dilisio,      sufficient evidence to create a genuine issue of material fact
    Doble, and Martinez-Arizala. All three experts agreed that,         as to whether the Coast Guard’s negligence in delaying the
    at the very least, the delay “probably” contributed to Mr.          rescue of Richard Sagan proximately caused him injury.
    Sagan’s injuries.
    2. The Plaintiffs’ Claims Against the Algonac Defendants
    Furthermore, it is telling that the defense’s own expert
    witness, Dr. Martinez-Arizala, stated in his report that “the         
    28 U.S.C. § 1367
    (a) provides that “in any civil action of
    majority of Mr. Sagan’s injuries resulted from his original         which the district courts have original jurisdiction, the district
    trauma at the time of his accident, and not from actions or         courts shall have supplemental jurisdiction over all other
    lack of actions of his rescuers.” J.A. at 597 (Martinez-Arizala     claims that are so related to claims in the action within such
    Report) (emphasis added). The United States cites this              original jurisdiction that they form part of the same case or
    statement in its brief, as though it supports the United States’    controversy.” We review a determination of whether a
    position. On the contrary, it supports the Plaintiffs’ argument     district court has jurisdiction de novo. Blakely v. United
    for causation inasmuch as Dr. Martinez-Arizala acknowledges         States, 
    276 F.3d 853
    , 860 (6th Cir. 2002).
    that some – “a minority” – of Mr. Sagan’s injuries resulted
    from the actions or lack of actions of his rescuers. Of course,       After the district court granted the United States’ motion
    the law does not require a plaintiff to prove that the majority     for summary judgment, the court dismissed without prejudice
    of his injuries were proximately caused by the defendants.          the Plaintiffs’ purely state law claims against the Algonac
    Indeed, in this case, it seems fairly clear that the majority of    Defendants for lack of subject matter jurisdiction. In their
    Mr. Sagan’s injuries were caused by his head-first dive into        complaint, the Plaintiffs assert only state law claims against
    shallow water. The important question is whether the Coast          the Algonac Defendants and explicitly state that they are not
    Guard’s negligence in rescuing Mr. Sagan caused additional          invoking admiralty jurisdiction as to the Algonac Defendants.
    injury, not whether those additional injuries amount to a           We leave for the district court the issue of whether the state
    majority or a minority of all the injuries sustained by Mr.         law claims are preempted by federal maritime law. The
    Sagan on the night in question.                                     district court noted that the Algonac Defendants were in
    federal court based on supplemental jurisdiction. The
    We are also puzzled by the district court’s statement that        Supreme Court has held that “if the federal claims are
    the Plaintiffs “have not produced evidence that Defendant’s         dismissed before trial, . . . the state claims should be
    actions increased Plaintiff Richard Sagan’s injuries over what      dismissed as well.” United Mine Workers of America v.
    those injuries would have been had Defendant not attempted          Gibbs, 
    383 U.S. 715
    , 726 (1966).
    the rescue at all.” 
    157 F. Supp. 2d at 829
    . It is clear from the
    record that from the moment they arrived on the scene, the            The district court’s dismissal of the claims against the
    Algonac Defendants wanted to transport Mr. Sagan by boat            Algonac Defendants was proper in light of its grant of
    to a waiting ambulance. The Coast Guard prevented them              summary judgment for the United States. However, because
    No. 01-2568          Sagan, et al. v. United States, et al.    13    14   Sagan, et al. v. United States, et al.       No. 01-2568
    we now reverse the district court’s grant of summary                 in its rescue operation. We agree that the district judge
    judgment for the United States and remand this case for              mischaracterized the Plaintiffs’ evidence when he stated that
    further proceedings, the claims against the Algonac                  the expert medical testimony in this case was “no more than
    Defendants must also be remanded based on 28 U.S.C.                  conjecture or speculation.” Sagan v. United States, 157 F.
    § 1367(a). See Jackson v. City of Columbus, 
    194 F.3d 737
    ,            Supp. 2d at 829. Accordingly, we have reversed the district
    757 (6th Cir. 1999), overruled on other grounds by                   court’s grant of summary judgment for defendant United
    Swierkiewics v. Sorema N.A., 
    534 U.S. 506
     (2002)                     States and remanded the case for further proceedings. On
    (remanding a state defamation claim to the district court after      remand, the district court will reconsider all of the expert
    reversing the district court’s dismissal of a federal claim).        testimony in the record. We do not think that the district
    court’s mischaracterization of the evidence is grounds for
    3. The Necessity of Reassignment                                     reassignment. If we reassigned the case every time a district
    court judge misconstrued some evidence, reassignment would
    The Plaintiffs argue that on remand, this case should be           surely cease to be “an extraordinary power . . . rarely
    assigned to a different district court judge. We have the            invoked.” Armco, 280 F.3d at 683. At oral argument in this
    authority to do this under 
    28 U.S.C. § 2106
    . However, as we          case, counsel for the Plaintiffs was asked to provide the court
    have frequently emphasized, reassignment is an                       with some limiting principle that would justify reassignment
    “extraordinary power and should be rarely invoked . . . .            here but not in most other cases in which we reverse a district
    [R]eassignments should be made infrequently and with the             court’s grant of summary judgment. Plaintiffs’ counsel was
    greatest reluctance.” Armco, Inc. v. United Steel Workers of         unable to suggest any appropriate limiting principle, and we
    America, AFL-CIO, Local 169, 
    280 F.3d 669
    , 683 (6th Cir.             cannot think of one.
    2002); see also Hamad v. Woodcrest Condominium Ass’n,
    
    328 F.3d 224
    , 238 (6th Cir. 2003). In determining whether              Turning to the Plaintiffs’ other arguments, we do not agree
    reassignment is necessary, courts consider (1) whether the           that the district court determined the issue of proximate cause
    original judge would reasonably be expected to have                  based upon its own predetermined beliefs on quadriplegia.
    substantial difficulty in putting out of his mind previously         The Plaintiffs base this argument on an exchange between
    expressed views or findings; (2) whether reassignment is             Plaintiffs’ counsel and the district court, during which the
    advisable to preserve the appearance of justice; and                 district judge stated that quadriplegia is an “irreversible
    (3) whether reassignment would entail waste and duplication          condition” and that “[w]e still haven’t found a way to cure
    out of proportion to any gain in preserving the appearance of        somebody from being a quadriplegic.” Appellants’ Br. at 46;
    fairness. See Bercheny v. Johnson, 
    633 F.2d 473
    , 476-77 (6th         J.A. at 1039-40 (Transcript of Summary Judgment Motion
    Cir. 1980).                                                          Hearing). Based on this exchange, the Plaintiffs argue that
    the district judge in this case “allowed his own
    The Plaintiffs argue that the district judge in this case failed   preconceptions of quadriplegia to interfere with his judgment
    to consider and/or mischaracterized the Plaintiffs’ evidence         of the injuries suffered by Mr. Sagan.” Appellants’ Br. at 48.
    regarding Richard Sagan’s pulmonary and respiratory
    injuries, that he determined the issue of proximate cause              We note initially that the Plaintiffs provide no evidence that
    based upon his own predetermined beliefs on quadriplegia,            the district judge’s statements about quadriplegia were
    and that he was so partial to defendant United States that he        incorrect. More importantly, we find no evidence that the
    initially decided that the Coast Guard had not been negligent        district judge here allowed these “predetermined beliefs” to
    No. 01-2568         Sagan, et al. v. United States, et al.   15   16   Sagan, et al. v. United States, et al.     No. 01-2568
    influence his decision granting summary judgment for the                             III. CONCLUSION
    United States. The district court’s grant of summary
    judgment was not based on the irreversible nature of                For these reasons, we REVERSE the district court’s grant
    quadriplegia. Rather, the district court granted summary          of summary judgment for the United States and REMAND
    judgment for the United States because it found that the          the case for further proceedings, with the Plaintiffs’ claims
    Plaintiffs had not introduced evidence sufficient to create a     against the other Defendants reinstated.
    genuine issue of material fact with respect to proximate cause.
    We also reject the Plaintiffs’ argument that the district
    judge decided that the Coast Guard had not been negligent,
    and that this determination represents bias. The Plaintiffs
    base this argument on a different exchange between
    Plaintiffs’ counsel and the district court, during which the
    district judge stated: “I think there are real problems here. I
    would like to know . . . what evidence there is here that . . .
    these defendants did not act with reasonable care in light of
    the extremely unique circumstances of this rescue that was
    performed.” Appellants’ Br. at 49; J.A. at 1020 (Transcript
    of Summary Judgment Motion Hearing).
    This statement hardly amounts to a determination that the
    Coast Guard was not negligent. We do not think it is
    improper for a district judge, in a summary judgment motion
    hearing, to ask Plaintiffs’ counsel what evidence he has that
    the Defendants did not act with reasonable care. We find in
    this statement by the district court nothing inappropriate or
    suggestive of bias. See Hamad, 
    328 F.3d at 239
     (finding that
    remarks by the district judge, when considered in context, did
    not demonstrate that he was partial or that he could not put
    aside his personal views); Brown v. Crowley, 
    312 F.3d 782
    ,
    791-92 (6th Cir. 2003) (rejecting a request for reassignment
    despite plaintiff’s claim that “[t]he district court seemed to
    [analyze] everything in favor of the defendants”). On
    remand, the district court will consider fully the issue of the
    Coast Guard’s negligence.
    For these reasons, we hold that reassignment of this case to
    another district court judge is not necessary.
    

Document Info

Docket Number: 01-2568

Citation Numbers: 342 F.3d 493

Filed Date: 8/25/2003

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (16)

patentas-ioannis-in-no-81-1807-v-united-states-of-america-soteris , 687 F.2d 707 ( 1982 )

barbara-g-myers-individually-and-as-administratrix-of-the-estate-of , 17 F.3d 890 ( 1994 )

John Keith Blakely and John Emmett Long v. United States of ... , 276 F.3d 853 ( 2002 )

Anthony Bercheny v. Perry Johnson, Director, Michigan State ... , 633 F.2d 473 ( 1980 )

Terri L. Hamad v. Woodcrest Condominium Association , 328 F.3d 224 ( 2003 )

American & Foreign Insurance Company v. General Electric ... , 45 F.3d 135 ( 1995 )

Sammye R. Holloway v. Sally Brush Clermont County, Ohio , 220 F.3d 767 ( 2000 )

Cleveland Brown v. Michael J. Crowley , 312 F.3d 782 ( 2003 )

James G. Jackson v. City of Columbus, Gregory Lashutka, ... , 194 F.3d 737 ( 1999 )

armco-inc-v-united-steelworkers-of-america-afl-cio-local-169-united , 280 F.3d 669 ( 2002 )

Indian Towing Co. v. United States , 76 S. Ct. 122 ( 1955 )

United Mine Workers of America v. Gibbs , 86 S. Ct. 1130 ( 1966 )

Matsushita Electric Industrial Co., Ltd. v. Zenith Radio ... , 106 S. Ct. 1348 ( 1986 )

Sagan v. United States , 157 F. Supp. 2d 824 ( 2001 )

Anderson v. Liberty Lobby, Inc. , 106 S. Ct. 2505 ( 1986 )

Swierkiewicz v. Sorema N. A. , 122 S. Ct. 992 ( 2002 )

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