Sadoski v. Mosley , 435 F.3d 1076 ( 2006 )


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  •                    FOR PUBLICATION
    UNITED STATES COURT OF APPEALS
    FOR THE NINTH CIRCUIT
    JEANETTE FAYE SADOSKI, on behalf         
    of herself and as a representative
    of all other persons who have
    been illegally re-sentenced by
    Defendant Nevada District Judge
    Donald M. Mosley in violation of
    rights under the Fifth Amendment
    of the United States Constitution
    not to be twice placed in jeopardy
    for the same criminal offense,
    Plaintiff-Appellant,
    v.
    DONALD M. MOSLEY, as an                       No. 04-15447
    individual and also in his official
    capacity as District Court Judge of            D.C. No.
    CV-03-01292-RCJ
    the Eighth Judicial District of the
    State of Nevada; STEWART L. BELL,               OPINION
    as an individual and also in his
    official capacity as the District
    Attorney of Clark County,
    Nevada; DAVID ROGER, as an
    individual and also in his official
    capacity as the District Attorney
    of Clark County, Nevada; JACKIE
    CRAWFORD, as an individual and
    also in her official capacity as the
    Director of the Nevada
    Department of Corrections; CLARK
    COUNTY, NEVADA,
    Defendants-Appellees.
    
    969
    970                 SADOSKI v. MOSLEY
    Appeal from the United States District Court
    for the District of Nevada
    Robert C. Jones, District Judge, Presiding
    Argued and Submitted
    November 18, 2005—San Francisco, California
    Filed January 24, 2006
    Before: John T. Noonan, Pamela Ann Rymer, and
    Ronald M. Gould, Circuit Judges.
    Opinion by Judge Gould;
    Concurrence by Judge Gould
    972                   SADOSKI v. MOSLEY
    COUNSEL
    Clark Garen, Law Offices of Clark Garen, Corona, California,
    for the plaintiff-appellant.
    Thom Gover, Senior Deputy Attorney General, Las Vegas,
    Nevada; Stephanie A. Barker, Chief Deputy District Attorney,
    Las Vegas, Nevada, for the defendants-appellees.
    OPINION
    GOULD, Circuit Judge:
    Plaintiff-Appellant, Jeanette Faye Sadoski, appeals the dis-
    trict court’s order dismissing her complaint for damages and
    injunctive relief under 42 U.S.C. § 1983. Sadoski alleges that
    Defendant-Appellee, Judge Donald M. Mosley, after sentenc-
    ing Sadoski to a twelve-month term of incarceration for
    attempted theft, unlawfully re-sentenced her to a term of
    incarceration between twelve and thirty-two months, subject-
    ing Sadoski to double jeopardy in violation of her federal and
    state constitutional rights. Sadoski further alleges that
    Defendants-Appellees Stewart Bell, David Roger, Jackie
    Crawford, and Clark County violated Sadoski’s protection
    against double jeopardy by seeking or executing the more
    severe sentence.
    SADOSKI v. MOSLEY                           973
    The district court concluded that Judge Mosley was entitled
    to absolute immunity for his actions in Sadoski’s case and that
    Judge Mosley’s immunity protected the other defendants as
    well. The district court also concluded that Sadoski did not
    have standing to assert a class claim for injunctive relief. The
    district court dismissed Sadoski’s suit pursuant to Fed. R. Civ.
    P. 12(b)(6). We have jurisdiction under 28 U.S.C. § 1291, and
    we affirm.1
    I
    At the time of the events underlying this appeal, Donald
    Mosley served as a judge of the criminal division for the
    Eighth Judicial District of Nevada. In October 1999, with
    Judge Mosley presiding, Sadoski pleaded guilty to attempted
    theft. Under Nevada law, Judge Mosley had discretion to find
    Sadoski guilty of either a gross misdemeanor or a felony. On
    June 7, 2000, Judge Mosley signed a Judgment of Conviction
    finding Sadoski guilty of a gross misdemeanor and sentencing
    her to a twelve month term of incarceration, which Judge
    Mosley suspended in favor of probation for an indeterminate
    period of time not to exceed three years.
    Judge Mosley later learned that he had misunderstood
    Sadoski’s criminal history when he sentenced her. Between
    Sadoski’s guilty plea and her sentencing, Sadoski had been
    arrested and charged with possession of a controlled sub-
    stance with intent to sell. This information was not reflected
    in the sentencing report on which Judge Mosley relied when
    1
    We review de novo a district court’s determination that a judge is pro-
    tected by absolute immunity. See Crooks v. Maynard, 
    913 F.2d 699
    , 700
    (9th Cir. 1990). We also review de novo a district court’s order dismissing
    a complaint pursuant to Fed. R. Civ. P. 12(b)(6). See Kirtley v. Rainey,
    
    326 F.3d 1088
    , 1092 (9th Cir. 2003). For purposes of our review, we
    assume that Sadoski’s factual allegations are true, and we analyze them in
    the light most favorable to her claims. See Cervantes v. United States, 
    330 F.3d 1186
    , 1187 (9th Cir. 2003).
    974                   SADOSKI v. MOSLEY
    he sentenced Sadoski, and Sadoski’s counsel did not inform
    Judge Mosley of the pending charges.
    When Judge Mosley realized that he had sentenced Sadoski
    based on incomplete information, Judge Mosley decided to
    re-sentence Sadoski to a longer term of incarceration. On
    November 20, 2000, Judge Mosley signed a second Judgment
    of Conviction, finding Sadoski guilty of a felony and sentenc-
    ing her to a term of incarceration not to exceed thirty-two
    months with a minimum parole eligibility of twelve months.
    Judge Mosley suspended the sentence, imposing instead an
    indeterminate period of probation not to exceed three years.
    On August 7, 2001, the Nevada Supreme Court issued an
    unpublished order in Steinberg v. State, addressing a Nevada
    district court’s authority to modify a sentence after a defen-
    dant had begun serving it. Citing Edwards v. State, 
    918 P.2d 321
    (Nev. 1996), the Nevada Supreme Court recognized that
    Nevada district courts have jurisdiction to modify a sentence
    that was “based on mistaken assumptions about a defendant’s
    criminal record which work to the defendant’s extreme detri-
    ment.” See 
    id. at 324.
    In Steinberg, the Nevada Supreme
    Court concluded that a Nevada district court did not have
    jurisdiction to modify a sentence where the mistaken assump-
    tion underlying the sentence disadvantaged the State rather
    than the defendant. Sadoski contends that Judge Mosley, as
    well as defendants Bell and Roger, received copies of this
    order, and that Defendants knew that the Nevada Supreme
    Court had prohibited re-sentencing a defendant under circum-
    stances that were factually analogous to Sadoski’s case.
    On October 17, 2001, the Clark County District Attorney
    requested that Judge Mosley revoke Sadoski’s probation. On
    November 13, 2001, Judge Mosley granted the District Attor-
    ney’s request and issued an Order for Revocation of Probation
    and Amended Judgment of Conviction, subjecting Sadoski to
    the sentence imposed on November 20, 2000: a term of incar-
    ceration of up to thirty-two months, at least twelve months of
    SADOSKI v. MOSLEY                      975
    which Sadoski would have to serve before she could qualify
    for parole.
    In October 2002, Sadoski filed a Motion to Correct Illegal
    Sentence. Judge Mosley denied the motion and Sadoski
    appealed. The Nevada Supreme Court reversed this decision
    and ordered Judge Mosley to reinstate Sadoski’s original,
    June 7, 2000, sentence. On July 16, 2003, Judge Mosley did
    so and Sadoski was released from incarceration. In October
    2003, Sadoski filed this civil action asserting a violation of
    her civil rights guaranteed by the Constitution and 42 U.S.C.
    § 1983.
    II
    [1] Although judges usually are immune from suits for
    damages based on their judicial conduct, a judge who acts “in
    the ‘clear absence of all jurisdiction’ ” is not entitled to abso-
    lute immunity. See Stump v. Sparkman, 
    435 U.S. 349
    , 356-57
    (1978) (quoting Bradley v. Fisher, 80 U.S. (13 Wall.) 335,
    351 (1871)); Mullis v. United States Bankr. Court, 
    828 F.2d 1385
    , 1388 (9th Cir. 1987). Sadoski contends that Judge Mos-
    ley acted in the clear absence of all jurisdiction when he mod-
    ified her sentence to extend the term of her incarceration. We
    disagree.
    [2] Judge Mosley retained subject matter jurisdiction over
    Sadoski’s conviction for attempted theft after she began serv-
    ing her sentence. Under Nevada law, Judge Mosley had juris-
    diction to modify Sadoski’s sentence, even after she had
    begun serving it, if the sentence was “based on mistaken
    assumptions about a defendant’s criminal record which work-
    [ed] to the defendant’s extreme detriment.” 
    Edwards, 918 P.2d at 324
    . Here, however, the mistaken assumption on
    which Judge Mosley relied did not work to Sadoski’s detri-
    ment, but to the State’s. Accordingly, as the Nevada Supreme
    Court later ruled, Judge Mosley did not have jurisdiction to
    extend the term of Sadoski’s incarceration. Because we are
    976                      SADOSKI v. MOSLEY
    reviewing a district court’s order pursuant to Fed. R. Civ. P.
    12(b)(6), we credit Sadoski’s allegation that Judge Mosley
    knew the limits of his jurisdiction when he modified
    Sadoski’s sentence. But the United States Supreme Court has
    stated clearly that “[a] judge will not be deprived of immunity
    because the action he took was in error, was done maliciously,
    or was in excess of his authority . . . .” See 
    Sparkman, 435 U.S. at 356
    . Although we assume for purposes here that Judge
    Mosley acted in excess of his jurisdiction when he modified
    Sadoski’s sentence to impose a longer term of incarceration,2
    we conclude that he did not act in the clear absence of all
    jurisdiction. As the Supreme Court said more than a century
    ago “[if a criminal judge] should sentence a party convicted
    to a greater punishment than that authorized by the law upon
    its proper construction, no personal liability to civil action for
    such acts would attach to the judge, although those acts would
    be in excess of his jurisdiction . . . .” See Bradley, 80 U.S. (13
    Wall.) at 352. We hold that Judge Mosley is entitled to abso-
    lute immunity for the conduct underlying Sadoski’s com-
    plaint.
    [3] The district court did not consider whether the other
    defendants were entitled to immunity because the district
    court accepted Sadoski’s concession that her claims against
    the other defendants would fail if Judge Mosley was entitled
    to absolute immunity. Sadoski makes the same concession on
    appeal, which we accept. Accordingly, we conclude that the
    district court was correct to dismiss Sadoski’s claims against
    defendants Bell, Roger, and Crawford.
    [4] Sadoski’s claim against Clark County also fails.
    Because Sadoski does not contend that Clark County main-
    tains a policy or custom pertinent to her alleged injury, and
    because Sadoski does not explain how such a policy caused
    her injury, Sadoski’s claim against Clark County cannot suc-
    2
    Although malice alone is not sufficient to deprive a judge of absolute
    immunity, we note that the record does not show malice, but only mistake.
    SADOSKI v. MOSLEY                     977
    ceed as a matter of law. See Monell v. Dep’t of Soc. Servs.,
    
    436 U.S. 658
    , 694 (1978).
    [5] Because Sadoski is no longer incarcerated pursuant to
    an unlawfully modified sentence, her class claims fail
    because, as the district court recognized, Sadoski no longer
    has a personal stake in the outcome of this litigation. See Flast
    v. Cohen, 
    392 U.S. 83
    , 101 (1968).
    AFFIRMED.
    GOULD, Circuit Judge, concurring:
    At trial and on this appeal, Sadoski stated that her claims
    against defendants Bell, Roger, and Crawford would fail if we
    concluded that Judge Mosley was entitled to absolute immu-
    nity. The district court accepted Sadoski’s concession and did
    not separately address the standards for immunity of the pros-
    ecutors and of the corrections official. The opinion of our
    court on this appeal also accepts the appellant’s concession
    and does not address the immunity standards for the other
    defendants. To avoid the risk that a reader might think incor-
    rectly that the immunity of the prosecutor and the corrections
    official turns on the resolution of the issue of judicial immu-
    nity, I write separately to express the view that the prosecutor
    and the corrections official would here have immunity even
    if Judge Mosley had acted in the clear absence of all jurisdic-
    tion.
    Generally, a prosecutor is immune from civil liability for
    actions taken during the course of the prosecutor’s duties. See
    Ashelman v. Pope, 
    793 F.2d 1072
    , 1076 (9th Cir. 1986)
    (“Where a prosecutor acts as an advocate in initiating a prose-
    cution and in presenting the state’s case, absolute immunity
    applies.” (internal quotations omitted)). Defendants Bell and
    Roger were acting as advocates when they participated in
    978                    SADOSKI v. MOSLEY
    Sadoski’s re-sentencing and subsequent parole revocation,
    and they are entitled to immunity for their actions in this case.
    See 
    id. This would
    be true even if Judge Mosley had acted in
    the clear absence of all jurisdiction.
    We have not considered whether a type of absolute immu-
    nity applies to a corrections official who imprisons a defen-
    dant pursuant to a facially valid judicial order. We have said,
    however, that “[t]he fearless and unhesitating execution of
    court orders is essential if the court’s authority and ability to
    function are to remain uncompromised.” Coverdell v. Dep’t of
    Soc. & Health Servs., 
    834 F.2d 758
    , 765 (9th Cir. 1987) (con-
    cluding that a social worker who sought, obtained, and exe-
    cuted a court order to remove a child from her mother’s care
    was entitled to absolute quasi-judicial immunity). If this issue
    were reached, I would agree with the Eighth Circuit that a
    corrections official who executes a valid court order is enti-
    tled to absolute immunity from liability based on the fact of
    a prisoner’s incarceration. See Patterson v. Von Riesen, 
    999 F.2d 1235
    , 1241 (8th Cir. 1993) (“We simply conclude that
    a warden is absolutely immune from damages flowing from
    the fact of a prisoner’s incarceration, when that incarceration
    occurs pursuant to a facially valid order of confinement.”).
    Permitting Sadoski’s suit to proceed against Crawford would
    create a risk of harassing litigation aimed at corrections offi-
    cials who are entitled to absolute immunity when they follow
    a facially valid court order. This, again, would be true even
    if Judge Mosley had acted in a clear absence of all jurisdic-
    tion.
    It is a reasonable judicial procedure to accept the stipula-
    tion of Sadoski’s counsel that we should affirm the district
    court’s dismissal of suit against the other defendants if we
    concluded that Judge Mosley was entitled to absolute immu-
    nity. However, it is important to keep in mind that the stan-
    dards for immunity of the various defendants differ and that,
    if the issues were reached, on the record here, both the prose-
    cutors and the corrections official would be entitled to immu-
    SADOSKI v. MOSLEY                 979
    nity for their respective actions, even if Judge Mosley had
    acted in the clear absence of all jurisdiction.