Erony Pratt v. Harris County, Texas , 822 F.3d 174 ( 2016 )


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  •      Case: 15-20080   Document: 00513490153     Page: 1   Date Filed: 05/03/2016
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT      United States Court of Appeals
    Fifth Circuit
    FILED
    May 3, 2016
    No. 15-20080
    Lyle W. Cayce
    Clerk
    ERONY PRATT, Individually and as Representative of the Estate of Wayne
    Pratt, Deceased,
    Plaintiff - Appellant
    v.
    HARRIS COUNTY, TEXAS; ADRIAN GARCIA, Harris County Sheriff;
    MICHAEL MEDINA, Deputy; VINCENT LOPEZ, Deputy; TARZIS LOBOS,
    Deputy; BRIAN GOLDSTIEN, Deputy; TOMMY WILKS, JR., Deputy;
    FRANCISCO SALAZAR, Deputy; B. J. AUZENE, Deputy; R.
    DEALEJANDRO, JR., Deputy; R. M. GOERLITZ, Deputy; E. M. JONES,
    Sergeant; M. COKER, Sergeant,
    Defendants - Appellees
    Appeal from the United States District Court
    for the Southern District of Texas
    Before JOLLY, HAYNES, and COSTA, Circuit Judges.
    E. GRADY JOLLY, Circuit Judge:
    Erony Pratt, the mother of the deceased, filed this 
    42 U.S.C. § 1983
    lawsuit alleging that officers of the Harris County Sheriff’s Department
    (“HCSD”), in Harris County, Texas, caused her son’s death by using excessive
    force in restraining him during his arrest. Furthermore, she asserted, under
    Monell v. New York City Dept. of Social Services, 
    436 U.S. 658
     (1978), that
    Harris County was also liable for his death.       The district court granted
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    qualified immunity to HCSD officers in their individual capacity and denied
    Pratt’s claims under Monell. Pratt appealed. Finding no error, we AFFIRM.
    I.
    A.
    In reviewing an appeal from summary judgment, we “view the facts in
    the light most favorable to the non-moving party and draw all reasonable
    inferences in its favor.” See Deville v. Marcantel, 
    567 F.3d 156
    , 163-64 (5th
    Cir. 2009). The majority of the facts in this opinion, therefore, are adopted
    from the appellant’s briefing before this Court.
    Wayne Pratt (“Pratt”) was involved in a minor traffic accident.                       In
    response to a disturbance call, HCSD Deputy Vincent Lopez, upon arrival at
    the scene, observed a vehicle with front-end damage resting in a ditch and
    Pratt “running in circles . . . imitating a boxer.” 1 HCSD Deputies Brian
    Goldstein and Michael Medina arrived shortly. All three officers attempted to
    interact with Pratt. Pratt did not respond, but began to walk away. All three
    officers requested that he stop walking away. Pratt still did not respond, and
    remained in an uncooperative state.
    After several warnings, Pratt began approaching Lopez and came within
    5-7 feet of Lopez. Lopez then unholstered his taser and commanded Pratt to
    stop. At this point, Goldstein and Medina unholstered their tasers as well and
    Pratt began to run away. Lopez deployed his taser, but was ineffective in
    stopping Pratt. 2 Lopez cycled his taser two more times in the next forty
    1 Officer Lopez also testified that Pratt “appeared to be intoxicated, and his behavior
    was erratic.” There is no evidence in the record, however, that Officer Lopez relayed this
    information to any other officer upon their arrival at the scene.
    2 The HCSD’s tasers typically discharge two probes. If both probes attach to an
    arrestee’s skin, then the arrestee’s body completes the path between the two probes. A
    predetermined voltage is then applied by the taser and an electrical current flows through
    the arrestee’s body. Feeling the effects of the electrical current flowing through his body, the
    arrestee is typically incapacitated. If, however, only one probe connects to the arrestee upon
    2
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    seconds, which also failed to stop Pratt. Around this time, deputies Tommy
    Wilks, Tarzis Lobos, Francisco Salazar, B. J. Auzene, R. DeAlejandro, and R.
    M. Goerlitz arrived at the scene.
    Because Lopez’s efforts to subdue Pratt were ineffective, Medina
    deployed his taser. Pratt fell to the ground. Goldstein attempted to handcuff
    Pratt but, because of Pratt’s continued resistance, he was able to secure only
    one of Pratt’s arms in a handcuff. Medina cycled his taser two more times in
    the next thirty seconds. Pratt continued to struggle. When Lobos began aiding
    Goldstein in handcuffing Pratt, however, he stopped resisting and said “okay,
    okay, I’ll quit. . . . I’ll stop fighting.” Goldstein then secured both of Pratt’s
    arms in handcuffs. Pratt was patted down for weapons. None were found.
    After Pratt was in handcuffs, Salazar aided Goldstein in lifting Pratt and
    walking him toward the patrol car. After a few steps, however, Pratt again
    began to resist and broke free from Goldstein’s grip. Salazar returned Pratt to
    the ground.     While on the ground, Pratt began kicking at Goldstein and
    Salazar.    Pratt kicked Goldstein in the groin twice during the exchange.
    Witnessing this exchange, Wilks retrieved a hobble restraint (i.e., handcuffs
    that attach to an arrestee’s ankles) from his patrol car.
    As Pratt continued to struggle, Salazar, Lobos, and Medina attempted to
    aid Goldstein in controlling him. During this struggle Medina tasered Pratt
    once again, this time in “drive stun mode” (in which the taser leads make direct
    contact with the arrestee’s body), and Goldstein was able to gain control of
    Pratt’s legs. Goldstein then rolled Pratt onto his stomach, crossed Pratt’s legs,
    and bent them towards his buttocks. Salazar also placed his knee on Pratt’s
    back in order to maintain compliance. When Wilks returned with the hobble
    deployment, and the other probe, for instance, falls to the ground, then the circuit is not
    complete, and almost no current flows through the arrestee’s body.
    3
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    restraint, Goldstein aided him in attaching it to Pratt’s legs. Pratt ceased
    resisting and said “Ok I quit. I’m done.” Goldstein and Salazar also ceased
    physically restraining him. At this point, Pratt’s handcuffs were connected to
    the hobble restraint behind his back. Pratt was “hog-tied”.
    Shortly, EMS arrived at the scene. 3 EMS paramedics requested that the
    hobble restraint and handcuffs be removed so CPR could be administered.
    Pratt did not have a pulse and had ceased breathing. Upon treatment, Pratt
    regained a pulse, but did not resume independent breathing until after
    arriving at the hospital. Pratt died the following morning.
    Following his death Dr. Darshan Phantak conducted Pratt’s autopsy and
    concluded that “[t]he cause and manner of the death . . . [wa]s best classified
    as ‘UNDETERMINED’”. Dr. Phantak based this conclusion on the fact that he
    could not “definitively separate[]” the effect of Pratt’s ingestion of cocaine and
    ethanol, from the other possible contributing factors—which, at least, included
    Pratt’s car accident, various altercations, tasing, and hog-tying—that
    culminated in his asphyxiation.
    Dr. Lee Ann Grossberg, Pratt’s expert witness, also submitted an
    affidavit to the district court, which differed from the findings of Dr. Phantak.
    Specifically, rather than leaving the cause of death undetermined, Dr.
    Grossberg described the cause of death as “multi-factorial” and “list[ed] the
    factors that contributed to the death.” In Dr. Grossberg’s opinion, “the cause
    of death . . . [wa]s due to the combined effects of prone restraint and cocaine
    3 The exact duration of Pratt’s restraint has not been alleged by either party. The
    taser log indicates that Pratt’s last tasing (which took place immediately before he was hog-
    tied) occurred at 20:27:18. The paramedics began treating Pratt at approximately “20:27.”
    Although these timelines seem inconsistent, it is important that the timeline established by
    the taser log was automated, while the timeline established by Paramedic William Slagle’s
    testimony was entered manually sometime after the incident, and “[s]ome of the [times
    entered] [we]re rough guesstimates . . . about when each event took place.” Nevertheless, it
    appears that Pratt was restrained for a very brief period.
    4
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    and ethanol toxicity” and “[c]ontributing factors also include[d] TASER use,
    dilated/hypertrophic cardiomyopathy, obesity and chronic drug use.”              Dr.
    Grossberg further concluded that Pratt’s death was “complex and multi-
    factorial” and that “no single factor is 100% responsible”; rather, it was “the
    combination of events and factors in a susceptible individual that cause[d] the
    ‘perfect storm’ . . . [that] result[ed] in the death.”
    At the time of Pratt’s arrest, the HCSD had a policy that prohibited
    officers from using hog-tie restraints, prompting the HCSD to conduct an “In
    Custody Death Review” of Pratt’s death. The results were presented to a grand
    jury, and Goldstein, Medina, and Lopez were no-billed by the grand jury. A
    second internal investigation was conducted, reviewing specifically the use of
    the “hog-tying” restraint by Goldstein and Wilks.             The Administrative
    Disciplinary committee found Goldstein and Wilks’s alleged misconduct “not
    sustained.”
    B.
    As earlier indicated, Erony Pratt, individually and as representative of
    Pratt’s estate, brought this § 1983 cause of action alleging various violations of
    Pratt’s Fourth Amendment rights against individual officers and Harris
    County. The HCSD officers moved for summary judgment, asserting defenses
    of qualified immunity. Harris County also moved for summary judgment
    contending that Pratt failed to sufficiently plead Monell liability as a matter of
    law. On summary judgment, the district court granted qualified immunity to
    the HCSD officers, denied Pratt’s Monell claims against Harris County, and
    dismissed the complaint. Pratt v. Harris Cnty., Tex., No. H-12-1770, 
    2015 WL 224945
     (S.D. Tex. Jan. 15, 2015).
    On appeal, Pratt challenges the district court’s grant of qualified
    immunity, contending unconstitutional conduct by HCSD officers as follows:
    1) Deputies Lopez and Medina’s excessive use of force by tasing Pratt;
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    2) Deputies Wilks, Goldstein, and Salazar’s excessive use of force by hog-tying
    Pratt; 3) Deputies Auzenne, DeAlejandro, Goerlitz, and Lobos’s failure to assist
    Pratt during either allegedly excessive use of force; and 4) Sergeants M. Coker
    and E. M. Jones, and Sheriff Adrian Garcia’s failure to train and/or supervise
    the nine deputies present at the scene of Pratt’s arrest. Furthermore, Pratt
    maintains that Harris County is liable under Monell for: 1) tasing and hog-
    tying customs that fairly represented municipal policy; 2) failure to train
    and/or supervise; and 3) ratification of the unconstitutional conduct of the
    HCSD officers.
    II.
    We review the district court’s grant of summary judgment de novo, also
    applying the same standards as the district court. See Newman v. Guedry, 
    703 F.3d 757
    , 761 (5th Cir. 2012). Summary judgment is only appropriate if “there
    is no genuine issue as to any material fact and . . . the moving party is entitled
    to a judgment as a matter of law.” Celotex Corp. v. Catrett, 
    477 U.S. 317
    , 322
    (1986). “On a motion for summary judgment, [we] must view the facts in the
    light most favorable to the non-moving party and draw all reasonable
    inferences in its favor.” Deville v. Marcantel, 
    567 F.3d 156
    , 163-64 (5th Cir.
    2009).
    To establish a claim under § 1983, “a plaintiff must (1) allege a violation
    of a right secured by the Constitution or laws of the United States and
    (2) demonstrate that the alleged deprivation was committed by a person acting
    under color of state law.” Whitley v. Hanna, 
    726 F.3d 631
    , 638 (5th Cir. 2013),
    cert. denied, 
    134 S. Ct. 1935
     (2014). Additionally, “[c]laims under § 1983 may
    be brought against persons in their individual or official capacity, or against a
    governmental entity.” Goodman v. Harris Cnty., 
    571 F.3d 388
    , 395 (5th Cir.
    2009)).
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    A municipality and/or its policymakers may be held liable under § 1983
    “when execution of a government’s policy or custom . . . by those whose edicts
    or acts may fairly be said to represent official policy, inflicts the injury. . . .”
    Monell, 
    436 U.S. at 694
    ; see also Peterson v. City of Fort Worth, 
    588 F.3d 838
    ,
    847 (5th Cir. 2009) (requiring plaintiffs asserting Monell-liability claims to
    show “(1) an official policy (2) promulgated by the municipal policymaker (3)
    [that was also] the moving force behind the violation of a constitutional right”).
    III.
    We will first address the § 1983 claims against various HCSD officers.
    Because the officers were sued in their individual capacity, they asserted
    qualified immunity defenses. See Goodman, 
    571 F.3d at 395
    ; see also Pratt,
    
    2015 WL 224945
     at *8. “The doctrine of qualified immunity shields officials
    from civil liability so long as their conduct ‘does not violate clearly established
    statutory or constitutional rights of which a reasonable person would have
    known.’” Mullenix v. Luna, 
    136 S. Ct. 305
    , 308 (2015) (quoting Pearson v.
    Callahan, 
    555 U.S. 223
    , 231 (2009)). “Put simply, qualified immunity protects
    ‘all but the plainly incompetent or those who knowingly violate the law.’” 
    Id.
    (quoting Malley v. Briggs, 
    475 U.S. 335
    , 341 (1986)). We must also assess the
    reasonableness of each defendant’s actions separately, even if those defendants
    acted in unison. See Meadours v. Ermel, 
    483 F.3d 417
    , 422 (5th Cir. 2007).
    When evaluating a qualified immunity defense, we conduct a “well-
    known” two-prong inquiry. Bazan ex rel. Bazan v. Hidalgo Cty., 
    246 F.3d 481
    ,
    490 (5th Cir. 2001). “In order to overcome a qualified immunity defense, a
    plaintiff must allege a violation of a constitutional right, and then must show
    that ‘the right was clearly established . . . in light of the specific context of the
    case.’” Thompson v. Mercer, 
    762 F.3d 433
    , 437 (5th Cir. 2014) (emphasis added)
    (quoting Saucier v. Katz, 
    533 U.S. 194
    , 201 (2001)). Furthermore, we “may
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    address these two elements in either order, and need not proceed to the second
    where the first is resolved in the negative.” 
    Id.
     (citations omitted).
    We first turn to whether Pratt has shown the violation of a constitutional
    right.
    A.
    Pratt argues that HCSD officers violated her son’s Fourth Amendment
    rights of reasonable search and seizure by using excessive force in his arrest.
    Furthermore, Pratt contends that              the HCSD officers’ conduct was
    unconstitutionally excessive, i.e., unreasonable, in two ways: by tasering her
    son unnecessarily and by hog-tying him.
    “When a plaintiff alleges excessive force during an investigation or
    arrest, the . . . right at issue is the Fourth Amendment right against
    unreasonable seizures.” Tolan v. Cotton, 
    134 S. Ct. 1861
    , 1865-66 (2014) (citing
    Graham v. Connor, 
    490 U.S. 386
    , 394 (1989)). Furthermore, determining
    “whether this right was violated requires a balancing of ‘the nature and quality
    of the intrusion on the individual’s Fourth Amendment interests against the
    importance of the governmental interests alleged to justify the intrusion.’” 
    Id.
    (emphasis added) (quoting Tennessee v. Garner, 
    471 U.S. 1
    , 8 (1985)).
    When a plaintiff alleges a violation of his Fourth Amendment rights due
    to excessive force, we are presented with a legal question concerning the
    reasonableness of the officer’s conduct, which is embodied in the claim itself.
    Specifically, to establish a claim of excessive force under the Fourth
    Amendment, Pratt “must demonstrate: ‘(1) [an] injury, (2) which resulted
    directly and only from a use of force that was clearly excessive, and (3) the
    excessiveness of which was clearly unreasonable.” Deville, 
    567 F.3d at 167
    (emphasis added) (quoting Tarver v. City of Edna, 
    410 F.3d 745
    , 751 (5th Cir.
    2005)). “Excessive force claims are necessarily fact-intensive.” 
    Id.
     Therefore,
    “whether the force used is ‘excessive’ or ‘unreasonable’ depends on ‘the facts
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    and circumstances of each particular case”, and we must “consider . . . ‘the
    severity of the crime at issue, whether the suspect poses an immediate threat
    to the safety of the officers or others, and whether he is actively resisting arrest
    or attempting to evade arrest by flight.’” 
    Id.
     (citing Graham, 
    490 U.S. at 396
    ).
    1.
    First, Pratt contends that Deputies Lopez and Medina violated her son’s
    Fourth Amendment rights by using excessive use in tasing him unnecessarily.
    Pratt, however, has not demonstrated by facts, or alleged facts subject to
    dispute, that the officers used unnecessary or unreasonable force under the
    circumstances.
    Construing the facts in the light most favorable to him, Pratt ignored
    multiple requests and warnings from both Lopez and Medina. Indeed, Pratt
    aggressively evaded Lopez and Medina’s attempts to apprehend him. Only
    after he continuously failed to comply, did either deputy deploy tasers; Medina
    used his taser only after Lopez’s efforts to subdue Pratt were ineffective. The
    evidence showed that Medina cycled his taser only when Pratt continued to
    resist handcuffing. Once Pratt complied, and Goldstein was able to handcuff
    him, Medina stopped using his taser. But, when Pratt kicked an officer after
    being taken to the ground, Medina used his taser again; and, once again,
    officers were able to control him. It is also important that neither officer used
    their taser as the first method to gain Pratt’s compliance. The record shows
    that both officers responded “with ‘measured and ascending’ actions that
    corresponded to [Pratt’s] escalating verbal and physical resistance.” See Poole
    v. City of Shreveport, 
    691 F.3d 624
    , 629 (5th Cir. 2012) (citations omitted).
    In sum, Pratt has not shown that Lopez and Medina’s use of tasers was
    “clearly excessive” or “unreasonable.” Accordingly, we hold that the district
    court did not err in granting both Lopez and Medina qualified immunity in this
    respect.
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    2.
    Next, Pratt contends that Deputies Wilks, Goldstein, and Salazar
    violated her son’s Fourth Amendment rights by using excessive force in hog-
    tying him. Although hog-tying is a controversial restraint, we have never held
    that an officer’s use of a hog-tie restraint is, per se, an unconstitutional use of
    excessive force. We have, however, previously addressed the excessiveness and
    reasonableness of the restraint.
    In Gutierrez v. City of San Antonio, 
    139 F.3d 441
     (5th Cir. 1998),
    Gutierrez resisted arrest, was violent towards officers, and was hog-tied (by
    having his “legs [drawn] backward at a 90–degree angle in an ‘L’ shape” and
    connected, behind his back, to his hands). 
    Id. at 443
    . Gutierrez, still resisting,
    was then placed face down in the back of a patrol car and driven to a hospital
    for the treatment of injuries sustained during his arrest. 
    Id.
     Upon arrival at
    the hospital, Gutierrez had stopped breathing. 
    Id.
     Shortly thereafter, he was
    pronounced dead. 
    Id.
     Against this background we said that “hog-tying may
    present a substantial risk of death or serious bodily harm only in a limited set
    of circumstances—i.e., when a drug-affected person in a state of excited
    delirium is hog-tied and placed face down in a prone position.” 
    Id. at 451
    . In
    the context of that case, we found a triable issue in using a hog-tie restraint.
    Significant to that finding, however, was that Gutierrez had told the arresting
    officers he was on drugs. 
    Id. at 448-49
     (“Gutierrez told [Officer] Walters that
    he had used bad cocaine. . . . Viewing these disputed facts in the light most
    favorable to Gutierrez, the summary judgment record shows that the officers
    knew that Gutierrez was under the influence of drugs . . . .”). The Gutierrez
    court took particular care to add: “In conclusion, our holding today is very
    limited.” See 
    id. at 451
    .
    Over ten years later, this Court again addressed the constitutionality of
    hog-tie restraints. In Hill v. Carroll Cnty., Miss., 
    587 F.3d 230
     (5th Cir. 2009),
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    we held that an officer’s use of a “four-point restraint”—the more formal term
    for “hog-tying”—was not a “per se unconstitutionally excessive use of force.”
    Hill, 
    587 F.3d at 235
     (“Gutierrez does not hold four-point restraint a per se
    unconstitutionally excessive use of force. . . .”).      Like Gutierrez, Loggins
    resisted arrest, was violent towards officers, and was hog-tied. 
    Id. at 232-33
    .
    Also, like Gutierrez, Loggins was placed face down in the back of a patrol car
    while hog-tied and transported for approximately 30 minutes to the nearest
    hospital.   
    Id. at 233
    . Like Gutierrez, Loggins ceased breathing, and was
    pronounced dead upon arrival at the hospital. 
    Id.
     Unlike Gutierrez, however,
    Loggins was not under the influence of drugs or alcohol during her arrest. 
    Id.
    Furthermore, at trial, Loggins’s medical expert testified specifically that she
    “died from positional asphyxia (suffocation)”. 
    Id.
    On appeal, however, we determined that “[t]he exact cause of Loggins’s
    death [wa]s unclear” because although her “body temperature at the time of
    death was recorded at 107.5°F, an elevation consistent with the official autopsy
    diagnosis of fatal hyperthermia[,] Loggins was also obese and hypertensive”.
    
    Id.
     Furthermore, we said that “[w]hile characterizing [hog-tie] restraints as
    dangerous when applied to a morbidly obese woman . . . [Loggins’s expert’s]
    testimony fail[ed] to raise a material fact issue that the use of four-point
    restraints was objectively unreasonable.” 
    Id. at 236
    . Accordingly, we held that
    “deputies cannot be held responsible for the unexpected, albeit tragic result, of
    their use of necessary force”, because “[j]udged from the perspective of an
    officer at the scene of Loggins’s arrest and transportation, as Graham . . .
    requires, the deputies had no objective basis not to use four-point restraints.”
    
    Id. at 237
    . Consequently, there was no “material fact issue” whether “the
    deputies’   use   of   four-point   restraints   was    unnecessary,    excessively
    disproportionate to the resistance they faced, or objectively unreasonable in
    terms of its peril to [the arrestee]”. 
    Id.
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    Since Hill, this Court has spoken only once, in Khan v. Normand, 
    683 F.3d 192
     (5th Cir. 2012), on the constitutionality of hog-tying. In Khan we held
    that an officer’s decision to hog-tie a drug-affected arrestee did not violate a
    clearly established constitutional right because the restraint was used only
    briefly and the arresting officers did not know that the arrestee was under the
    influence of drugs. 4 See 
    id. at 195-96
    .
    On appeal, Pratt argues that it is significant that the HCSD had a policy
    prohibiting the hog-tying of arrestees. Pratt also points out that Officer Wilks,
    the primary facilitator of Pratt’s hog-tying, acknowledged his belief that hog-
    tying was unconstitutional. 5 Pratt further contends that her son had stopped
    resisting, at least temporarily, at the time he was hog-tied, but acknowledges
    that he had to be subdued earlier after “giving up”. 6 But, the constitutionality
    of an officer’s actions, is neither guided nor governed by an officer’s subjective
    beliefs about the constitutionality of his actions or by his adherence to the
    policies of the department under which he operates. See, e.g., Hernandez v.
    4  Specifically, in Khan we held that “Khan’s treatment did not violate a clearly
    established right” because “[u]nlike in Hill, Khan was not left face down in the four-point
    restraint for an extended period of time.” Khan v. Normand, 
    683 F.3d 192
    , 195 (5th Cir.
    2012). Moreover, in Khan we also held that “the brevity of Khan’s restraint and the constant
    supervision similarly distinguish[ed] [Khan] from Gutierrez”; and, “Gutierrez [also] dealt with
    officers who knew the decedent had—as he told the officers—‘shot some bad coke.’ . . .
    [whereas] [t]he record contain[ed] no similar knowledge by the officers in the field.” 
    Id. at 195-96
    .
    5 Wilks Dep. 48:25-49:1-2 (“Q: [Y]ou were aware that [hog-tying Pratt] would not be
    constitutional. Correct? A: Yes.”)
    6 See Goldstein Dep. 119:17-21, Jan. 13, 2014 (“When I put the hobble on, he said,
    okay, I quit. I’m done. Sorry. Whatever. He stopped resisting. He had no resistance
    whatsoever. So I believe Deputy Salazar had the long end of the hobble. And I just got up.”);
    Wilks Dep. 46:1-11 (“Q: After you hobbled him . . . was he still kicking? A: No. Q: Was he
    still swinging his legs? A: No. Q: Swinging his arms? A: No, ma’am.”); Salazar Incident
    Rep., May 12, 2010 (“During this time, as Deputy Goldstein and I were attempting to hold
    the suspect down, Deputy M. Medina . . . dry stunned the suspect, the suspect then became
    compliant.”); see also Lobos Aff., at 2 (“Deputy M. Medina moved in and deployed a drive stun
    to Mr. Pratt’s back . . . in an attempt to gain control and compliance. This was effective
    because Deputy Goldstein was able to take control of Mr. Pratt’s legs as he had now stopped
    resisting.”).
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    Estelle, 
    788 F.2d 1154
    , 1158 (5th Cir. 1986) (“The claim is that the mere failure
    . . . to follow their [departmental] regulations was a constitutional violation.
    There is no such controlling constitutional principle.”).      Instead, we must
    examine whether the HCSD officers’ conduct was excessive or unreasonable
    under the “circumstances of [this] particular case.” Deville, 
    567 F.3d at 167
    .
    Considering the record evidence, neither the circumstances surrounding the
    arrest nor our precedent support that the decision to hog-tie Pratt was an
    excessive or unreasonable one.
    First, as earlier observed, we have never held that hog-tying is a per se
    unconstitutional technique of controlling a resisting arrestee.          Thus, an
    assertion of hog-tying alone does not constitute a claim of excessive force.
    Instead, Pratt “must demonstrate: ‘(1) [an] injury, (2) which resulted directly
    and only from a use of force that was clearly excessive, and (3) the excessiveness
    of which was clearly unreasonable.” 
    Id.
     (emphasis added).
    Turning to the excessiveness and unreasonableness of Deputies Wilks,
    Goldstein, and Salazar’s conduct, the record evidence shows that Pratt ignored
    multiple requests and warnings from all three officers; and, he aggressively
    evaded their attempts to apprehend him, even after promising compliance.
    Construing the facts in the light most favorable to him, it is clear from the
    record that Pratt did not follow through on his offers to comply with the officers’
    requests. Instead, Pratt renewed resistance, broke free from the officers’ grips,
    and kicked at officers attempting to restrain him (eventually kicking one officer
    in the groin twice). Furthermore, unlike the arrestee in Gutierrez, the officers
    who hog-tied Pratt were unaware of his use of drugs or alcohol when they hog-
    tied him, and Pratt does not contend that her son volunteered such
    information. Additionally, unlike the arrestees in Gutierrez and Hill, neither
    party contests that Pratt was only restrained for a very brief period. Thus, in
    13
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    No. 15-20080
    the factual context of this case, the use of the hog-tie restraint was not
    unconstitutionally excessive, or unreasonable.
    To conclude, in the light of Pratt’s “on again, off again” commitment to
    cease resisting, his recurring violence, and the threat he posed while
    unrestrained, it was not, under the totality of the circumstances, “clearly
    excessive” or “unreasonable” for HCSD officers to restrain him as they did. For
    these reasons, we hold that the district court did not err in granting Wilks,
    Goldstein, or Salazar qualified immunity.
    IV.
    In sum, the record evidence, read in the light most favorable to Pratt,
    does not show that his Fourth Amendment rights were violated. 7 The district
    court’s judgment is, in all respects
    AFFIRMED.
    7 The remainder of Pratt’s claims—that other deputies failed to intervene on his
    behalf, that supervisory officers (in their individual capacity) failed to sufficiently train the
    deputies who participated in Pratt’s arrest, and that the County violated his rights by not
    preventing the tasering and hog-tying practices—are premised on a violation of his
    constitutional rights. Because, as discussed above, Pratt cannot show such a violation, we
    need not address these claims.
    14
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    No. 15-20080
    GREGG COSTA, Circuit Judge, concurring in the judgment:
    My colleagues’ differing opinions on whether the force applied in this
    tragic case was excessive demonstrate that the constitutional question is a
    close call even for a judge who can spend days parsing the fine points of case
    law, let alone for an officer making split second decisions in the field. It is
    precisely for such situations—when the existence of a constitutional violation
    is not “beyond debate”—that qualified immunity provides a defense. Ashcroft
    v. Al-Kidd, 
    131 S. Ct. 2074
    , 2083 (2011).
    Khan v. Normand, 
    683 F.3d 192
     (5th Cir. 2012), alone supports the
    application of qualified immunity. That decision assessed the state of “hog-
    tying” law as of 2007. 
    Id. at 193
    . It thus binds us in assessing the state of that
    law in 2010 given the absence of any intervening authority. See Morgan v.
    Swanson, 
    755 F.3d 757
    , 760 (5th Cir. 2014) (“In concluding that a particular
    right is clearly established, courts must rely only on authority that existed at
    the time of the disputed conduct; conversely, courts may consider newer
    contrary authority as evidence that the asserted right is not clearly
    established.” (emphasis in original) (citing Wilson v. Layne, 
    526 U.S. 603
    , 614,
    617–18 (1999))). Khan found no violation of clearly established law because
    the arrestee “was not left face down in the four-point restraint for an extended
    period of time,” he “remained under constant supervision,” and the officers had
    not been told that the arrestee was in a cocaine-induced psychosis. 683 F.3d
    at 195–96. The same facts exist here.
    Hill v. Carroll County, 
    587 F.3d 230
     (5th Cir. 2009), provides even
    stronger support for qualified immunity. It found no constitutional violation—
    not just the absence of a clearly established violation—when the obese arrestee
    remained hog-tied and alone in the back seat of a patrol car during a 29 mile
    drive to jail. 
    587 F.3d 232
    –33, 237. In doing so, it emphasized factors that are
    15
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    again present here: the arrestee’s continued resistance to the officers and the
    absence of a cocaine-induced psychosis such as the one the officers knew about
    in Gutierrez v. City of San Antonio, 
    139 F.3d 441
     (5th Cir. 1998). 1 Id. at 237.
    With Hill on the books when Pratt was restrained for a much briefer time, it
    is difficult to find that a holding opposite the one in Hill would have been
    clearly established in 2010.
    On this ground of qualified immunity, I would affirm the judgment. 2
    1 Recognizing that the officer’s actual notice of cocaine use that existed in Gutierrez is
    not present here, Judge Haynes finds that “they had sufficient information to lead them to
    suspect that he was intoxicated with some kind of unknown substance.” Dissent at __. But
    irrational behavior existed in all our hog-tying cases; that is what led to the use of the
    restraint in the first place. In Khan, for example, the officers thought the arrestee was
    “suffering from a mental illness,” but that was not sufficient to support a finding that they
    should have suspected cocaine use. 683 F.3d at 196. And it’s not just use of “some kind of
    unknown substance” that led to the decision in Gutierrez, but use of cocaine in particular as
    one report had found that hog-tying created a substantial risk of death when applied to
    persons suffering from a cocaine-induced psychosis. 
    139 F.3d at 451
    ; but see Hill, 
    587 F.3d at 235
     (noting that a more recent study had cast doubt on the study relied on in Gutierrez
    and therefore it did not “extend beyond its facts”).
    2   Because qualified immunity provides a defense for the deputies involved in the use
    of force, it also warrants dismissal of the supervisory liability claims. See Doe v. Taylor I.S.D.,
    
    15 F.3d 443
    , 454 (5th Cir. 1994) (en banc) (explaining that for supervisory liability claims the
    qualified immunity “clearly established” standard applies to the underlying violation as well
    as the duty to provide better supervision concerning that right). And I agree with Judge
    Haynes that any constitutional violation is not attributable to the County as its policy
    prohibits hog-tying.
    16
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    No. 15-20080
    HAYNES, Circuit Judge, concurring and dissenting:
    Wayne Pratt received the death penalty at the hands of three police
    officers for the misdemeanor crime of failing to stop and give information. The
    majority opinion concludes that the deputies’ decision to hog-tie Pratt and
    apply force to his back while he was in this position was a reasonable response
    to Pratt’s failure to stop and identify himself following an accident and his
    failure to comply with their instructions. Qualified immunity “protect[s] police
    officers from the sometimes hazy border between excessive and acceptable
    force,” Saucier v. Katz, 
    533 U.S. 194
    , 206 (2001) (citation omitted), but here,
    the border is not hazy. Qualified immunity cannot be interpreted to license
    officers to use deadly force under these facts.         Because it was clearly
    established that officers in Deputies Wilks, Goldstein, and Salazar’s position
    should not have hog-tied Pratt in the manner they did, I respectfully dissent
    from the portion of the majority opinion affirming the district court’s grant of
    summary judgment on qualified immunity grounds for Deputies Wilks,
    Goldstein, and Salazar’s alleged use of excessive force in hog-tying Pratt. I
    concur in the remainder of the judgment.
    I
    When confronting a claim of qualified immunity, a court asks two
    questions: (1) whether the officer in fact violated a constitutional right, and (2)
    whether the contours of the right were “sufficiently clear that a reasonable
    official would understand that what he is doing violates that right.” Saucier,
    533 U.S. at 201–02 (quoting Anderson v. Creighton, 
    483 U.S. 635
    , 640 (1987)).
    The Supreme Court emphasized in Tolan v. Cotton that, in answering these
    questions, “courts may not resolve genuine disputes of fact in favor of the party
    seeking summary judgment.” 
    134 S. Ct. 1861
    , 1866 (2014) (citing Brosseau v.
    Haugen, 
    543 U.S. 194
    , 195 n.2 (2004)). Rather, “a court must view the evidence
    17
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    No. 15-20080
    ‘in the light most favorable to the opposing party.’” 
    Id.
     (quoting Adickes v. S.H.
    Kress & Co., 
    398 U.S. 144
    , 157 (1970)).
    Here, plaintiff contends that Deputies Wilks, Goldstein, and Salazar
    violated the Fourth Amendment’s prohibition on unreasonable seizures by
    using excessive force in detaining Pratt. “The inquiry into whether [the Fourth
    Amendment] right was violated requires a balancing of ‘the nature and quality
    of the intrusion on the individual’s Fourth Amendment interests against the
    importance of the governmental interests alleged to justify the intrusion.’” 
    Id.
    at 1865–66 (quoting Tennessee v. Garner, 
    471 U.S. 1
    , 8 (1985)). “This balancing
    ‘requires careful attention to the facts and circumstances of each particular
    case, including the severity of the crime at issue, whether the suspect poses an
    immediate threat to the safety of the officers or others, and whether he is
    actively resisting arrest or attempting to evade arrest by flight.’” Lytle v. Bexar
    Cty., 
    560 F.3d 404
    , 411 (5th Cir. 2009) (quoting Graham v. Connor, 
    490 U.S. 386
    , 396 (1989)).     With respect to the “clearly established” prong of the
    qualified immunity analysis, “[t]he salient question . . . is whether the state of
    the law at the time of an incident provided fair warning to the defendants that
    their alleged [conduct] was unconstitutional.” Tolan, 
    134 S. Ct. at 1866
    (citation omitted).
    A
    The majority opinion does not reach the second prong of the qualified
    immunity analysis because it concludes that, in the factual context of this case,
    the use of the hog-tie restraint was not unconstitutionally excessive or
    unreasonable. In particular, the majority opinion points to the fact that Pratt
    “ignored multiple requests and warnings” from the officers and “aggressively
    evaded their attempts to apprehend him, even after promising compliance.”
    The majority opinion fails, however, to balance the officers’ use of what
    18
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    amounted to deadly force against the relatively weak interest the officers had
    in apprehending Pratt.
    We have already concluded that the use of a hog-tie restraint in certain
    circumstances constitutes the use of deadly force.          Deadly force has been
    defined as force that “carr[ies] with it a substantial risk of causing death or
    serious bodily harm.” Gutierrez v. City of San Antonio, 
    139 F.3d 441
    , 446 (5th
    Cir. 1998) (quoting Robinette v. Barnes, 
    854 F.2d 909
    , 912 (6th Cir. 1988)). In
    Gutierrez, we concluded that hog-tying may create a substantial risk of death
    or serious bodily injury when combined with drug use, positional asphyxia, and
    cocaine psychosis. 
    Id.
     at 446–47. Those circumstances were present here.
    Although the officers did not know with certainty at the time of their encounter
    with Pratt that he was suffering from cocaine psychosis, they had sufficient
    information to lead them to suspect that he was intoxicated with some kind of
    unknown substance. When they first arrived at the scene, Pratt was running
    in circles, flailing his arms above his ahead, and claiming he was on fire, and
    Deputy Goldstein found a glass pipe and lighter in Pratt’s hands after he was
    handcuffed but before he was hog-tied. Despite this evidence, Deputy Wilks
    placed Pratt in a hog-tie restraint, with assistance from Deputy Goldstein,
    while Pratt was in a prone position. Officer Salazar simultaneously kneeled
    on Pratt’s back to restrain him, thus applying pressure that further impaired
    Pratt’s ability to breathe. Accordingly, to justify the use of such deadly force,
    the officers must have had “probable cause to believe that [Pratt] pose[d] a
    threat of serious physical harm, either to the officer or to others.” Garner, 
    471 U.S. at 11
    . “Where the suspect poses no immediate threat to the officer and
    no threat to others, the harm resulting from failing to apprehend him does not
    justify the use of deadly force to do so.” 
    Id.
    19
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    At oral argument, the only crime that counsel for the County could
    identify as having been violated by Pratt was the failure to stop and give
    information—a misdemeanor violation under the Texas Transportation Code.
    See TEX. TRANSP. CODE § 550.022. It is undisputed that Pratt was running
    around the neighborhood behaving erratically and was refusing to comply with
    the officers’ instructions. The officers noted that Pratt was not acting normally
    and appeared to be having some kind of mental or agitated episode, and they
    even suspected that he was intoxicated on some unknown substance. But at
    no point during the encounter did any of the deputies suspect that Pratt was
    armed with any kind of weapon. The only threat Pratt posed to the officers
    was at most a relatively mild threat of physical violence—one officer testified
    that Pratt turned toward an officer in an aggressive manner early in the
    officers’ encounter with Pratt. Additionally, Pratt kicked Deputy Goldstein in
    his thigh/groin area after the officers had restrained Pratt’s hands and placed
    him on the ground. However, at the time the officers applied the hog-tie
    restraint, they had been able to compel Pratt’s compliance with the use of a
    taser and Pratt subsequently stated that he would cease resisting. There is no
    indication in the record that Pratt posed an immediate threat to anyone other
    than the officers, no “Manis act” that would justify the use of deadly force. See
    Cole v. Carson, 
    802 F.3d 752
    , 760–61 (5th Cir. 2015) (“The act justifying deadly
    force is sometimes called a Manis[ 1] act. We have found qualified immunity
    was inappropriate due to the absence of a Manis act . . . .” (footnote omitted)).
    Thus, there exists at least a fact dispute as to whether Pratt presented any
    1 Manis v Lawson, 
    585 F.3d 839
    , 844–45 (5th Cir. 2009) (Manis’s act of reaching under
    the seat of the vehicle in what looked like a grab for a weapon was the “act” that justified the
    use of deadly force.).
    20
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    threat of harm to the officers, much less a threat of serious physical harm at
    the time the officers applied the hog-tie restraint.
    Recent Supreme Court cases addressing the Fourth Amendment right to
    be free from the use of excessive force provide guidance regarding how to
    conduct the balancing analysis. For example, in Mullenix v. Luna, 
    136 S. Ct. 305
     (2015), the Court focused on the fact that the suspect was a “reportedly
    intoxicated fugitive, set on avoiding capture through high-speed vehicular
    flight, who twice during his flight had threatened to shoot police officers, and
    who was moments away from encountering an officer,” 
    id. at 309
    . The Court
    held that the officers’ use of deadly force in attempting to stop the suspect’s
    high-speed car chase did not violate clearly established law.        
    Id. at 312
    .
    Similarly, in City and County of San Francisco v. Sheehan, 
    135 S. Ct. 1765
    (2015), the Court held that officers did not violate the Fourth Amendment in
    using potentially deadly force where the officers knew that the suspect “had a
    weapon and had threatened to use it to kill three people,” the officers had
    unsuccessfully attempted to subdue the suspect with pepper spray, and the
    suspect was only a few feet from a cornered officer, 
    id. at 1775
    . In Plumhoff v.
    Rickard, 
    134 S. Ct. 2012
     (2014), the Court held that the officers’ use of deadly
    force did not violate the Fourth Amendment where the officers fired 15 shots
    in an attempt to end a car chase that had “exceeded 100 miles per hour and
    lasted over five minutes,” during which the suspect “passed more than two
    dozen other vehicles, several of which were forced to alter course,” concluding
    that the car chase “posed a grave public safety risk,” 
    id. at 2021
    . The Court
    emphasized that the suspect posed an actual and imminent threat to
    21
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    No. 15-20080
    pedestrians and other motorists, as well as to the officers involved in the
    chase. 2 
    Id.
     at 2021–22.
    In each of these cases, the officers faced an immediate threat of serious
    harm, as did others who might come into contact with the individual in
    question. Conversely, in the instant case, there is no indication that Pratt ever
    posed a serious threat of harm to any of the officers, nor any indication that
    the officers feared for their safety in any meaningful way that might justify the
    use of deadly force. This is not the “split second” decision described in the
    concurring opinion. Thus, balancing Deputies Wilks, Salazar, and Goldstein’s
    use of deadly force against the importance of the government’s interests
    alleged to justify the intrusion leads inexorably to the conclusion that the
    2  Conversely, in Tolan v. Cotton, 
    134 S. Ct. 1861
     (2014), the Supreme Court reversed
    a panel of the Fifth Circuit that had affirmed a district court’s grant of summary judgment
    on qualified immunity grounds. The Court held that “the Fifth Circuit failed to adhere to the
    axiom that in ruling on a motion for summary judgment, ‘[t]he evidence of the nonmovant is
    to be believed, and all justifiable inferences are to be drawn in his favor.’” 
    Id. at 1863
    (alteration in original) (quoting Anderson v. Liberty Lobby, Inc., 
    477 U.S. 242
    , 255 (1986)). In
    Tolan, a police officer mistakenly accused two men of being in possession of a stolen vehicle
    after keying an incorrect character into the computer in his squad car. 
    Id.
     He confronted
    the two men outside of the home where Tolan lived with his parents. 
    Id.
     Tolan’s parents
    heard the commotion and exited the front door in their pajamas, insisting that the vehicle
    was not stolen. 
    Id.
     An additional officer arrived and instructed Tolan’s mother to stand
    against the family’s garage door. 
    Id.
     at 1863–64. Tolan and his mother testified that the
    officer grabbed her arm and slammed her against the garage door with enough force to leave
    bruises on her arms and back. Id. at 1864. Seeing this, Tolan rose to his knees and shouted
    an expletive, demanding that the officer leave his mother alone. Id. The officer then drew
    his pistol and fired three shots at Tolan with no verbal warning. Id. The Supreme Court
    remanded the case to the Fifth Circuit to correctly credit Tolan’s evidence and determine
    whether the officer’s actions violated clearly established law. Id. at 1868. On remand, the
    Fifth Circuit held that a genuine dispute of material fact existed as to whether the officer
    was entitled to summary judgment based on qualified immunity. Tolan v. Cotton, 573 F.
    App’x 330, 330–31 (5th Cir. 2014).
    22
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    deputies’ alleged use of force in this case was excessive and constitutes a
    violation of Pratt’s Fourth Amendment rights. 3
    B
    With respect to the second prong of the qualified immunity analysis,
    viewing the facts in the light most favorable to the plaintiff, it is apparent that
    the officers’ actions in using excessive force violated clearly established law.
    As of May 10, 2010, the date on which the events in this case occurred, the
    Fifth Circuit had decided two cases directly addressing whether the use of hog-
    tie restraints constitutes excessive force in violation of the Fourth Amendment:
    Gutierrez and Hill v. Carroll Cty., 
    587 F.3d 230
     (2009).
    As discussed previously, in Gutierrez, we held that placing a “drug-
    affected” arrestee in a hog-tie restraint constituted excessive force where hog-
    tying in addition to drug use, positional asphyxia, and cocaine psychosis was
    present. 
    139 F.3d at 444
    , 446–47. Gutierrez presents nearly identical facts to
    the facts of this case. In Gutierrez, police officers approached an individual
    who was running in circles in the middle of a heavily trafficked intersection
    3 With respect to the “directly and only” element of a claim of excessive force under
    the Fourth Amendment, I believe plaintiff has submitted sufficient evidence to raise a
    question of fact regarding whether Deputies Wilks, Goldstein, and Salazar’s use of the hog-
    tie restraint caused Pratt’s death. First, no case has held that “directly and only” literally
    means that no other cause contributed to the death in question. Counsel for both parties
    conceded during oral argument that they could not find a case in which the term “only” was
    relied upon to preclude recovery in a situation such as the instant one, where Pratt’s death
    allegedly resulted from multiple factors, but where the plaintiff has presented expert
    testimony stating that Pratt would not have died but for being hog-tied and having pressure
    placed on his back while in a prone position. We have explained that a plaintiff need not
    present evidence that a defendant’s excessive use of force was the exclusive cause of the
    alleged injury—rather, “so long as the injury resulted from ‘clearly excessive and objectively
    unreasonable’ force, [the plaintiff’s] claim is actionable.” Bailey v. Quiroga, 517 F. App’x 268,
    268 (5th Cir. 2013) (quoting Mouille v. City of Live Oak, 
    918 F.2d 548
    , 553 (5th Cir. 1990)).
    Here, the record indicates that the hog-tying was the last act of restraint before Pratt went
    into cardiac arrest and ceased breathing. The plaintiff’s expert opined that, but for the prone
    restraint, Pratt would not have died when he did. This evidence at least creates a fact issue
    as to causation.
    23
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    and claiming that he had been shot. 
    Id.
     at 442–43. The officers found no bullet
    wounds on the individual, nor did they see anyone with a gun nearby. 
    Id. at 443
    . The officers suspected that he was intoxicated, noting that his eyes were
    glassy, his gait was unsteady, and his speech was slurred. 
    Id.
     at 442–43. The
    individual confirmed upon questioning that he had “shot some bad coke.” 
    Id. at 443
    . The officers called an ambulance for possible toxic ingestion overdose,
    but when the ambulance arrived, the individual became violent. 
    Id.
     He kicked
    one of the officers in the chest and refused to get in the ambulance. 
    Id.
     At this
    point, the officers placed him in a hog-tie restraint in a prone position in the
    backseat of a patrol car so they could transport him in the patrol car to the
    hospital. 
    Id.
     Upon arriving at the hospital, the individual no longer had a
    pulse and was pronounced dead shortly thereafter. 
    Id.
     We reversed summary
    judgment on qualified immunity grounds in favor of the officers, holding that
    material fact disputes existed on the question of whether the officers used
    reasonable force.     Importantly, we found that, assuming the evidence
    regarding the risk of death posed by hog-tying to be true, “hog-tying in [those]
    circumstances would have violated law clearly established prior to November
    1994.” 
    Id. at 447
    .
    In Hill v. Carroll Cty., we again addressed whether hog-tying constituted
    excessive force under the Fourth Amendment.              In Hill, police officers
    responded to a fight between two women. 
    587 F.3d at 232
    . One of the women
    turned her attention away from the fight to tackle one of the officers,
    pummeling him with a flashlight. 
    Id.
     Eventually the officer managed to
    handcuff the woman’s wrists behind her back. 
    Id.
     He retrieved leg restraints
    from his patrol car and attached them, but the woman continued to kick, twist,
    and otherwise resist the officers as they tried to load her into the patrol car.
    
    Id.
     The officers then placed her in a hog-tie restraint, put her in the back of the
    24
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    No. 15-20080
    patrol car, and drove her to a courthouse, where they transferred the woman
    to another officer’s patrol car. 
    Id.
     at 232–33. The woman was placed face down
    for the half-hour ride to the jail. 
    Id. at 233
    . Upon arrival, she no longer had a
    pulse and was thereafter pronounced dead.                   
    Id.
       We concluded that no
    reasonable jury could find that the deputies used excessive force to subdue the
    woman. 
    Id. at 234
    . We distinguished Gutierrez on the ground that in Hill,
    there was no evidence of drug abuse or drug-induced psychosis, nor was there
    evidence that pressure had been placed on the back of the hog-tied individual.
    
    Id.
     at 235–36. Additionally, we noted that the police were called because the
    woman was in a fight with another individual, and that she assaulted the
    officer with his own flashlight when he tried to restrain her. 
    Id. at 237
    .
    Furthermore, the officers tried to put her in a squad car after restraining her
    hands and legs to no avail, and only then resorted to a hog-tie restraint. 
    Id.
     4
    The facts of this case fall squarely under the holding in Gutierrez. 5 Here,
    the officers had reason to suspect that Pratt had abused drugs based on his
    erratic behavior, and the presence of a glass pipe and lighter in his hands takes
    this from mere unexplained erratic behavior into the “on drugs” camp. 6
    4The third case involving hog-tying, Khan v. Normand, 
    683 F.3d 192
     (2012), had not
    been decided at the time of the events at issue in this case. Accordingly, it cannot relied upon
    to assess what law was clearly established at the time of the dispute. That case is also
    distinguishable because in that case, the detainee, while resisting, reached for the officer’s
    gun. 
    Id. at 193
    . Under Pearson v. Callahan, 
    555 U.S. 223
    , 236 (2009), our court in Khan
    reached only the second prong of the qualified immunity analysis—whether the officers’
    actions violated a clearly established right—and declined to address whether the officers’
    conduct constituted excessive force. Khan, 683 F.3d at 194–95.
    5 To the extent that there is any dissonance among Gutierrez, Hill, and Khan, we are
    bound by the oldest case, Gutierrez, under our rule of orderliness. United States v. Broussard,
    
    669 F.3d 537
    , 554–55 (5th Cir. 2012). I thus disagree with the concurring opinion that Khan
    “binds us in assessing the state of that law in 2010.” Concurrence at 1.
    6 I disagree with the concurring opinion that the drugs had to be cocaine to fall within
    Gutierrez.
    25
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    Furthermore, Pratt was unarmed and posed a relatively little risk of harm to
    the officers despite his refusal to comply with their commands. At no point did
    Pratt attempt any kind of violence other than kicking at the officers while he
    was on the ground. Pratt never attempted to reach for the officers’ weapons,
    nor did he pose any other threat of serious harm to the officers. Additionally,
    the officers did not discover that Pratt had stopped breathing until after an
    ambulance arrived, and the amount of time Pratt was actually hog-tied is a
    disputed fact. Furthermore, distinct from the facts in Hill, the officers did not
    attempt to use leg restraints before placing Pratt in a hog-tie restraint. Most
    importantly, unlike Hill, the officers here used both the hog-tie restraint and
    put a knee on his back, greatly impairing his ability to breathe. See Hill, 
    587 F.3d at 236
    . 7
    In light of the holding in Gutierrez and the similarities between it and
    the instant case, the state of the law at the time of the incident was sufficiently
    established to provide fair warning to Deputies Wilks, Salazar, and Goldstein
    that their alleged conduct violated Pratt’s Fourth Amendment right to be free
    from the use of excessive force.
    Accordingly, I respectfully dissent from Part III.A.2 of the majority
    opinion affirming the district court’s grant of summary judgment on qualified
    immunity grounds with respect to the plaintiff’s excessive force claim against
    Deputies Wilks, Goldstein, and Salazar for their use of the hog-tie restraint. I
    7 Indeed, the absence of drugs and vertical pressure are the reasons the Gutierrez
    study was “discounted” in Hill: “Dr. Werner Spitz, Hill’s medical expert, also failed to provide
    the necessary evidence of the risks associated with four-point restraints. He relied heavily
    on the San Diego Study . . . [but] admitted Loggins did not exhibit evidence of drug abuse or
    cocaine-induced psychosis, two critical factors in the San Diego Study. He conceded his own
    publication on positional asphyxia observes that when deaths occurred, the arresting officers
    had placed pressure on the back of the hog-tied prisoner. No vertical pressure was applied to
    Loggins.” Hill, 
    587 F.3d at 236
     (emphasis added).
    26
    Case: 15-20080        Document: 00513490153          Page: 27      Date Filed: 05/03/2016
    No. 15-20080
    would reverse and remand as to those claims. As to plaintiff’s other claims, I
    concur in the disposition set forth in the majority opinion. 8
    8 The majority opinion disposes of plaintiff’s supervisory and municipal liability claims
    on the ground that there are no underlying excessive force violations under the Fourth
    Amendment. Although, as discussed above, I would find that plaintiff has sufficiently alleged
    a constitutional violation with respect to Deputies Wilks, Goldstein, and Salazar’s hog-tying,
    I concur in the ultimate judgment that her municipal liability claim based on this conduct
    should be dismissed. To establish a claim for municipal liability under § 1983, a plaintiff
    “must show the deprivation of a federally protected right caused by action taken ‘pursuant to
    an official municipal policy.’” Valle v. City of Houston, 
    613 F.3d 536
    , 541 (5th Cir. 2010)
    (quoting Monell v. Dep’t of Soc. Servs., 
    436 U.S. 658
    , 691 (1978)). Here, plaintiff has not
    sufficiently alleged the existence of an official policy. In fact, the record evidence shows that
    Harris County had a policy against using hog-tying as a method of restraint. Accordingly,
    plaintiff’s municipal liability claim based on the deputies’ hog-tying is appropriately
    dismissed.
    27
    

Document Info

Docket Number: 15-20080

Citation Numbers: 822 F.3d 174

Filed Date: 5/3/2016

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (31)

United States v. Broussard , 669 F.3d 537 ( 2012 )

Alvaro L. Hernandez, Jr. v. W.J. Estelle, Jr., Director, ... , 788 F.2d 1154 ( 1986 )

Meadours Ex Rel. Estate of Meadours v. Ermel , 483 F.3d 417 ( 2007 )

Bazan Ex Rel. Bazan v. Hidalgo County , 246 F.3d 481 ( 2001 )

Valle v. City of Houston , 613 F.3d 536 ( 2010 )

Jane Doe v. Taylor Independent School District, Mike ... , 15 F.3d 443 ( 1994 )

Manis v. Lawson , 585 F.3d 839 ( 2009 )

Tarver v. City of Edna , 410 F.3d 745 ( 2005 )

Deville v. Marcantel , 567 F.3d 156 ( 2009 )

Lytle v. Bexar County, Tex. , 560 F.3d 404 ( 2009 )

Goodman v. Harris County , 571 F.3d 388 ( 2009 )

Peterson v. City of Fort Worth, Tex. , 588 F.3d 838 ( 2009 )

Hill v. Carroll County, Miss. , 587 F.3d 230 ( 2009 )

rene-gutierrez-individually-and-on-behalf-of-the-estate-of-rene-gutierrez , 139 F.3d 441 ( 1998 )

dorothy-robinette-administratrix-of-the-estate-of-daniel-briggs-deceased , 854 F.2d 909 ( 1988 )

Monell v. New York City Dept. of Social Servs. , 98 S. Ct. 2018 ( 1978 )

Adickes v. S. H. Kress & Co. , 90 S. Ct. 1598 ( 1970 )

Tennessee v. Garner , 105 S. Ct. 1694 ( 1985 )

Malley v. Briggs , 106 S. Ct. 1092 ( 1986 )

Anderson v. Liberty Lobby, Inc. , 106 S. Ct. 2505 ( 1986 )

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