Joseph Lombardo v. United States , 860 F.3d 547 ( 2017 )


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  •                                  In the
    United States Court of Appeals
    For the Seventh Circuit
    ____________________
    No. 15-2860
    JOSEPH LOMBARDO,
    Petitioner-Appellant,
    v.
    UNITED STATES OF AMERICA,
    Respondent-Appellee.
    ____________________
    Appeal from the United States District Court for the
    Northern District of Illinois, Eastern Division.
    No. 15 C 1038 — James B. Zagel, Judge.
    ____________________
    ARGUED FEBRUARY 22, 2017 — DECIDED JUNE 20, 2017
    ____________________
    Before BAUER and POSNER, Circuit Judges, and DEGUILIO,
    District Judge.*
    DEGUILIO, District Judge. Joseph Lombardo is serving a life
    sentence on his convictions for racketeering, murder, and ob-
    struction of justice. After we affirmed his convictions and sen-
    tence on direct appeal, he retained a new attorney to argue
    *Of the United States District Court for the Northern District of Indiana,
    sitting by designation.
    2                                                     No. 15-2860
    that his convictions were the product of his trial counsel’s in-
    effectiveness. However, his new attorney misunderstood
    when the one-year limitations period for motions under 28
    U.S.C. § 2255 began running, and thus filed Lombardo’s mo-
    tion too late.
    The question in this appeal is whether an attorney’s mis-
    calculation of a statute of limitations justifies equitably tolling
    the limitations period for a motion under § 2255. Following
    longstanding precedent, we hold that it does not, even if the
    result is to bar a claim of ineffective assistance of trial counsel.
    We therefore affirm the district court’s dismissal of Lom-
    bardo’s untimely motion.
    I.
    Joseph Lombardo was a long-time member of the Chicago
    Outfit, the lineal descendent of Al Capone’s gang. He is also
    no stranger to federal prosecution. In the 1970s, Lombardo
    was federally indicted for Outfit thefts from the Teamster’s
    Pension Fund, but those charges were dropped when Daniel
    Seifert, the key witness against him, was murdered prior to
    trial—a murder for which the jury in this case found Lom-
    bardo responsible. In the 1980s, Lombardo was charged and
    convicted in two separate cases, one of which involved a con-
    spiracy to bribe a United States Senator, and the other of
    which involved maintaining hidden financial and manage-
    ment interests in Las Vegas casinos. His convictions in those
    cases were affirmed, and his appeals from various postcon-
    viction motions were unsuccessful. United States v. Williams,
    
    737 F.2d 594
    (7th Cir. 1984); United States v. Cerone, 
    830 F.2d 938
    (8th Cir. 1987); United States v. Lombardo, 
    859 F.2d 1328
    (8th
    Cir. 1988); Lombardo v. United States, 
    865 F.2d 155
    (7th Cir.
    No. 15-2860                                                     3
    1989); Lombardo v. United States, 
    956 F.2d 272
    (table), No. 91-
    1085, 
    1992 WL 38620
    (7th Cir. 1992).
    In the present case, Lombardo was charged in 2005 with a
    racketeering conspiracy for “having conducted the Outfit’s af-
    fairs through a pattern of racketeering activity that extended
    from the 1960s to 2005 and included a number of murders,
    along with extortion, obstruction of justice, and other crimes.”
    United States v. Schiro, 
    679 F.3d 521
    , 524 (7th Cir. 2012). The
    indictment also charged him with committing the Seifert mur-
    der as part of that conspiracy. After his indictment, Lombardo
    evaded arrest for a number of months, leading to an obstruc-
    tion of justice charge in a superseding indictment.
    Lombardo was tried along with several of his co-defend-
    ants at a trial that lasted nearly three months. The jury con-
    victed him on both counts and also found him responsible for
    the Seifert murder. The district court imposed a life sentence,
    and we affirmed Lombardo’s conviction and sentence on ap-
    peal. Schiro, 
    679 F.3d 521
    . Lombardo then filed a petition for
    certiorari, which the Supreme Court denied on March 25,
    2013. Lombardo v. United States, 
    133 S. Ct. 1633
    (2013). Lom-
    bardo also petitioned for rehearing, but the Supreme Court
    denied that petition on June 3, 2013. Lombardo v. United States,
    
    133 S. Ct. 2792
    (2013).
    At some point, Lombardo retained a new attorney, David
    Jay Bernstein, to represent him in his attempt to vacate his
    conviction. On May 31, 2014, Bernstein filed a motion under
    § 2255 on Lombardo’s behalf, arguing that Lombardo re-
    ceived ineffective assistance of counsel at trial. In general, the
    motion and accompanying brief argued that Lombardo’s trial
    counsel failed to adequately investigate the case and develop
    4                                                    No. 15-2860
    his defense at trial, in violation of Lombardo’s Sixth Amend-
    ment right to counsel.
    The government moved to dismiss the motion as un-
    timely. It noted that Lombardo’s conviction became final for
    the purposes of § 2255 when the Supreme Court denied his
    petition for certiorari on March 25, 2013—not when it denied
    his petition for rehearing on June 3, 2013. Lombardo’s motion
    on May 31, 2014 was thus filed outside the one-year statute of
    limitations under § 2255(f)(1).
    In response, Lombardo conceded that his motion was un-
    timely, but asked the district court to forgive the late filing on
    account of his attorney’s “excusable neglect.” His attorney
    represented that he miscalculated the deadline due to his mis-
    taken belief that the statute of limitations began running only
    when the Supreme Court denied the petition for rehearing,
    not when it denied the petition for certiorari. He further rep-
    resented that this error was “based on misinformation pro-
    vided by a trusted paralegal.” In a supplemental filing, he
    cited the Supreme Court’s decision in Holland v. Florida, 
    560 U.S. 631
    (2010) and asked that the statute of limitations be eq-
    uitably tolled.
    In its ruling, the district court agreed with the parties that
    the motion was filed outside the one-year statute of limita-
    tions, and it found that counsel’s miscalculation of the dead-
    line did not justify equitable tolling. Accordingly, it dismissed
    the motion as untimely and did not reach the merits of Lom-
    bardo’s claim. After Lombardo appealed, we issued a certifi-
    cate of appealability and instructed the parties to “address
    whether Lombardo is entitled to equitable tolling because of
    ineffective assistance of counsel in his initial-review collateral
    No. 15-2860                                                    5
    proceeding. See Trevino v. Thaler, 
    133 S. Ct. 1911
    (2013); Mar-
    tinez v. Ryan, 
    132 S. Ct. 1309
    (2012); Ramirez v. United States,
    
    799 F.3d 845
    , 852–54 (7th Cir. 2015).” Because doing so would
    require Bernstein to argue his own ineffectiveness, we also ap-
    pointed new counsel to represent Lombardo on appeal.
    II.
    Section 2255 contains a “1-year period of limitation” that
    runs from “the date on which the judgment of conviction be-
    comes final.” 28 U.S.C. § 2255(f)(1). As relevant here, the judg-
    ment of conviction becomes final when the Supreme Court
    denies a petition for certiorari, regardless of whether a de-
    fendant then seeks rehearing before the Supreme Court. Rob-
    inson v. United States, 
    416 F.3d 645
    , 650 (7th Cir. 2005). Lom-
    bardo filed his petition just under one year after the denial of
    rehearing, but over fourteen months after the denial of certio-
    rari, making his petition untimely. To avoid dismissal, Lom-
    bardo thus argues that the statute of limitations should be eq-
    uitably tolled.
    “[T]he threshold necessary to trigger equitable tolling is
    very high, lest the exceptions swallow the rule.” United States
    v. Marcello, 
    212 F.3d 1005
    , 1010 (7th Cir. 2000). To qualify for
    equitable tolling, a petitioner must show: (1) that he has been
    pursuing his rights diligently; and (2) that some extraordi-
    nary circumstance stood in his way and prevented timely fil-
    ing. 
    Holland, 560 U.S. at 649
    ; Boulb v. United States, 
    818 F.3d 334
    , 339–40 (7th Cir. 2016). The district court found that Lom-
    bardo failed the second element, as he did not demonstrate
    extraordinary circumstances, so it dismissed the motion with-
    out needing to consider Lombardo’s diligence. “‘We review
    the decision to deny equitable tolling for an abuse of discre-
    tion.’” Carpenter v. Douma, 
    840 F.3d 867
    , 870 (7th Cir. 2016)
    (quoting Obriecht v. Foster, 
    727 F.3d 744
    , 748 (7th Cir. 2013)).
    6                                                   No. 15-2860
    We first address Lombardo’s argument that his attorney’s
    error in calculating the statute of limitations meets the de-
    manding standard for extraordinary circumstances required
    by existing precedent. We then address his argument that we
    should create an exception to that standard specific to claims
    of ineffective assistance of trial counsel, under which a peti-
    tioner could establish extraordinary circumstances by show-
    ing that their postconviction counsel was ineffective (or they
    had no counsel) and that their underlying claim has some
    merit.
    A.
    In the district court, Lombardo asked to equitably toll the
    statute of limitations because his attorney mistakenly be-
    lieved that the statute of limitations began running only upon
    the Supreme Court’s denial of rehearing, not upon the denial
    of certiorari. However, as we, the Supreme Court, and other
    courts have consistently held, mistakes or miscalculations of
    that sort by a party’s attorney do not satisfy the extraordinary
    circumstances element for equitable tolling. E.g., 
    Holland, 560 U.S. at 651
    –52; Lawrence v. Florida, 
    549 U.S. 327
    , 336–37 (2007);
    Griffith v. Rednour, 
    614 F.3d 328
    , 331 (7th Cir. 2010); 
    Robinson, 416 F.3d at 650
    n.1; Rouse v. Lee, 
    339 F.3d 238
    , 248–49 (4th Cir.
    2003) (en banc) (collecting cases); Modrowski v. Mote, 
    322 F.3d 965
    , 968 (7th Cir. 2003).
    “Extraordinary circumstances” are present only when an
    “external obstacle” beyond the party’s control “stood in [its]
    way” and caused the delay. Menominee Indiana Tribe of Wis. v.
    United States, 
    136 S. Ct. 750
    , 756 (2016). In other words, the
    circumstances that caused a party’s delay must be “both ex-
    traordinary and beyond its control.” 
    Id. But parties
    are bound
    by the acts of the attorney they choose to represent them, just
    as a principal is bound by the acts of its agent. Maples v.
    Thomas, 
    565 U.S. 266
    , 280–81 (2012) (“[W]hen a petitioner’s
    No. 15-2860                                                    7
    postconviction counsel misses a filing deadline, the petitioner
    is bound by the oversight….”); Irwin v. Dep’t of Veterans Af-
    fairs, 
    498 U.S. 89
    , 92 (1990) (“Under our system of representa-
    tive litigation, ‘each party is deemed bound by the acts of his
    lawyer-agent….’” (quoting Link v. Wabash R. Co., 
    370 U.S. 626
    ,
    634 (1962))). Thus, errors by an attorney acting on a party’s
    behalf do not constitute external obstacles beyond the party’s
    control. Johnson v. McBride, 
    381 F.3d 587
    , 589–90 (7th Cir.
    2004); see 
    Maples, 565 U.S. at 280
    –82; Coleman v. Thompson, 
    501 U.S. 722
    , 753 (1991) (“[T]he attorney is the petitioner’s agent
    when acting, or failing to act, in furtherance of the litigation,
    and the petitioner must ‘bear the risk of attorney error.’”
    (quoting Murray v. Carrier, 
    477 U.S. 478
    , 488 (1986))). This
    principle generally applies both to civil litigants and to habeas
    petitioners, neither of which have a constitutional right to
    counsel. 
    Lawrence, 549 U.S. at 336
    –37; 
    Johnson, 381 F.3d at 589
    –
    90; see also 
    Modrowski, 322 F.3d at 968
    (“[A]ttorney negligence
    is not extraordinary and clients, even if incarcerated, must
    vigilantly oversee, and ultimately bear responsibility for, their
    attorneys’ actions or failures.” (internal quotation omitted)).
    The mistake by Lombardo’s counsel in identifying the cor-
    rect filing deadline was neither extraordinary nor beyond
    Lombardo’s control. Indeed, we have previously held that
    this exact same mistake did not warrant equitable tolling. In
    Robinson, the petitioner’s counsel filed a § 2255 motion less
    than one year after the Supreme Court denied hearing—
    which counsel mistakenly believed to be the operative date—
    but more than one year after the Supreme Court denied certi-
    
    orari. 416 F.3d at 646
    –47. The petitioner argued that the limi-
    tations period should be equitably tolled in light of this mis-
    take. We disagreed: “Equitable tolling is granted sparingly,
    where extraordinary circumstances beyond the litigant’s con-
    trol prevented timely filing; a mistaken understanding about
    8                                                    No. 15-2860
    the deadline for filing is not grounds for equitable tolling.” 
    Id. at 650
    n.1.
    That holding is consistent with the Supreme Court’s more
    recent decisions on equitable tolling. In Lawrence, the Su-
    preme Court confronted another mistake similar to the one
    here, in the context of a § 2254 petition by a state prisoner. 
    549 U.S. 327
    . Like under § 2255, petitions under § 2254 face a one-
    year statute of limitations from the date the conviction be-
    comes final. 28 U.S.C. § 2244(d)(1). However, that period is
    tolled by statute for § 2254 petitions while a petition for post-
    conviction review is pending in the state courts. § 2244(d)(2).
    In Lawrence, the petitioner’s attorney believed a state-court
    petition remained “pending” for statutory tolling purposes
    until the United States Supreme Court denied certiorari. The
    Supreme Court held, though, that a state-court petition is no
    longer pending once the state’s highest court disposes of the
    petition, even if the petitioner then seeks certiorari from the
    Supreme 
    Court. 549 U.S. at 332
    . By that standard, Lawrence’s
    federal habeas petition was untimely.
    Lawrence argued in the alternative that he was entitled to
    equitable tolling, but the Supreme Court disagreed, holding
    that he had “fallen far short of showing ‘extraordinary cir-
    cumstances’ necessary to support equitable tolling.” 
    Id. at 337.
    In particular, the Court rejected the argument that an attor-
    ney’s mistake of this sort would justify equitable tolling:
    Lawrence argues that his counsel’s mistake in
    miscalculating the limitations period entitles
    him to equitable tolling. If credited, this argu-
    ment would essentially equitably toll limita-
    tions periods for every person whose attorney
    missed a deadline. Attorney miscalculation is
    No. 15-2860                                                               9
    simply not sufficient to warrant equitable toll-
    ing, particularly in the postconviction context
    where prisoners have no constitutional right to
    counsel.
    
    Id. at 336–37.
        The Supreme Court reiterated these principles in Holland,
    stating that “a garden variety claim of excusable neglect, such
    as a simple miscalculation that leads a lawyer to miss a filing
    deadline, does not warrant equitable 
    tolling.” 560 U.S. at 651
    –
    52 (internal quotations omitted). The facts of Holland extended
    well beyond a simple miscalculation or misunderstanding of
    the statute of limitations, though, and entailed an attorney’s
    prolonged pattern of neglect and detachment from his client,
    involving years of directions that went unheeded, pleas for
    information that went unanswered, and requests for substitu-
    tion of counsel that were denied. 
    Id. at 652–53.
    Citing the eq-
    uitable and fact-specific nature of the equitable tolling doc-
    trine, the Court held that egregious attorney misconduct
    could sometimes amount to extraordinary circumstances so
    as to justify equitable tolling, and remanded for a determina-
    tion of whether the attorney’s conduct met that standard.1 
    Id. at 649–52.
    1In its subsequent decision in Maples, the Court characterized Holland as
    resting on the distinction between attorney negligence—which is attribut-
    able to the client—and attorney abandonment—which severs the princi-
    pal–agent relationship, making the attorney’s acts no longer attributable
    to the client. 
    Maples, 565 U.S. at 281
    –83. The parties thus dispute whether
    Holland actually requires abandonment or only egregious misconduct, but
    we need not engage in that debate, as the circumstances here fall well short
    of meeting either standard.
    10                                                 No. 15-2860
    The district court’s decision here was a straightforward
    application of—and indeed was compelled by—these cases.
    The attorney in Robinson made the exact same mistake as
    Lombardo’s attorney—believing that the statute of limita-
    tions began running once the Supreme Court denied rehear-
    ing instead of when it denied certiorari—and we held that
    such an error did not justify equitable 
    tolling. 416 F.3d at 650
    n.1. The attorney in Lawrence harbored a similar misunder-
    standing as to when the statute of limitations was running,
    and the Supreme Court likewise held that the error did not
    justify equitable 
    tolling. 549 U.S. at 336
    –37. The same is true
    here.
    Lombardo argues that his attorney’s misconduct was in
    fact more serious, and thus comparable to the egregious mis-
    conduct in Holland, because his attorney relied on information
    from a “trusted paralegal” instead of researching and calcu-
    lating the deadline himself. Every error of this sort will in-
    volve a similar type of shortcoming, though, whether the at-
    torney doesn’t do enough research, relies on the wrong type
    of source, or just plain gets it wrong. This factor alone thus
    does not elevate counsel’s error to an extraordinary circum-
    stance or meaningfully distinguish this case from others in-
    volving similar errors. 
    Lawrence, 549 U.S. at 336
    (noting that
    circuit precedent was unanimous at the time of counsel’s mis-
    understanding of the applicable rule, implying that counsel
    had not done any research into the issue); Taliani v. Chrans,
    
    189 F.3d 597
    , 598 (7th Cir. 1999) (rejecting an argument for eq-
    uitable tolling where counsel “miscalculated the limitations
    period because of inadequate research”); see 
    Griffith, 614 F.3d at 331
    (“Holland tells us that a simple legal mistake does not
    excuse an untimely filing. It may be negligent to wait until
    what is by a lawyer’s own calculation the last possible day,
    No. 15-2860                                                             11
    because such a calculation could be wrong. But this kind of
    negligence is not ‘extraordinary’ by any means. Such a blun-
    der does not extend the time for filing a collateral attack.”).
    Though some cases identify an attorney’s failure to per-
    form any research as among the factors that contributed to a
    finding of extraordinary circumstances, none of those cases
    rely solely on that factor or suggest it can be sufficient to sup-
    port that finding.2 E.g., 
    Holland, 560 U.S. at 652
    ; Baldayaque v.
    United States, 
    338 F.3d 145
    , 152–53 (2d Cir. 2003). In Balda-
    yaque, for example, the attorney not only misunderstood the
    statute of limitations and failed to perform the proper re-
    search on that topic, he never filed a motion under § 2255,
    even though he had been retained for that sole purpose, and
    he never spoke to or met with the petitioner, and did not fol-
    low up when his letter to the petitioner was returned as un-
    
    deliverable. 338 F.3d at 152
    –53. And in Holland, as noted
    above, the attorney ignored the petitioner’s repeated requests
    for information, failed to communicate with him over a pe-
    riod of years, and disregarded his express 
    directions. 560 U.S. at 652
    –53. Those additional extenuating factors are absent
    here, as Lombardo’s entire argument is premised on his attor-
    ney’s miscalculation based on incorrect information from his
    paralegal.
    2As we explained in Socha, “Defects in performance, whether through the
    attorney’s own fault or attributable to extenuating circumstances, do not
    inevitably support equitable tolling, but they are relevant. The Supreme
    Court has identified some types of errors (such as miscalculation of a
    deadline) that do not warrant relief; it calls them ‘garden variety’ claims
    of excusable neglect, meaning that these errors are too common to be
    called 
    ‘extraordinary.’” 763 F.3d at 685
    (quoting 
    Holland, 560 U.S. at 651
    –
    52).
    12                                                        No. 15-2860
    Lombardo also asks in the alternative that we remand for
    factual development as to whether his attorney actually aban-
    doned him, but he has not justified that request. Lombardo
    did not raise any such argument to the district court and con-
    cedes even now that the record cannot support a finding of
    abandonment. Unsupported speculation raised for the first
    time on appeal is not a basis to remand.3 
    Boulb, 818 F.3d at 341
    (holding that conclusory and unsupported assertions of ex-
    traordinary circumstances did not warrant a remand for fur-
    ther development).
    Therefore, at least absent our creation of an exception to
    this framework, to which we turn next, the district court did
    not abuse its discretion in finding that Lombardo did not es-
    tablish extraordinary circumstances in support of his request
    for equitable tolling.
    B.
    Lombardo’s alternative argument is that we should create
    an exception to this element for equitable tolling specific to
    claims of ineffective assistance of trial counsel. In particular,
    he asks us to hold that for such claims, a petitioner can estab-
    lish extraordinary circumstances by showing that (1) they had
    no postconviction counsel or their counsel was ineffective,
    and (2) their underlying claim has “some merit.” Lombardo
    bases this argument on the Supreme Court’s holdings in Mar-
    tinez v. Ryan, 
    566 U.S. 1
    (2012), and Trevino v. Thaler, 
    133 S. Ct. 1911
    (2013), which created a similar framework by which state
    prisoners seeking federal habeas review could excuse their
    procedural default.
    3We express no position as to whether this issue might be raised through
    post-judgment motions in the district court.
    No. 15-2860                                                     13
    By way of background, before state prisoners file a habeas
    petition in federal court under 28 U.S.C. § 2254, they must first
    assert their claim throughout at least one complete round of
    state-court review. Richardson v. Lemke, 
    745 F.3d 258
    , 268 (7th
    Cir. 2014). When they fail to do so, either because they omit
    their claim from the state proceedings or they fail to comply
    with the state’s procedural requirements in presenting their
    claim, the claim is considered procedurally defaulted. Mar-
    
    tinez, 566 U.S. at 9
    –10; Clemons v. Pfister, 
    845 F.3d 816
    , 819 (7th
    Cir. 2017). Federal courts typically will not consider such a
    claim on its merits. Mar
    tinez, 566 U.S. at 9
    –10. There are lim-
    ited exceptions to this rule, however, including when a peti-
    tioner can establish cause for the default and prejudice from a
    violation of federal law. 
    Id. at 10.
        These rules are not grounded in statute, but in concerns of
    comity and federalism. 
    Coleman, 501 U.S. at 730
    . They are “de-
    signed to ensure that state-court judgments are accorded the
    finality and respect necessary to preserve the integrity of legal
    proceedings within our system of federalism.” Mar
    tinez, 566 U.S. at 9
    . Thus, the contours of this doctrine and the availabil-
    ity of exceptions thereto “are elaborated in the exercise of the
    Court’s discretion,” based on its equitable judgment. 
    Id. at 13.
        The Supreme Court recognized one such exception in
    Martinez. There, the state prisoner wished to argue in his fed-
    eral petition that his trial counsel was ineffective. 
    Id. at 7.
    However, that claim was procedurally defaulted because he
    did not raise it in his state postconviction proceeding. 
    Id. In- stead,
    the attorney that had been appointed for him in that
    proceeding filed a notice akin to an Anders brief, contending
    that he lacked any meritorious claim. 
    Id. at 6.
    Thus, when the
    14                                                  No. 15-2860
    petitioner filed his federal petition, the district court dis-
    missed it as procedurally defaulted, finding that an attorney’s
    errors in a postconviction proceeding do not qualify as cause
    for a default. 
    Id. at 7–8.
        The Supreme Court reversed, creating a narrow exception
    to procedural default in those circumstances. It noted that
    claims for ineffective assistance of trial counsel are unique in
    that they often can only be raised in postconviction proceed-
    
    ings. 566 U.S. at 11
    . If, because they lack counsel at that stage
    or because their postconviction counsel is ineffective, peti-
    tioners do not raise their ineffective-assistance claim in the
    state postconviction proceedings, then the state courts will
    have never considered the claim and it will be procedurally
    defaulted in the federal proceedings. 
    Id. at 10–11.
    And be-
    cause petitioners do not have a constitutional right to counsel
    at the postconviction stage, they could not avoid default by
    presenting an independent claim for ineffective-assistance-of-
    postconviction-counsel, as they could for issues that should
    have been raised by trial or appellate counsel. 
    Id. Thus, en-
    forcing the procedural default in the federal proceeding
    would mean that no court at any stage will have considered
    the ineffective -assistance-of-trial-counsel claim on its merits.
    
    Id. To avoid
    that result, the Supreme Court exercised its equi-
    table discretion to create a framework by which state prison-
    ers could excuse their procedural default for claims of ineffec-
    tive assistance of trial counsel that had not been considered
    on its merits at any stage of the proceedings in state court. 
    Id. at 13–14.
    Under that framework, the petitioners would first
    have to show either that they had no counsel or that their
    No. 15-2860                                                    15
    counsel was ineffective in the state postconviction proceed-
    ing. 
    Id. at 14.
    Second, they would have to show that their un-
    derlying claim of ineffective assistance of trial counsel has at
    least “some merit.” 
    Id. Martinez initially
    held that this rule ap-
    plied only in states that barred defendants from presenting
    these claims until postconviction proceedings, 
    id. at 17,
    but
    the Court modified that limitation in Trevino to also apply the
    rule in states that theoretically permit petitioners to raise
    those claims on direct review, but make it virtually impossible
    to do 
    so, 133 S. Ct. at 1915
    .
    Martinez’s holding carved out a limited exception to the
    Supreme Court’s previous holding in Coleman. Relying on
    principles of agency law, Coleman had held that the ineffec-
    tiveness of a postconviction attorney does not constitute cause
    to excuse a procedural default, as the attorney’s actions are
    chargeable to the 
    client. 501 U.S. at 752
    –53. Martinez modified
    that rule by permitting an attorney’s ineffectiveness to be con-
    sidered in this narrow context. Martinez emphasized, how-
    ever, that its holding created only a “limited qualification” to
    Coleman’s rule, and it took pains to explain the limited impact
    of its holding:
    The rule of Coleman governs in all but the lim-
    ited circumstances recognized here. The hold-
    ing in this case does not concern attorney errors
    in other kinds of proceedings, including appeals
    from initial-review collateral proceedings, sec-
    ond or successive collateral proceedings, and
    petitions for discretionary review in a State’s
    appellate courts. It does not extend to attorney
    errors in any proceeding beyond the first occa-
    sion the State allows a prisoner to raise a claim
    16                                                    No. 15-2860
    of ineffective assistance at trial, even though
    that initial-review collateral proceeding may be
    deficient for other reasons.
    
    Martinez, 566 U.S. at 16
    (internal citations omitted).
    Lombardo nonetheless seeks to apply Martinez’s holding
    in the context of equitable tolling. He notes that, like the peti-
    tioners in Martinez and Trevino, federal defendants are typi-
    cally unable to present ineffective-assistance-of-trial-counsel
    claims until their postconviction proceedings, at which they
    do not have a constitutional right to counsel. He further notes
    that enforcing the statute of limitations to bar his ineffective-
    assistance claim at this stage would mean that no court will
    have considered that claim on its merits. He thus argues that
    he should be able to use Martinez’s framework to satisfy the
    “extraordinary circumstances” element for the purposes of
    equitable tolling.
    To begin with, though, Martinez’s holding itself is not ap-
    plicable here. Martinez arose in the context of procedural de-
    fault, and established a framework by which state prisoners
    could establish cause and prejudice to excuse their procedural
    default and thus present claims in a federal habeas petition
    that they failed to present to the state courts. However, even
    state prisoners who meet that standard, and can thus present
    their claims in federal court without being procedurally de-
    faulted, must still file their petition in federal court within the
    statute of limitations. In that sense they are in the same boat
    as federal prisoners, who never face procedural default for in-
    effective-assistance claims, Massaro v. United States, 
    538 U.S. 500
    (2003), but who likewise must still comply with the statute
    of limitations to assert their claims. Martinez said nothing
    No. 15-2860                                                             17
    about excusing that independent procedural requirement for
    either state or federal petitioners.
    Lombardo’s argument is thus that we should extend Mar-
    tinez’s reasoning to create a similar exception to the statute of
    limitations, under which an attorney’s ineffectiveness would
    constitute extraordinary circumstances. However, that argu-
    ment runs headlong into the Supreme Court’s holdings in
    Lawrence and Holland, both of which held that attorney negli-
    gence, such as miscalculating a filing deadline, does not con-
    stitute an extraordinary circumstance for the purposes of eq-
    uitable tolling. True, the Supreme Court has not applied those
    holdings in this precise fact-pattern, where the statute of lim-
    itations would bar an initial review of a claim for ineffective
    assistance of trial counsel. We do not read Lawrence and Hol-
    land as being so paper-thin that they only apply to the pos-
    tures in which they arose, though. Nothing in those cases sug-
    gested that their equitable-tolling holdings turned on the na-
    ture or merits of the underlying claims. To the contrary, those
    cases applied generally applicable principles in holding that
    a “‘garden variety claim of excusable neglect’” does not war-
    rant equitable tolling. 
    Holland, 560 U.S. at 651
    –52 (quoting Ir-
    
    win, 498 U.S. at 96
    ); 
    Lawrence, 549 U.S. at 336
    ; see also Menomi-
    nee Indian 
    Tribe, 136 S. Ct. at 756
    –57.4
    4The petitioners in Holland and Lawrence were also each challenging death
    sentences. If the Supreme Court was amenable to applying more lenient
    equitable tolling standards to protect particularly important categories of
    claims, those capital cases would have been good candidates for such a
    rule. Yet in both cases the Supreme Court insisted on a showing of extraor-
    dinary circumstances beyond the miscalculation of a deadline.
    18                                                             No. 15-2860
    It is also true, as Lombardo notes, that Martinez invoked
    equitable principles, and that its concern over allowing peti-
    tioners to present an ineffective-assistance-of-trial-counsel
    claim to at least one court could apply much the same here.
    But even if we believed that Martinez’s reasoning undermined
    the vitality of the Supreme Court’s previous holdings in Law-
    rence and Holland, only the Supreme Court has the prerogative
    of overruling or modifying those holdings. Rodriguez de Quijas
    v. Shearson/Am. Exp., Inc., 
    490 U.S. 477
    , 484 (1989). Given Mar-
    tinez’s emphatic statement that its holding was limited to its
    narrow circumstances, we cannot find that the Supreme
    Court has already done so. Until it tells us otherwise, we take
    the Court at its word and decline to hold that Martinez created
    carve-outs to the holdings in Lawrence and Holland. See Mathis
    v. United States, 
    136 S. Ct. 2243
    , 2254 (2016) (“[A] good rule of
    thumb for reading [Supreme Court] decisions is that what
    they say and what they mean are one and the same[.]”).
    Moreover, our own precedent has squarely addressed this
    precise scenario, and we have held that errors identical to that
    of Lombardo’s counsel do not constitute extraordinary cir-
    cumstances, even when the petitioners wished to assert inef-
    fective-assistance-of-trial-counsel claims in the first instance.
    E.g., 
    Robinson, 416 F.3d at 650
    n.1; 
    Marcello, 212 F.3d at 1010
    .
    Again, since Martinez emphatically limited its holding to the
    narrow context before it, we do not see Martinez as justifying
    our reconsideration of that precedent.5 De Leon Castellanos v.
    Holder, 
    652 F.3d 762
    , 765 (7th Cir. 2011) (noting that “it would
    take compelling circumstances, or an intervening on-point
    5To be clear, we do not hold that Martinez has no relevance or application
    outside its particular context, only that it does not justify upsetting settled
    precedent in this particular context.
    No. 15-2860                                                    19
    Supreme Court decision, to disturb” settled circuit prece-
    dent). Taking that step would also entail creating a circuit
    split, as the Eleventh Circuit (the only other circuit to have
    addressed this issue) has likewise refused to extend Martinez
    to the context of equitable tolling. Arthur v. Thomas, 
    739 F.3d 611
    , 631 (11th Cir. 2014) (“[T]he reasoning of the Martinez rule
    does not apply to AEDPA’s limitations period in § 2254 cases
    or any potential tolling of that period.”). Many district courts
    have done likewise, and Lombardo has not cited a single case
    to the contrary.
    Lombardo argues that we already went much of the way
    to importing Martinez’s framework into equitable tolling in
    Ramirez. There, we held that the district court abused its dis-
    cretion in denying a Rule 60(b)(6) motion following the denial
    of an ineffective assistance claim under § 2255, as counsel
    abandoned the petitioner once the motion was denied, caus-
    ing him to lose his ability to file what would have been a mer-
    itorious 
    appeal. 799 F.3d at 847
    –48. In doing so, we drew in
    part on the principles underlying Martinez and Trevino rela-
    tive to the importance of ineffective assistance claims and pe-
    titioners’ inability to raise them at an earlier stage in the pro-
    ceedings. 
    Id. at 853–54.
    Lombardo thus argues that because
    Rule 60(b)(6) and equitable tolling are both equitable in nature
    and require “extraordinary circumstances,” it is only a short
    step from Ramirez to the result he seeks here.
    We disagree, as Ramirez is distinguishable in at least two
    key respects. First, it arose in the context of a Rule 60(b) mo-
    tion, not in the context of equitable tolling. Though, as Lom-
    bardo notes, both contexts involve equitable principles,
    Ramirez did not have to contend with the longstanding prec-
    edent in the equitable tolling context holding that this sort of
    20                                                            No. 15-2860
    error by counsel does not justify equitable tolling. As dis-
    cussed above, recognizing such an exception here would be
    inconsistent with Supreme Court precedent, and would re-
    quire us to overturn our own precedent on this topic and cre-
    ate a circuit split. Ramirez did not do so, Brooks v. Wells, 
    279 F.3d 518
    , 522 (7th Cir. 2002) (“One panel of this court cannot
    overrule another implicitly. Overruling requires recognition
    of the decision to be undone and circulation to the full court
    under Circuit Rule 40(e).”), nor do we.
    Second, Ramirez rested not on a miscalculation of a dead-
    line , but on a finding that Ramirez’s counsel abandoned him.6
    
    Ramirez, 799 F.3d at 854
    (“Counsel’s abandonment deprived
    Ramirez of the ability to press his ineffective assistance argu-
    ment on appeal.” (citing Maples and Holland)); see also 
    id. at 850
    (“Most importantly, postconviction counsel abandoned
    Ramirez on appeal….”); 
    id. at 851
    (“Ramirez points to his
    abandonment by counsel as the extraordinary circumstance
    that justifies re-opening his section 2255 proceeding.”). And
    since the misconduct took place after entry of judgment,7 it
    fell outside the purview of Martinez, as at least one court had
    adjudicated the ineffective-assistance claim on its merits. Mar-
    
    tinez, 566 U.S. at 16
    (“The rule of Coleman governs in all but
    the limited circumstances recognized here. The holding in this
    6 Though Ramirez expressed some question about habeas counsel’s perfor-
    mance, it did not hold that his presentation of the underlying claim was
    ineffective; to the contrary, it held that the motion should have been
    granted on its merits even as it was presented to the district 
    court. 799 F.3d at 855
    –56.
    7 Ramirez identified habeas counsel’s errors as failing to inform the peti-
    tioner of the district court’s denial of his motion, failing to file any post-
    judgment motions, and failing to file a notice of 
    appeal. 799 F.3d at 849
    .
    No. 15-2860                                                          21
    case does not concern attorney errors in other kinds of pro-
    ceedings, including appeals from initial-review collateral pro-
    ceedings….”); 
    Coleman, 501 U.S. at 751
    (holding that counsel’s
    neglect in failing to file a timely notice of appeal was insuffi-
    cient to excuse the petitioner’s procedural default). Thus, not-
    withstanding its discussion of Martinez and Trevino and its
    embracing of the principles underlying those cases, Ramirez’s
    holding is best construed as resting on abandonment under
    Maples and Holland.8 Understood in that manner, Ramirez is of
    no assistance to Lombardo, as Maples and Holland apply to eq-
    uitable tolling by their own terms, but Lombardo cannot
    make the showing of abandonment or egregious attorney
    misconduct required under those cases. Accordingly, Ramirez
    does not control the outcome in this case, nor does it go nearly
    as far as Lombardo contends in bridging the gap to the con-
    clusion he asks us to reach.
    Moreover, importing Martinez’s framework into the equi-
    table tolling context would greatly erode the statute of limita-
    tions. Though Lombardo relies on an error made by his post-
    conviction counsel, Martinez applied equally to petitioners
    with ineffective counsel and petitioners with no 
    counsel. 566 U.S. at 17
    . Thus, pro se prisoners, who make up the vast ma-
    jority of filers, would no longer have to show any actual ex-
    traordinary circumstances that stood in their way; they would
    merely need to have a claim with “some merit” to satisfy the
    extraordinary circumstances element. We recently rejected
    such an expansion of equitable tolling:
    8The en banc Ninth Circuit has interpreted Ramirez in that way. Washing-
    ton v. Ryan, 
    833 F.3d 1087
    , 1094–95 (9th Cir. 2016) (en banc).
    22                                                 No. 15-2860
    [L]ack of representation is not on its own suffi-
    cient to warrant equitable tolling, nor is a peti-
    tioner’s lack of legal training. Prisoners do not
    have a constitutional right to the assistance of
    counsel in post-conviction collateral attacks. We
    cannot give the label “extraordinary” to a trait
    that applies to 92 percent of prisoners filing pe-
    titions. Nor is lack of legal knowledge, another
    feature shared by the overwhelming majority of
    prisoners, by itself enough to justify equitable
    tolling. The statutory deadlines would be mean-
    ingless if either of these common problems were
    enough to override the normal rules.
    Socha v. Boughton, 
    763 F.3d 674
    , 685 (7th Cir. 2014) (internal
    citations omitted); see also 
    Boulb, 818 F.3d at 341
    (holding for
    similar reasons that conclusory allegations of an intellectual
    disability by a pro se petitioner do not justify an evidentiary
    hearing on equitable tolling). Represented filers would like-
    wise effectively be exempt from having to establish extraordi-
    nary circumstances, as an attorney’s failure to file a petition
    on time would almost always satisfy Martinez’s ineffective-
    ness prong (even though, as courts have repeatedly held, it is
    hardly extraordinary). 
    Lawrence, 549 U.S. at 336
    –37. Thus, no
    federal prisoner with a claim of ineffective assistance of trial
    counsel would ever have to establish any actual extraordinary
    circumstances in support of equitable tolling for such a claim.
    Petitioners would still have to show that their claim has
    “some merit” to satisfy Martinez’s test, but that requirement
    would be of little consequence. Meritless § 2255 motions are
    already subject to dismissal at the outset. See Rule 4(b) of the
    Rules Governing Section 2255 Proceedings for the United
    No. 15-2860                                                               23
    States District Courts. And it would be anomalous to have to
    consider the merits of an underlying claim in deciding a
    threshold question like whether the statute of limitations ap-
    plies. For that reason, we have previously refused to consider
    the nature or merits of an underlying claim in deciding
    whether to apply equitable tolling.9 
    Johnson, 381 F.3d at 590
    –
    91; see also 
    Rouse, 339 F.3d at 251
    .
    In short, under Lombardo’s proposed framework, every
    petitioner whose ineffective-assistance claim wouldn’t al-
    ready fail on other grounds will have established extraordi-
    nary circumstances. That would effectively transform the stat-
    ute of limitations into a mere safe-harbor provision, as peti-
    tioners could still file their ineffective-assistance claim at any
    time so long as they have exercised reasonable diligence. Eq-
    uity does not require, and precedent does not permit, such an
    undermining of the congressionally enacted statute of limita-
    tions.
    For those reasons, we decline to recognize Martinez’s
    framework as a means of establishing extraordinary circum-
    stances for the purposes of equitable tolling. Therefore, the
    9 As we stated in Johnson, “‘allowing consideration of the merits of time-
    barred claims to creep into the equitable tolling analysis lets petitioners
    effectively circumvent the statute of limitations because the merits of their
    claims will always be considered. This would enable petitioners who were
    in no way prevented from complying with the statute of limitations to cre-
    ate delay and undermine finality—two of the reasons that precipitated en-
    actment of the AEDPA statute of limitations. It is thus best never to apply
    equitable tolling based on a factor that had nothing to do with a failure to
    file on 
    time.’” 381 F.3d at 590
    –91 (quoting 
    Rouse, 339 F.3d at 251
    ) (internal
    alterations omitted).
    24                                                 No. 15-2860
    district court did not abuse its discretion in finding that Lom-
    bardo was not entitled to equitable tolling and dismissing his
    motion as untimely.
    III.
    The judgment of the district court is AFFIRMED.
    No. 15‐2860                                                         25
    POSNER, Circuit Judge, dissenting. Lombardo was convict‐
    ed in federal district court of several gang‐related activities,
    including a murder, and was sentenced to life in prison. Af‐
    ter unsuccessfully appealing, he moved the sentencing court,
    pursuant  to  28  U.S.C.  § 2255(a),  to  set  aside  his  sentence  on
    the  ground  that  he’d  been  denied  effective  assistance  of
    counsel  at  his  trial,  in  violation  of  his  Sixth  Amendment
    right “in all criminal prosecutions … to have the Assistance
    of Counsel for his defence”; if there was such a denial, he is
    entitled to a new trial.
    Because  his  conviction  became  final  on  March  25,  2013,
    the one‐year statutory deadline for filing such a motion (see
    28  U.S.C.  §  2255(f))  was  the  same  day  the  following  year—
    and he missed that deadline. It was the fault of his lawyer (a
    different lawyer from the one who had defended him at tri‐
    al),  who,  not  knowing  when  the  deadline  for  filing  the  mo‐
    tion  was,  failed  to  consult  a  knowledgeable  lawyer,  instead
    relying  entirely  on  the  unsound  advice  of  a  paralegal  (re‐
    ferred to by the lawyer as a “trusted paralegal,” though ac‐
    tually  untrustworthy)  who  informed  him  that  the  deadline
    was not March 25, 2014 (the true deadline), but June 3, 2014.
    As  the  lawyer  explained  to  the  court,  “Counsel’s  [i.e.,  his
    own] miscalculation was based on misinformation provided
    by a trusted paralegal that his client’s one year time limit to
    file  a  2255  motion  began  on  June  3,  2013  (the  day  the  peti‐
    tioner’s  motion  for  rehearing  on  his  writ  of  certiorari  was
    denied).  As  it  turns  out,  counsel  was  mistaken  in  his  belief
    that  his  client’s  one‐year  time  limit  began  when  the  motion
    for  rehearing  was  denied.  Based  upon  this  mistake,  a  mis‐
    take made by counsel, the government is asking this honor‐
    able court to issue an order dismissing the petitioner’s 2255
    26                                                      No. 15‐2860
    motion  as  untimely.  ...  Counsel’s  miscalculation  was,  and
    very simply should be, attributed to human error.”
    The lawyer’s misconduct not only precluded a timely fil‐
    ing of the motion to set aside the sentence but also may well
    have  been  part  of  a  pattern  of  incompetence  because  the
    lawyer was later reprimanded by the Florida Supreme Court
    for failing to supervise a paralegal in another case.
    The government (as noted by the lawyer in his mea cul‐
    pa) had asked the district judge to dismiss Lombardo’s mo‐
    tion as untimely, and the judge complied—possibly because
    Lombardo’s lawyer offered no reason for of the judge to de‐
    ny the government’s request and didn’t even cite the appli‐
    cable  legal  standard  for  forgiveness  of  a  lawyer’s  error.  In‐
    stead he cited Pioneer’s “excusable neglect” standard for for‐
    giving a missed procedural deadline—the reference is to Pi‐
    oneer Investment Services Co. v. Brunswick Associates Ltd. Part‐
    nership,  507  U.S.  380  (1993)—rather  than  the  “extraordinary
    circumstances”  standard  of  Holland  v.  Florida,  560  U.S.  631
    (2010), for equitable tolling of a statute of limitations.
    Notice  too  the  hint  in  the  lawyer’s  explanation  that  he
    may have engaged in egregious professional misconduct by
    outsourcing a critical issue to a paralegal. The judge should
    have realized that this lawyer was not to be trusted; had he
    realized  this  the  judge  would  not  have  accepted,  without
    close questioning, the lawyer’s feeble excuse of having made
    a  “simple  miscalculation.”  The  simplicity  of  the  miscalcula‐
    tion was not exculpatory, but condemnatory, of the lawyer’s
    conduct.  The  judge  should  have  investigated  further  before
    denying equitable tolling. Instead he remarked that “missing
    a  deadline  because  that  deadline  has  been  miscalculated  is
    not  excusable  neglect”—holding  the  paralegal’s  miscalcula‐
    No. 15‐2860                                                         27
    tion  against  Lombardo,  even  though  Lombardo  had  hired
    the  lawyer,  not  the  paralegal,  to  calculate  the  deadline  and,
    sitting  in  prison,  had  no  idea  the  lawyer  would  improperly
    hand his case over to the paralegal. It’s true that in Holland v.
    Florida,  supra,  560  U.S.  at  651–52,  the  Supreme  Court  said
    “We have previously held that ‘a garden variety claim of ex‐
    cusable neglect’ … does not warrant equitable tolling”— but
    the question is whether Lombardo’s claim is “garden varie‐
    ty.”
    The judge added that Lombardo should have “count[ed]
    to  the  tolling  date  himself  along  with  his  hired  counsel.”
    That  was  another  unrealistic  remark  by  the  judge;  it  would
    never  have  occurred  to  Lombardo  to  “count  to  the  tolling
    date himself”—he’s doubtless never heard the term “tolling
    date.” He trusted his lawyer to handle the case.
    The  judge  refused  to  issue  a  certificate  of  appealability,
    without  which  Lombardo  could  not  appeal  from  the  denial
    of his section 2255 motion to set aside his sentence. A judge
    of this court, however, granted the certificate, bringing Lom‐
    bardo’s  appeal  from  the  denial  of  his  motion  before  this
    court.  We  recruited  new  counsel  to  represent  Lombardo  in
    his appeal.
    I  am  surprised  and  disappointed  at  the  decision  of  the
    other  two  judges  on  this  panel  to  affirm  the  district  court’s
    determination that Lombardo is not entitled to equitable toll‐
    ing  of  the  deadline.  The  government,  echoing  the  district
    judge, argues that a defendant may not avail himself of equi‐
    table tolling of a statutory deadline unless some “extraordi‐
    nary circumstance” stands in his way, and a “simple miscal‐
    culation that causes his attorney” to miss the deadline “is not
    extraordinary.”  That  is  misleading.  It  was  an  inexcusable
    28                                                       No. 15‐2860
    miscalculation  either  by  Lombardo’s  lawyer  or  by  the  law‐
    yer’s  “trusted”  paralegal—a  miscalculation  that  Lombardo
    would  not  have noticed or been able to  correct.  There  is  no
    suggestion  that  anyone  told  him  “you’d  better  count  the
    days  yourself  because  your  lawyer  may  screw  up,”  or  that
    without  such  a  warning  Lombardo  could  be  expected  to
    know or guess that he should do that. And while not every
    mistake by a lawyer is “extraordinary,” this one was, if con‐
    sequences are relevant, as they should be.
    The government was relying, mistakenly in my view, on
    Holland v. Florida, supra, 560 U.S. at 651, where the Supreme
    Court had distinguished between “a simple ‘miscalculation’
    that leads a lawyer to miss a filing deadline,” which would
    not  warrant  equitable  tolling  (even  if  the  defendant  was
    challenging  a  death  sentence  on  the  ground  that  his  trial
    counsel  was  ineffective,  as  in  Lawrence  v.  Florida,  549  U.S.
    327, 336–37 (2007)), and “more serious instances of attorney
    misconduct.”  The  Court  said  in  Holland  that  it  had  “previ‐
    ously  made  clear  that  a  ‘petitioner’  is  ‘entitled  to  equitable
    tolling’  only  if  he  shows  ‘(1)  that  he  has  been  pursuing  his
    rights  diligently,  and  (2)  that  some  extraordinary  circum‐
    stance  stood  in  his  way’  and  prevented  timely  filing.”  560
    U.S.  at  649.  Noting  that  as  in  this  case  “the  ‘extraordinary
    circumstances’ at issue involve[d] an attorney’s failure to sat‐
    isfy professional standards of care,” id., the Court rejected an
    approach that denies equitable tolling unless an attorney has
    engaged in specified types of misconduct, saying ”the [Elev‐
    enth  Circuit]  held  that,  where  that  is  so,  even  attorney  con‐
    duct that is ‘grossly negligent’ can never warrant tolling ab‐
    sent  ‘bad  faith,  dishonesty,  divided  loyalty,  mental  impair‐
    ment or so forth on the lawyer’s part.’ But in our view, [that]
    standard  is  too  rigid.  …  [A]t  least  sometimes,  professional
    No. 15‐2860                                                            29
    misconduct that fails to meet the Eleventh Circuit’s standard
    could nonetheless amount to egregious  behavior and  create
    an  extraordinary  circumstance  that  warrants  equitable  toll‐
    ing. … We have previously held that ‘a garden variety claim
    of  excusable  neglect,’  such  as  a  simple  ‘miscalculation’  that
    leads a lawyer to miss a filing deadline … does not warrant
    equitable  tolling.  But  the  case  before  us  does  not  involve,
    and  we  are  not  considering,  a  ‘garden  variety  claim’  of  at‐
    torney  negligence.  Rather,  the  facts  of  this  case  present  far
    more  serious  instances  of  attorney  misconduct.”  560  U.S.  at
    649–52.  The  district judge  should have suspected that  Lom‐
    bardo’s  counsel  had  engaged  in  professional  misconduct
    and should have noticed a significant conflict between coun‐
    sel’s continued representation of Lombardo and his interest
    in  protecting  his  own  reputation—and  law  license.  Cf.
    Christeson v. Roper, 135 S. Ct. 891, 894 (2015). He did not real‐
    ize  that  this  could  have  been  one  of  the  “more  serious  in‐
    stances  of  attorney  misconduct,”  which,  as  Holland  teaches,
    may amount to an extraordinary circumstance.
    There  has  been  as  yet  no  determination  of  whether  the
    sentence imposed on Lombardo at the conclusion of the trial
    was unconstitutional or otherwise subject to collateral attack.
    Only if  it was does 28 U.S.C. § 2255(a) entitle him to a new
    trial. But rather than affirming, in effect, the sentence on the
    basis  of  his  lawyer’s  incompetence,  we  should  remand  the
    case to the district court with instructions to conduct an evi‐
    dentiary  hearing  to  evaluate  his  performance.  For  this  is  a
    close  case,  since  we  are  told  in  Holland  v.  Florida,  supra,  560
    U.S.  at  649–51,  that  “a  ‘petitioner’  is  ‘entitled  to  equitable
    tolling’  only  if  he  shows  ‘(1)  that  he  has  been  pursuing  his
    rights  diligently,  and  (2)  that  some  extraordinary  circum‐
    stance stood in his way’ and prevented timely filing. … But
    30                                                        No. 15‐2860
    we  have  …  made  clear  that  often  the  ‘exercise  of  a  court’s
    equity  powers  ...  must  be  made  on  a  case‐by‐case  basis.’  In
    emphasizing the need for ‘flexibility,’ for avoiding ‘mechani‐
    cal  rules,’  we  have  followed  a  tradition  in  which  courts  of
    equity have sought to ‘relieve hardships which, from time to
    time, arise from a hard and fast adherence’ to more absolute
    legal  rules,  which,  if  strictly  applied,  threaten  the  ‘evils  of
    archaic  rigidity.’  The  ‘flexibility’  inherent  in  ‘equitable  pro‐
    cedure’ enables courts ‘to meet new situations [that] demand
    equitable intervention, and to accord all the relief necessary
    to correct ... particular injustices.’ Taken together, these cases
    recognize that courts of equity can and do draw upon deci‐
    sions made in other, similar cases for guidance. Such courts
    exercise  judgment  in  light  of  prior  precedent,  but  with
    awareness of the fact that specific circumstances, often hard
    to predict in advance, could warrant special treatment in an
    appropriate case.”
    I  am  aware  that  in  the  context  of  procedural  default  the
    Supreme  Court  has  stated  without  qualification  that  a  peti‐
    tioner  must  “bear  the  risk  of  attorney  error.”  Coleman  v.
    Thompson,  501  U.S.  722,  752–53  (1991).  But  as  explained  in
    Holland,  supra,  560  U.S.  at  650,  quoting  501  U.S.  at  726,
    “Coleman was ‘a case about federalism,’ asking whether fed‐
    eral courts may excuse a petitioner’s failure to comply with a
    state  court’s  procedural  rules,  notwithstanding  the  state
    court’s  determination  that  its  own  rules  had  been  violated.
    Equitable  tolling,  by  contrast,  asks  whether  federal  courts
    may excuse a petitioner’s failure to comply with federal tim‐
    ing  rules,  an  inquiry  that  does  not  implicate  a  state  courtʹs
    interpretation  of  state  law.  Holland  does  not  argue  that  his
    attorney’s misconduct provides a substantive ground for re‐
    lief. … This case asks how equity should be applied once the
    No. 15‐2860                                                        31
    statute  is  recognized.  And  given  equity’s  resistance  to  rigid
    rules, we cannot read Coleman as requiring a per se approach
    in this context” (emphasis in original).
    So  we  have  in  the  present  case  unprofessional  attorney
    conduct  that  may  well  rise  to  the  level  of  the  “egregious”
    and  the  “extraordinary”;  but  to  know  whether  it  does  we
    need  more  facts—specifically  we  need  to  know  why  Lom‐
    bardo’s  lawyer  relied  on  a  non‐lawyer’s  calculation  of  the
    filing  deadline.  I  suspect  that  his  conduct  was  both  “egre‐
    gious” and “extraordinary,” as it represented a complete ab‐
    dication of his responsibility to represent Lombardo. I can’t
    recall  a  case  in  my  35  years  as  a  judge  in  which  a  lawyer
    made  such  an  error—and  with  such  adverse  consequences
    for his client if we affirm. But we should let the district judge
    try to untangle the mess in the first instance.
    

Document Info

Docket Number: 15-2860

Citation Numbers: 860 F.3d 547

Judges: Posner dissents

Filed Date: 6/20/2017

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (27)

Heriberto Baldayaque v. United States , 338 F.3d 145 ( 2003 )

Kenneth Bernard Rouse v. R.C. Lee, Warden, Central Prison, ... , 339 F.3d 238 ( 2003 )

Steven Taliani v. James Chrans, Warden , 189 F.3d 597 ( 1999 )

Joseph Lombardo and Roy L. Williams v. United States , 865 F.2d 155 ( 1989 )

United States v. Roy L. Williams, Thomas F. O'malley, ... , 737 F.2d 594 ( 1984 )

Paul Modrowski v. Stephen D. Mote , 322 F.3d 965 ( 2003 )

Charles R. Robinson, IV v. United States , 416 F.3d 645 ( 2005 )

United States v. James Marcello and Anthony Zizzo , 212 F.3d 1005 ( 2000 )

Gregory Scott Johnson v. Daniel McBride Superintendent, ... , 381 F.3d 587 ( 2004 )

Lynn Brooks v. Jonathan R. Walls, Warden, Menard ... , 279 F.3d 518 ( 2002 )

united-states-v-john-peter-cerone-united-states-of-america-v-milton-john , 830 F.2d 938 ( 1987 )

DE LEON CASTELLANOS v. Holder , 652 F.3d 762 ( 2011 )

United States v. Schiro , 679 F.3d 521 ( 2012 )

Griffith v. Rednour , 614 F.3d 328 ( 2010 )

United States v. Joseph Lombardo, United States of America ... , 859 F.2d 1328 ( 1988 )

Martinez v. Ryan , 132 S. Ct. 1309 ( 2012 )

Link v. Wabash Railroad , 82 S. Ct. 1386 ( 1962 )

Murray v. Carrier , 106 S. Ct. 2639 ( 1986 )

Rodriguez De Quijas v. Shearson/American Express, Inc. , 109 S. Ct. 1917 ( 1989 )

Coleman v. Thompson , 111 S. Ct. 2546 ( 1991 )

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