People v. Allgier , 428 P.3d 713 ( 2018 )


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  •          The summaries of the Colorado Court of Appeals published opinions
    constitute no part of the opinion of the division but have been prepared by
    the division for the convenience of the reader. The summaries may not be
    cited or relied upon as they are not the official language of the division.
    Any discrepancy between the language in the summary and in the opinion
    should be resolved in favor of the language in the opinion.
    SUMMARY
    August 23, 2018
    2018COA122
    No. 16CA1801 People v. Allgier — Evidence — Relevancy and
    its Limits — Exclusion of Relevant Evidence on Grounds of
    Prejudice, Confusion, or Waste of Time; Crimes — Possession of
    Weapons by Previous Offenders
    In this case, a division of the court of appeals rejects a plain
    error assertion based on CRE 403 and upholds the trial court’s
    admission of firearms that were the instrumentality of the crime
    (POWPO), although photographs of them had already been
    introduced.
    COLORADO COURT OF APPEALS                                       2018COA122
    Court of Appeals No. 16CA1801
    El Paso County District Court No. 15CR6162
    Honorable Richard Hall, Judge
    The People of the State of Colorado,
    Plaintiff-Appellee,
    v.
    Cameron Douglas Allgier,
    Defendant-Appellant.
    JUDGMENT AFFIRMED
    Division III
    Opinion by JUDGE WEBB
    Fox, J., concurs
    Nieto*, J., specially concurs
    Announced August 23, 2018
    Cynthia H. Coffman, Attorney General, Majid Yazdi, Assistant Attorney
    General, Denver, Colorado, for Plaintiff-Appellee
    Anne Parker, Alternate Defense Counsel, Denver, Colorado, for Defendant-
    Appellant
    *Sitting by assignment of the Chief Justice under provisions of Colo. Const. art.
    VI, § 5(3), and § 24-51-1105, C.R.S. 2017.
    ¶1     A jury convicted Cameron Douglas Allgier of possession of a
    weapon by a previous offender (POWPO). He seeks a new trial on
    four grounds:
     the trial court plainly erred in admitting into evidence the
    three firearms that were the basis for the POWPO charge, in
    addition to photographs of them;
     the trial court erred in admitting hearsay statements of a
    witness, which improperly bolstered that witness’s testimony;
     the trial court plainly erred in allowing the prosecutor to
    mischaracterize the evidence and the law during closing
    argument; and
     the cumulative effect of these errors was prejudicial.
    The possible prejudice from admitting firearms into evidence has
    not been addressed in Colorado.
    ¶2     We affirm.
    I. Background
    ¶3     During a burglary, several firearms were stolen. M.S., a
    suspect in the burglary, told police that he had seen defendant — a
    previous offender but not one of the burglars — in the back seat of
    a vehicle next to a box containing some of the stolen firearms. M.S.
    1
    also said that the firearms might be found at an apartment in
    Arvada associated with defendant. The police went to the
    apartment, seized three of the stolen firearms, and arrested
    defendant.
    II. Any Error in Admitting the Firearms Was Not Plain
    ¶4    During the prosecution’s case, a police officer identified two
    photographs depicting the firearms seized from the apartment.
    When the prosecutor offered these photographs, defense counsel
    said, “no objection.” Then the prosecutor had the officer identify
    each of the firearms, which the prosecutor separately offered into
    evidence. Again, as each of the firearms was offered, defense
    counsel said, “no objection.” No colloquy concerning any of these
    exhibits occurred.
    ¶5    Now, defendant argues that because the firearms were unduly
    prejudicial under CRE 403, the trial court plainly erred in admitting
    them. We conclude that plain error did not occur.
    A. Waiver
    ¶6    In the answer brief, the Attorney General argued that we
    should not review this contention for plain error because defendant
    waived it. The Attorney General relied on People v. Rediger, 2015
    
    2 COA 26
    , ¶ 59 (Rediger I), aff’d in part and rev’d in part, 
    2018 CO 32
    (Rediger II). There, defense counsel told the trial court that he had
    read the jury instructions and was “satisfied.” Rediger I, ¶ 47. On
    this basis, the division concluded that instructional error had been
    waived. 
    Id. at ¶
    64.
    ¶7    But the supreme court reversed in part, holding that counsel’s
    colloquy with the court did not show either actual knowledge or
    intentional relinquishment of the defendant’s right to have the jury
    correctly instructed on the elements of the offense charged in the
    indictment. Rediger II, ¶ 45. Because the supreme court’s decision
    was announced after briefing had closed in this case, we requested
    supplemental briefs on waiver.
    ¶8    Defendant did not file a supplemental brief.
    ¶9    The Attorney General’s supplemental brief seeks to distinguish
    Rediger II as follows:
    [T]he waiver issue here does not raise the
    concern regarding counsel’s possible lack of
    knowledge of the basis for making the relevant
    objection. Both Defendant and his counsel
    were clearly aware of the evidence that the
    prosecution was seeking to admit. Therefore,
    counsel’s statement that he had no objection
    to the admission of the guns into evidence
    cannot be attributable to a lack of knowledge
    3
    of the nature of the evidence or to an oversight.
    Unlike Rediger’s “general acquiescence” to the
    jury instructions as a whole, here Defendant
    stated his lack of objection to the admission of
    a very specific and obvious evidence.
    But this attempted distinction assumes something that Rediger II
    does not say — exactly what “known” means in evaluating whether
    defense counsel intentionally relinquished a known right. ¶ 39.
    Nor have we found such a definition in any Colorado case
    considering waiver by counsel in the criminal context.
    ¶ 10     When the prosecution offers evidence and defense counsel
    responds “no objection,” six explanations are possible.1
     Defense counsel was uninformed of the legal basis for an
    objection.
     Defense counsel knew of the legal basis for an objection, but
    did not recognize the factual basis for an objection.
     Defense counsel knew of both, but failed to connect them.
     Defense counsel was aware of both, but concluded that
    preserving an objection would be meritless.
    1 In identifying these possibilities, we acknowledge the “untenable
    burden” of “assessing counsel’s strategy[, which] does not fall within
    the purview of the trial court.” People v. Gross, 
    2012 CO 60M
    , ¶ 11.
    4
     Defense counsel was aware of both, but concluded that
    admission of the evidence could be of strategic benefit to the
    defendant.
     Defense counsel was aware of both, but concluded that
    declining to object could sow the seeds for appellate reversal
    under the plain error standard, in the event of a conviction.
    ¶ 11     Where subject to any of the first three explanations, “no
    objection” will never constitute a waiver under Rediger II. The
    fourth, fifth, or sixth explanations could get over this hurdle, but
    often the record will not be adequately informative.
    ¶ 12     As to the first and second explanations, in some cases defense
    counsel might embellish “no objection” with words indicating
    awareness of the legal or factual basis for an objection. See People
    v. Tee, 
    2018 COA 84
    , ¶ 37 (“Opposite to what occurred in Rediger II,
    here the dialogue between defense counsel and the trial court over
    this issue went far beyond a ‘rote statement that [counsel] is not
    objecting . . . .’” (quoting United States v. Zubia-Torres, 
    550 F.3d 1202
    , 1207 (10th Cir. 2008))); see also People v. Kessler, 
    2018 COA 60
    , ¶ 35 (The court declined to apply Rediger II where “defense
    counsel took the position that the tests were admissible and that
    5
    the only question was the weight to be given them.”). But here,
    counsel said only “no objection” when each firearm was offered.
    ¶ 13   As to the third explanation, even absent such a statement, our
    supreme court presumes counsel has some level of legal acumen.
    See Stackhouse v. People, 
    2015 CO 48
    , ¶ 16 (“‘[W]e presume that
    attorneys know the applicable rules of procedure,’ and we thus ‘can
    infer from the failure to comply with the procedural requirements
    that the attorney made a decision not to exercise the right at
    issue.’”) (citation omitted). As well, the record may compel the
    conclusion that counsel must have been aware of the factual basis
    for an objection. See 
    id. at ¶
    16 (“Allowing a defense attorney who
    stands silent during a known closure to then seek invalidation of an
    adverse verdict on that basis would encourage
    gamesmanship . . . .”).
    ¶ 14   So, is the courtroom closure in Stackhouse, which was found
    to have been waived based only on defense counsel’s failure to
    object, different from a routine evidentiary question? Although
    Rediger II did not cite Stackhouse, we conclude that the answer is
    yes, for three reasons.
    6
    ¶ 15   First, an unwarranted courtroom closure is structural error,
    while improper admission of evidence is trial error. Compare
    Stackhouse, ¶ 7 (“Such a violation is structural error that requires
    automatic reversal without individualized prejudice analysis.”), with
    People v. Summitt, 
    132 P.3d 320
    , 327 (Colo. 2006) (subjecting
    “evidentiary trial error” to “harmless error analysis”). The
    magnitude of the error supports the presumption in Stackhouse
    that counsel must have known of the proper legal procedure. ¶ 16.
    ¶ 16   Second, and because of the structural error dimension, a
    complete courtroom closure, as in Stackhouse, rarely occurs. In
    contrast, the offer of physical evidence that represents the fruit or
    instrumentality of the crime, sometimes referred to as the “corpus
    delicti” — such as the firearms in this case, or drugs or stolen
    property in other cases — is routine, even if cumulative of other
    evidence or testimony. See State v. Smith, 
    181 So. 3d 111
    , 116 (La.
    Ct. App. 2015) (“Fruits and physical evidence of a crime as well as
    weapons used to commit a crime are relevant to show the
    commission of such crime and are therefore generally admissible at
    trial.”). The infrequency of complete courtroom closures supports
    7
    the presumption in Stackhouse that counsel could not have
    overlooked what was happening.
    ¶ 17   Third, a courtroom closure requires specific findings, even
    absent any objection by the parties. See People v. Hassen, 
    2015 CO 49
    , ¶ 9 (“[T]rial courts are obligated to take every reasonable
    measure to accommodate public attendance at criminal trials” and
    “must make findings adequate to support the closure.” (first quoting
    Presley v. Georgia, 
    558 U.S. 209
    , 215 (2010) (per curiam); then
    quoting Waller v. Georgia, 
    467 U.S. 39
    , 45 (2015))). But the trial
    court need not make findings before admitting fruit or
    instrumentality evidence. And the absence of any specific findings
    when the prosecutor offered the firearms into evidence could have
    lulled defense counsel into making a rote “no objection” response.
    ¶ 18   These three observations show that the waiver analysis in
    Stackhouse involved a two-step process — the legal requirement of a
    public trial, subject to very limited exceptions, and a courtroom
    closure. But the waiver analysis in Rediger II involved a three-step
    process — the legal requirement that the elemental instruction
    track the charged offense, the elemental instruction that did not
    satisfy this requirement, and defense counsel’s actual recognition of
    8
    the deficiency in the instruction. Still, declining to follow Rediger II
    here based on Stackhouse does not end the inquiry. So, we take up
    the fourth, fifth, and sixth explanations for why counsel might have
    foregone an objection.
    ¶ 19   As to the fourth explanation — choosing not to make a
    meritless objection — “counsel’s failure to argue the issues in
    summation or to object to the patent omission in the charge implies
    that the issues in question were not thought worth contesting; and
    to reverse on this ground would enhance the opportunities for
    ‘sandbagging’ the district judge.” United States v. Whiting, 
    28 F.3d 1296
    , 1309-10 (1st Cir. 1994). To be sure, “[t]he sixth amendment
    right to effective assistance of counsel does not require counsel to
    raise every objection without regard to its merits.” Palmes v.
    Wainwright, 
    725 F.2d 1511
    , 1523 (11th Cir. 1984). Still, the record
    would rarely explain that counsel — despite actual recognition —
    chose not to raise an objection because it was meritless.
    ¶ 20   An appellate court could infer such a conscious choice only by
    examining the evidence and concluding that any objection would
    not have had any obvious purpose. Because at that point the
    waiver inquiry would be the converse of the plain error inquiry
    9
    mandated by Rediger II, ¶ 48 (“An error is plain if it is obvious . . .
    .”), we discern no judicial economy in undertaking it.
    ¶ 21   Turning to the fifth explanation, the record could support the
    inference of a strategic calculation to benefit the defense based on
    defense counsel’s later use of the evidence. See United States v.
    Smith, 
    531 F.3d 1261
    , 1267 (10th Cir. 2008) (finding waiver where
    counsel not only represented that he had no objection to the
    admission of certain evidence but also relied on the evidence);
    People v. Bondsteel, 
    2015 COA 165
    , ¶ 130 (“We decline to review the
    [DNA] match statements for plain error because . . . the record
    creates a strong inference that defense counsel did not object to
    these statements as a matter of strategy rather than due to
    inadvertence.”) (cert. granted Oct. 31, 2016). But here, defense
    counsel did not seek to obtain any benefits from the firearms. Nor,
    for that matter, do we see how counsel could have done so.
    ¶ 22   Finally, as to the sixth explanation, the possibility that defense
    counsel did not object “because [counsel] perceives some slightly
    expanded chance to argue for ‘plain error’ later,” Henderson v.
    United States, 
    568 U.S. 266
    , 276 (2013) (emphasis in original), is
    most troublesome yet hardest to discern. True, “plain error review
    10
    provides a strategic hedge against potentially risky litigation
    decisions, and encourages defense counsel not to object to
    inadmissible evidence — at least at the margins.” United States v.
    Smith, 
    459 F.3d 1276
    , 1302-03 (11th Cir. 2006) (Tjoflat, J.,
    specially concurring). But despite extensive recognition by both
    state and federal courts of the sandbagging problem, we have not
    found a test for detecting it as a basis for finding a waiver.
    ¶ 23    Of course, an appellate court would be justifiably suspicious
    of sandbagging if the objection was obviously meritorious,
    admission of the evidence would clearly prejudice the defendant,
    and defense counsel was experienced. But because “appellate
    courts are poorly situated to discern litigation strategy,” 
    id., drawing the
    sandbagging inference on direct appeal would be
    speculative.2 And in any event, the “limited scope of [plain error]
    review discourages a defense counsel from sandbagging a district
    judge by holding in his pocket a legal argument.” United States v.
    2“Only after a hearing in which evidence was offered could this
    Court have known why the appellant’s counsel failed to object.
    Perhaps counsel had a certain strategy in mind. Perhaps counsel
    was sandbagging the State. Perhaps counsel was seeking an
    advantage on direct appeal.” State v. Bolen, 
    632 S.E.2d 922
    , 930
    (W. Va. 2006) (Maynard, J., dissenting).
    11
    Redrick, 
    841 F.3d 478
    , 481 (D.C. Cir. 2016). As well, in the heat of
    battle, even the best lawyers simply make mistakes. See People v.
    Weathers, 
    338 N.E.2d 880
    , 883 (Ill. 1975). For these reasons, we
    cannot conclude that defense counsel said “no objection” — not
    once but three times — to feather defendant’s appellate nest.
    ¶ 24   As the special concurrence ably points out, the waiver
    question is by no means free of doubt. In the view of some courts,
    “[t]hough a party’s failure to object usually results in a forfeiture
    subject to plain-error review, when the ‘subject matter [is]
    unmistakably on the table, and the defense’s silence is reasonably
    understood only as signifying agreement that there was nothing
    objectionable,’ the issue is waived on appeal.” United States v. Soto,
    
    799 F.3d 68
    , 96 (1st Cir. 2015) (quoting United States v. Christi, 
    682 F.3d 138
    , 142 (1st Cir. 2012)).
    ¶ 25   But a closer look at some such cases shows that defense
    counsel had earlier recognized the possible need for an objection.
    See United States v. Comstock, 
    531 F.3d 667
    , 675 (8th Cir. 2008)
    (“[T]his Court has ‘found pretrial objections waived when an
    appellant’s counsel affirmatively stated “no objection” at trial to the
    admission of evidence previously sought to be suppressed.’”
    12
    (quoting United States v. Gonzalez-Rodriguez, 
    239 F.3d 948
    , 951
    (8th Cir. 2001))); United States v. Cunningham, 
    405 F.3d 497
    , 502
    (7th Cir. 2005) (“Although Cunningham’s trial counsel initially
    objected to admission of the pictures, he later explicitly withdrew
    his objection and furthermore failed to make any additional
    objections in the proceedings below to their admission.”). We
    decline to take this path based on defense counsel’s voir dire
    questions about prospective jurors’ attitudes toward firearms.
    Asking such general questions would be prudent in any POWPO
    case, rather than only in those cases where prejudice somehow
    inheres in the particular firearms at issue.
    ¶ 26   Actual recognition seems to be what Rediger II requires to find
    a waiver. And recognition is the third step that we posit separates
    Rediger II from Stackhouse. We will assume defense counsel’s
    general familiarity with the prejudice limitation in CRE 403 and
    counsel’s awareness that if admitted, the firearms would be there
    for the jurors to see. But the third step — actual recognition that
    the firearms might create prejudice subject to CRE 403 scrutiny —
    poses the inadvertence or intentional relinquishment dilemma. See
    13
    People v. Foster, 
    2013 COA 85
    , ¶ 38 (listing “several imponderables”
    inherent in attempting to make such an assessment).
    ¶ 27   In the end, “[t]he line between waiver and forfeiture is often
    blurry.” United States v. Garcia, 
    580 F.3d 528
    , 541 (7th Cir. 2009).
    Because “[t]he distinction is not always easy to make,” and here
    defense counsel declined to explain the decision not to object, “our
    task is to use conjecture as to whether the defendant’s failure to
    object was accidental or deliberate, and to do so, we evaluate the
    record as a whole.” 
    Id. at 541-42.
    Simply put, this record does not
    foreclose the possibility that defense counsel overlooked the
    possible prejudice from having the firearms present in the
    courtroom.
    ¶ 28   For these reasons, we decline the Attorney General’s invitation
    to read Rediger II narrowly on a record no more favorable to the
    prosecution than the record in that case. After all, in Rediger II
    defense counsel told the court more than once that he was reading
    the prosecutor’s tendered instructions. With respect for the views
    expressed in the special concurrence, we leave to the supreme court
    excluding from the heightened waiver scrutiny in Rediger II
    evidentiary issues that lack constitutional significance as well as
    14
    reconciling any discrepancy between Rediger II and Stackhouse.
    See Rodriguez de Quijas v. Shearson/Am. Express, Inc., 
    490 U.S. 477
    , 484 (1989) (“If a precedent of this Court has direct application
    in a case, yet appears to rest on reasons rejected in some other line
    of decisions, the Court of Appeals should follow the case which
    directly controls, leaving to this Court the prerogative of overruling
    its own decisions.”).
    ¶ 29   So, we reject waiver and take up plain error analysis.
    B. Standard of Review and Law
    ¶ 30   Ordinarily, we review the district court’s evidentiary rulings for
    an abuse of discretion. People v. Faussett, 
    2016 COA 94M
    , ¶ 33.
    However, if defense counsel failed to object to the admission of
    evidence, we reverse only if the admission of the evidence went
    beyond an abuse of discretion and rose to the level of plain error.
    Hagos v. People, 
    2012 CO 63
    , ¶ 14. An error is plain where it is
    obvious and substantial, and casts serious doubt on “the basic
    fairness of the trial itself” and “the reliability of the judgment of
    conviction.” Wilson v. People, 
    743 P.2d 415
    , 419-20 (Colo. 1987).
    ¶ 31   “Because the balance required by CRE 403 favors admission, a
    reviewing court must afford the evidence the maximum probative
    15
    value attributable by a reasonable fact finder and the minimum
    unfair prejudice to be reasonably expected.” People v. Folsom, 
    2017 COA 146M
    , ¶ 33 (quoting People v. Elmarr, 
    2015 CO 53
    , ¶ 44).
    “Consistent with this preference for admission, evidence is not
    unfairly prejudicial merely because it damages the defendant’s
    case.” People v. Valdez, 
    2017 COA 41
    , ¶ 37. And evidence is
    unfairly prejudicial only if it has an “undue tendency to suggest a
    decision on an improper basis, commonly but not necessarily an
    emotional one, such as sympathy, hatred, contempt, retribution, or
    horror.” People v. Dist. Court, 
    785 P.2d 141
    , 147 (Colo. 1990).
    C. Analysis
    ¶ 32   Defendant argues that because “[s]howing someone a gun, a
    [AR 15] style rifle for that matter, evokes a very different response
    than a picture, or even showing them a scope or other item,”
    admission of the firearms — in addition to the photographs — was
    plain error. The three firearms were an AR 15 rifle,3 a 9mm high-
    point assault rifle, and a 12-gauge shotgun.
    3 “An ‘AR 15 is the civilian version of the military’s M4 carbine.
    Contrary to what most people believe AR doesn’t stand for assault
    rifle, rather it stands for the original manufacturer Armalite Rifle.
    AR 15 is semiautomatic and doesn’t meet Federal requirements to
    16
    ¶ 33    As to prejudice, defendant cites no legal authority, nor have we
    found any in Colorado, holding that admission of firearms
    connected to a crime is unduly prejudicial. Cf. People v. Watson,
    
    650 P.2d 1340
    , 1343 (Colo. App. 1982) (“As for the revolvers, it has
    been consistently held that weapons found during a search are
    admissible as a part of the history of the arrest . . . .”). Defendant
    does not suggest how the nature of these three firearms was
    somehow particularly likely to evoke prejudice. Nor does he point
    to any testimony concerning their capabilities that might have done
    so.
    ¶ 34    Still, a closer look shows that at least one court has expressed
    concern about juror attitudes about firearms:
    Personal reactions to the ownership of guns
    vary greatly. Many individuals view guns with
    great abhorrence and fear. Still others may
    consider certain weapons as acceptable but
    others as “dangerous.” A third type may react
    solely to the fact that someone who has
    committed a crime has such weapons. Any or
    all of these individuals might believe that
    be classified as an assault rifle.’” State v. Schroeder, No. 16-1786,
    
    2018 WL 2230542
    , at *2 n.2 (Iowa Ct. App. May 16,
    2018) (unpublished table decision) (quoting AR 15, Urban
    Dictionary,
    https://www.urbandictionary.com/define.php?term=AR%2015 (last
    visited Apr. 24, 2018)).
    17
    defendant was a dangerous individual . . . just
    because he owned guns.
    State v. Rupe, 
    683 P.2d 571
    , 597 (Wash. 1984). Concern has also
    arisen from the number of firearms involved:
    Two dozen guns in a courtroom is undoubtedly
    an alarming sight. The prosecutor’s repeated
    assurances that the weapons were not loaded
    and that all were examined multiple times to
    verify that they were secure demonstrated an
    awareness that jurors would be apprehensive
    in the presence of this much weaponry.
    United States v. Klebig, 
    600 F.3d 700
    , 715 (7th Cir. 2009).
    ¶ 35   Unlike in Klebig, here only three firearms were admitted. Still,
    somewhat like in that case, the trial court wondered aloud what
    should be done with those three firearms, after they had been
    admitted:
    The Court now directs that the weapons be
    taken somewhere and locked up. The Court
    doesn’t anticipate bringing them back and
    giving them to the jury to deliberate because
    the Court sees no evidentiary purpose to that.
    Although some questions about attitudes toward firearms were
    asked during voir dire, the responses from the seated jurors afford
    little insight into all of their attitudes. So, recognizing at least some
    18
    possibility of prejudice, the balancing process must turn to
    probative value.
    ¶ 36   Directly contrary to defendant’s argument, “[r]eal evidence is
    relevant and therefore admissible if it is connected in some manner
    with either the accused, the victim, or the crime.” People v. Garcia,
    
    784 P.2d 823
    , 826 (Colo. App. 1989). In other words, “[e]vidence
    that defendant may have possessed an instrument which could
    have been used in the commission of the crime is admissible,
    provided a proper foundation is laid.” Id.; see also United States v.
    Moreno, 
    933 F.2d 362
    , 375 (6th Cir. 1991) (“[T]he probative value of
    the presence of the actual firearms in the courtroom was not
    ‘substantially outweighed by the danger of unfair prejudice’ . . . .”
    (quoting Fed. R. Evid. 403)); United States v. Wiener, 
    534 F.2d 15
    ,
    18 (2d Cir. 1976) (“We hold that the gun was relevant to the issues
    upon which Wiener was tried and that the court did not abuse its
    discretion in holding that its probative weight was not overbalanced
    by the inflammatory tendency of the gun as evidence.”) (collecting
    cases).
    ¶ 37   These authorities have particular weight in this case because
    the firearms were the instrumentality whereby defendant committed
    19
    POWPO. See State v. Solomon, 
    91 A.3d 523
    , 528 (Conn. App. Ct.
    2014) (“[T]he revolver was relevant to show that the defendant
    possessed the means to commit the crime of criminal possession of
    a firearm,” and its admission “cannot be considered unduly
    prejudicial . . . when offered for this limited purpose because mere
    possession of the means to commit a crime, without more, does not
    establish that the defendant had bad character or a propensity for
    violence.”). Likewise, in 
    Moreno, 933 F.2d at 375
    , “[t]he probative
    value of the firearms is clear, since they are the basis for Count 13
    of the indictment.” In contrast, the numerous firearms admitted in
    Klebig were offered only to show that because the defendant owned
    so many lawful firearms, his mistake defense to having purchased
    an unlawful gun lacked credibility.
    ¶ 38   True, the three firearms were accurately described in the
    photographs admitted into evidence. But defense counsel did not
    propose any stipulation concerning the firearms, in lieu of their
    admission. And even had counsel done so, “[t]he prosecution is
    generally entitled to prove the elements of its case against a
    defendant by evidence of its own choice.” People v. Morales, 
    2012 COA 2
    , ¶ 9.
    20
    ¶ 39      For these reasons, we discern no error, and therefore do not
    proceed further along the plain error path, in admitting the firearms
    as the instrumentality of the crime.
    III. Admission of the Detective’s Testimony About Statements of
    M.S. Does Not Warrant Reversal
    ¶ 40      After M.S. testified as a prosecution witness, the prosecutor
    called the detective who had interviewed him about the burglary,
    Sergeant Vidmar. When the sergeant began to recount M.S.’s
    statements during that interview, defense counsel objected based
    on “[h]earsay, improper impeachment.” The trial court allowed the
    sergeant to continue.
    ¶ 41      Later, defense counsel renewed the objection. After hearing
    argument outside the jury’s presence, the court ruled that the
    sergeant could testify as to whether M.S. had “changed his story”
    and “if the interview led this witness to do something else, like drive
    [the burglar] around to a location.” However, “just to have this
    witness say that [the burglar] told him the same thing [the burglar]
    told the jury yesterday, is just bolstering the testimony, which is
    generally not allowed.”
    21
    ¶ 42   Defense counsel did not ask that the prior testimony be
    stricken or request a cautionary instruction; nor, when the jury
    returned, did the court give one sua sponte. Direct examination
    resumed. The sergeant was asked only whether M.S. had changed
    his story — the answer was “no” — and to explain how the interview
    had led the officers to the apartment where the firearms were
    seized, which he did, albeit briefly.
    A. Standard of Review and Law
    ¶ 43   A trial court has substantial discretion in deciding questions
    concerning the admissibility of evidence. People v. Elie, 
    148 P.3d 359
    , 362 (Colo. App. 2006). Where the issue is preserved, we
    reverse a trial court’s evidentiary ruling only if the trial court
    abused that discretion and the error is not harmless. 
    Id. A trial
    court abuses its discretion when its ruling is manifestly arbitrary,
    unreasonable, or unfair, or when it is based on an erroneous
    understanding or application of the law. People v. Jackson, 
    2018 COA 79
    , ¶ 37.
    ¶ 44   On the one hand, “out-of-court statements cannot be used to
    bolster the trial testimony of witnesses.” People v. Johnson, 
    987 P.2d 855
    , 860 (Colo. App. 1998). On the other, “a witness’s prior
    22
    consistent statements are admissible under two distinct theories.”
    People v. Clark, 
    2015 COA 44
    , ¶ 124. They may be admitted under
    CRE 801(d)(1)(B) as substantive evidence or, as pertinent here, they
    are sometimes admissible outside of the rule to rehabilitate a
    witness’s credibility. People v. Eppens, 
    979 P.2d 14
    , 19-21 (Colo.
    1999).
    ¶ 45   When a witness’s credibility has been attacked, how much of a
    prior consistent statement is admissible turns on the scope of the
    attack. 
    Elie, 148 P.3d at 362
    . If the witness’s testimony is attacked
    based on specific facts, only prior consistent statements regarding
    those facts are admissible. People v. Miranda, 
    2014 COA 102
    , ¶ 16.
    But where the attack is more general, the jury may hear all relevant
    facts, including consistent and inconsistent statements. 
    Id. B. Analysis
    ¶ 46   Defendant argues that “[n]ot only were [the sergeant’s]
    statements not admissible under the rules of evidence, but they
    tended to improperly bolster the credibility of M.S.’s prior
    testimony.”
    ¶ 47   But at trial, defense counsel generally attacked M.S.’s
    credibility. For example, during opening statement counsel said,
    23
    “You will hear that [M.S.] has not always told the same version of
    events when he talks about what happened . . . .” Then, in
    cross-examining M.S., counsel elicited details about inconsistencies
    among M.S.’s statements. Thus, the sergeant’s later testimony
    about what M.S. had told him during the interview was “relevant
    and admissible to give the jury a complete picture of [M.S.’s]
    credibility.” Miranda, ¶ 20 (quoting People v. Banks, 
    2012 COA 157
    , ¶ 39).
    ¶ 48   Further, the trial court sustained defendant’s objection to the
    sergeant’s more general statements about what M.S. had said
    during the interview, limiting the testimony to “whether M.S.
    “change[d] his story in any significant detail.” We discern no risk of
    bolstering from this limited testimony.
    ¶ 49   And to the extent defendant now argues the trial court should
    have given a curative instruction as to the initial statements, he did
    not request one. See People v. Mersman, 
    148 P.3d 199
    , 203 (Colo.
    App. 2006) (“[T]o receive a curative instruction, a defendant must
    request it, and a trial court does not commit plain error if it does
    not give a curative instruction sua sponte.”).
    24
    IV. The Prosecutor’s Statements in Closing Argument Do Not
    Constitute Plain Error Warranting Reversal
    A. Standard of Review and Law
    ¶ 50    Defendant points to several statements by the prosecutor that
    he argues either mischaracterized the evidence or misstated the
    law. Defendant concedes that because trial counsel did not object
    to these statements, we review only for plain error.
    ¶ 51    To warrant reversal under plain error, prosecutorial
    misconduct must be flagrant or glaringly or tremendously improper
    and so undermine “the fundamental fairness of the trial as to cast
    serious doubt on the reliability of the judgment of conviction.”
    People v. Strock, 
    252 P.3d 1148
    , 1152 (Colo. App. 2010) (citation
    omitted). Prosecutorial misconduct in closing argument rarely
    constitutes plain error. People v. Carter, 
    2015 COA 24M
    -2, ¶ 53.
    ¶ 52    We evaluate claims of improper argument in the context of the
    argument as a whole and in light of the evidence before the jury.
    People v. Samson, 
    2012 COA 167
    , ¶ 29. Prosecutors may employ
    rhetorical devices and engage in oratorical embellishment and
    metaphorical nuance. People v. Conyac, 
    2014 COA 8M
    , ¶ 132.
    Prosecutors also have considerable latitude in replying to opposing
    25
    counsel’s arguments and in making arguments based on facts in
    evidence and reasonable inferences that can be drawn from those
    facts. 
    Id. at ¶
    133. As well, “because arguments delivered in the
    heat of trial are not always perfectly scripted, reviewing courts
    accord prosecutors the benefit of doubt where remarks are
    ‘ambiguous,’ or simply ‘inartful.’” People v. McBride, 
    228 P.3d 216
    ,
    221 (Colo. App. 2009) (citations omitted).
    ¶ 53   Even so, prosecutors may not use closing argument to
    misstate the evidence, assert a personal opinion, or insert claims
    calculated to inflame the passions and prejudices of the jury.
    Samson, ¶ 32. In other words, a prosecutor is “free to strike hard
    blows, [but] ‘is not at liberty to strike foul ones.’” 
    Wilson, 743 P.2d at 418
    (quoting Berger v. United States, 
    295 U.S. 78
    , 88 (1935)).
    B. Analysis
    1. Defendant’s Statements to Lieutenant Coates
    ¶ 54   Lieutenant Coates testified on direct examination that
    defendant had told him during the interview that at the Fountain
    Mesa Road house, M.S. asked defendant “if he would hold onto
    some bags for him.” Defendant had explained that firearms “were
    located inside green duffel bags” and “some of them were wrapped
    26
    up in a blanket.” M.S. did not give defendant the firearms at the
    Fountain Mesa address; rather, M.S. met up with defendant later at
    the Arvada street address.
    ¶ 55     During cross-examination, the lieutenant clarified that
    defendant “never stated M.S. showed up with guns. He said that
    [M.S.] showed up with green duffel bags.” And defendant had told
    the lieutenant that he did not look into the bags or ask what was in
    them.
    ¶ 56     During closing argument, the prosecutor said:
     “We have [defendant] himself stating that M.S. shows up . . .
    and says . . . [h]ere is the duffel bag and a blanket and a
    bunch of heavy stuff there. Will you hold it for me.”
     “[Defendant] testifies that later that evening at the Arvada
    address M.S. shows up with those guns wrapped in a blanket.
    And the bags, he takes them and he puts them into . . . [a]
    room.”
    ¶ 57     Although defendant points to slight discrepancies between the
    lieutenant’s testimony and the prosecutor’s closing argument, none
    of them rises to the level of plain error. See People v. Arzabala,
    
    2012 COA 99
    , ¶¶ 68-72 (no plain error if the misstatements did not
    27
    contribute to the defendant’s conviction and the jury heard
    accurate testimony). Further, based on what defendant said had
    occurred at both the Fountain Mesa and Arvada locations, the
    prosecutor’s statements were reasonable evidentiary inferences.
    2. Sergeant Racine’s Testimony
    ¶ 58   Sergeant Racine testified that during the search of the Arvada
    apartment, “the two assault weapons were located in an unclosed
    closet in the left-hand bedroom. And the shotgun was located in a
    closet in the living room.”
    ¶ 59   During closing argument, the prosecutor said:
    When they conduct the search they find
    assault rifles and the shotgun in the attic. Not
    locked up in a safe. Not even wrapped up in
    blankets or some duffle bags but exposed in
    the open. One of the bedrooms that
    [defendant] himself says he put them. But
    now they are open. And a shotgun in the
    living room.
    ¶ 60   While the reference to the attic was incorrect, the rest of the
    statements were based on reasonable evidentiary inferences.
    Specifically, the sergeant testified that, as to the firearms, “you
    could kind of make out there was barrels because there was an
    attempt to like cover them up . . . [but] portions of the gun [were]
    28
    exposed.” And reference to an attic — instead of an open closet —
    is not a material difference.
    3. M.S. Testimony
    ¶ 61     Defendant points to the following statements by the prosecutor
    as mischaracterizing M.S.’s testimony:
     M.S. saw “at least five weapons” in the car, whereas he
    testified that “at most there were five guns” (emphasis added);
     M.S. gave police “two addresses” as possible locations for the
    stolen firearms, whereas he “only provided the address at
    Arvada apartment”;
     M.S. saw the firearms in the car “the next day,” whereas he
    testified he saw them “on September 24.”
    ¶ 62     But “divisions of this court have often overlooked minor
    discrepancies between the evidence and closing argument.”
    Bondsteel, ¶ 138; see also People v. Williams, 
    996 P.2d 237
    , 245
    (Colo. App. 1999) (prosecutor’s statement that forty dollars was
    found in the defendant’s pocket, while there was no testimony
    establishing the exact amount, was not “so prejudicial when
    considered in the context of the entire closing argument as to
    constitute plain error”).
    29
    4. Knowing Possession of a Firearm
    ¶ 63     The trial court instructed the jury:
    “POSSESSION” as used in these instructions,
    does not necessarily mean ownership, but does
    mean the actual, physical possession, or the
    immediate and knowing dominion or control
    over the object or the thing allegedly
    possessed. “Possession” need not be exclusive,
    provided that each possessor, should there be
    more than one, actually knew of the presence
    of the object, or thing possessed and exercised
    actual physical control or immediate, knowing
    dominion or control over it.
    Defendant argues that, contrary to this instruction, the prosecutor
    “made numerous erroneous statements regarding the knowing
    possession of a firearm” that allowed the jury to convict him “if, at
    any time, the jury could determine that [he] was in the Arvada
    apartment at the same time of [sic] the guns.”
    ¶ 64     For example, the prosecutor told the jury:
     “I don’t have to prove that he owned the gun. I don’t have to
    prove that he possessed it exclusive of everyone else.
    Everybody in the room with that shotgun, under this definition
    for this crime is possessing that firearm.”
    30
     “Possession also need not be exclusive. Provided that each
    possessor, should there be more, actually knew of the
    presence of the object.”
     “If he knew it was there, he is guilty.”
     “If he walked into a room, he sees a shotgun in the closet, he
    has a duty, as a convicted felon, to leave the room.”
    ¶ 65     True, “‘possession,’ as it is used in [POWPO], is the actual or
    physical control of the firearm.” Beckett v. People, 
    800 P.2d 74
    , 82
    (Colo. 1990) (quoting People v. Garcia, 
    197 Colo. 550
    , 554, 
    595 P.2d 228
    , 231 (1979)). Thus, some of the prosecutor’s statements — i.e.,
    “If he knew it was there, he is guilty” — when read in isolation, do
    not accurately state the law.
    ¶ 66     Still, a defendant need not have had exclusive control of the
    firearm to be found guilty of possessing it. See People v.
    Tramaglino, 
    791 P.2d 1171
    , 1172-73 (Colo. App. 1989) (evidence
    was sufficient to support POWPO conviction where eyewitness
    testified that she saw the gun in the defendant’s possession and
    police officers later discovered the gun in his automobile); People v.
    Rivera, 
    765 P.2d 624
    , 626-28 (Colo. App. 1988) (evidence was
    sufficient to support the defendant’s POWPO conviction where he
    31
    accompanied his wife and assisted her with the purchase of a
    revolver, which was within “arm’s reach” of defendant), rev’d on
    other grounds, 
    792 P.2d 786
    (Colo. 1990).
    ¶ 67     In this regard, the prosecutor also told the jury:
     “Possession, as used in these instructions, does not
    necessarily mean ownership, but does mean actual physical
    possession or the immediate and knowing dominion or control
    over an object or thing allegedly possessed.”
     “[I]f [defendant] knew that those were firearms, and he was
    where he could exercise control or dominion over them, he was
    in possession.”
     “It can’t be a hot potato.”
    And the prosecutor mentioned the trial court’s instruction on
    possession.
    ¶ 68     Given the prosecutor’s correct statements on possession and
    the reference to the trial court’s instruction, we conclude that any
    misstatements do not constitute plain error. See 
    Strock, 252 P.3d at 1154
    (no plain error where misstatements were offset by the
    prosecutor’s correct statements of law, the trial court’s correct
    instructions, and counsel’s reference to the court’s instructions
    32
    during closing); see also People v. Kyle, 
    111 P.3d 491
    , 502 (Colo.
    App. 2004) (“Even assuming the comment was improper, in light of
    the trial court’s instructions and the other proper argument by the
    prosecutor, we cannot say with fair assurance that any error so
    undermined the fundamental fairness of the trial as to cast serious
    doubt on the reliability of the judgment of conviction.”).
    ¶ 69   In any event, misstatements by the prosecutor were few in
    number in an otherwise lengthy summation. See People v. Villa,
    
    240 P.3d 343
    , 357 (Colo. App. 2009) (“We note that the number of
    times the jury is confronted with a misstatement of law is relevant
    in evaluating the nature and extent of the harm. . . . Furthermore,
    the trial court’s instructions to the jury were clear . . . .”). And
    when read in conjunction with the prosecutor’s other statements,
    any error would not have been flagrant or glaring. See People v.
    Weinreich, 
    98 P.3d 920
    , 924 (Colo. App. 2004) (“This argument,
    taken in context, is not a misstatement of the law.”), aff’d, 
    119 P.3d 1073
    (Colo. 2005).
    V. Cumulative Error
    ¶ 70   Lastly, defendant contends the aggregate impact of numerous
    errors denied his right to a fair trial. But the doctrine of cumulative
    33
    error requires that numerous errors be committed, not merely
    alleged. People v. Jones, 
    665 P.2d 127
    (Colo. App. 1982), aff’d sub
    nom. People v. Curtis, 
    681 P.2d 504
    (Colo. 1984).
    ¶ 71   We have found only unpreserved errors that were not plain.
    Whether plain errors can even be considered for cumulative error
    purposes has not been resolved in Colorado. Compare United States
    v. Nunez, 
    532 F.3d 645
    , 655 (7th Cir. 2008) (“When an appellant
    alleges cumulative error, this Court will only consider plain errors
    and errors which were preserved for appellate review.”), with United
    States v. Delgado, 
    672 F.3d 320
    , 340 (5th Cir. 2012) (“[P]lain-error
    analysis under [Fed. R. Crim. P.] 52(b) prohibits us from basing a
    reversal on unpreserved errors that are not ‘plain’ under the second
    prong of plain-error review.”).
    ¶ 72   Be that as it may, we cannot discern how any combination of
    the possible but unpreserved errors in the prosecutor’s closing
    argument — which were not plain — could have deprived defendant
    of a fair trial. See Carter, ¶ 81.
    VI. Conclusion
    ¶ 73   The judgment is affirmed.
    JUDGE FOX concurs.
    34
    JUDGE NIETO specially concurs.
    35
    JUDGE NIETO, specially concurring.
    ¶ 74   Although I concur with the majority’s ultimate result, I would
    conclude that defendant’s trial counsel waived any error regarding
    the admission of the firearms into evidence, and would therefore
    decline to review his contention.
    ¶ 75   Our supreme court has helpfully distinguished between waiver
    and forfeiture in People v. Rediger, 
    2018 CO 32
    . Waiver requires
    “intentional relinquishment of a known right,” 
    id. at ¶
    39 (quoting
    Dep’t of Health v. Donahue, 
    690 P.2d 243
    , 247 (Colo. 1984)), and
    therefore does not involve errors resulting merely from oversight.
    Moreover, such “intentional relinquishments” are not limited to
    explicit acts, but may even include mere implications, if they clearly
    manifest an intent to relinquish the issue. 
    Id. at ¶
    42; see also
    Horton v. Suthers, 
    43 P.3d 611
    , 619 (Colo. 2002) (collecting cases);
    Hansen v. State Farm Mut. Auto. Ins. Co., 
    957 P.2d 1380
    , 1385
    (Colo. 1998) (where defense failed to offer replacement jury
    instruction after trial court rejected its first tendered instruction, it
    waived issue). If a contention has been waived, appellate courts will
    not review it even for plain error. Rediger, ¶ 34.
    36
    ¶ 76   By contrast, courts may still review an issue for plain error
    when a litigant inadvertently relinquished it below through
    apparent “oversight,” because in that case the issue was merely
    “forfeited.” 
    Id. at ¶
    ¶ 37, 40. Thus appellate courts will not find
    waiver where, for example, the record “bears no indication” that a
    defendant was aware at trial of a potential problem with the jury
    instructions. 
    Id. at ¶
    ¶ 37-38.
    ¶ 77   We are thus faced with the question of whether defendant
    intentionally relinquished his right to appeal the issue of whether
    the guns should have been shown to the jury, or instead merely
    overlooked this possibility. In the context of the aforementioned
    precedent, I would conclude that defendant waived the issue.
    ¶ 78   The record makes plain that defendant’s trial counsel was
    pointedly confronted with the possibility that the guns would be
    shown to the jury and expressly declined to register an objection.
    This knowing and express acquiescence is not analogous to the
    situation in Rediger, where the supreme court saw “no evidence,
    
    Although Horton v. Suthers, 
    43 P.3d 611
    , 619 n.9 (Colo. 2002),
    noted that it should not be read as applying invited error to a mere
    “failure to object,” here defendant’s express statement of “no
    objection” to admitting the guns goes further than a mere “failure”
    and constitutes an “affirmative[] acquiesce[nce].” 
    Id. 37 either
    express or implied” that the litigant’s counsel was even aware
    of the potential problem. 
    Id. at ¶
    42. Here, the firearms were
    physically present before counsel and the appearance of the
    weapons was obvious. In voir dire, counsel questioned several
    prospective jurors concerning their attitudes about firearms,
    showing that he was aware of the potential for prejudice. Therefore,
    I would conclude that counsel was aware of the issue and waived
    any CRE 403 objection he might have raised.
    ¶ 79   Because waiver is a harsh remedy, our supreme court has
    further clarified that it is less likely to perceive waiver when the
    abandoned issue involves constitutional rights. People v. Curtis,
    
    681 P.2d 504
    , 514 (Colo. 1984) (courts do not presume waiver of
    fundamental constitutional rights). Here, unlike in Curtis and
    Rediger, there are no constitutional rights in issue. Rather, the
    issue involves the admission of admittedly relevant evidence that
    defendant might have argued was unfairly prejudicial under CRE
    403. Therefore, the effect of a waiver here was of more modest
    consequence.
    ¶ 80   
    Hansen, 957 P.2d at 1385
    , is more analogous to the situation
    here. There, after the trial court rejected the defendant’s tendered
    38
    jury instruction, it offered the defendant a chance to redraft it. The
    defendant declined to redraft the instruction, and our supreme
    court held that this declination constituted invited error. Similarly,
    here, defendant’s trial counsel was fully aware that the guns would
    be shown to the jury, and nevertheless expressly declined to object.
    ¶ 81   Accordingly, I would hold that defendant waived his CRE 403
    objection to admission of the firearms, and would decline to review
    his contention.
    39
    

Document Info

Docket Number: 16CA1801

Citation Numbers: 2018 COA 122, 428 P.3d 713

Filed Date: 8/23/2018

Precedential Status: Precedential

Modified Date: 11/14/2019

Authorities (47)

united-states-v-darryl-whiting-aka-g-god-rah-united-states-of , 28 F.3d 1296 ( 1994 )

United States v. Smith , 531 F.3d 1261 ( 2008 )

United States v. Richard Wiener , 534 F.2d 15 ( 1976 )

United States v. Alvin Smith , 459 F.3d 1276 ( 2006 )

United States v. Zubia-Torres , 550 F.3d 1202 ( 2008 )

timothy-charles-palmes-v-louie-l-wainwright-secretary-florida-dept-of , 725 F.2d 1511 ( 1984 )

Horton v. Suthers , 43 P.3d 611 ( 2002 )

United States v. Garcia , 580 F.3d 528 ( 2009 )

Wilson v. People , 743 P.2d 415 ( 1987 )

United States v. Atanacio Gonzalez-Rodriguez , 239 F.3d 948 ( 2001 )

United States v. Isidro Moreno (90-5832), Paul R. Morris (... , 933 F.2d 362 ( 1991 )

United States v. Nunez , 532 F.3d 645 ( 2008 )

United States v. Thomas M. Cunningham , 405 F.3d 497 ( 2005 )

United States v. Comstock , 531 F.3d 667 ( 2008 )

People v. District Court in & for First Judicial District, ... , 785 P.2d 141 ( 1990 )

Department of Health v. Donahue , 690 P.2d 243 ( 1984 )

People v. Eppens , 979 P.2d 14 ( 1999 )

Hansen v. State Farm Mut. Auto. Ins. Co. , 957 P.2d 1380 ( 1998 )

In Re People v. Elmarr , 351 P.3d 431 ( 2015 )

People v. Rediger , 416 P.3d 893 ( 2018 )

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