Salt Lake City v. Josephson , 435 P.3d 255 ( 2019 )


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  •                 This opinion is subject to revision before final
    publication in the Pacific Reporter
    
    2019 UT 6
    IN THE
    SUPREME COURT OF THE STATE OF UTAH
    SALT LAKE CITY,
    Appellee,
    v.
    RANDALL JOSEPHSON,
    Appellant.
    No. 20150980
    Filed January 29, 2019
    On Certification from the Court of Appeals
    Third District, Salt Lake
    The Honorable Katie Bernards-Goodman
    No. 141913058
    Attorneys:
    Scott A. Fisher, Paige Williamson, Hyrum J. Hemingway,
    Salt Lake City, for appellee
    Dayna K. Moore, Salt Lake City, for appellant
    CHIEF JUSTICE DURRANT authored the opinion of the Court,
    in which ASSOCIATE CHIEF JUSTICE LEE, JUSTICE HIMONAS,
    JUSTICE PEARCE, and JUSTICE PETERSEN joined.
    CHIEF JUSTICE DURRANT, opinion of the Court:
    Introduction
    ¶1 Randall Josephson was charged in Salt Lake City Justice
    Court with one count of threat of violence, a class B misdemeanor
    under Utah Code section 76-5-107. The alleged threat occurred on
    September 7, 2014. While that case was pending, Salt Lake City
    charged Mr. Josephson in the Third District Court with one count of
    stalking, a class A misdemeanor under Utah Code section 76-5-106.5,
    and one count of threat of violence, a class B misdemeanor. The
    district court threat of violence charge was based on an alleged
    SALT LAKE CITY v. JOSEPHSON
    Opinion of the Court
    threat that occurred on September 30, 2014, and the stalking charge
    was based on alleged conduct occurring throughout September 2014.
    Mr. Josephson argues that the district court prosecution was barred
    by the earlier justice court prosecution or, alternatively, that the
    district court plainly erred in failing to merge the threat of violence
    and stalking charges. Because we find that neither issue was
    preserved nor amounts to plain error, we affirm.
    Background
    ¶2 Randall Josephson and D.C. were neighbors in September
    2014.1 During that month, Mr. Josephson made daily threats to D.C.
    On September 7, 2014, Mr. Josephson threatened D.C. Five days
    later, Salt Lake City (the City) filed an information in justice court
    charging Mr. Josephson with threat of violence based upon the
    September 7 threat. D.C. later received a stalking injunction against
    Mr. Josephson, which was served on September 20, 2014. On
    September 22, 2014, Mr. Josephson was arraigned on the information
    in justice court. On September 30, 2014, Mr. Josephson again
    threatened D.C. The City later filed an information in district court
    charging him with stalking and threat of violence based on the
    September 30 threat. The next month, the information in justice court
    was amended to an infraction. Two months later, Mr. Josephson
    represented himself at a bench trial in justice court and was found
    guilty on the threat of violence charge stemming from the September
    7 threat. On March 13, 2015, he was sentenced to probation and a
    fine in justice court.
    ¶3 On September 7, 2015, Mr. Josephson filed a motion in
    limine in district court to exclude testimony regarding the
    September 7, 2014 threat, the basis of his justice court conviction. The
    next day, the City amended the information against Mr. Josephson in
    district court to reflect that the stalking charge was based on conduct
    during the entire month of September, rather than just September 30.
    The district court heard argument on Mr. Josephson’s motion in
    limine. It denied the motion and held a jury trial. At the close of
    evidence, Mr. Josephson made a motion for a directed verdict on
    double jeopardy grounds. That motion was denied. Mr. Josephson
    was convicted on both counts. He now appeals his conviction,
    _____________________________________________________________
    1 “On appeal, we review the record facts in a light most favorable
    to the jury’s verdict and recite the facts accordingly.” USA Power,
    LLC v. PacifiCorp, 
    2016 UT 20
    , ¶ 8 n.3, 
    372 P.3d 629
     (citation omitted).
    2
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    Opinion of the Court
    arguing that the district court prosecution was barred by the earlier
    justice court prosecution or, alternatively, that the district court
    plainly erred in failing to merge the convictions at sentencing.
    ¶4 Mr. Josephson timely appealed the district court’s decision.
    The parties briefed the matter before the court of appeals and the
    court of appeals certified the matter to this court for original
    appellate review. We have jurisdiction pursuant to Utah Code
    section 78A-3-102(3)(b).
    Issues and Standard of Review
    ¶5 Mr. Josephson raises two issues on appeal: (1) whether the
    trial court erred in allowing the district court prosecution for stalking
    and threat of violence when Mr. Josephson had previously been
    prosecuted and convicted of another threat of violence charge in
    justice court, and (2) whether the district court plainly erred in
    failing to merge the threat of violence conviction with the stalking
    conviction.
    ¶6 Mr. Josephson argues that the first issue was preserved but
    the City argues it was not. We conclude that it was not preserved,
    and we accordingly review for plain error.2 Both parties agree that
    the second issue was not preserved and must be reviewed for plain
    error.3
    Analysis
    ¶7 Mr. Josephson challenges his conviction in the district court
    in two ways. First, he argues that the district court violated Utah
    Code section 76-1-403 (the single criminal episode statute) by
    permitting the state to prosecute the stalking and threat of violence
    charges even though he had already been prosecuted and convicted
    in justice court for conduct that allegedly formed the basis of his
    district court prosecution. Second, he argues that the district court
    erred by failing to merge his threat of violence conviction with his
    stalking conviction. Because neither of these alleged errors
    constituted plain error, we affirm Mr. Josephson’s conviction.
    _____________________________________________________________
    2 State v. Dunn, 
    850 P.2d 1201
    , 1208 (Utah 1993) (“[T]o establish
    the existence of plain error and to obtain appellate relief from an
    alleged error that was not properly objected to, the appellant must
    show the following: (i) An error exists; (ii) the error should have
    been obvious to the trial court; and (iii) the error is harmful . . . .”).
    3   
    Id.
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    SALT LAKE CITY v. JOSEPHSON
    Opinion of the Court
    I. The District Court Did Not Plainly Err By Permitting the State to
    Prosecute the Threat of Violence and Stalking Charges
    ¶8 Mr. Josephson argues that his justice court prosecution
    serves as a bar of his district court prosecution under the single
    criminal episode statute. The City disagrees. Additionally, the City
    argues that even if the district court erred by failing to apply the
    single criminal episode statute, we should nevertheless affirm the
    conviction because Mr. Josephson failed to preserve this argument
    below and the error, if any, does not constitute plain error. Because
    we find insufficient evidence in the record to satisfy the preservation
    requirement, we review Mr. Josephson’s argument under our plain
    error standard. And under this standard we affirm his conviction.
    A. Mr. Josephson failed to preserve his single criminal episode argument
    ¶9 Mr. Josephson argues that he preserved his argument under
    the single criminal episode statute when he asserted that the district
    court prosecution was barred by the double jeopardy clauses of the
    Utah and United States Constitutions. We disagree.
    ¶10 The preservation doctrine serves a number of important
    policies. “One of the most important purposes of preservation is that
    it allows an issue to be fully factually, procedurally, and legally
    developed in the district court.”4 “[It] enables us to analyze both the
    application of a legal rule or principle to a concrete and
    well-developed dispute and, nearly as important, the effect of the
    district court’s ruling on the overall course of the proceedings
    below.”5 When parties fail to preserve issues, we do not receive “the
    benefit of a trial judge’s reasoning and analysis on the issue at
    hand.”6
    ¶11 The preservation doctrine also serves our “policy of
    fairness” because it “generally would be unfair to reverse a district
    court for a reason presented first on appeal. This is because, had the
    contention now before us been raised below, [the appellee] might
    _____________________________________________________________
    4   Baumann v. Kroger Co., 
    2017 UT 80
    , ¶ 25, 
    416 P.3d 512
    .
    5   
    Id.
    6   
    Id.
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    have countered the argument, potentially avoiding the time and
    expense of appeal.”7
    ¶12 “[I]n order to preserve an issue for appeal the issue must be
    presented to the trial court in such a way that the trial court has an
    opportunity to rule on that issue.”8 “This requirement puts the trial
    judge on notice of the asserted error and allows for correction at that
    time in the course of the proceeding.”9 Three factors “help determine
    whether the trial court had such an opportunity: ‘(1) the issue must
    be raised in a timely fashion; (2) the issue must be specifically raised;
    and (3) a party must introduce supporting evidence or relevant legal
    authority.’”10 The party must put forth enough evidence that “the
    issue [is] sufficiently raised to a level of consciousness before the trial
    court.”11 Applying these factors, we hold that Mr. Josephson did not
    preserve his single criminal episode argument below.12
    _____________________________________________________________
    7 Federated Capital Corp. v. Deutsch, 
    2018 UT App 118
    , ¶ 19, 
    428 P.3d 51
     (citations omitted) (internal quotation marks omitted).
    8 Brookside Mobile Home Park, Ltd. v. Peebles, 
    2002 UT 48
    , ¶ 14, 
    48 P.3d 968
     (citation omitted).
    9  438 Main St. v. Easy Heat, Inc., 
    2004 UT 72
    , ¶ 51, 
    99 P.3d 801
    (citation omitted).
    10   Brookside, 
    2002 UT 48
    , ¶ 14 (citation omitted).
    11 State v. Sanchez, 
    2018 UT 31
    , ¶ 30, 
    422 P.3d 866
     (citation
    omitted) (internal quotation marks omitted).
    12  We recognize that “[w]hether a party has properly preserved
    an argument . . . cannot turn on the use of magic words or phrases.”
    In re Baby Girl T., 
    2012 UT 78
    , ¶ 38, 
    298 P.3d 1251
    . And “an
    overlooked or abandoned argument should not compel an erroneous
    result. We should not be forced to ignore the law just because the
    parties have not raised or pursued obvious arguments.” Kaiserman
    Assocs., Inc. v. Francis Town, 
    977 P.2d 462
    , 464 (Utah 1998). This is our
    caselaw, and we are not abandoning these standards now.
    Mr. Josephson did not need to utter the “magic words” of “single
    criminal episode statute” to properly preserve the issue. But without
    any reference to any argument besides double jeopardy, we cannot
    find that this issue was ever “sufficiently raised to a level of
    consciousness before the trial court.” Sanchez, 
    2018 UT 31
    , ¶ 30
    (citation omitted) (internal quotation marks omitted). So we hold
    that this issue is unpreserved.
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    SALT LAKE CITY v. JOSEPHSON
    Opinion of the Court
    ¶13 Although Mr. Josephson raised double jeopardy concerns on
    several occasions both pre- and posttrial,13 at no point in any of those
    arguments did he point the district court to the single criminal
    episode statute argument that he now makes. This is significant
    because the analysis for a double jeopardy challenge is distinct from
    the analysis under the single criminal episode statute.
    ¶14 “The double jeopardy clauses of both the Utah and federal
    constitutions limit the government’s ability to prosecute or punish
    an individual multiple times for the same conduct.”14 The single
    criminal       episode    statute,   “takes     the     matter  a    step
    further[,] . . . barring prosecutions for different offenses committed as
    part of a single criminal episode and otherwise meeting the terms of
    the statute.”15 Because the single criminal episode statute could
    apply to bar the prosecution of offenses beyond those offenses that
    were already prosecuted, the statute expands the protections of
    double jeopardy.16 And this expanded scope of protection will often
    require courts to conduct analysis beyond what is required when
    only a double jeopardy argument is raised.
    ¶15 Additionally, there is an important difference between the
    operation of the protections under the single criminal episode statute
    and the double jeopardy clauses. Unlike the constitutionally based
    protection provided by the double jeopardy clauses, the protections
    under the single criminal episode statute are limited by the language
    of the statute. “The single criminal episode statute is strictly
    procedural in nature. It requires that when a defendant is brought
    before a court, all offenses arising from a single incident which are
    triable before that court be charged at the same time.”17 To the extent
    _____________________________________________________________
    13  Mr. Josephson raised the double jeopardy issue during oral
    argument on his motion in limine on September 9, 2015. He again
    argued this issue while objecting to a jury instruction. Finally, he
    argued this issue on a motion for directed verdict and the ensuing
    discussion with the trial court indicated that the court recognized the
    issue, though it denied the motion.
    State v. Robertson, 
    2017 UT 27
    , ¶ 15, --- P.3d --- (citing U.S.
    14
    CONST. amend. V; UTAH CONST. art. 1, § 12).
    15   State v. Ririe, 
    2015 UT 37
    , ¶ 6, 
    345 P.3d 1261
    .
    16   
    Id.
    17   State v. Sosa, 
    598 P.2d 342
    , 345 (Utah 1979).
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    Opinion of the Court
    that is not possible, “the state is not required to choose to prosecute
    only some of the offenses committed by a defendant.”18
    ¶16 So the single criminal episode “provisions are implicated
    not for all former prosecutions arising out of a single criminal episode,
    but only as to former prosecutions in which the offenses in question
    were ‘known to the prosecuting attorney at the time the defendant is
    arraigned on the first information or indictment.’”19 For this reason, the
    single criminal episode statute does not apply to any prosecutions
    stemming from conduct arising after the date of the first
    arraignment. This feature of the statute is significant in this case and
    ultimately defeats Mr. Josephson’s preservation argument.
    ¶17 Because the single criminal episode statute does not apply to
    any prosecutions stemming from conduct arising after the date of the
    first arraignment, the determination of whether or not the statute
    applies may often depend on the district court’s factual findings
    regarding the timing of events—factual findings that might not be
    relevant to the more limited focus of a double jeopardy
    determination. This case illustrates the significance of this aspect of
    the single criminal episode statute.
    ¶18 Here, Mr. Josephson was charged in justice court on
    September 22, 2014 (first arraignment) with one count of making a
    threat of violence. This charge was based solely on a threat
    Mr. Josephson made on September 7. Later, the City brought charges
    against Mr. Josephson in district court for conduct that occurred
    throughout the month of September, including a threat made on
    September 30, 2014.
    ¶19 Before the district court, Mr. Josephson argued that the
    district court prosecution violated double jeopardy because he had
    already been convicted in the justice court. But he did not make an
    argument under the single criminal episode statute. His failure to
    raise his single criminal episode arguments before the district court
    deprived the court of an opportunity to conduct the necessary
    analysis. Although the district court found that Mr. Josephson’s
    prosecution did not implicate double jeopardy, the court never had
    the opportunity to conduct the analysis on the single criminal
    _____________________________________________________________
    18 
    Id.
     (“To hold otherwise would frustrate sound public policy
    and circumvent the demands of justice.”).
    19   Ririe, 
    2015 UT 37
    , ¶ 10 (citing UTAH CODE § 76–1–402(2)).
    7
    SALT LAKE CITY v. JOSEPHSON
    Opinion of the Court
    episode requirements. Because of this, there is no evidence in the
    record as to what the prosecuting attorney knew at the time of the
    first arraignment in justice court.
    ¶20 This factual deficiency hinders our appellate review and
    illustrates the importance of our preservation requirements.20
    Accordingly, we hold that Mr. Josephson’s single criminal episode
    argument was not preserved and must be reviewed under our plain
    error standard.
    B. The district court did not plainly err when it failed to apply the single
    criminal episode statute
    ¶21 Mr. Josephson argues that the district court plainly erred
    when it failed to apply the single criminal episode statute to bar the
    City’s prosecution in the district court. “[T]o establish the existence
    of plain error and to obtain appellate relief from an alleged error that
    was not properly objected to, [Mr. Josephson] must show the
    following: (i) An error exists; (ii) the error should have been obvious
    to the trial court; and (iii) the error is harmful . . . .”21 Because the
    error, if any, would not have been obvious to the district court, we
    conclude that the court did not plainly err when it permitted
    Mr. Josephson’s prosecution.22
    _____________________________________________________________
    20 “The policy of judicial economy is most directly frustrated
    when an appellant asserts unpreserved claims that require factual
    predicates.” Patterson v. Patterson, 
    2011 UT 68
    , ¶ 15, 
    266 P.3d 828
    .
    21 Dunn, 850 P.2d at 1208. Mr. Josephson also argues that this
    issue is not susceptible to a harmless error analysis, because the
    United States Supreme Court has held that double jeopardy
    violations are not subject to harmless error analysis. See, e.g., Morris
    v. Mathews, 
    475 U.S. 237
    , 244–45 (1986); Price v. Georgia, 
    398 U.S. 323
    ,
    331 (1970). Because the single criminal episode statute expands on
    double jeopardy protections, it is unclear whether or how we would
    conduct a harmless error analysis. But because we find any potential
    error would not have been obvious, we reserve this question for
    another time.
    22 We have “recognized three distinct exceptions to preservation:
    plain error, ineffective assistance of counsel, and exceptional
    circumstances.” State v. Johnson, 
    2017 UT 76
    , ¶ 19, 
    416 P.3d 443
    . But
    because the parties have only argued for plain error review, we
    decline to review the question under the other exceptions.
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    Opinion of the Court
    ¶22 Whether the single criminal episode statute applies depends
    on whether the first prosecuting attorney knew, at the time of the
    first arraignment, about the conduct underlying the charges that
    were later brought in the second prosecution. As discussed supra,
    because Mr. Josephson never argued that the single criminal episode
    statute applied to his case, neither party introduced evidence
    regarding whether the first prosecutor knew about the conduct
    underlying the second prosecution at the time of the first
    arraignment. As a result, there was no indication on the record that
    the first prosecutor knew about all the conduct underlying the
    charges in the second prosecution, and it could not have been
    obvious to the district court that the single criminal episode statute
    applied to Mr. Josephson’s case. Accordingly, Mr. Josephson’s claim
    that the district court erred in allowing the prosecution fails.
    II. The District Court Did Not Plainly Err By Failing to Merge
    Mr. Josephson’s Threat of Violence Conviction With His Stalking
    Conviction
    ¶23 Mr. Josephson also argues that the district court plainly
    erred in failing to merge his convictions for stalking and threat of
    violence at sentencing. Both parties agree that this issue was not
    preserved and must be reviewed for plain error. As we noted above,
    one requirement of the plain error standard is that the error
    complained of should have been obvious to the district court. To
    establish this, Mr. Josephson “must show that the law governing the
    error was clear at the time the alleged error was made.” 23 Because
    our law is unclear regarding whether the stalking and threat of
    violence convictions should have been merged, we find that the
    alleged error would not have been obvious to the district court and
    Mr. Josephson’s claim fails.
    ¶24 We begin our analysis by noting that the court of appeals’
    chief concern in certifying this case to us was to allow us to
    determine “whether [under the lesser included offense provision] a
    defendant may be convicted separately of stalking and also the
    predicate crimes that constitute the course of conduct on which the
    stalking charge was (in part) based.” Importantly, the court of
    appeals noted that this “question of law has not been . . . settled by”
    this court. After considering the merger doctrine, the requirements
    _____________________________________________________________
    23 State v. Dean, 
    2004 UT 63
    , ¶ 16, 
    95 P.3d 276
     (citing State v.
    Eldredge, 
    773 P.2d 29
    , 35–36 (Utah 1989)).
    9
    SALT LAKE CITY v. JOSEPHSON
    Opinion of the Court
    of the stalking and threat of violence statutes, and relevant caselaw,
    we agree with the court of appeals that the law on this point is
    unclear.
    ¶25 Merger “is a judicially-crafted doctrine available to protect
    criminal defendants from being twice punished for committing a
    single act that may violate more than one criminal statute.”24 In
    Utah, the legislature “codified the merger doctrine in statute,
    providing that ‘[a] defendant may be convicted of an offense
    included in the offense charged but may not be convicted of both the
    offense charged and the included offense.’”25 This is true unless the
    legislature includes an anti-merger provision, specifically indicating
    its intent that the offenses not merge.26
    ¶26 In resolving merger questions, “the determination to be
    made is whether the legislature intended an offense to be a lesser
    included offense of another.”27 Lesser included offenses are
    “established by proof of the same or less than all the facts required to
    establish the commission of [another] offense.”28 In other words,
    “where the same act or transaction constitutes a violation of two
    distinct statutory provisions, the test to be applied to determine
    whether there are two offenses or only one, is whether each
    provision requires proof of a fact which the other does not.”29
    _____________________________________________________________
    24 State v. Smith, 
    2005 UT 57
    , ¶ 7, 
    122 P.3d 615
     (citation omitted)
    (internal quotation marks omitted); see also State v. Williams, 
    2007 UT 98
    , ¶ 13, 
    175 P.3d 1029
     (“The merger doctrine derives from the
    constitutional guarantee that a person may not be held accountable
    twice for the same criminal conduct.” (citations omitted)).
    25Williams, 
    2007 UT 98
    , ¶ 13 (alteration in original) (quoting
    UTAH CODE § 76-1-402(3)).
    
    26 Smith, 2005
     UT 57, ¶ 11.
    27 State v. Bond, 
    2015 UT 88
    , ¶ 69, 
    361 P.3d 104
     (citation omitted)
    (internal quotation marks omitted); see also Albernaz v. United States,
    
    450 U.S. 333
    , 344 (1981) (“Thus, the question of what punishments
    are constitutionally permissible is not different from the question of
    what punishments the [legislature] intended to be imposed.”).
    28   UTAH CODE § 76-1-402(3)(a).
    29   Blockburger v. United States, 
    284 U.S. 299
    , 304 (1932).
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    ¶27 “Utah courts apply a two-tiered analysis to identify lesser-
    included offenses.”30 Under the first tier, if the “two crimes are such
    that the greater cannot be committed without necessarily having
    committed the lesser, then . . . they stand in the relationship of
    greater and lesser offenses, and the defendant cannot be convicted or
    punished for both.”31 That analysis is not sufficient here, because
    both the stalking and threat of violence statutes have multiple
    variations. Where, as here, the two crimes charged have multiple
    variations, it is possible that under one variation, an offense would
    be a lesser-included offense, but under another variation it would
    not be. So we proceed to the second tier of the analysis and “consider
    the evidence [used at trial] to determine whether the greater-lesser
    relationship exists between the specific variations of the crimes
    actually proved at trial.”32 So we turn to an examination of the
    stalking and threat of violence statutes and their variations.
    ¶28 The stalking statute requires proof that a person
    “intentionally or knowingly engages in a course of conduct directed
    at a specific person and knows or should know that the course of
    conduct would cause a reasonable person: (a) to fear for the person’s
    own safety or the safety of a third person; or (b) to suffer other
    emotional distress.”33 “Course of conduct” is defined as “two or
    more acts directed at or toward a specific person, including: (i) acts
    in which the actor follows, monitors, observes, photographs,
    surveils, threatens, or communicates to or about a person.”34
    Additionally, a “person is guilty of stalking who intentionally or
    knowingly violates: (a) a stalking injunction issued pursuant to Title
    77, Chapter 3a, Stalking Injunctions.”35
    ¶29 The stalking statute provides that this “section does not
    preclude the filing of a criminal information for stalking based on the
    same act which is the basis for the violation of the stalking injunction
    _____________________________________________________________
    30   State v. Ross, 
    951 P.2d 236
    , 241 (Utah Ct. App. 1997).
    31 State v. Hill, 
    674 P.2d 96
    , 97 (Utah 1983) (citation omitted)
    (internal quotation marks omitted).
    32State v. Chukes, 
    2003 UT App 155
    , ¶ 10, 
    71 P.3d 624
     (citation
    omitted).
    33   UTAH CODE § 76-5-106.5(2).
    34   Id. § 76-5-106.5(1)(b).
    35   Id. § 76-5-106.5(3).
    11
    SALT LAKE CITY v. JOSEPHSON
    Opinion of the Court
    issued pursuant to [the stalking statute], or a permanent criminal
    stalking injunction.”36 Here, that would mean that the September 30
    violation of the stalking injunction could be prosecuted in addition
    to the stalking charge itself. Although the City largely presented the
    issue to the jury under the course of conduct theory, this violation of
    the stalking injunction would also satisfy the elements of stalking.
    ¶30 In contrast, the threat of violence statute requires proof that
    either “the person threatens to commit any offense involving bodily
    injury, death, or substantial property damage, and acts with intent to
    place a person in fear of imminent serious bodily injury, substantial
    bodily injury, or death”37 or “the person makes a threat,
    accompanied by a show of immediate force or violence, to do bodily
    injury to another.”38
    ¶31 But even if offenses would otherwise be considered lesser
    included offenses, the legislature may still, by statute, prohibit those
    offenses from merging. We have held that “if the legislature intends
    to preclude [the lesser included offense provision] from requiring
    merger in a specific instance, it must clearly indicate that” intent.39
    “Only when such an explicit indication of legislative intent is present
    in the specific offense statute will we consider it appropriate to
    exempt that statute from operation of the general merger
    requirements in [the lesser included offense provision].”40
    ¶32 The City argues that subsection (5) of the threat of violence
    statute operates as an anti-merger provision, or an “explicit
    indication of legislative intent” against merger. This section states
    that a “person who commits an offense under this section is subject
    to punishment for that offense, in addition to any other offense
    committed, including the carrying out of the threatened act.”41
    ¶33 Mr. Josephson argues that the language of this provision is
    not explicit enough to be construed as an anti-merger provision. He
    asserts that the legislature makes it clear when a statute is exempted
    _____________________________________________________________
    36   Id. § 76-5-106.5(16).
    37   Id. § 76-5-107(1)(a).
    38   Id. § 76-5-107(1)(b).
    
    39 Smith, 2005
     UT 57, ¶ 11.
    40   
    Id.
    41   UTAH CODE § 76-5-107(5).
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    Opinion of the Court
    from this doctrine.42 He points to several statutes that provide
    exemptions to the merger provision, all of which use the word
    “merge” explicitly.43 In response the City points to two additional
    statutes that contain similar provisions but do not actually include
    the word “merge.”44
    ¶34 As the debate between the parties in this case demonstrates,
    there is no clearly established law resolving this issue. Indeed, this is
    a complicated issue with many moving parts. But we need not
    resolve this issue as part of our plain error review. Because of the
    admittedly unsettled nature of this area of law, we cannot say that
    the error should have been obvious to the trial court. So the error, if
    any, was not plain error, and Mr. Josephson’s claim must fail.45
    Conclusion
    ¶35 Neither of Mr. Josephson’s arguments was adequately
    preserved below. Given the complexity of both issues that are before
    _____________________________________________________________
    42See, e.g., 
    id.
     § 76-1-405 (explicitly defining instances when a
    subsequent prosecution is not barred by a former prosecution).
    43 See,    e.g.,    id.   § 76-5-202(5)(a)    (“Any     aggravating
    circumstance . . . that constitutes a separate offense does not merge
    with the crime of aggravated murder.”); id. § 76-5-203(5) (“Any
    predicate offense . . . that constitutes a separate offense does not
    merge with the crime of murder.”); id. § 76-8-508(3) (“The offense of
    tampering with a witness or soliciting or receiving a bribe under this
    section does not merge with any other substantive offense
    committed in the course of committing any offense under this
    section.”); id. § 76-8-508.3(4) (“The offense of retaliation against a
    witness, victim, or informant under this section does not merge with
    any other substantive offense committed in the course of committing
    any offense under this section.”).
    44 See id. § 58-37-8(7) (“A person may be charged and sentenced
    for a violation of this section, notwithstanding a charge and sentence
    for a violation of any other section of this chapter.”); id. § 76-6-202(3)
    (“A violation of this section is a separate offense from any of the
    offenses listed in Subsections (1)(a) through (g), and which may be
    committed by the actor while in the building.”).
    45This leaves an important question unanswered. But it would be
    inappropriate to reach this question given that the court did not
    plainly err.
    13
    SALT LAKE CITY v. JOSEPHSON
    Opinion of the Court
    us and the fact that the law was unsettled, we cannot charge the trial
    court with plain error. Accordingly, we affirm.
    14
    

Document Info

Docket Number: Case No. 20150980

Citation Numbers: 2019 UT 6, 435 P.3d 255

Filed Date: 1/29/2019

Precedential Status: Precedential

Modified Date: 1/12/2023