United States v. Byron McDade , 699 F.3d 499 ( 2012 )


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  •  United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued October 12, 2012            Decided November 9, 2012
    No. 09-3094
    UNITED STATES OF AMERICA,
    APPELLEE
    v.
    BYRON LAMONT MCDADE, ALSO KNOWN AS BARRY,
    APPELLANT
    Appeal from the United States District Court
    for the District of Columbia
    (No. 1:00-cr-00105-4)
    Robert S. Becker, appointed by the court, argued the cause
    and filed the briefs for appellant.
    James A. Petkun, Assistant U.S. Attorney, argued the cause
    for appellee. With him on the brief were Ronald C. Machen, Jr.,
    U.S. Attorney, and Roy W. McLeese III, John P. Mannarino, and
    John P. Dominguez, Assistant U.S. Attorneys. Elizabeth
    Trosman, Assistant U.S. Attorney, entered an appearance.
    Before: ROGERS, BROWN and KAVANAUGH, Circuit Judges.
    Opinion for the Court by Circuit Judge ROGERS.
    2
    ROGERS, Circuit Judge: Upon failing on direct appeal to
    obtain reversal of his conviction by a jury of one count of
    conspiracy to distribute five kilograms or more of cocaine and
    aiding and abetting, Byron L. McDade filed a motion
    challenging his sentence pursuant to 
    28 U.S.C. § 2255
    . The
    motion was filed within the one-year limitation of § 2255(f), but
    did not include his claim of ineffective assistance of trial
    counsel. The government therefore maintains this later-filed
    claim is not properly before the court. Guided by Holland v.
    Florida, – U.S. –, 
    130 S. Ct. 2549
     (2010), interpreting 
    28 U.S.C. § 2244
    , we join our sister circuits in holding that equitable
    tolling applies to § 2255 motions. Here, the later-filed claim is
    properly before the court because McDade was diligent in
    researching his claim and post-conviction counsel1
    acknowledged that the failure to include the ineffective
    assistance claim in the timely § 2255 motion was due solely to
    his own error. On the merits, however, we conclude that
    McDade has failed to meet his burden under Strickland v.
    Washington, 
    466 U.S. 668
     (1984), to show that he was denied
    his Sixth Amendment right to the effective assistance of trial
    counsel. Whether or not trial counsel’s decision not to interview
    potential impeachment witnesses was objectively reasonable,
    any failures were not prejudicial because there is no reasonable
    probability that the outcome of the trial would have been
    different absent the errors. Accordingly, we affirm.
    I.
    A grand jury issued a superceding indictment on August 9,
    2001, charging McDade with one count of conspiracy to
    distribute five kilograms or more of cocaine in violation of 
    21 U.S.C. § 846
    . A jury found him guilty after a 10-day trial. The
    1
    McDade is represented by new counsel on appeal.
    3
    district court sentenced him, in accord with the then mandatory
    Sentencing Guidelines, to 324 months’ imprisonment.2
    The government’s evidence at trial consisted primarily of
    testimony from McDade’s cocaine supplier, individuals who
    purchased cocaine from McDade, and minimal wire tap
    evidence of conversations between McDade and his alleged
    cocaine supplier, Phyllis Webster. The evidence included
    testimony that Webster received cocaine from Cornelius
    Singleton and that McDade in turn sold this cocaine for Webster
    beginning in 1998. Webster testified that in 1998 she chose
    McDade to take over her cocaine distribution and that she also
    provided him with cocaine at a discounted rate to distribute to
    his own customers. Ernest Minder testified that McDade
    received his cocaine from Webster and sold cocaine to Minder
    and others. The taped telephone conversations between Webster
    and McDade tended to corroborate Webster’s testimony, for
    example that McDade kept the records of his drug sales on the
    backs of lottery tickets. Because Webster and McDade spoke in
    code, however, the tapes did not identify the kind of cooperative
    endeavor in which they were engaged. The government also
    presented evidence that McDade had fled when his employer
    told him that an FBI agent wanted to speak with him, and later
    hung up when the FBI contacted him by phone; McDade turned
    himself in seven months later.
    McDade presented no witnesses and did not testify himself.
    Instead, he relied on cross-examination of the government’s
    witnesses, which elicited incriminating statements, including
    admissions that they had violated the conditions of their
    2
    At sentencing the district court observed that McDade’s
    sentence under the mandatory Sentencing Guidelines was “much more
    than sufficiently punitive.” Judgment June 3, 2002 at 6.
    4
    probation or their cooperation agreements with law enforcement
    and were testifying with the expectation of receiving reduced
    sentences.
    This court affirmed McDade’s direct appeal of his
    conviction, see United States v. McDade, No. 02-3054, 
    2003 WL 22204126
     (D.C. Cir. Sept. 16, 2003), rejecting his
    contentions that there was insufficient evidence to show a single
    conspiracy, that there was reversible error as a result of the
    prosecutor’s rebuttal closing argument, and that in sentencing
    the district court erred in finding that he was a manager or
    supervisor pursuant to § 3B1.1 of the Sentencing Guidelines.
    The Supreme Court denied his petition for a writ of certiorari on
    March 8, 2004. See McDade v. United States, 
    541 U.S. 911
    .
    On March 7, 2005, McDade, through new counsel, filed a
    “motion to vacate, set aside, or correct the sentence” pursuant to
    
    28 U.S.C. § 2255
    . Despite McDade’s requests to counsel that
    the motion include a claim of ineffective assistance of trial
    counsel for failure to interview potential impeachment
    witnesses, counsel inadvertently omitted this claim. On April 8,
    2005, after the § 2255 limitation period had run, counsel filed an
    amended motion along with a supporting memorandum and
    affidavits. The district court denied McDade’s § 2255 motion
    with regard to two claims not relevant to this appeal, and
    ordered supplemental briefing with regard to the timeliness of
    his ineffective assistance of trial counsel claim. Despite the
    government’s objection that this claim was time-barred, the
    district court stated that it was “loathe to dispose of [McDade’s]
    claim of ineffective assistance of trial counsel on [the
    timeliness] basis alone when [McDade] is serving a very lengthy
    sentence (324 months) and when his amended motion, if indeed
    it was untimely, was no more than a month late.” United States
    v. McDade, No. cr-00-0105, No. cv-05-0555, at *8 (D.D.C. Jan.
    5, 2006).
    5
    At an evidentiary hearing on January 15, 2008, the district
    court heard from McDade, his trial counsel, and one of the
    potential impeachment witnesses, Kent Sebastian Robinson,
    who McDade argued his trial counsel had unreasonably failed to
    interview in preparing for trial. McDade testified about the
    information he had given to trial counsel regarding three
    impeachment witnesses, and trial counsel testified as to his
    theory of the case, his trial strategy, and his reasons for not
    calling or interviewing Rodney Douglas, David Flowers, and
    Robinson as potential impeachment witnesses. In a February
    28, 2005 affidavit accompanying McDade’s amended § 2255
    motion, Flowers stated that he encountered Ernest Minder while
    Minder was in protective custody, and that Minder had told him
    that the government wanted Minder to testify against McDade,
    but that Minder did not know McDade. Douglas, in his affidavit
    of November 2, 2004, stated that Minder had also told Douglas
    that he “did not know [McDade] like that.” Because McDade
    knew Minder and it would be easy to “explain away” Minder’s
    statement denying in essence that he was cooperating with the
    government, trial counsel explained that he had determined that
    the testimony of Douglas would not be helpful. See United
    States v. McDade, 
    639 F. Supp. 2d 77
    , 83 (D.D.C. 2009). He
    had no recollection or notation of any conversations about
    Flowers.
    Robinson testified that although he could have offered
    testimony during McDade’s trial that contradicted the testimony
    of Phyllis Webster that Robinson had introduced her to McDade,
    he probably would have invoked his Fifth Amendment privilege
    against self-incrimination with regard to all other questions.
    McDade testified that Robinson would have refuted Webster’s
    testimony that she had sold drugs to McDade by way of
    Robinson. Trial counsel testified that he had no recollection
    McDade had told him this, and that he would have remembered
    this if he had; trial counsel’s pre-trial notes indicated that
    6
    McDade did not want to call Robinson as a witness, and he had
    no recollection McDade had changed his mind during trial.
    Trial counsel proceeded to explain that, based on his
    conversations with McDade and the prosecutor, who wanted
    McDade to testify against Robinson, he had concluded that
    calling Robinson as a defense witness, whom counsel suspected
    the government could prove was a drug dealer and had evidence
    to impeach any testimony he might offer, would involve risks to
    McDade that outweighed the potential impeachment value of his
    testimony. See 
    id. at 84
    . As the district court recounted, his trial
    strategy was to “show at trial that all of the government’s
    witnesses were ‘criminals’ and ‘scoundrels’ who have had a
    history of ‘possessing weapons’ and dealing drugs and were
    testifying against the defendant only because they had ‘cut deals
    seeking reduced sentences,’” 
    Id. at 82
    , whereas McDade was “a
    hard working man” with a “wife” and “three children” who had
    a “contract with Medicaid . . . transport[ing] elderly, sick and
    mentally handicapped people to hospitals” and worked as a trash
    collector for “Waste Management,” Tr. Feb. 4, 2002 at 597.
    Calling Robinson might open up “a whole new dimension,” Tr.
    Jan. 15, 2008 at 62, emphasizing McDade’s relationship with
    Robinson, and so undermine the theory of the case he was
    presenting to the jury while not providing “anything that would
    have been particularly substantial.” Id. at 63.
    The district court denied McDade’s § 2255 motion, finding
    that trial counsel’s decision not to call Douglas, Flowers, and
    Robinson as impeachment witnesses was “not objectively
    unreasonable, nor was the decision not to interview Douglas and
    Flowers.” McDade, 639 F. Supp. at 82. In view of McDade’s
    assertions as to Robinson’s potential testimony, however, the
    district court concluded it was “objectively unreasonable” for
    trial counsel “not to interview Robinson,” id. at 82 (emphasis in
    original), before deciding whether to call him as a witness.
    Nevertheless, the district court found that McDade had failed to
    7
    show prejudice under the second prong of Strickland’s
    ineffective assistance of counsel test because trial counsel’s
    failure to interview Robinson “did not prejudice the outcome of
    the trial,” id. at 85, and therefore McDade’s ineffective
    assistance of counsel claim was without merit. The district court
    considered Robinson’s criminal record, the minimal effect his
    testimony could have had on Webster’s credibility, and the
    “dubious proposition” that it would even have permitted
    Robinson to testify given his statements that he would have
    asserted his Fifth Amendment privilege with regard to all but
    one question. Id. at 84–85. Because the district court resolved
    the motion on the question of prejudice, it declined to analyze
    whether the ineffective assistance of trial counsel claim was
    time-barred.3
    II.
    On appeal, McDade contends that the district court’s
    conclusion that trial counsel made an objectively reasonable
    decision not to interview Douglas and Flowers was based on
    assumptions about the value of their testimony that are
    unsupported in the record. Trial counsel’s failure to interview
    Douglas and Flowers, he maintains, was as objectively
    unreasonable as counsel’s decision not to interview Robinson.
    In McDade’s view, a proper evaluation of the potential
    testimony of these witnesses makes evident that but for
    counsel’s error there is a reasonable probability of a different
    result at trial. The government disagrees, maintaining McDade
    3
    Additionally, in denying the § 2255 motion the district court
    stated that McDade’s sentence was “disproportionate,” recommended
    that the Director of the Federal Bureau of Prisons reduce his sentence,
    and urged the President to “consider executive clemency for Mr.
    McDade” and “reduce [his] sentence to fifteen years in prison
    followed by a substituted term of supervised release.” Id. at 86.
    8
    fails to meet his burden at each prong of the Strickland test
    because trial counsel made a reasonable tactical decision after
    considering the information provided by McDade and by the
    government not to investigate or call the potential impeachment
    witnesses, and, in any event, McDade has failed to show any
    prejudice from trial counsel’s purported deficiency. As a
    threshold matter, however, the government renewed its
    objection that the § 2255 claim of ineffective assistance of
    counsel was untimely filed and is thus not properly before the
    court. We address that question first.
    A.
    
    28 U.S.C. § 2255
    (f) sets a one-year limitation for filing a
    motion pursuant to this section and establishes that the limitation
    will run from the latest of four enumerated circumstances.
    Unlike all of our sister circuits, this court has yet to decide
    whether equitable tolling applies to a motion filed pursuant to
    § 2255.4 In United States v. Cicero, 
    214 F.3d 199
    , 203 (D.C.
    Cir. 2000), the court implied that equitable tolling under § 2255
    would be available only in “extraordinary circumstance.” Since
    then the Supreme Court has held that equitable tolling applies to
    the time limitation in 
    28 U.S.C. § 2244
    , a nearly identical
    4
    See Ramos-Martinez v. United States, 
    638 F.3d 315
    , 318 (1st
    Cir. 2011); Green v. United States, 
    260 F.3d 78
    , 82 (2d Cir. 2001);
    Miller v. New Jersey State Dep’t of Corrections, 
    145 F.3d 616
    , 619 n.1
    (3d Cir. 1998); United States v. Prescott, 
    221 F.3d 686
    , 688 (4th Cir.
    2000); United States v. Petty, 
    530 F.3d 361
    , 364 (5th Cir. 2008);
    Solomon v. United States, 
    467 F.3d 928
    , 929 (6th Cir. 2006); United
    States v. Marcello, 
    212 F.3d 1005
    , 1010 (7th Cir. 2000); Moore v.
    United States, 
    173 F.3d 1131
    , 1134 (8th Cir. 1999); United States v.
    Buckles, 
    647 F. 3d 883
    , 889 (9th Cir. 2011); United States v.
    Gabaldon, 
    522 F.3d 1121
    , 1124 (10th Cir. 2008); Sandvik v. United
    States, 
    177 F.3d 1269
    , 1271–72 (11th Cir. 1999) (per curiam).
    9
    provision. See Holland, – U.S. –, 
    130 S. Ct. at 2560
    . Sections
    2244 and 2255 were enacted as part of the Anti-terrorism and
    Effective Death Penalty Act of 1996 (“AEDPA”), Pub. L. No.
    104-132, §§ 101, 105, 
    110 Stat. 1214
    , 1217, 1220 (1996), and
    the text of both sections is similar. Compare 
    28 U.S.C. § 2244
    (d), with 
    28 U.S.C. § 2255
    (f).5
    In Holland, the Court held that the limitations period in
    § 2244(d) was not jurisdictional and reaffirmed that a non-
    jurisdictional federal statute of limitations is “normally subject
    to a rebuttable presumption in favor of equitable tolling.” 
    130 S. Ct. at 2560
     (quoting Irwin v. Dep’t of Veterans Affairs, 
    498 U.S. 89
    , 95–96 (1990)) (emphasis in original) (internal
    quotations omitted). The Court noted that equitable principles
    have traditionally governed the substantive law of habeas
    corpus. 
    Id.
     (citing Munaf v. Geren, 
    553 U.S. 674
    , 693 (2008)).
    The Court also noted that “[t]he presumption’s strength is yet
    further reinforced by the fact that Congress enacted AEDPA
    after this Court decided Irwin and therefore was likely aware
    that courts, when interpreting AEDPA’s timing provisions,
    would apply the presumption.” Id. at 2561. Further, the Court
    distinguished the text in AEDPA’s limitation provision from
    other statutes in which the presumption had been overcome by
    the use of more emphatic and highly detailed and technical
    5
    Section 2244(d)(1) provides: “A 1-year period of limitation
    shall apply to an application for a writ of habeas corpus by a person in
    custody pursuant to the judgment of a State court.” It proceeds to
    define when the limitation period starts to run. 
    28 U.S.C. § 2244
    (d)(2)
    provides: “The time during which a properly filed application for State
    post-conviction or other collateral review with respect to the pertinent
    judgment or claim is pending shall not be counted toward any period
    of limitation under this subsection.” Section 2255(f) provides: “A 1-
    year period of limitation shall apply to a motion under this section.”
    It proceeds to define when the limitation period starts to run.
    10
    language or by a limitations period that was unusually generous.
    See 
    id.
     (citing United States v. Brockamp, 
    519 U.S. 347
     (1997),
    and United States v. Beggerly, 
    524 U.S. 38
     (1998)). The fact
    that AEDPA was silent as to equitable tolling but contained a
    provision expressly referring to tolling during state collateral
    review proceedings was “easily explained,” without rebutting
    the presumption in favor of equitable tolling, by the fact a
    petitioner cannot bring a federal habeas corpus claim until after
    exhausting state remedies, making it necessary for Congress to
    explain how the limitations statute would account for the time
    during which the state proceedings were pending. Id. at 2562.
    For these reasons the Court “conclud[ed] that neither AEDPA’s
    textual characteristics nor the statute’s basic purposes ‘rebut’ the
    basic presumption set forth in Irwin.” Id. The Court reaffirmed
    that a petitioner is entitled to equitable tolling only if “he shows
    (1) that he has been pursuing his rights diligently, and (2) that
    some extraordinary circumstance stood in his way and prevented
    timely filing.” Id. (quoting Pace v. DiGuglielmo, 
    544 U.S. 408
    ,
    418 (2005)) (internal quotations omitted).
    We hold, in view of Holland, that equitable tolling applies
    to motions filed pursuant to § 2255. The textual similarity of
    § 2244(d) and § 2255(f) and their concurrent enactment by
    Congress as part of AEDPA indicate that the Court’s reasoning
    is no less applicable to § 2255 than to § 2244. Further, because
    § 2255 motions are in the nature of a federal habeas petition, the
    equitable principles discussed in Holland with regard to § 2244
    apply with equal force to § 2255. Indeed, the government
    appears to concede that equitable tolling applies to § 2255
    motions, see Appellee’s Br. at 43–44, maintaining only that
    McDade merely offered garden variety claims of excusable
    neglect to justify the untimeliness of his effective assistance of
    trial counsel claim.
    11
    The facts regarding the filing of McDade's amended § 2255
    motion are uncontested. A remand is therefore unnecessary and
    we proceed to address whether equitable tolling applies to his
    ineffective assistance of trial counsel claim. As the Supreme
    Court has held, attorney error alone in calculating a filing
    deadline generally does not amount to extraordinary
    circumstances. See Lawrence v. Florida, 
    549 U.S. 327
    , 336
    (2007). Moreover, the Court observed in Irwin that courts have
    “typically extended equitable relief only sparingly.” 498 U.S.
    at 96. Still, the Court observed approvingly, courts have
    “allowed equitable tolling in situations where the claimant has
    actively pursued his judicial remedies by filing a defective
    pleading during the statutory period, or . . . been induced or
    tricked by his adversary’s misconduct into allowing the filing
    deadline to pass.” Id. It cautioned that it has generally “been
    much less forgiving in receiving late filings where the claimant
    failed to exercise due diligence in preserving his legal rights.”
    Id.
    The missed-deadline cases from this circuit are
    distinguishable from McDade’s case. In United States v.
    Pollard, 
    416 F.3d 48
    , 54, 56 (D.C. Cir. 2005), a highly educated
    defendant who had served as an Intelligence Research Specialist
    in the U.S. Navy had done no legal research on his own into a
    possible § 2255 motion, and filed his second § 2255 motion
    approximately thirteen years after his sentencing. In Cicero,
    
    214 F.3d at 204
    , the defendant waited until almost three years to
    file, having had several years prior to his run of misfortune to do
    so. By contrast, McDade’s unusual level of diligence and the
    extraordinary nature of the situation is documented in letters
    before the court that he wrote to post-conviction counsel well
    before the § 2255 one-year deadline. McDade researched his
    claim and timely advised post-conviction counsel by letters of
    his wish to raise an ineffective assistance of trial counsel claim
    in challenging his sentence. McDade also gathered evidence
    12
    in support of his claim, obtaining separate affidavits from three
    potential impeachment witnesses regarding what they would
    have testified at his trial had they been called in his defense and
    forwarding them to counsel. In one of his letters he alerted
    counsel almost four months in advance that the one-year
    limitation would expire on March 8, 2005. Additionally, he
    requested that counsel forward him a draft of his § 2255 motion,
    which McDade claims counsel never did. Post-conviction
    counsel, who has acknowledged the omission was due solely to
    his own inadvertence, failed to heed McDade’s requests until
    after the § 2255 deadline had passed. The amended motion
    including the ineffective assistance of trial counsel claim was
    filed only 30 days past the one-year limitations period. The
    circumstances in McDade’s case are thus distinguishable from
    “garden variety” error cases that involve the failure of counsel
    and the defendant and counsel to properly calculate a deadline
    and the defendant’s sitting on his hands.
    McDade’s diligence in pursuing his claim and his counsel’s
    failure to abide by his requests demonstrate extraordinary
    circumstances warranting application of equitable tolling to his
    ineffective assistance of trial counsel claim in his amended
    § 2255 motion. That claim is, therefore, properly before the
    court.6
    B.
    To prevail on an ineffective assistance of counsel claim,
    McDade must show that counsel’s errors did not meet the
    standard of “reasonableness under prevailing professional
    6
    In view of our holding that equitable tolling applies to
    McDade’s § 2255 motion, the court need not address the government’s
    alternative argument that McDade’s later-filed ineffective assistance
    of counsel claim would not be timely under the “relation back”
    standard of Rule 15(c) of the Federal Rules of Civil Procedure.
    13
    norms.” Strickland, 
    466 U.S. at 688
    . When courts evaluate
    ineffectiveness claims, their “scrutiny of counsel’s performance
    must be highly deferential.” 
    Id. at 689
    . Where the case involves
    a failure to investigate, the “particular decision not to investigate
    must be directly assessed for reasonableness in all the
    circumstances, applying a heavy measure of deference to
    counsel’s judgments.” 
    Id. at 691
    ; see 
    id. at 689
    . Even if trial
    counsel’s decisions were unreasonable, however, McDade still
    must meet Strickland’s prejudice prong by showing that “the
    decision reached would reasonably likely have been different
    absent the errors.” 
    Id. at 696
    .
    This court has “declined to fix the appropriate standard” for
    review of the mixed question of law and fact underlying denial
    of a § 2255 motion alleging ineffective assistance of counsel,
    not having encountered a case where reversal is merited even
    under the more searching de novo standard. In re Sealed Case,
    
    488 F.3d 1011
    , 1016 (D.C. Cir. 2007); see also United States v.
    Gwyn, 
    481 F.3d 849
    , 853 (D.C. Cir. 2007); United States v.
    Toms, 
    396 F.3d 427
    , 432–33 (D.C. Cir. 2005).7 Even assuming
    a standard that is favorable to McDade (i.e., de novo review with
    regard to district court rulings against McDade and more
    deferential review of determinations in his favor) does not
    7
    Other circuits apply a de novo standard of review. See
    Familia-Consoro v. United States, 
    160 F.3d 761
    , 765 (1st Cir. 1998);
    Winkler v. Keane, 
    7 F.3d 304
    , 308 (2d Cir. 1993); United States v.
    Kauffman, 
    109 F.3d 186
    , 187 (3d Cir. 1997); United States v.
    Nicholson, 
    611 F.3d 191
    , 205 (4th Cir. 2010); United States v. Rivas-
    Lopez, 
    678 F.3d 353
    , 356 (5th Cir. 2012); Campbell v. United States,
    
    686 F.3d 353
    , 357 (6th Cir. 2012); Spreitzer v. Peters, 
    114 F.3d 1435
    ,
    1450 (7th Cir. 1997); Nupdal v. United States, 
    666 F.3d 1074
    , 1075
    (8th Cir. 2012); United States v. Manzo, 
    675 F.3d 1204
    , 1209 (9th Cir.
    2012); United States v. Rushin, 
    642 F.3d 1299
    , 1302 (10th Cir. 2011);
    Gordon v. United States, 
    518 F.3d 1291
    , 1296 (11th Cir. 2008).
    14
    demonstrate reversal is merited, and we therefore remain
    agnostic as to the appropriate standard.
    1. In Strickland, 
    466 U.S. at 691
    , the Court instructed that
    “when a defendant has given counsel reason to believe that
    pursuing certain investigations would be fruitless or even
    harmful, counsel’s failure to pursue those investigations may not
    later be challenged as unreasonable.” The district court appears
    to agree this is just such a scenario as to Douglas and Flowers.
    As to Robinson, however, the district court appears to have
    concluded that trial counsel should have recognized that
    Robinson’s testimony was potentially substantial enough as to
    merit further investigation, whereas the testimony of Douglas
    and Flowers was at best insignificant and at worst damaging to
    the theory of the case trial counsel intended to present to the
    jury. In the district court’s words, “because [trial counsel] did
    not conduct any investigation with respect to Robinson, [the
    district court] cannot find that [trial counsel] possessed
    sufficient information about Robinson’s likely testimony to
    make a reasoned judgment that the risk of putting Robinson on
    the [witness] stand outweighed the potential impeachment
    value.” McDade, 
    639 F. Supp. 2d at 84
    .
    On appeal, McDade relies primarily on dictum in United
    States v. Debango, 
    780 F.2d 81
     (D.C. Cir. 1986). In that case,
    the court stated that “the complete failure to investigate
    potentially corroborating witnesses . . . can hardly be considered
    a tactical decision.” 
    Id. at 85
    . The court never decided whether
    the defense attorney’s decision not to investigate was
    unreasonable, however, because it opted to resolve the issue on
    Strickland’s prejudice prong instead. 
    Id.
     In any event, in
    Debango the court referred to a “complete failure to
    investigate,” whereas McDade’s trial counsel had information
    about Douglas’s potential testimony and determined that such
    testimony had only limited impeachment value and could be
    15
    easily attacked on cross-examination in a way to make it seem
    that McDade had sent Douglas to intimidate a government
    witness in protective custody. Although trial counsel had no
    recollection of McDade mentioning Flowers, Flowers’ affidavit
    indicates his testimony is essentially the same as Douglas’s,
    making him vulnerable to impeachment on cross-examination
    for similar reasons. And based on the information that trial
    counsel received as a result of his conversations with the
    prosecutor about Robinson, his filing of between 70 and 90
    subpoenas for evidence, and his conversations with McDade,
    trial counsel did not completely fail to investigate Robinson,
    only declined to interview him. Other cases on which McDade
    relies — Johnson v. Bagley, 
    544 F.3d 592
    , 600 (6th Cir. 2008),
    and Anderson v. Johnson, 
    338 F.3d 382
    , 392 (5th Cir. 2003) —
    provide no support for his position because trial counsel decided
    not to investigate for a combination of reasons, including the
    minimal impact the substance of the testimony would have
    regardless of the credibility of the witness.
    This appeal, however, does not turn on whether trial counsel
    was objectively unreasonable in declining to interview Robinson
    and the other two impeachment witnesses about their potential
    testimony. As the district court found regarding Robinson, it is
    unlikely, given trial counsel’s effective impeachment of the
    government’s witnesses, and Robinson’s intention to assert his
    Fifth Amendment privilege with regard to most questions, that
    further impeachment testimony from him would have resulted
    in a different outcome at trial.
    2. Under Strickland’s prejudice prong, McDade must show
    a “reasonable probability that, but for counsel’s unprofessional
    errors, the result of the proceeding would have been different.”
    United States v. Carter, 
    449 F.3d 1287
    , 1296 (D.C. Cir. 2006)
    (quoting Strickland, 
    466 U.S. at 694
    ) (internal quotations
    omitted). Robinson testified at the § 2255 motion evidentiary
    16
    hearing that if he had been called as a witness at McDade’s trial,
    he “would have invoked the Fifth Amendment” with regard to
    anything beyond whether he had “introduc[ed] Mr. McDade to
    Ms. Webster.” Tr. Jan. 15, 2008 at 103. Given that Robinson’s
    testimony would have been so limited, the district court noted
    that any proposition that he would have let Robinson testify was
    “dubious . . . at best.” McDade, 637 F. Supp. 2d at 85. Because
    it is unlikely that the district court would have permitted
    Robinson to testify, there is no “reasonable probability” that
    Robinson’s testimony would have affected the result of the
    proceedings.
    It is McDade’s position that if the district court had allowed
    Robinson to testify (or if the government had granted him
    immunity), then Robinson’s testimony that he had not
    introduced McDade to Phyllis Webster would have had a
    sufficient impact on the outcome of the trial to merit a finding
    of ineffective assistance under Strickland.               McDade’s
    arguments, however, focus on the fact that Robinson was
    incarcerated during the period when Webster testified he had
    introduced her to McDade. Whether or not he was incarcerated,
    the issue of whether Robinson introduced Webster and McDade
    is a relatively minor point; tape recordings established Webster
    and McDade were working together in some capacity, and
    Webster and Minder were not the only government witnesses to
    testify that McDade was selling cocaine he received from
    Webster. Additionally, through cross examination trial counsel
    had undermined Webster’s testimony to the extent that
    additional impeachment testimony to the effect that Robinson
    had not introduced Webster to McDade “might,” as the district
    court found, have only “tarnished Webster’s credibility
    slightly.” McDade, 
    639 F. Supp. 2d at 85
    . Robinson’s
    testimony, in sum, was unlikely to “undermine confidence in
    the outcome.” Strickland, 
    466 U.S. at 694
    . This is true even if
    all three — Douglas, Flowers, and Robinson — had testified; the
    17
    minimal impact of their impeachment testimony over and above
    the impeachment otherwise achieved by trial counsel through
    cross examination of the government’s witnesses would have
    been insufficient to show “a reasonable probability that, but for
    counsel’s unprofessional errors, the result of the proceeding
    would have been different.” 
    Id.
    Accordingly, because McDade fails to meet his burden
    under Strickland, we affirm.
    

Document Info

Docket Number: 09-3094

Citation Numbers: 403 U.S. App. D.C. 30, 699 F.3d 499

Judges: Brown, Kavanaugh, Rogers

Filed Date: 11/9/2012

Precedential Status: Precedential

Modified Date: 8/5/2023

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