Mandel v. M & Q Packaging Corp. , 706 F.3d 157 ( 2013 )


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  •                                     PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    No. 11-3193
    SHANNON J. MANDEL,
    Appellant
    v.
    M&Q PACKAGING CORP.,
    A Subsidiary of M&Q Plastic Productions, Inc.
    On Appeal from the United States District Court
    for the Middle District of Pennsylvania
    (D.C. No. 3-09-cv-00042)
    District Judge: Honorable A. Richard Caputo
    Argued on April 26, 2012
    Before: GREENAWAY, JR., ROTH and TASHIMA*,
    Circuit Judges
    (Opinion filed: January 14, 2013)
    Jeffrey R. Elliott, Esquire
    Joan E. London, Esquire (Argued)
    Michael M. Monsour, Esquire
    Kozloff Stoudt
    2640 Westview Drive
    P.O. Box 6286
    Wyomissing, PA 19610
    Counsel for Appellant
    Catherine T. Barbieri, Esquire (Argued)
    Steven K. Ludwig, Esquire
    Fox Rothschild
    2000 Market Street, 20th Floor
    Philadelphia, PA 19103
    Counsel for Appellee
    *Honorable A. Wallace Tashima, Senior United States
    Circuit Judge for the Ninth Circuit, sitting by designation.
    2
    Gail S. Coleman, Esquire (Argued)
    Equal Employment Opportunity Commission
    Room 5SW24L
    131 M Street, N.E.
    Washington, D.C. 20507
    Counsel for Amicus in support of Appellant
    OPINION
    ROTH, Circuit Judge:
    Shannon J. Mandel appeals the final judgment of the
    District Court entered on July 25, 2011, following the grant of
    summary judgment in favor of defendant M&Q Packaging
    Corporation. For the reasons that follow, we will affirm the
    judgment of the District Court with respect to the retaliation
    claims, the PHRA claims, and the Title VII sex discrimination
    claims. We will reverse the District Court’s grant of
    summary judgment on the Title VII hostile work environment
    and constructive discharge claims and remand the case for
    further proceedings in accordance with this opinion.
    I. BACKGROUND
    A. Factual Background
    On October 25, 1996, Shannon J. Mandel was hired as
    an Inside Sales and Customer Relations Coordinator by M&Q
    Packaging Corporation (M&Q), which manufactures and sells
    3
    packaging film.        Mandel claimed that, throughout her
    employment from October 25, 1996, to May 23, 2007, she
    was sexually harassed and discriminated against by male
    managers, supervisors, and owners in alleged incidents such
    as being referred to as “woman,” “darling,” “the woman,”
    “fluffy,” “missy,” “hon,” and “toots”; having her body,
    clothing, and physical appearance commented on; being told
    that she was “foolish not to use [her] assets”; being told by
    Systems Manager David Benetz, when she asked for
    directions to a meeting at corporate headquarters, that “[f]or
    you . . . the meeting will start at my house tonight and we will
    conclude our part of it tomorrow morning – maybe . . . we
    may need to postpone the meeting with everyone else a few
    hours to finish up . . .”; being told by Quality Manager Harold
    Brenneman that he fantasized about her while he was having
    sex with his wife; being told in a review by Managing
    Director (and later President & COO) Michael Schmal that
    she was “too female” and “too emotional”; being solicited for
    dates by Vice President of Sales Curt Rubenstein even after
    she told him she was not interested; being told to clean the
    bathroom and make coffee when male employees were not
    asked to perform such tasks; and being paid less and given
    less vacation time than a male manager.
    Mandel reported to George Schmidt from October 25,
    1996, until 1998 or 1999, to Vice President Jack Menges until
    February of 2006, and finally to Schmal until May 23, 2007.
    Mandel contends that Schmal, Department Manager Larry
    Dahm, Plant Manager Ernest Bachert, and Human Resources
    Manager Jack Conway also reported to Menges during the
    same time period and were her peers. Neither Menges nor
    Schmidt ever harassed Mendel.
    4
    On April 6, 2007, during a meeting regarding sample
    orders, Bachert became angry, repeatedly called Mandel a
    “bitch,” and screamed “shut the fuck up.” Bachert had
    previously referred to Mandel as a “bitch,” both in and out of
    her presence. As a result of the meeting, Mandel resigned on
    May 23, 2007, by submitting a letter with two weeks’ notice
    to Schmal. When Mandel resigned from M&Q, she accepted
    a position with Yuengling.
    In her resignation letter, Mandel did not complain of
    harassment or discrimination, apparently because she was
    concerned she would be denied her vacation time. She did,
    however, refer to the Employee Handbook. The Employee
    Handbook included an Equal Employment Opportunity
    Policy, which informed employees that they should contact
    the personnel manager—in this case, Conway—if they felt
    they were being discriminated against. The Employee
    Handbook also included an Open Door policy, which directed
    employees to discuss any issues first with their supervisor and
    then with the personnel manager. Mandel testified in her
    deposition that she understood the policies in the Employee
    Handbook but felt uncomfortable going to Conway or Schmal
    with her complaints. Conway testified in his deposition that
    other than giving each employee a copy of the Employee
    Handbook, there was no training regarding discrimination or
    sexual harassment.
    Although Mandel complained to Schmidt about being
    told to make coffee, she did not complain to her supervisors
    about other alleged incidents of harassment or discrimination.
    Mandel occasionally used profanity and sent emails
    containing sexual humor. Mandel also called Bachert “gay”
    on a few occasions, apparently as a joke in reference to
    5
    jealous husbands who claimed Bachert made advances to
    their wives. Mandel was never disciplined during her
    employment with M&Q.
    B. Procedural History
    Mandel completed Equal Employment Opportunity
    Commission (EEOC) questionnaires (dated July 17, 2007),
    which were received by the EEOC on September 13, 2007.
    On the questionnaires, Mandel checked boxes indicating “I
    want to file a charge.” The EEOC processed the forms and
    issued a Charge of Discrimination (Charge) on December 14,
    2007. That same day, Mandel requested that the Charge be
    dual filed with the Pennsylvania Human Relations
    Commission (PHRC). On October 21, 2008, the EEOC
    issued a Dismissal and Notice of Rights, indicating “the
    EEOC is unable to conclude that the information obtained
    establishes violations of the statutes” and informing Mandel
    of her right to sue within 90 days of receipt.
    On January 9, 2009, Mandel filed a Complaint against
    M&Q, alleging gender-based discrimination, sexual
    harassment, and retaliation in violation of Title VII of the
    Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. (Counts I
    and II), and the Pennsylvania Human Relations Act (PHRA),
    43 Pa. Cons. Stat. § 951 et seq. (Count III), as well as
    intentional infliction of emotional distress in violation of
    Pennsylvania law (Count IV).
    On August 18, 2009, the District Court partially
    granted M&Q’s motion to dismiss pursuant to Fed. R. Civ. P.
    12(b)(6). The District Court found that Mandel had failed to
    exhaust her administrative remedies because she indicated on
    6
    the EEOC questionnaires that she did not take action for fear
    of reprisal and thus any claim of retaliation was not
    encompassed in the EEOC Charge. The District Court also
    found that the allegations did not constitute the type of
    “clearly disparate and ultra extreme conduct” actionable
    under an intentional infliction of emotional distress claim.
    The District Court, therefore, dismissed Counts I, II, and III
    to the extent they alleged claims of retaliation and dismissed
    Count IV in its entirety.
    On July 25, 2011, the District Court granted M&Q’s
    motion for summary judgment on all remaining claims. The
    District Court excluded evidence of certain alleged incidents
    because Mandel did not testify to them in her deposition,
    although she discussed them in her EEOC questionnaires.
    The District Court found all of Mandel’s claims under the
    PHRA time barred, as well as all claims under Title VII for
    incidents that occurred prior to November 17, 2006. The
    District Court then considered the remaining incidents on the
    merits and granted summary judgment in favor of M&Q.
    Mandel appealed, and the EEOC filed an amicus brief.
    II. DISCUSSION
    A. Motion to Dismiss
    Mandel argues that the District Court erred in granting
    M&Q’s motion to dismiss all claims of retaliation. We
    exercise plenary review of an order granting a motion to
    dismiss for failure to state a claim pursuant to Fed. R. Civ. P.
    12(b)(6). Newman v. Beard, 
    617 F.3d 775
    , 779 (3d Cir.
    7
    2010). We accept all factual allegations as true and construe
    the complaint in the light most favorable to the plaintiff. 
    Id. A plaintiff “must
    exhaust all required administrative
    remedies before bringing a claim for judicial relief.”
    Robinson v. Dalton, 
    107 F.3d 1018
    , 1020 (3d Cir. 1997). To
    bring a claim under Title VII, a plaintiff must file a charge of
    discrimination with the EEOC and procure a notice of the
    right to sue. See 
    id. at 1020-21. The
    same is required to
    bring a claim under the PHRA. Atkinson v. LaFayette Coll.,
    
    460 F.3d 447
    , 454 n.6 (3d Cir. 2006) (“Claims under the
    PHRA are interpreted coextensively with Title VII claims.”).
    “[T]he parameters of the civil action in the district court are
    defined by the scope of the EEOC investigation which can
    reasonably be expected to grow out of the charge of
    discrimination, including new acts which occurred during the
    pendency of proceedings before the [EEOC].” Ostapowicz v.
    Johnson Bronze Co., 
    541 F.2d 394
    , 398-99 (3d Cir. 1976)
    (citations omitted). A plaintiff’s claim must thus fall “fairly
    within the scope of the prior EEOC complaint, or the
    investigation arising therefrom.” Antol v. Perry, 
    82 F.3d 1291
    , 1295 (3d Cir. 1996).
    Mandel contends, as she did before the District Court,
    that she was constructively discharged due to intolerable
    work conditions after she complained of sex discrimination
    and sexual harassment. The District Court found that the
    retaliation claims were not within the scope of the Charge,
    explaining that although there was “substantial factual
    overlap” between the Charge and the Complaint, they
    contradicted each other on the facts supporting the retaliation
    claims. In particular, the District Court noted:
    8
    Plaintiff’s complaint alleges she
    took action by complaining to the
    general manager and suffered
    consequent reprisal. Her EEOC
    charge indicates that she did not
    take action for fear of reprisal. It
    cannot reasonably be expected
    that the EEOC’s investigation
    would encompass a claim of
    retaliation for engaging in
    statutorily   protected     activity
    where Plaintiff’s charge states that
    she refrained from activity that
    might be protected, nor is there
    any indication that a retaliation
    claim was in fact investigated.
    The District Court correctly concluded that the factual
    statement in support of the Charge did not encompass claims
    of retaliation. Mandel herself concedes that the box for
    retaliation was not checked on the Charge. Mandel urges this
    Court to construe the Charge liberally, however, because it “is
    nearly always drafted by a non-lawyer.”                  “[A]n
    unsophisticated, inartfully drafted Charge” should not be
    dispositive of a plaintiff’s rights. Such an argument is inapt
    here because Mandel, even as a non-lawyer, could have easily
    checked the box for retaliation on the Charge but failed to do
    so. She also failed to allege any retaliatory conduct in the
    Charge. When asked in the questionnaires whether she had
    reported the alleged harassment to her employer, she
    responded “no” and again failed to check the box for
    retaliation. Because Mandel failed to exhaust her remedies
    for any claims of retaliation, we will affirm the District
    9
    Court’s dismissal of Counts I, II, and III to the extent that
    they allege claims of retaliation.
    B. Motion for Summary Judgment
    Mandel appeals the District Court’s grant of summary
    judgment in M&Q’s favor on the PHRA claims, the Title VII
    hostile work environment claim, and the Title VII sex
    discrimination claims. We review the District Court’s grant
    of summary judgment de novo and apply the same standard as
    the District Court. Doe v. Indian River Sch. Dist., 
    653 F.3d 256
    , 275 n.7 (3d Cir. 2011). “Summary judgment should be
    granted ‘if the movant shows that there is no genuine dispute
    as to any material fact and the movant is entitled to judgment
    as a matter of law.’” 
    Id. (quoting Fed. R.
    Civ. P. 56(a)). We
    view “the facts in the light most favorable to the nonmoving
    party and draw all inferences in that party’s favor.” 
    Id. 1. PHRA Claims
    To bring suit under the PHRA, an administrative
    complaint must first be filed with the PHRC within 180 days
    of the alleged act of discrimination. 43 Pa. Cons. Stat.
    § 959(h). The District Court found all PHRA claims time
    barred, reasoning that more than 180 days had passed from
    Mandel’s resignation on May 23, 2007, to her cross-filing of
    a complaint with the PHRC on December 14, 2007.
    Mandel contends that the 180-day period should
    instead be calculated from September 13, 2007, the date on
    which the EEOC received her questionnaires. The District
    Court rejected that argument, explaining that “the filing of a
    charge with the EEOC in itself is not sufficient to comply
    10
    with the PHRA.” We have previously addressed dual filing
    with the EEOC and the PHRC, explaining:
    [T]he worksharing agreement
    [which divides responsibility for
    processing claims that have been
    dual filed with both the EEOC
    and the PHRC] allows a plaintiff
    to proceed in court under Title VII
    without first filing with the
    PHRC. That, however, does not
    mean that a plaintiff can initiate
    PHRC proceedings as required by
    the PHRA merely by filing with
    the EEOC. Whether a plaintiff
    has initiated PHRC proceedings
    under the PHRA is a state law
    issue. . . . EEOC procedures are
    not a sufficient surrogate for
    PHRC remedies.
    Woodson v. Scott Paper Co., 
    109 F.3d 913
    , 926-27 (3d Cir.
    1997) (footnotes omitted). The District Court correctly
    concluded, therefore, that “the mere filling out of an EEOC
    charge information questionnaire cannot be in itself sufficient
    to comply with the PHRA.” Moreover, as the District Court
    noted, the questionnaires did not contain any indication of
    dual filing. Mandel further argues that the 180-day period
    should be enlarged to 300 days because Pennsylvania is a
    “deferral state.” The District Court agreed that Pennsylvania
    is a “deferral state” and thus the statute of limitations for the
    Charge was extended to 300 days. See 42 U.S.C. § 2000e-
    5(e)(1) (defining time for filing a charge as 180 days,
    11
    enlarged to 300 days where the complainant initially
    instituted state proceedings). The District Court properly
    rejected Mandel’s argument, however, because the 300-day
    extended statute of limitations applies only to the Charge, not
    to the PHRA filing. See 
    id. We conclude that
    Mandel’s
    PHRA claims are time barred and thus affirm the District
    Court’s grant of summary judgment in M&Q’s favor on the
    PHRA claims (Count III).
    2. Title VII Claims
    Under Title VII, “it shall be an unlawful employment
    practice for an employer to fail or refuse to hire or to
    discharge any individual, or otherwise to discriminate against
    any individual with respect to his compensation, terms,
    conditions, or privileges of employment, because of such
    individual’s race, color, religion, sex, or national origin.” 42
    U.S.C. § 2000e-2(a)(1).
    a. Statute of Limitations
    To bring suit under Title VII, a claimant in a deferral
    state, such as Pennsylvania, must first file a complaint with
    the EEOC within 300 days of the alleged unlawful
    employment practice. 42 U.S.C. § 2000e-5(e)(1). “[D]iscrete
    discriminatory acts are not actionable if time barred, even
    when they are related to acts alleged in timely filed charges.”
    Nat’l R.R. Passenger Corp. v. Morgan, 
    536 U.S. 101
    , 113
    (2002). A discrete act in itself constitutes a separate
    actionable unlawful employment practice.           
    Id. at 114. 12
    Discrete acts include, for example, “termination, failure to
    promote, denial of transfer, or refusal to hire.” 1 
    Id. Under the continuing
        violation     doctrine,
    discriminatory acts that are not individually actionable may
    be aggregated to make out a hostile work environment claim;
    such acts “can occur at any time so long as they are linked in
    a pattern of actions which continues into the applicable
    limitations period.” O’Connor v. City of Newark, 
    440 F.3d 125
    , 127 (3d Cir. 2006) (citing 
    Morgan, 536 U.S. at 105
    (explaining court may consider “entire scope of a hostile
    work environment claim . . . so long as any act contributing to
    that hostile environment takes place within the statutory time
    period”)). A hostile work environment claim “is composed of
    a series of separate acts that collectively constitute one
    ‘unlawful employment practice’” and “cannot be said to
    occur on any particular day.” 
    Morgan, 536 U.S. at 115-17
    .
    To allege a continuing violation, the plaintiff must show that
    all acts which constitute the claim are part of the same
    unlawful employment practice and that at least one act falls
    within the applicable limitations period. See 
    Morgan, 536 U.S. at 122
    ; see also West v. Phila. Elec. Co., 
    45 F.3d 744
    ,
    754-55 (3d Cir. 1995) (explaining plaintiff must show that at
    1
    Mandel does not appeal the District Court’s correct
    determination that her claim alleging failure to promote in
    2006 was a discrete act that was time barred because it
    occurred prior to February 18, 2007 (i.e. 300 days prior to the
    filing of the Charge on December 14, 2007). See 
    Morgan, 536 U.S. at 114
    . The District Court later found that the
    EEOC questionnaires filed September 13, 2007 tolled the
    statute of limitations and thus her claims would not be time
    barred if they occurred after November 17, 2006.
    13
    least one act occurred within the filing period and that the
    harassment is “more than the occurrence of isolated or
    sporadic acts of intentional discrimination”).
    Prior to the decision of the Supreme Court in National
    Railroad Passenger Corp. v. Morgan, 
    536 U.S. 101
    (2002),
    we had adopted from Berry v. Board of Supervisors, 
    715 F.2d 971
    (5th Cir. 1983), a non-exhaustive list of three factors to
    aid in distinguishing between the occurrence of isolated acts
    of discrimination and a persistent, ongoing pattern. In
    particular, our opinions in West v. Philadelphia Electrical
    Co., 
    45 F.3d 744
    (3d Cir. 1995), and Rush v. Scott Specialty
    Gases, Inc., 
    113 F.3d 476
    (3d Cir. 1997), contained dicta
    explaining that the Fifth Circuit Court of Appeals considered
    the subject matter, 2 frequency, and degree of permanence 3 of
    the underlying acts to distinguish continuing violations from
    isolated occurrences. 4 See 
    West, 45 F.3d at 755
    n.9
    (discussing 
    Berry, 715 F.2d at 981
    ); see also Rush v. Scott
    Specialty Gases, Inc., 
    113 F.3d 476
    , 481-82 (3d Cir. 1997)
    (same). Citing West, the District Court applied the Berry
    factors and determined that Mandel’s claims met the subject
    2
    We have defined subject matter as whether the
    violations constitute the same type of discrimination.
    3
    We have defined permanence as whether the nature
    of the violations should trigger the employee’s awareness of
    the need to assert her rights and whether the consequences of
    the act would continue even in the absence of a continuing
    intent to discriminate.
    4
    We note that Mandel conceded on appeal that this
    three-factor analysis applies, but we find persuasive the
    EEOC’s argument to the contrary and write to clarify the
    continuing violation doctrine following Morgan.
    14
    matter and frequency requirements but failed the permanency
    requirement because Mandel should have been aware of the
    need to assert her rights but “did not pursue her claim with
    reasonable diligence, and thus she is precluded from using the
    continuing violation theory.”
    Following Morgan, however, permanency is not
    required to establish a continuing violation:
    It is precisely because the entire
    hostile      work       environment
    encompasses a single unlawful
    employment practice that we do
    not hold, as have some of the
    Circuits, that the plaintiff may not
    base a suit on individual acts that
    occurred outside the statute of
    limitations unless it would have
    been unreasonable to expect the
    plaintiff to sue before the statute
    ran on such conduct. The statute
    does not separate individual acts
    that are part of the hostile
    environment claim from the
    whole for the purposes of timely
    filing and liability.       And the
    statute does not contain a
    requirement that the employee file
    a charge prior to 180 or 300 days
    ‘after’ the single unlawful practice
    ‘occurred.’ Given, therefore, that
    the incidents constituting a hostile
    work environment are part of one
    15
    unlawful employment practice,
    the employer may be liable for all
    acts that are part of this single
    claim. In order for the charge to
    be timely, the employee need only
    file a charge within 180 or 300
    days of any act that is part of the
    hostile work environment.
    
    Morgan, 536 U.S. at 117-18
    . It is clear that there is no longer
    a permanency requirement under the continuing violation
    doctrine and that the Supreme Court’s decision in Morgan
    thus supersedes our opinions in West and Rush to the extent
    that we adopted Berry.
    Having clarified our continuing violation doctrine
    following Morgan, we find that Mandel may proceed under a
    continuing violation theory. Mandel has alleged at least one
    act that falls within the statute of limitations (i.e. Bachert
    calling her a “bitch” during a meeting), and many of the acts
    that occurred prior to the applicable limitations period
    involved similar conduct by the same individuals, suggesting
    a persistent, ongoing pattern. We will, therefore, remand the
    case to the District Court for further proceedings, including a
    determination of the scope of the incidents properly
    considered part of the continuing violation for the hostile
    work environment claim.
    Furthermore, to address the concern that a plaintiff
    might “unreasonably” delay filing a charge, Morgan
    explained that employers would have recourse, including
    equitable defenses such as laches. 
    Morgan, 536 U.S. at 121-
    22. M&Q raised the doctrine of laches as a defense, but the
    16
    District Court did not consider it. In light of our clarified
    doctrine, M&Q should be given an opportunity to argue the
    laches defense, and the District Court should consider
    whether it applies.
    b. Hostile Work Environment
    Title VII prohibits sexual harassment that is
    “sufficiently severe or pervasive to alter the conditions of [the
    plaintiff’s] employment and create an abusive working
    environment.” Meritor Sav. Bank, FSB v. Vinson, 
    477 U.S. 57
    , 67 (1986). To succeed on a hostile work environment
    claim, the plaintiff must establish that 1) the employee
    suffered intentional discrimination because of his/her sex, 2)
    the discrimination was severe or pervasive, 3) the
    discrimination detrimentally affected the plaintiff, 4) the
    discrimination would detrimentally affect a reasonable person
    in like circumstances, and 5) the existence of respondeat
    superior liability. Jensen v. Potter, 
    435 F.3d 444
    , 449 (3d
    Cir. 2006), overruled on other grounds by Burlington N. &
    Santa Fe Ry. Co. v. White, 
    548 U.S. 53
    (2006). The first four
    elements establish a hostile work environment, and the fifth
    element determines employer liability. Huston v. Procter &
    Gamble Paper Prods. Corp., 
    568 F.3d 100
    , 104 (3d Cir.
    2009).
    As a threshold matter, the District Court must
    reexamine the scope of the incidents that are part of the
    continuing violation before the hostile work environment
    claim may be evaluated. We will, therefore, reverse the grant
    of summary judgment on the hostile work environment claim
    and remand for further proceedings. In doing so, we briefly
    address two evidentiary concerns and several of the elements
    17
    of the hostile work environment claim that were heavily
    contested on appeal. We also note that the parties do not
    dispute the District Court’s finding that Mandel satisfied the
    first element because she had presented “sufficient evidence
    from which a reasonable jury could infer that the alleged
    harassment was based on her sex.”
    i. Scope of Evidence
    First, so-called “me too” evidence in an employment
    discrimination case is neither per se admissible nor per se
    inadmissible. Spring/United Mgmt. Co. v. Mendelsohn, 
    552 U.S. 379
    , 388 (2008). Rather, the question of whether
    evidence of discrimination against other employees by other
    supervisors is relevant is fact based and depends on several
    factors, including how closely related the evidence is to the
    plaintiff’s circumstances and theory of the case. 
    Id. We “afford broad
    discretion to a district court’s evidentiary
    rulings.” 
    Id. at 384. We
    find that the District Court properly
    excluded the so-called “me too” evidence, which consisted of
    the deposition testimony of two former employees of M&Q
    Plastic Products, Inc., because the two employees were not
    employed by defendant M&Q Packaging but by defendant’s
    parent corporation.
    Second, the EEOC argues that the District Court erred
    by disregarding three specific instances of harassment that
    Mandel listed in her signed Charge but did not testify to in
    her deposition because the Charge is a sworn statement,
    signed under the penalty of perjury, and thus should be
    regarded as more than “bare assertions” or “conclusory
    allegations.” Because an affidavit attached to a signed EEOC
    charge may raise genuine issues of material fact, see Liotta v.
    18
    Nat’l Forge Co., 
    629 F.2d 903
    , 907 (3d Cir. 1980), the
    District Court erred in excluding those incidents. On remand,
    the District Court should consider whether those three
    incidents are part of the continuing violation.
    ii. “Severe or Pervasive”
    To determine whether an environment is hostile, a
    court must consider the totality of the circumstances,
    including “the frequency of the discriminatory conduct; its
    severity; whether it is physically threatening or humiliating,
    or a mere offensive utterance; and whether it unreasonably
    interferes with an employee’s work performance.” Harris v.
    Forklift Sys., Inc., 
    510 U.S. 17
    , 23 (1993); see also Caver v.
    City of Trenton, 
    420 F.3d 243
    , 262-63 (3d Cir. 2005) (“[A]
    discrimination analysis must concentrate not on individual
    incidents, but on the overall scenario.”). The District Court
    summarized the alleged incidents and concluded that “none of
    the alleged incidents is sufficiently severe to establish a
    hostile work environment.” The District Court’s reasoning
    suggests that it improperly parsed out each event and viewed
    them separately, rather than as a whole. On remand, the
    District Court must consider the totality of the circumstances,
    rather than parse out the individual incidents, to determine
    whether the acts that collectively form the continuing
    violation are severe or pervasive.
    iii. “Detrimentally Affected”
    We agree with the District Court that an objectively
    reasonable person in Mandel’s place might be offended by the
    alleged incidents. We are troubled, however, by the District
    19
    Court’s conclusion that Mandel failed to show that she was
    detrimentally affected by the alleged incidents:
    Here, Mandel only complained
    about one of the alleged incidents
    (Bachert’s name calling), and she
    complained to a friend at work
    and not a supervisor. Further, she
    has presented no evidence that she
    had any psychological distress or
    that her ability to perform her job
    was impaired. Finally, the record
    contains evidence that Mandel
    actively participated in creating a
    work environment in which
    vulgarity and sexual innuendo
    were commonplace.         Mandel’s
    use of explicit language and her e-
    mails involving ongoing sexual
    jokes demonstrate a casual ease
    with this type of workplace
    behavior.     The use of sexual
    humor does not on its own
    demonstrate that Mandel is
    incapable of being offended by
    degrading comments, but when
    combined with a lack of evidence
    of any subjective distress, a
    reasonable jury could not find that
    Mandel has proven that the
    harassment had a detrimental
    effect on her.
    20
    Although Mandel engaged in certain unprofessional
    conduct, the comments and conduct to which she was subject
    were often worse and apparently uninvited.               Mandel
    complained about being told to make coffee, and although she
    did not complain to her supervisors about the other alleged
    incidents, there is some evidence that she complained to other
    employees. She also resigned shortly after Bachert called her
    a “bitch” during a meeting and alleged in her sworn EEOC
    Charge and questionnaires that she was detrimentally
    affected. A jury could reasonably conclude that Mandel did
    not invite these comments or conduct and that, despite her
    own conduct, was offended by them. Because the inherently
    subjective question of whether particular conduct was
    unwelcome presents difficult problems of proof and turns on
    credibility determinations, the District Court erred in granting
    summary judgment.
    iv. Respondeat Superior
    Liability
    The basis of an employer’s liability for a hostile work
    environment claim depends on whether the harasser is the
    victim’s supervisor or coworker. 
    Huston, 568 F.3d at 104
    .
    Because the District Court concluded that Mandel failed to
    establish a hostile work environment, it did not reach the
    question of employer liability. There is an inadequate record
    before us on appeal from which to determine whether
    respondeat superior liability exists. Because we reverse and
    remand for further proceedings on the hostile work
    environment claim, we leave the issue to the District Court to
    determine on remand.
    21
    In sum, permanency is not required to show a
    continuing violation following Morgan, and we thus reverse
    the District Court’s grant of summary judgment on the Title
    VII hostile work environment claim (Count II) and remand
    for further proceedings.
    c. Sex Discrimination
    To prevail in a sex discrimination claim under Title
    VII, a plaintiff must first establish by a preponderance of the
    evidence a prima facie case of discrimination. Tex. Dep’t of
    Cmty. Affairs v. Burdine, 
    450 U.S. 248
    , 252-53 (1981) (citing
    McDonnell Douglas Corp. v. Green, 
    411 U.S. 792
    (1973)). A
    plaintiff must show that “1) s/he is a member of a protected
    class, 2) s/he was qualified for the position s/he sought to
    attain or retain, 3) s/he suffered an adverse employment
    action, and 4) the action occurred under circumstances that
    could give rise to an inference of intentional discrimination.”
    Makky v. Chertoff, 
    541 F.3d 205
    , 214 (3d Cir. 2008).
    The parties do not dispute that Mandel is a member of
    a protected class based on her sex or that she was qualified
    for her position. Rather, Mandel contends that the District
    Court erred by finding that she was neither constructively
    discharged nor subject to disparate treatment regarding wages
    and career opportunities.
    i. Constructive Discharge
    Mandel contends that the meeting during which
    Bachert called her a “bitch” caused her to resign, resulting in
    a constructive discharge.      To establish a constructive
    discharge, Mandel must show that “the employer knowingly
    22
    permitted conditions of discrimination in employment so
    intolerable that a reasonable person subject to them would
    resign.” Aman v. Cort Furniture Rental Corp., 
    85 F.3d 1074
    ,
    1084 (3d Cir. 1996). We employ an objective test and thus an
    employee’s subjective perceptions of unfairness or harshness
    do not govern a claim of constructive discharge. Gray v. York
    Newspapers, Inc., 
    957 F.2d 1070
    , 1083 (3d Cir. 1992). In
    determining whether an employee was forced to resign, we
    consider a number of factors, including whether the employee
    was threatened with discharge, encouraged to resign,
    demoted, subject to reduced pay or benefits, involuntarily
    transferred to a less desirable position, subject to altered job
    responsibilities, or given unsatisfactory job evaluations.
    Colwell v. Rite Aid Corp., 
    602 F.3d 495
    , 503 (3d Cir. 2010).
    The District Court concluded that Mandel failed to
    prove a hostile working environment and thus also concluded
    that she necessarily failed to establish a constructive
    discharge claim. See Spencer v. Wal-Mart Stores, Inc., 
    469 F.3d 311
    , 317 n.4 (3d Cir. 2006) (“To prove constructive
    discharge, the plaintiff must demonstrate a greater severity or
    pervasiveness of harassment than the minimum required to
    prove a hostile working environment.”). Because we will
    reverse the District Court’s decision with respect to the
    hostile work environment claim, its reasoning for the
    constructive discharge claim is no longer sufficient. On
    remand, the District Court should review the constructive
    discharge claim in light of evidence of a hostile work
    environment to determine if the conditions of Mandel’s
    employment had become intolerable.
    23
    ii. Disparate Treatment
    Mandel also contends that she received lower wages
    and less vacation time than similarly situated male
    employees, specifically Frank Drozal. The District Court
    correctly concluded that Mandel failed to raise the necessary
    inference of discrimination because the employees to which
    Mandel compared herself were not similarly situated—in
    particular, Drozal held a different position and had a higher
    level of education. Although the identification of a similarly
    situated individual outside of the protected class, who
    engaged in the same conduct but was treated more favorably,
    may give rise to an inference of unlawful discrimination, an
    employee who holds a different job in a different department
    is not similarly situated. See Pivirotto v. Innovative Sys., Inc.,
    
    191 F.3d 344
    , 358-59 (3d Cir. 1999). We thus will affirm the
    District Court’s grant of summary judgment on the Title VII
    sex discrimination claims (Count I).
    III. CONCLUSION
    For the reasons set forth above, we will affirm the
    judgment of the District Court with respect to the retaliation
    claims, the PHRA claims, and the Title VII sex discrimination
    claims, but we will reverse the grant of summary judgment
    with respect to the Title VII hostile work environment and the
    constructive discharge claims and remand for further
    proceedings in accordance with this opinion.
    24
    

Document Info

Docket Number: 11-3193

Citation Numbers: 706 F.3d 157

Judges: Greenaway, Roth, Tashima

Filed Date: 1/14/2013

Precedential Status: Precedential

Modified Date: 8/6/2023

Authorities (28)

Patricia M. Pivirotto v. Innovative Systems, Inc , 191 F.3d 344 ( 1999 )

James W. Woodson v. Scott Paper Co. , 109 F.3d 913 ( 1997 )

Angeline OSTAPOWICZ, Plaintiff-Appellee, v. JOHNSON BRONZE ... , 541 F.2d 394 ( 1976 )

Makky v. Chertoff , 541 F.3d 205 ( 2008 )

Newman v. Beard , 617 F.3d 775 ( 2010 )

Christine RUSH v. SCOTT SPECIALTY GASES, INC., Appellant , 113 F.3d 476 ( 1997 )

Carol Aman Jeanette Johnson v. Cort Furniture Rental ... , 85 F.3d 1074 ( 1996 )

Huston v. Procter & Gamble Paper Products Corp. , 568 F.3d 100 ( 2009 )

Kenneth C. Antol v. William J. Perry, Secretary Department ... , 82 F.3d 1291 ( 1996 )

Eve Atkinson v. Lafayette College Arthur J. Rothkopf, ... , 460 F.3d 447 ( 2006 )

Dennis Robinson v. John H. Dalton, Secretary to United ... , 107 F.3d 1018 ( 1997 )

James West v. Philadelphia Electric Company , 45 F.3d 744 ( 1995 )

James J. Liotta, an Individual, in No. 79-2124 v. National ... , 629 F.2d 903 ( 1980 )

Doe v. Indian River School District , 653 F.3d 256 ( 2011 )

James D. O'COnnOr Jeannette C. O'COnnOr v. City of Newark ... , 440 F.3d 125 ( 2006 )

No. 04-2600 , 420 F.3d 243 ( 2005 )

Anna M. Jensen v. Jack E. Potter, Postmaster General Us ... , 435 F.3d 444 ( 2006 )

Colwell v. Rite Aid Corp. , 602 F. Supp. 3d 495 ( 2010 )

Lily Spencer, Plaintiff-Appellant/cross v. Wal-Mart Stores, ... , 469 F.3d 311 ( 2006 )

anita-m-gray-dorothy-g-keeney-donald-e-krause-george-h-laird-iii , 957 F.2d 1070 ( 1992 )

View All Authorities »