Commonwealth v. Holt, R., Aplt. ( 2022 )

[J-64-2021]
IN THE SUPREME COURT OF PENNSYLVANIA
EASTERN DISTRICT
BAER, C.J., TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, BROBSON, JJ.
COMMONWEALTH OF PENNSYLVANIA, : No. 789 CAP
:
Appellee : Appeal from the Judgment of
: Sentence entered on February 12,
: 2020 in the Court of Common Pleas,
v. : Westmoreland County, Criminal
: Division at No. CP-65-CR-0005539-
: 2017. Post-Sentence Motions
RAHMAEL SAL HOLT, : denied August 21, 2020
:
Appellant : SUBMITTED: October 13, 2021
Justice Donohue delivers the Opinion of the Court as to Parts I, III, IV, V(A),
V(C), V(E), VI, VII, VIII, IX and X and announces the Judgment of the Court
with respect to Parts II, V(B) and V(D). The Opinion is joined in full by Chief
Justice Baer and Justice Todd. Justice Dougherty files a concurring
opinion, joined by Justices Mundy and Brobson.
OPINION
JUSTICE DONOHUE DECIDED: April 28, 2022
This is a direct appeal from appellant Rahmael Holt’s sentence of death. We
affirm.
I. Factual History
On November 17, 2017, Patrolman Brian Shaw of the City of New Kensington
Police Department was shot and killed in the line of duty. At 8:06 p.m. Officer Shaw
informed dispatch that a vehicle had failed to stop for his lights and sirens. Shortly
afterwards, Officer Shaw announced that he was pursuing on foot. Moments later he
radioed that he had been shot. Because no one witnessed the shooting, the
Commonwealth established Holt’s guilt through circumstantial evidence, including the
testimony of Tavon Harper, the driver of the vehicle Officer Shaw attempted to stop. We
summarize the facts adduced by the Commonwealth.
Harper testified that he moved to New Kensington sometime around August 24,
2017, the day he was released from prison after serving a sentence for robbery. He lived
at 1105 Kenneth Avenue with his then-wife, Morgan Harvin. On the day of Officer Shaw’s
murder, Harper initiated a video call with Vanessa Portis, “a girl that [he] talked to socially.”
However, Rahmael Holt answered, who Harper recognized as they had attended
elementary and middle school together. The two talked, and Holt asked if Harper had
any drugs. Harper said he could sell him some cocaine after he showered. N.T.,
11/5/2019, at 243. Holt texted that Harper should meet him at 1206 Victoria Avenue.
When Harper arrived, Holt walked next to the vehicle and showed a gun, which Harper
said looked like a .40 caliber pistol. Id. at 247. After buying the cocaine, Holt asked if
Harper could sell him some marijuana. Harper told him he would try to get some.
Later that afternoon, Harper met a friend in McKeesport who sold marijuana.
Harper bought the drugs and made his way back to New Kensington. Holt bought the
marijuana and then asked Harper to drive him to a nearby convenience store. Shortly
after leaving the store, Harper heard and saw police sirens. Harper did not pull over,
explaining in his testimony that his home on Kenneth Avenue was nearby and he intended
to park there. Officer Shaw pursued the vehicle and radioed its license plate.
During the pursuit, Holt pulled a gun from underneath his jacket and asked Harper
to hide it. Harper declined because he was on parole and feared going back to prison.
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He told Holt to get out and run. After a brief vehicular pursuit, Harper turned onto
Leishman Avenue. Holt, still holding the pistol, jumped out of the vehicle and ran. Harper
saw a police officer chase Holt. He then closed the passenger door and drove back to
his house on Kenneth Avenue.
Nicole Drum, who resided at 1237 Leishman Avenue, testified that she heard
gunshots and went to her window. Directly across from her home is a parking lot and the
City Reach Church. She observed someone running down the alley behind the church
parking lot. Video footage from Drum’s home and the church were obtained, which
together showed the following. Officer Shaw’s patrol vehicle is seen pursuing a Jeep,
which disappears from the camera’s view. Moments later, a male who cannot be clearly
identified runs on the sidewalk with Officer Shaw pursuing at a close distance. Both
individuals can be seen turning into the church parking lot. A muzzle flash is seen, but
the footage does not otherwise indicate anything about the shooting.
Officer James Noble testified that he heard Officer Shaw report on the radio that a
vehicle was failing to yield. Officer Noble responded to the given location, which was one
block over and parallel to Officer Noble’s police car. Officer Shaw reported that the
vehicle turned onto Leishman Avenue and “[a]t some point he had indicated that he had
one running, which I believe was a foot pursuit in progress.” N.T., 11/4/2019, at 71.
Officer Noble then proceeded to the 1200 block of Leishman, which was the last location
given by Officer Shaw. As he arrived at the intersection of Catalpa and Leishman, he
heard several gunshots. Officer Noble then exited his vehicle and quickly located Officer
Shaw, who was on the ground. He went to render aid and observed that Officer Shaw’s
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firearm holster still had its flap closed, meaning that it had not been drawn.1 Despite
emergency measures, Officer Shaw died. Jennifer Summers, M.D., performed the
autopsy and testified to a reasonable degree of medical certainty that Officer Shaw
primarily died from blood loss, with the accumulation of blood outside of his lungs and
within the chest cavity as a secondary cause. N.T., 11/7/2019, at 781.
Multiple police forces and agencies investigated. Thomas Klawinski, an agent
employed by the Office of Attorney General, told the jury that at approximately 9:30 p.m.
he received word that a cell phone had been found on Victoria Avenue, which runs parallel
to Leishman Avenue and is separated from Leishman Avenue by Equator Alley. Agent
Klawinski retrieved the cell phone, which was powered on and appeared operational, from
the backyard of 1204 Victoria Avenue. The straight-line distance between Officer Shaw’s
body and the yard was measured as approximately 165 yards. N.T., 11/5/2019, at 184.
Meanwhile, authorities quickly closed in on Harper based on the license plate relayed by
Officer Shaw. Detective Ray Dupilka of the Westmoreland County District Attorney’s
office received a call at approximately 10:30 p.m. informing him that the Jeep had been
located at 1105 Kenneth Avenue. Detective Dupilka then proceeded to that address,
where officers had already contacted Harper and Harvin.
Harper and Harvin both testified at trial that they jointly decided to lie and tell the
police that Harvin had been driving the Jeep. The next day, she told police that she had
lied, and that Harper was the driver. Harper eventually admitted to driving the Jeep and
claimed that the passenger was known on the street as “Reese.” Harper denied that he
was in regular communication with Reese. The next morning, authorities searched the
1 Officer Shaw’s firearm’s magazine was fully loaded and one round was in the chamber.
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phone recovered from the backyard of 1204 Victoria Avenue and learned that the device
had been in contact with Harper’s phone on multiple occasions on November 17. Harper
was then arrested.
At that point, Harper provided more details, including identifying the passenger as
Holt. He indicated that after closing the passenger door, he parked the Jeep at home
because he knew the police had the license plate and would find the vehicle. Id. at 276.
He then took Harvin’s Nissan to 1206 Victoria Avenue where he saw Holt standing in the
doorway. Holt said, “I’m fucked … I dropped my phone.” Id. at 295. Harper took Holt to
another location then returned to Kenneth Avenue.
Multiple people testified to Holt visiting 1206 Victoria Avenue shortly after Officer
Shaw was shot. Michael Luffey and his fiancée, Holly Clemons, lived there along with
Lakita Cain, Cain’s daughter Taylor Mitchell, and Cain’s niece Antoinette Strong. Luffey
testified that Mitchell and Holt were in a relationship and that Holt stayed over most
evenings. The night of the shooting, Luffey and Clemons came home and saw Holt on
the second floor. Luffey observed Mitchell trying to bandage Holt’s right hand, which was
bleeding. Holt left within thirty minutes of Luffey’s arrival. Clemons testified that Holt
appeared nervous and was pacing. He left and “got into some type of dark-colored
vehicle” and did not return. N.T., 11/6/2019, at 493. Antoinette Strong testified that she
was inside the home and heard gunshots outside. N.T., 11/7/2019, at 661. Approximately
three minutes later, she heard knocking. Id. She opened the backdoor and Holt asked if
Lakita Cain was home. Id. at 664. Holt came in and went to the basement, which did not
function as a living space. A few minutes later, Holt went upstairs to Cain’s room. Strong
returned to her room and did not see Holt again. Id. at 665-66.
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The Commonwealth also presented evidence suggesting that Holt made efforts to
have others remove evidence from 1206 Victoria Avenue.2 Luffey testified that on
November 18, 2017, he came home in the afternoon and saw Lisa Harrington, a relative
of Holt’s, speaking to Cain. After smoking a cigarette on the porch, Luffey saw “Lisa …
taking a paper bag out of the house[.]” N.T., 11/6/2019, at 426. Harrington then left.
Clemons also testified to this interaction, saying that she was in the residence when
Harrington arrived. Cain “ma[de] a comment that she had to get her story together.” Id.
at 499. According to Clemons, Harrington arrived with several other people. Clemons
saw Harrington leave with a purse and told the others “to wait here, she would be right
back.” Id. at 501. Harrington was gone approximately fifteen minutes before returning.
Clemons asked Cain what was happening, and Cain replied, “she had … to get stuff out
of the house.” Id. at 502. Cain “did say that there was, like, a gun in the basement.” Id.
at 503. Clemons did not see either woman go to the basement. Antoinette Strong saw
both women go to the basement and observed Harrington leave the house carrying a
purse. N.T., 11/7/2019, at 671-72.
Holt was apprehended on November 21, 2017. N.T., 11/8/2019, at 928. The
Commonwealth presented extensive evidence of Holt’s movements after the shooting.
Vanessa Portis, the owner of the phone recovered from 1206 Victoria Avenue, testified
that she bought the phone for Holt and put its service on her T-Mobile plan. At 8:38 p.m.
on the night Officer Shaw was murdered, Portis received a phone call from Lisa
2 Holt raises an issue concerning the introduction of statements by Lakita Cain, who did
not testify, via the co-conspirator exception to the rule prohibiting the introduction of
hearsay. We discuss the particular statements in greater detail within that section of the
opinion.
[J-64-2021] - 6
Harrington. At 8:48 p.m., she received another phone call from Harrington’s phone, but
Holt was on the line. Holt informed her that he had lost his phone. She called T-Mobile
at 8:49 p.m. and cancelled his line.3 Shortly after 9 p.m., Portis went to her home. As
she arrived, “they [Holt and Harrington] pulled up directly behind me two seconds later.”
N.T., 11/6/2019, at 544. At Holt’s request, Portis took Holt to Holt’s mother’s home, where
they stayed for approximately two and one-half hours. Afterwards, Portis dropped Holt
off “somewhere in Penn Hills.” Id. at 554.
Aysa Benson testified that Holt arrived at her home in Duquesne on November 18,
2017 between 10 a.m. and noon. Benson lived there with Holt’s cousin, Marcel Mason.
Holt stayed there throughout the day. Around 11:30 p.m., Benson saw on the news that
Holt was wanted in connection with Officer Shaw’s murder. She and Mason told Holt that
he had to leave. Benson took Holt to Mason’s brother’s house on 5005 Ladora Way in
Hazelwood, where Holt was ultimately apprehended. After dropping Holt off, Benson
returned home. The next day, she provided Mason with a prepaid cell phone at Mason’s
request. That phone was seized when Benson was arrested for hindering apprehension.
The phone sent multiple text messages to a phone recovered at 5005 Ladora Way,
including a message saying, “[E]rase everything in your old phone and tell Aysa … To go
upstairs, get them pants I had and throw them away. My ID in there. Get rid of.” Id. at
919-20.
Finally, the Commonwealth presented ballistics evidence. Detective Todd Roach
recovered five bullet casings from the parking area next to the City Reach Church crime
3 Glenn Bard, an expert in digital forensics, analyzed phone records and supplied the
precise times. See generally N.T., 11/8/2019, at 933-72.
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scene. N.T., 11/7/2019, at 692, 700. Agent Klawinski discovered a sixth casing the next
day. Id. at 812. Agent Klawinski discovered parts of two bullets lodged in the exterior of
1237 Leishman Avenue. Id. at 815, 819. A third bullet fragment was recovered from
1243 Leishman Avenue. Id. at 752-53. Dr. Summers testified that she found two bullets
in Officer Shaw’s body during her examination. The first entered the left shoulder and
perforated the lung on the left side. Id. at 778-79. The second bullet entered the back of
the officer’s left shoulder and lodged near his right armpit. Id. at 779. These items were
turned over to Detective Roach, along with a third bullet that was lodged in Officer Shaw’s
bullet resistant vest. Id. at 732-33.
Corporal Robert Hagins testified as an expert in firearm and toolmark examination.
He concluded that four bullets—the two recovered from Officer Shaw’s body, one from
his vest, and one bullet from 1237 Leishman—were all discharged from the same firearm
and were .40 caliber class bullets. N.T., 11/8/2019, at 866-67. He could not determine if
the other bullet pieces recovered from the homes were fired from the same firearm. He
did, however, opine that all six casings discovered in the church parking lot were fired
from the same firearm. Id. at 859. The corporal also explained that the firearm operator
can suffer injuries due to “slide bite.” “[A]n improper grip on the firearm will allow … the
bottom of the slide, which has sharp edges and is not to go against skin. That will ride on
the web of the shooter’s hand between the index finger and thumb and can cause a bite
in this manner.” Id. at 871.
Holt was charged by criminal information with murder of a law enforcement officer
of the first degree, murder of the first degree and two violations of the Pennsylvania
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Uniform Firearms Act,4 the first as a person not to possess a firearm and the second for
carrying a firearm without a license.5 On January 19, 2018, the Commonwealth filed
notice of its intent to seek the death penalty. Trial Court Opinion, 8/12/2020, at 1. The
defense and Commonwealth filed pretrial motions, regarding various issues including the
introduction of evidence of Holt’s prior possession of firearms and the disclosure of the
defense’s expert mitigation report. The trial court held hearings addressing the pretrial
motions on various dates between May 21, 2018 and October 28, 2019.
Thereafter, a jury trial was held. Following the six-day jury trial, at which the
Commonwealth presented the above-described evidence, Holt was convicted of all
charges. Verdict Slip, 11/12/2019, at 1. At the penalty phase, the Commonwealth
presented testimony from the victim’s mother and brother; the defense presented
evidence from a neighbor of Holt and a pastor who ran a youth program that Holt attended
from the ages of six to fourteen. N.T. 11/13/2019–11/14/2019, at 19-80. The jury found
the existence of a single aggravating circumstance, namely that Officer Shaw was a
peace officer murdered while in the line of duty, 42 Pa.C.S. § 9711(d)(1). Sentencing
Verdict Slip, 11/14/2019, at 3. The jury also determined that Holt established the
existence of the catch-all mitigating circumstance, and in the sentencing verdict slip,
referred specifically to Holt’s “lack of parental guidance growing up, [being] raised in a
high crime environment and [the] violent death of his brother.” Id.; 42 Pa.C.S. §
9711(e)(8). The jury determined that the aggravating circumstance outweighed any
mitigating circumstances and recommended a sentence of death. Sentencing Verdict
4 18 Pa.C.S. §§ 6101–6128.
5 18 Pa.C.S. §§ 2507 (a); 2502 (a); 6105 (a)(1); 6106 (a)(1).
[J-64-2021] - 9
Slip, 11/14/2019, at 3. Thereafter, the trial court formally imposed a sentence of death,
followed by an aggregate sentence of ten and a half to twenty-seven years of
imprisonment for the violations of the Pennsylvania Uniform Firearms Act. Sentencing
Court Order, 2/12/2020.
Holt filed post-sentence motions, raising, inter alia, a claim that his conviction for
first-degree murder was against the weight of the evidence. Post-Sentence Motions,
2/25/2020, at 2. The trial court denied the post-sentence motions on August 21, 2020.
Trial Court Opinion and Order, 8/21/2020. Holt filed a notice of appeal, and, upon order
of the trial court, a timely statement of matters complained of on appeal pursuant to
Pennsylvania Rule of Appellate Procedure 1925(b) raising eight issues for appeal. He
raised claims regarding the sufficiency of the evidence; claiming that the verdict of death
was the product of passion, prejudice and arbitrariness; arguing the admission of
evidence of his prior possession of firearms violated Pennsylvania Rule of Evidence
404(b); asserting the trial court erred in denying his motion for severance of counts;
asserting the trial court erred in allowing Cain’s testimony to hearsay; asserting that the
trial court erred in requiring the defense to disclose the mitigation report prior to the
conclusion of the guilt phase; and raising a claim that the death penalty in Pennsylvania
is unconstitutional. Rule 1925(b) Statement, 11/20/2020, at 1-6.
Holt raises nine claims on appeal.
II. Sufficiency of the evidence
Holt’s first two claims involve the sufficiency of the evidence to convict and the
weight of the evidence.
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Holt’s first issue addresses the sufficiency of the evidence to support his conviction
for homicide of a law enforcement officer. 18 Pa.C.S. § 2507(a). The elements of this
crime are identical to murder of the first degree with the added elements that the victim
(1) is killed while in the performance of duty and (2) that the actor knew the victim is a law
enforcement officer. The only element challenged by Holt is the applicable mens rea of
intentionality.6 “To convict a defendant of first degree murder, the Commonwealth must
establish a human being was unlawfully killed, the defendant was responsible for the
killing, and the defendant acted with malice and a specific intent to kill.” Commonwealth
v. Perez, 93 A.3d 829, 841 (Pa. 2014).
Holt argues that the evidence presented established “only that the shooter shot
recklessly at Officer Brian Shaw as he was running away during a police pursuit following
an attempted traffic stop.” Holt’s Brief at 20. According to Holt, the reckless acts of the
shooter7 cannot support the requisite specific intent. Holt maintains that he was only
“shooting on the run, not squaring up to fire back at the pursuing victim.” Id. at 19 (citation
omitted). Holt supports this argument with citation to the Commonwealth’s forensic
6 “A person commits murder of a law enforcement officer of the first degree who
intentionally kills a law enforcement officer while in the performance of duty knowing the
victim is a law enforcement officer.” 18 Pa.C.S. § 2507(a). While Holt does not challenge
the other elements of the crime, “[i]n capital direct appeals, this Court conducts
an independent review of the sufficiency of the evidence supporting the first-degree
murder conviction, even if the defendant does not challenge evidentiary sufficiency[.]”
Commonwealth v. Knight, 156 A.3d 239, 244 (Pa. 2016). The evidence presented
establishes that Officer Shaw died, that he was in the performance of his duties, and that
Holt knew Officer Shaw was a law enforcement officer.
7 Holt’s defense at trial was that he was not the shooter, and his current brief consistently
refers to the assailant as “the shooter.” Simultaneously, the jury obviously determined
that Holt was the shooter, and Holt does not challenge that conclusion for purposes of
challenging the sufficiency of the evidence.
[J-64-2021] - 11
pathologist, alleging that she “confirmed that the pathological evidence was consistent
with the shooter not facing the victim and shooting as he was running away.” Id.Additionally, the location of the bullet casings from the first to the fifth “were [twenty-two]
feet apart” and therefore “consistent with the shooter running away and not stopping and
deliberately and intentionally taking aim at the pursuing officer.” Id. Additionally, Holt
argues that Officer Shaw “was not shot in the head or heart or a vital part” of his body.
Id. The pathologist identified the cause of death as blood loss and opined that the bullets
did not puncture Officer Shaw’s lungs. Id. In sum, Holt argues that the Commonwealth’s
evidence established only that Holt wildly fired his gun in the general direction of Officer
Shaw. In legal terms, he contends that he acted so recklessly that his actions
demonstrated a callous indifference regarding the possibility that Officer Shaw would die,
making him guilty of murder in the third degree. Id. at 21 (“There was simply no evidence
of specific intent to kill as is required to sustain the first-degree murder conviction in this
capital murder case. Third degree, yes. First degree, no.”).
The Commonwealth responds with the legal proposition that “specific intent to kill
may be inferred from the defendant’s use of a deadly weapon upon a vital part of the
victim’s body.” Commonwealth’s Brief at 9 (citing cases). The Commonwealth submits
that Officer Shaw was struck in a vital part of his body, as three bullets hit his torso, one
of which was stopped by the officer’s vest while another perforated a lung. The
Commonwealth also disputes Holt’s averment that he was merely reckless in firing the
gun. It cites as factually similar Commonwealth v. Washington, 700 A.2d 400 (Pa. 1997),
wherein Washington turned and fired a gun at an unarmed security guard who was
chasing Washington and his co-defendant following a botched robbery. This Court
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affirmed the conviction for first-degree homicide. The Commonwealth argues that the
present facts more strongly indicate an intent to kill, as Holt fired multiple shots at Officer
Shaw.
Our standard of review follows the United States Supreme Court’s approach as
articulated by Jackson v. Virginia, 443 U.S. 307 (1979), which holds that the Due Process
Clause as incorporated by the Fourteenth Amendment requires that all convictions be
supported by “sufficient proof—defined as evidence necessary to convince a trier of fact
beyond a reasonable doubt of the existence of every element of the offense.” Id. at 316.
We follow that approach, as stated in Commonwealth v. Brown, 52 A.3d 1139 (Pa. 2012):
This Court follows the Jackson approach in determining
whether evidence is sufficient to support a conviction beyond
a reasonable doubt. First, our standard of review, like
the Jackson standard, recognizes the proper regard an
appellate court must give to the fact-finder's evaluation of all
of the evidence received at trial and, therefore, requires
scrutiny of the totality of that evidence “in the light most
favorable to the Commonwealth, as verdict
winner,” Commonwealth v. Sanchez, 589 Pa. 43, 58, 907
A.2d 477, 486 (2006), and to “draw all reasonable inferences
in favor of the Commonwealth.” Commonwealth v.
Fisher, 491 Pa. 231, 234, 420 A.2d 427, 428 (1980). Further,
our Court's determination of the ultimate question of
evidentiary sufficiency parallels the central inquiry under
the Jackson standard, namely, whether any “rational trier of
fact could have found the essential elements of the crime
beyond a reasonable doubt.” Jackson, 443 U.S. at 319, 99
S.Ct. 2781; see also Commonwealth v. Reed, 605 Pa. 431,
436, 990 A.2d 1158, 1161 (2010) (sufficiency determination
depends on whether a reasonable trier of fact could have
found every element of the crime was established beyond a
reasonable doubt).
Id. at 1164 (footnote omitted).
We find that the Commonwealth presented sufficient evidence to enable a rational
trier of fact to conclude that Holt specifically intended to kill Officer Shaw. To the extent
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that the Commonwealth asks the Court to affirm based solely on the fact that Officer Holt
was struck in vital parts of his body, we decline to do so. There is no doubt that
intentionally striking a vital part of the body with a deadly weapon is, by itself, sufficient
for a fact-finder to infer the specific intent to kill. For example, in Commonwealth v.
Rodgers, 456 A.2d 1352, 1353 (Pa. 1983), the cause of death was “a shotgun blast from
a distance of three (3) to five (5) feet to the face of the victim.” As we observed, “The
nature of the killing, a shotgun blast to the head at short range, establishes the specific
intent to take life.” Id. at 1354.
We agree that the bullets struck Officer Shaw in vital body parts. See, e.g.,
Commonwealth v. Talbert, 129 A.3d 536, 543 (Pa. Super. 2015) (“The gunshot wounds
suffered by both victims were inflicted on vital parts of the body including the head, chest,
and lung.”). However, this is not a straightforward case like Rodgers, where the “nature
of the killing” leaves no room to question whether the actor intentionally aimed the weapon
at the victim. The validity of the inference that striking a vital body part with a bullet is
sufficient evidence of intent to kill rests on the intentional use of the weapon to achieve
that result. For example, a person firing a gun blindly through the woods for amusement
may strike an unseen hunter in the heart. A rational fact-finder could not conclude that
the fact a bullet struck a vital part of the body established a specific intent to kill. In
Commonwealth v. Drum, 58 Pa. 9 (Pa. 1868), we stated: “He who uses a deadly weapon
upon another at some vital part, with manifest intention to use it upon him, must in the
absence of qualifying facts be presumed to know that his blow is likely to kill, and must
be presumed to intend death.” Id. at 9.
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Thus, the fact that a victim suffered injuries to a vital body part is not dispositive
for a sufficiency analysis. There must also be other evidence demonstrating that the
shooter manifestly intended to use the weapon upon the victim. Affirming the verdict
based solely on the fact that a vital body part was struck would be in dereliction of Jackson
and the Due Process Clause, as we are required to review all the evidence. See Jackson,
443 U.S. at 319 (“Once a defendant has been found guilty of the crime charged, the
factfinder's role as weigher of the evidence is preserved through a legal conclusion that
upon judicial review all of the evidence is to be considered in the light most favorable to
the prosecution.”). Holt correctly observes that there is no direct testimony concerning
how he deployed his weapon. We therefore decline to uphold the verdict based solely on
the fact that at least one bullet struck a vital body part.
Nonetheless, examining all the evidence we find that the Commonwealth
presented sufficient evidence. Drawing all inferences in favor of the Commonwealth as
verdict winner, the jury could have determined that Holt fired six bullets in rapid
succession. Three of these bullets struck Officer Shaw. Together, those facts are
indicative of an intent to kill. In Commonwealth v. Padgett, 348 A.2d 87, 88 (Pa. 1975),
the defendant was charged with murder. He took the stand and testified that he shot the
victim at a distance of approximately six feet “and admitted pointing the weapon at the
arm of the victim in jest.” Id. at 90. The bullet entered the victim’s arm and proceeded
through her heart. Padgett argued that the inference of a specific intent to kill based on
striking a vital body part was negated because he shot only her arm. We disagreed.
“[W]e are not persuaded that it must be shown that the bullet fired from a revolver, a
deadly weapon, initially entered a vital organ before the inference of specific intent to kill
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can arise. The firing of a bullet in the general area in which vital organs are located can
in and of itself be sufficient to prove specific intent to kill beyond a reasonable doubt.” Id.
at 88 (citing Commonwealth v. Gidaro, 70 A.2d 359 (Pa. 1950)).8 The Gidaro case
likewise cited the fact that a person fires a gun towards another human being as
supporting a “reasonable inference” of an intention to kill. “When any person standing
[sixteen] feet from another person points a loaded gun at that person's chest area and
pulls the trigger, the reasonable inference is that he intended to take that person's life.”
Gidaro, 70 A.2d at 362.
While this case lacks direct evidence that Holt intentionally aimed his gun at Officer
Shaw, as was the case in Padgett and Gidaro, a rational fact-finder could conclude
beyond a reasonable doubt that he did so. That three of the six bullets fired struck Officer
Shaw is circumstantial evidence permitting an inference that Holt in fact aimed his
weapon at Officer Shaw. The Commonwealth, as verdict winner, is also entitled to the
reasonable inference that Holt fired at close range. The video evidence showed Officer
Shaw was roughly six to seven feet behind Holt. Multiple officers testified that Officer
Shaw radioed that he had been shot shortly after stating that he had started a foot chase.
It is obvious that aiming a gun at a human being and firing multiple shots at close range
can result in death. “[W]e know of no proposition more consistent with human experience
8 Padgett predates Jackson and our decision did not explicitly state whether we assessed
the sufficiency of the evidence in light of Padgett’s testimony. In separately addressing
Padgett’s argument that the Commonwealth failed to establish the requisite mens rea due
to his testimony that he was intoxicated, we observed that “the Commonwealth's expert
testified that there were powder burns on the decedent's clothing, indicating that the
weapon had been fired at point-blank range, thus establishing another conflict in
appellant's testimony and allowing the jury to properly infer that the shooting had been
intentional.” Padgett, 348 A.2d at 89.
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than the conclusion that absent circumstance to the contrary, a person intends the natural
and probable consequences of his act.” Commonwealth v. O'Searo, 352 A.2d 30, 37 (Pa.
1976). Moreover, the fact that those bullets struck vital body parts, while not conclusive,
is certainly a fact that the jury could consider in determining whether Holt deliberately
aimed his firearm at Officer Shaw as opposed to wildly firing the gun in Officer Shaw’s
general direction. In combination, these circumstantial facts warranted the inference that
Holt acted with the specific intent to kill. See Commonwealth v. Houser, 18 A.3d 1128,
1133 (Pa. 2011) (“The Commonwealth may use solely circumstantial evidence to prove
a killing was intentional[.]”).
Holt rejects the validity of these inferences by positing that he shot recklessly,
based primarily on the fact that the distance from the first to fifth ammunition casings was
twenty-two feet, and the expert testimony of Dr. Summers. Beginning with the former
point, Detective Roach explained that the majority of the time cartridge cases are ejected
“out the right side of the weapon,” and can go different distances, from “a couple of inches”
to “up to 10 to 15 feet[.]” N.T., 11/7/2019, at 701. As to Dr. Summers’ testimony, while
Holt claims that she “confirmed” that the evidence was consistent with Holt not facing the
victim and shooting as he was running away from Officer Shaw, the expert did not do so.
Dr. Summers merely said that she could not say one way or the other. She testified,
“[T]here’s nothing about the injuries that lets me know which direction the person firing
the shots was looking at the time that they fired the gun.” N.T., 11/7/2019, at 787-88.
[J-64-2021] - 17
The jury could certainly have determined that Holt fired his gun in the manner described
in his brief, but it was not required to accept Holt’s favored inferences.9
Relatedly, Holt’s argument that he is guilty only of third-degree homicide asks this
Court to weigh the evidence for itself. The sufficiency inquiry “does not require a court to
ask itself whether it believes that the evidence at the trial established guilt beyond a
reasonable doubt.” Jackson, 443 U.S. at 318-19 (quotation marks and citation omitted).
The jury is entrusted with deciding the facts, and what Holt intended when he fired the
gun is quintessentially a factual determination. “As intent is a subjective frame of mind, it
is of necessity difficult of direct proof.” Commonwealth v. Matthew, 909 A.2d 1254, 1257
(Pa. 2006) (citation omitted). We find that the Commonwealth presented sufficient
evidence.10
III. Weight of the evidence
9 As the trial court recognized, there are no facts of record to establish that Holt was firing
the weapon recklessly. Its opinion explained:
The Defendant asserts that he was running, and not aiming,
but that assertion is nowhere in the record in this case. The
Defendant did not testify. Although video surveillance
captured the incident on camera, because the shots were
fired in a darkened parking lot, the manner and position of
shooter and victim were not discernible.
Trial Court Opinion, 8/21/2020, at 16.
10 The Commonwealth claims that in Commonwealth v. Washington we upheld the
conviction “despite Washington’s claim of mere recklessness[.]” Commonwealth’s Brief
at 10. However, the opinion does not contain any reference to recklessness, and the
second paragraph of the opinion states that “Appellant does not challenge the sufficiency
of the evidence[.]” Washington, 700 A.2d at 404. Our review of the sufficiency was based
on our duty “to review the record to determine whether the Commonwealth has
established the elements necessary to sustain a conviction for first-degree murder.” Id.
(citation omitted).
[J-64-2021] - 18
“A weight challenge is sui generis. Such a claim is not premised upon trial court
error or some discrete and correctable event at trial, but instead ripens only after, and
because of, the jury's ultimate verdict in the case.” Criswell v. King, 834 A.2d 505, 512
(Pa. 2003). As a result, a claim asserting that the verdict was against the weight of the
evidence rests within the trial court’s discretion. Commonwealth v. Houser, 18 A.3d 1128,
1135 (Pa. 2011). We review the trial court’s exercise of discretion in ruling on the claim,
and not whether the verdict was against the weight of the evidence. Id. The trial court is
required to consider whether the jury’s verdict “is so contrary to the evidence as to shock
one’s sense of justice and the award of a new trial is imperative[.]” Commonwealth v.
Clemons, 200 A.3d 441, 463 (Pa. 2019). Holt raises ten assertions in support of his claim
that the trial court erroneously denied his weight motion.
1. The prosecution’s key witness, Tavon Harper, who was
released from prison and state parole a few weeks after this
trial, despite the Commonwealth and Harper misrepresenting
that he had no plea agreement with the prosecution to testify,
lied repeatedly in statements provided prior to his trial
testimony ([N.T., 11/5/2019, at] 323-24) and was not a
credible witness.
2. Five casings were located [twenty-two] feet apart by
investigating detectives, indicating the shooter shot back
recklessly at Officer Shaw, as he ran from him. There was no
gun residue on the body, indicating no close-range shots were
fired.
3. The testimony of Holly Clemons and Michael Luffey was
tainted by threats to take away their kids if they did not
cooperate and testify.
4. The testimony of Antoinette Strong, who testified
repeatedly she arrived at Cain’s residence at 9:00 pm on the
night of the murder, one hour after Officer Shaw was shot, and
[J-64-2021] - 19
made observations that could not have been made at that time
([N.T., 11/7/2019, at] 676-77).
5. The allegation that [Holt] cut his hand while firing a
semiautomatic weapon was rebutted by photos produced at
trial of both hands uncut and without sign of injury at the time
of his arrest.
6. There was no eyewitness to the murder of Brian Shaw.
7. The video displayed in court did not identify [Holt].
8. No murder weapon was produced.
9. [Holt] did not confess.
10. There was no DNA or other scientific evidence linking
[Holt] to this murder.
Holt’s Brief at 22-23 (reordered).
This list of complaints unaccompanied by any substantive argument impedes
meaningful review, and two of these points are subsumed within other appellate issues.
Regarding Tavon Harper’s alleged plea deal, there is no factual support for this claim on
the record. Concerning the bullet casings, Holt raised this point when challenging the
sufficiency of the evidence to support the mens rea of intentionality.
The remaining eight assertions reduce to an allegation that someone other than
Holt committed the crime, which was Holt’s primary defense at trial. “Mr. Holt has
maintained from day one since capture that he is innocent.” N.T., 11/4/2019, at 43. The
absence of DNA evidence, a confession, a direct eyewitness or video recording of the
murder, and a murder weapon are not dispositive because the Commonwealth may
establish guilt through entirely circumstantial evidence, “so long as the combination of the
evidence links the accused to the crime beyond a reasonable doubt.” Commonwealth v.
[J-64-2021] - 20
Hardcastle, 546 A.2d 1101, 1105 (Pa. 1988). “A motion for new trial on the grounds that
the verdict is contrary to the weight of the evidence, concedes that there is sufficient
evidence to sustain the verdict.” Commonwealth v. Widmer, 744 A.2d 745, 751 (Pa.
2000). When ruling on a weight claim, the trial court must determine whether “certain
facts are so clearly of greater weight that to ignore them, or to give them equal weight
with all the facts, is to deny justice.” Commonwealth v. Rivera, 983 A.2d 1211, 1225 (Pa.
2009). The points discussed above do not point to contrary facts but rather cite the
Commonwealth’s failure to present certain facts.
To the extent that these assertions generically challenge the weight of the
evidence with respect to linking Holt to the identity of the shooter, Harper’s testimony, if
accepted by the jury, itself provided a sufficient basis to implicate Holt as the shooter. As
the trial court observed, “Testimony from Tavon Harper established that Holt possessed
a handgun with a ‘long magazine’ immediately before the traffic stop and testified that
Holt ‘jumped out’ of the vehicle on Leishman Avenue with the pistol in his hand and he
watched Officer Shaw pursue him on foot.” Trial Court Opinion, 8/12/2020, at 19. The
trial court also cited circumstantial evidence presented by the Commonwealth, including
the testimony by multiple residents of 1206 Victoria Avenue that placed Holt at the
residence shortly after shots were heard and the cell phone discarded at 1204 Victoria
Avenue which was linked to Holt.11 The trial court also cited the evidence of flight and
11 Holt’s argument that Luffey and Clemons were untrustworthy witnesses because the
authorities threatened to take away their children if they did not cooperate bore on their
credibility. “We have recognized that the exposure of a witness’ motivation in testifying
is a proper and important function of the constitutionally protected right of cross-
examination.” Davis v. Alaska, 415 U.S. 308, 316–17 (1974). On direct examination, the
Commonwealth asked Luffey to explain how he came to contact the FBI with information.
[J-64-2021] - 21
that continued attempts to evade law enforcement suggested a consciousness of guilt.
We agree that the weight given to Harper’s testimony and the circumstantial evidence
presented was for the jury. Commonwealth v. DeJesus, 860 A.2d 102, 107 (Pa. 2004)
(“The weight of the evidence is exclusively for the finder of fact, which is free to believe
all, part, or none of the evidence, and to assess the credibility of the witnesses.”).
Holt is correct that some of the testimony conflicts with other evidence. Strong
testified that she arrived home after 9 p.m., and the Commonwealth presented several
pieces of evidence showing that Officer Shaw was murdered approximately twenty
minutes beforehand. However, “[a] new trial should not be granted because of a mere
conflict in the testimony[.]” Widmer, 744 A.2d at 752. What effect the minor discrepancy
in recalling the timing of the events had upon other portions of Strong’s testimony was for
the jury to decide. DeJesus, 860 A.2d at 107. Likewise, the assertion that photographs
of Holt’s hand objectively establish that he did not suffer any injuries did not convince the
trial court that a new trial was warranted. Both Strong and Luffey testified that they
observed Holt with an injury to his hands consistent with the “slide bite” injuries described
by Corporal Hagins. The fact that those injuries were, according to Holt, not depicted in
the photographs taken after Holt’s capture was a potential conflict12 in the testimony for
the jury to weigh. Id. In any case, Holt was not apprehended immediately, and Holt does
He replied, “Well, after [authorities] had been there a couple of times they had told us that
if we withhold anything from them, any information from them, you know, we could lose
our kids. We could end up in jail ourselves.” N.T., 11/6/2019, at 418. Counsel was
entitled to cross-examine on this matter, and any issue within the scope of that
examination would implicate collateral review.
12The certified record does not include any of the exhibits presented at trial, and thus we
have no basis to say what the photographs do or do not show.
[J-64-2021] - 22
not account for the fact that the injuries may have healed. Based on its review of Harper’s
testimony and the circumstantial evidence, the trial court concluded that the “verdict as
rendered by the jury is not so contrary to the weight of the evidence that it shocks this
court's sense of justice[.]” Trial Court Opinion, 8/12/2020, at 21. We find no abuse of
discretion.
IV. Failure to disclose plea deal
Next, Holt alleges that the Commonwealth had an undisclosed agreement with
Harper that he would testify at trial in exchange for the dismissal of his outstanding
charges and his release from custody. Holt’s Brief at 23-24. Holt draws attention to the
fact that Harper was being held in the Westmoreland County Jail for the two years leading
up to Holt’s trial and faced felony drug charges and a parole revocation. N.T., 11/5/2019,
at 232. Shortly after testifying, Harper was released from custody and the charges against
him were dismissed. Holt’s Brief at 24. Holt asks this Court to infer from the
circumstances that there was a plea agreement, arguing that “[i]t offends one’s sense of
justice and defies logic to conclude that [Harper] did not have an agreement with the
prosecution to set him free by testifying against [Holt].” Id. at 26. Holt complains that the
Commonwealth’s failure to disclose the alleged plea agreement violates the principle
established in Brady v. Maryland, 373 U.S. 83 (1963) and continued in Giglio v. United
States, 405 U.S. 150, 154 (1972). He contends that the jury could have been “significantly
influenced” by Harper’s undisclosed plea bargain and may have rejected Harper’s
testimony and rendered a different verdict as a result. Id. at 27.
In Brady, the United States Supreme Court held that “suppression by the
prosecution of evidence favorable to an accused upon request violates due process
[J-64-2021] - 23
where the evidence is material to either guilt or to punishment, irrespective of the good or
bad faith of the prosecution.” Brady, 373 U.S. at 87. To succeed on a Brady claim, a
petitioner must demonstrate (1) that the prosecutor suppressed evidence; (2) that the
evidence is helpful to the petitioner, either because it is exculpatory or impeaching; and
(3) that prejudice ensued. Commonwealth v. Lambert, 884 A.2d 848, 854 (Pa. 2005).
Notably, “when the reliability of a given witness may well be determinative of guilt or
innocence, nondisclosure of evidence affecting credibility falls within [Brady’s] general
rule.” Giglio, 405 U.S. at 154 (citing Napue v. Illinois, 360 U.S. 264, 269 (1959)). See
also Commonwealth v. Natividad, 200 A.3d 11, 25-26 (Pa. 2019) (reciting Brady
standard).
The Commonwealth “expressly denies that any agreement existed prior to Holt’s
trial or Harper’s testimony.” Commonwealth’s Brief at 15. It states that Harper
acknowledged in his testimony that he was not promised that his cooperation and
testimony would be rewarded in his own criminal cases. Id. The Commonwealth also
argues that Holt waived this claim because he failed to raise it before the trial court. Id.
at 16.
Significantly, Brady claims are subject to waiver. Commonwealth v. Hannibal, 156
A.3d 197, 209-10 (Pa. 2016) (failure to raise Brady claim at trial or on direct appeal
resulted in waiver); Commonwealth v. Roney, 79 A.3d 595, 609 (Pa. 2013) (Brady issues
which could have been raised at trial and/or on direct appeal but were not, were waived
for collateral review). Despite being aware of the facts underlying his claim, Holt did not
raise a Brady claim before the trial court. Instead, he recited the facts underlying this
claim in his Pa.R.A.P. 1925(b) statement in support of a claim he entitled “the verdict of
[J-64-2021] - 24
death was a product of passion, prejudice and arbitrary factors.” See Holt’s 1925(b)
statement, 11/20/2020, ¶ 8.13 In his Rule 1925(b) statement, Holt attacked Harper’s
credibility by stating that Harper “was released from prison and parole a few weeks after
trial, despite the prosecution and Harper claiming he had no plea agreement with the
prosecution to testify,” and also asserting that Harper “lied repeatedly” in his pre-trial
statements. Id. Holt attacked Harper’s credibility to support his weight of the evidence
claim. Holt did not raise the present claim – a Brady claim based on the Commonwealth’s
failure to disclose Harper’s alleged plea agreement – in his Rule 1925(b) statement or at
any point before the trial court. He did not claim that Harper had a secret plea agreement
or assert that the prosecution suppressed evidence of such a plea agreement. Thus, the
Commonwealth is correct that the claim is waived. Pa.R.A.P. 302(a) (“Issues not raised
in the trial court are waived and cannot be raised for the first time on appeal.”).14
V. Evidence of Holt’s prior possession of firearms
(A)
13 As with the list included in his appellate brief, paragraph eight of Holt’s Rule 1925(b)
statement commences with “[t]here was no eyewitness to the murder…” and concludes
by asserting that the allegation that he cut his hand while firing the weapon was rebutted
by photographic evidence at trial. Compare Holt’s Brief at 22-23 with Holt’s 1925(b)
statement, 11/20/2020, ¶ 8. Thus, these factual assertions (including the assertions
regarding Harper’s lack of credibility) are raised in his Rule 1925(b) statement in support
of his claim that the verdict was against the weight of the evidence.
14 Brady claims may also be waived for lack of development. Commonwealth v. Briggs,
12 A.3d 291, 326 n.34 (Pa. 2011) (deeming a Brady claim waived for lack of
development); Commonwealth v. Yandamuri, 159 A.3d 503, 527-28 (Pa. 2017)
(defendant waived Brady claim by failing to identify the particular evidence withheld).
Holt’s claim is subject to waiver for that reason as well, in that he does not identify any
particular evidence withheld from him, but merely relies on supposition.
[J-64-2021] - 25
Prior to trial, the Commonwealth filed notice of its intention to present testimony
from Michael Luffey that he had seen Holt in possession of a semi-automatic firearm prior
to the shooting.15 The Commonwealth stated that the evidence would demonstrate Holt’s
access to a firearm and motive to murder a pursuing police officer to avoid charges for
the illegal possession of the firearm. Commonwealth’s Motion in Limine, 9/30/2019, ¶¶
7(d), 12. Holt objected, arguing that the evidence was inadmissible evidence of prior bad
acts. Defendant’s Response to Commonwealth’s Motion in Limine, 10/22/2019, ¶¶ 7(d)
(citing Pa.R.E. 404(b)). The trial court ruled that the evidence was admissible, and the
Commonwealth proceeded to introduce the evidence at trial. N.T., 10/23/2019, at 15-21.
Luffey testified that he saw Holt in possession of a black firearm twice in the weeks leading
up to the shooting. N.T., 11/6/2019, at 399-403. According to Luffey, on the first
occasion, he observed Holt in possession of a .40 caliber black firearm with a loaded clip.
Id. at 400-01. On the other occasion, he observed what he believed to be a different
weapon in the waistline of Holt’s pants. Id. at 402-03.
Pursuant to Rule 404(b), “[e]vidence of a crime, wrong or other act is not
admissible to prove a person’s character in order to show that on a particular occasion
the person acted in accordance with the character.” Pa.R.E. 404(b)(1). Nonetheless, this
evidence may be admissible for another purpose, such as to prove motive, opportunity,
or intent. Pa.R.E. 404(b)(2). When introduced for another purpose, this evidence is
admissible only if its probative value outweighs its potential for unfair prejudice. Pa.R.E.
404(b)(2).
15 Pursuant to Rule 404(b)(3), the prosecutor must provide reasonable notice of its intent
to introduce any such evidence at trial. Pa.R.E. 404(b)(3).
[J-64-2021] - 26
Courts routinely admit evidence that on another occasion, the defendant
possessed the weapon used to commit the crime. In Commonwealth v. Towles, 106 A.3d
591 (Pa. 2014), this Court determined that a defendant’s prior requests to see and use
the handgun used to commit a killing “demonstrated appellant knew where the handgun
was located, had the ability to retrieve it, and was familiar with it due to his prior use of
it[.]” Id. at 603. This “other act evidence” – the defendant’s prior possession of a weapon
– may be relevant to demonstrate the defendant’s access to the weapon and opportunity
to commit the crime that is charged. One commentator recounted that “[o]ne of the most
common fact patterns employing ‘opportunity’ reasoning involves the admission of
uncharged misconduct evidence that helps establish that a person had the means by
which to commit a crime, especially a weapon that was used in the charged offense.”
David P. Leonard, The New Wigmore: A Treatise on Evidence: Evidence of Other
Misconduct & Similar Events § 11.7.1 (2d ed. 2019) (uncharged misconduct showing
access to or possession of weapon or tools used to commit the charged act).
(B)
Pennsylvania courts, unlike those in other jurisdictions,16 require the prosecution
to make some connection between the weapon defendant previously possessed and the
crime at issue to justify the “similar-weapons exception.” In Commonwealth v. Christine,
this Court stated, “the fact ‘the accused had a weapon or implement suitable to the
commission of the crime charged … is always a proper ingredient of the case for the
16 State v. Pena, 22 A.3d 611, 617 (Conn. 2011) (“The state does not have to connect a
weapon directly to the defendant and the crime. It is only necessary that the weapon be
suitable for the commission of the offense.”) (internal citations omitted); People v. Fierer,
529 N.E.2d 972, 979 (Ill. 1988) (holding that the State need not prove that the given
weapon was the one actually used in order to make it admissible).
[J-64-2021] - 27
prosecution.’” Commonwealth v. Christine, 125 A.3d 394, 400 (Pa. 2015) (citing
Commonwealth v. Robinson, 721 A.2d 344, 351 (Pa. 1998)). The Court explained that,
to admit evidence that a defendant possessed a weapon suitable to the crime, the
Commonwealth must “lay a foundation that would justify an inference by the finder of fact
of the likelihood that the weapon was used in the commission of the crime.” Id. (citing
Commonwealth v. Lee, 662 A.2d 645, 652 (Pa. 1995)). There, the Court considered the
admissibility of similar-weapons evidence (a shank) in a trial for aggravated assault
arising out of a prison altercation and in which the injuries to the victim were caused by a
razorblade. This Court determined that the defendant’s possession of a shank did not
qualify as similar-weapons evidence because it was not used in the pertinent assault.
The Court explained that “[t]he theory of the exception is that the weapon possessed
could have been the weapon used–that simply is not the case here[.]” Id. at 400-01. The
Court reiterated the requirement that the Commonwealth lay a foundation to justify an
inference that the weapon was the actual weapon used in the crime when it concluded:
“To the extent that cases affirm use of this exception strictly on the basis of similarity,
without an inference they were the weapons used, we reject them.” Id.
In Commonwealth v. Lee, the similar-weapons exception was invoked to justify
admission of evidence (two knives and a pair of scissors) to prove that the defendant was
responsible for repeatedly stabbing and ultimately killing two victims. Lee, 662 A.2d at
649. The Court determined that the similar-weapon exception justified admission of
evidence that two knives and a pair of scissors were seized from the defendant’s mother’s
home, despite that it was never definitively established that these weapons were actually
used in the commission of the killings. Id. at 649, 652. The Commonwealth introduced
[J-64-2021] - 28
evidence that the defendant was seen in the rooms from which the knives and scissors
were recovered, as well as testimony from the medical examiner that the scissors and
knives “were consistent with the puncture and stab wounds inflicted upon the victims.” Id.
at 652-53. In consideration of the evidence of the defendant’s access to the weapons
and the testimony from the medical examiner, we concluded that the trial court did not
abuse its discretion in allowing admission of the evidence regarding the scissors and knife
because “the Commonwealth laid a foundation to justify the inference that the scissors
and knife seized by police could have been the murder weapons.” Id. at 653.
Thus, under the similar-weapon exception, the Commonwealth must lay a
foundation to justify an inference that the weapon was the actual weapon used. The
exception will not justify admission of a weapon that cannot have caused the injuries, as
was the shank in Christine. And a weapon may not be introduced solely based on
similarity. Nonetheless, once the Commonwealth establishes a likelihood that the
weapon evidence it seeks to admit was used in the commission of the crime, it is
admissible. Christine, 125 A.3d at 400 (citing Commonwealth v. Thomas, 561 A.2d 699,
707 (Pa. 1989)). When the Court expressly rejected prior case law that applied this
exception “strictly on the basis of similarity,” it required the Commonwealth to lay a
foundation to justify an inference that the weapon possessed on a prior occasion was
used in the commission of the offense. Id. at 401. Further, the Christine Court clarified
that the Commonwealth need only lay a foundation to justify an inference by the jury—it
need not definitively establish that they are the same weapon. Instead, “uncertainty that
the weapon is the actual weapon used in the crime goes to the weight of such evidence.”
[J-64-2021] - 29
Id. at 400 (citing Commonwealth v. Williams, 640 A.2d 1251, 1260 (Pa. 1994) (citing
Commonwealth v. Coccioletti, 425 A.2d 387, 390 (Pa. 1981))).
We must apply these principles to review the admission of Luffey’s testimony that
Holt possessed a firearm two to three weeks prior to the murder. We will reverse only if
Holt shows that the trial court abused its discretion. Commonwealth v. Gill, 206 A.3d 459,
466-67 (Pa. 2019). This Court “will not find an abuse of discretion ‘based on mere error
of judgment, but rather … where the [trial] court has reached a conclusion which overrides
or misapplies the law, or where the judgment exercised is manifestly unreasonable, or
the result of partiality, prejudice, bias or ill-will.’” Id. (citing Commonwealth v. Eichinger,
915 A.2d 1122, 1140 (Pa. 2007)).
Holt contends that the trial court abused its discretion in admitting this evidence,
as its sole purpose was to demonstrate his criminal propensities. Holt’s Brief at 27-32
(citing Commonwealth v. Billa, 555 A.2d 835, 840 (Pa. 1989) and Pa.R.E. 404(b)(1)-(2)).
He acknowledges the test set forth in Christine permitting the admission of weapons
evidence, but argues that the Commonwealth did not lay a foundation to justify an
inference that the weapons possessed on the prior occasion were the weapon used in
the commission of the crime here. Id. at 29-31. Further, Holt argues that the prejudice
of their admission “greatly outweighed any pretense of probative value.” Id. at 28. Holt
asserts that the evidence that he illegally possessed a firearm on a previous occasion
would prejudice the jury’s deliberation over whether he illegally possessed the firearm on
the date of the incident as charged in counts three and four of the criminal information.
Id. at 29, 33; 18 Pa.C.S. § 6105 (a)(1) (prohibiting possession of a firearm by persons
[J-64-2021] - 30
who have been convicted of statutory enumerated offenses); 18 Pa.C.S. § 6106 (a)(1)
(prohibiting concealed carry of a firearm without a lawfully issued license).
The Commonwealth emphasizes this Court’s statement in Christine that “the fact
‘the accused had a weapon or implement suitable to the commission of the crime … is
always a proper ingredient of the case for the prosecution.’” Commonwealth’s Brief
at 20-21 (citing Christine, 125 A.3d at 400 (emphasis added by Commonwealth)). Relying
on Christine, the Commonwealth asserts that Luffey’s testimony demonstrated that Holt
possessed a firearm17 which bore sufficient similarities to the firearm used to kill Officer
Shaw to raise an inference that it was the murder weapon. Id. at 22. The Commonwealth
further argues that Luffey’s testimony fell squarely within the permitted uses of evidence
otherwise barred by Rule 404(b) because it addressed opportunity, motive and identity.
Id. at 17-18. The Commonwealth asserts that Luffey’s testimony demonstrates Holt’s
opportunity to commit the murder. More specifically, it demonstrates that Holt had
“access to and familiarity with such a weapon in close temporal proximity to the crime.”
Id. at 20-22 (citing Christine, 125 A.3d at 400). As to motive, the Commonwealth argues
that the testimony demonstrated that Holt was illegally in possession of a firearm which
he could not conceal in the car, and once the officer began pursuing Holt, that officer
presented an immediate threat to Holt’s liberty should Officer Shaw discover the illegal
firearm. Id. at 20. The Commonwealth states that it was vital to its case that the weapon
was possessed illegally, because this fact establishes a motive for Officer Shaw’s murder.
17 The Commonwealth refers to a single firearm and does not address that Luffey, in his
testimony, referred to two separate occasions when he viewed Holt with what he believed
to be two different firearms.
[J-64-2021] - 31
Id. With regard to identity, the Commonwealth observes that, because Holt fled and was
not apprehended at the scene, the identity of Holt as the shooter was at issue. Id. at 18.
In asserting that the probative value of the evidence outweighed its potential for
unfair prejudice, the Commonwealth cites to a series of cases in which it claims the other
crimes evidence was more inflammatory than the evidence introduced here. Id. at 25-26.
For instance, in Commonwealth v. Briggs, 12 A.3d 291 (Pa. 2011), this Court held that
evidence that the defendant had previously purchased a firearm was admissible as part
of the sequence of events forming the history of the case, and also, was relevant to show
the defendant’s ability to acquire handguns. Briggs, 12 A.3d at 337-38. In
Commonwealth v. Towles, this Court approved of the admission of evidence that the
defendant had stolen and hidden a handgun in the alley near the murder scene because
it demonstrated the defendant’s familiarity with the handgun. Towles, 106 A.3d at 602.
The Commonwealth asserts that in Briggs and Towles, “the ‘other crimes’ evidence was
more inflammatory than the rather pedestrian testimony” challenged here.
Commonwealth’s Brief at 26. Further, the Commonwealth asserts that it limited its
introduction of the evidence in this case by calling only one witness, Luffey, when multiple
witnesses could have been called to testify that they witnessed Holt with a firearm
immediately prior to the murder. Id. at 27.
(C)
Because Luffey’s testimony addressed two occasions when he witnessed Holt in
possession of what he believed to be two different firearms, we will address them
separately. We find that the trial court did not abuse its discretion in admitting Luffey’s
testimony regarding his first viewing of Holt with a firearm. Luffey testified that he
[J-64-2021] - 32
observed Holt mere weeks before the shooting in possession of a firearm. N.T.,
11/6/2019, at 399-403. Specifically, Luffey testified that he was familiar with firearms,
and that based on his familiarity with firearms, he believed the firearm Holt possessed to
be a .40 caliber black firearm. Id. The Commonwealth presented evidence
demonstrating that the murder weapon in this case was a .40 caliber firearm. N.T.,
11/5/2019, at 245-47; 11/8/2019, at 866-67. Through this evidence, the Commonwealth
laid a proper foundation to justify an inference by the jury that when Luffey observed Holt
in possession of a .40 caliber weapon at their dining room table weeks before the
shooting, he observed Holt with the same weapon used in the commission of the offense.
This evidence was relevant to demonstrate Holt’s access to and familiarity with a .40
caliber firearm, and thus, his opportunity to commit the murder. Holt’s attempts to attack
Luffey’s testimony to suggest that he did not observe the “actual weapon used in the
crime” are the type of arguments that go to the weight of the evidence, and not its
admissibility. Christine, 125 A.3d at 400 (citing Coccioletti, 425 A.2d at 290).
The probative value of the evidence that Luffey witnessed Holt in possession of a
.40 caliber firearm shortly before the murder outweighed its potential for unfair prejudice.
The evidence demonstrated that Holt had possession of the firearm shortly before the
offense and thus, had access to the firearm to commit the shooting. See N.T., 11/6/2019,
at 399-401. Aside from arguing that evidence of his possession of an illegal weapon is
prejudicial, Holt does not point to anything prejudicial about the testimony. For these
reasons, we agree with the trial court’s rejection of Holt’s contention that this “prior bad
acts” evidence was being used as propensity evidence.
(D)
[J-64-2021] - 33
Luffey’s testimony that he observed Holt with a firearm in the waistline of his pants
on a second occasion was not properly admitted as it did not meet the requirements of
Rule 404(b) delineated in Christine. Luffey testified that on some unspecified day he
viewed Holt carrying a firearm in his waistband. N.T., 11/6/2019, at 402-03. He said this
weapon did not appear to be the same weapon he saw on the first occasion, and Holt
never removed the gun from his waistband. Id. Because the Commonwealth introduced
no other evidence supporting an inference that this was the weapon used in the
commission of the crime, we find that the court erred in admitting that evidence.18
Christine, 125 A.3d at 400 (citing Lee, 662 A.2d at 652).
(E)
Its admission, however, was harmless error. In Commonwealth v. Story, 383 A.2d
155 (Pa. 1978), we announced that an error is harmless “only if the appellate court is
convinced beyond a reasonable doubt that the error is harmless.” Id. at 162. Further,
“an error cannot be held harmless unless the appellate court determines that the error
could not have contributed to the verdict. Whenever there is a reasonable possibility that
18 The Concurrence suggests that we interpret Christine to mandate a “strict[ ] inference
the weapon introduced was the actual weapon used.” Concurring Op. at 3. Respectfully,
we do not affirm the admission of the evidence based on an assessment of how strong
the inference was; instead, we merely hold that under the facts of the case, where Luffey
testified that he was familiar with a .40 caliber firearm, the Commonwealth satisfied its
burden regarding that first occasion. We do not suggest that the Commonwealth’s initial
burden requires a witness to supply some basis to determine that the weapon observed
was of the same caliber. See Oliver v. City of Pittsburgh, 11 A.3d 960, 966 (Pa. 2011)
(“[V]arious principles governing judicial review protect against such slippage, including
the axiom that the holding of a judicial decision is to be read against its facts.”). Indeed,
we note that on cross-examination the Commonwealth’s own firearms expert agreed that
it would be difficult to identify from a glance the caliber of a weapon. N.T., 11/8/2019, at
876. With respect to the second firearm, the Concurrence does not claim that Luffey’s
testimony satisfies the Commonwealth’s burden under the similar-weapon exception.
[J-64-2021] - 34
an error might have contributed to the conviction, the error is not harmless.” Id. (internal
citations omitted). In Commonwealth v. Fulton, 179 A.3d 475 (Pa. 2018), we summarized
the three scenarios in which an error may be found to be harmless:
(1) [T]he error did not prejudice the defendant or the prejudice
was de minimis; or
(2) the erroneously admitted evidence was merely cumulative of
other untainted evidence which was substantially similar to
the erroneously admitted evidence; or
(3) the properly admitted and uncontradicted evidence of guilt
was so overwhelming and the prejudicial effect of the error
was so insignificant by comparison that the error could not
have contributed to the verdict.
Id. at 492-94. The Commonwealth bears the burden of proving that the error was
harmless beyond a reasonable doubt. Story, 383 A.2d at 162 n.9. We may sua sponte
invoke the harmless error doctrine “as it does nothing more than affirm a valid judgment
of sentence on an alternative basis.” Commonwealth v. Hamlett, 234 A.3d 486, 492 (Pa.
2020) (citing Commonwealth v. Hicks, 156 A.3d 1114, 1140 (Pa. 2017) (Baer, J.,
concurring)).
We find that the prejudice of the admission of Luffey’s brief testimony that he
observed Holt with a firearm in his waistband was de minimis. Given that the
Commonwealth already introduced evidence that Holt possessed a firearm consistent
with the murder weapon, the reference to Holt possessing another firearm would not have
significantly influenced the jury. In both instances, the Commonwealth was seeking to
establish the same point: that Holt possessed a firearm that was consistent with the
murder weapon mere weeks before the murder and therefore, he had the opportunity to
commit the murder. Although Luffey testified that he thought these were different
firearms, the Commonwealth did not emphasize that point. Instead, it focused on how
[J-64-2021] - 35
Holt had access to firearms capable of committing the murder. Further, Holt does not
draw our attention to any specific prejudice caused by Luffey’s testimony. Thus, in light
of the properly admitted evidence regarding Holt’s possession of a .40 caliber firearm
weeks before the shooting, we find that the reference to Holt possessing another firearm
on a different occasion could not have contributed to the conviction.
VI. Severance
Next, Holt argues that the trial court abused its discretion by denying his pretrial
motion for severance of the counts related to illegal possession of a firearm19 from the
first-degree murder counts. At trial, the Commonwealth and defense stipulated that “on
November 17, 2017, the Defendant was a person prohibited by Pennsylvania law from
possessing, using or controlling a firearm, and that he had been so prohibited since May
8, 2012.” N.T., 11/8/2019, at 906-07. The jury was not informed why Holt was disqualified
from possessing a firearm.
Holt argues that he was prejudiced by the introduction of evidence that he was
disqualified from possessing a firearm, contending that the stipulation invariably led the
jury to assume that Holt “had committed some serious crime to disqualify him[.]” Holt’s
Brief at 45. While he acknowledges the court took measures to avoid prejudice by
advising the jury via stipulation that Holt was disqualified from owning a firearm without
describing the basis for Holt’s disqualification, Holt contends that “the jury could easily
read through that.” Id.19 Holt was charged and convicted of violating section 6105(a)(1) of the Uniform Firearm
Act, which provides that a person who has been convicted of one of the statutory
enumerated offenses shall not, inter alia, possess or use a firearm in the Commonwealth.
18 Pa.C.S. § 6105(a)(1). He was also charged and convicted of violating section
6106(a)(1) of the Uniform Firearm Act, which makes it a felony of the third degree for a
person to “carr[y] a firearm in any vehicle or … concealed on or about his person, except
in his place of abode or fixed place of business, without a valid and lawfully issued license
under this chapter[.]” 18 Pa.C.S. § 6106(a)(1).
[J-64-2021] - 36
The Commonwealth observes that Superior Court case law generally requires
severance of charges where the proof of the disqualifying conviction is relevant only to
the section 6105 charge and not relevant to the other offenses on trial. Commonwealth’s
Brief at 43-45 (citing Commonwealth v. Jones, 858 A.2d 1198, 1206-07 (Pa. Super.
2004)). Specifically, in Commonwealth v. Jones, the Superior Court stated that it is well-
settled that a charge for section 6105 should be severed from other charges where the
other charges do not require evidence of a prior offense. Jones, 858 A.2d at 1206-07.
However, the Commonwealth explains, that rule does not apply here because the limited
stipulation did not reveal that Holt had a prior conviction but only that he was disqualified
from possession of a firearm. Commonwealth’s Brief at 43-45. Further, Holt’s possession
of an unlawful firearm “was the motive the Commonwealth alleged for the murder of a law
enforcement officer[,]” and therefore was relevant and admissible at his trial for first-
degree murder. Id. at 44. Accordingly, the Commonwealth argues “the fact of [Holt’s]
prohibition, and not the details of the crime that rendered him a felon, was vital to
establishing [Holt’s] motive to flee from and ultimately kill a pursuing officer.” Id. at 45.
A motion to sever charges is addressed to the discretion of the trial court and will
not be disturbed on appeal absent a manifest abuse of discretion. Commonwealth v.
Paolello, 665 A.2d 439, 451 (Pa. 1995). The trial court may order separate trials pursuant
to Pennsylvania Rule of Criminal Procedure 583 “if it appears that any party may be
prejudiced by offenses or defendants being tried together.” Pa.R.Crim.P. 583. The
critical question in this analysis is whether the accused has been prejudiced by the
decision not to sever, and the accused bears the burden of demonstrating prejudice. 20
20 Notably, Holt asserts that he is entitled to relief based on the test set forth in
Commonwealth v. Collins, which requires trial courts to consider “[1] whether the
evidence of each of the offenses would be admissible in a separate trial for the other; [2]
whether such evidence is capable of separation by the jury so as to avoid danger of
confusion, and if the answers to these inquiries are in the affirmative; [3] whether the
[J-64-2021] - 37
Commonwealth v. Lopez, 739 A.2d 485, 501 (Pa. 1999) (determining that trial court did
not abuse its discretion in declining to order separate trials of co-defendants).
The trial court did not abuse its discretion in denying Holt’s motion to sever. The
stipulation regarding Holt’s disqualification from possessing a firearm informed the jury
that Holt was not permitted to possess a firearm, but it did not specify the reason for his
disqualification. N.T., 11/8/2019, at 906-07. The jury did not hear evidence of Holt’s prior
convictions and, contrary to Holt’s speculations, had no basis to assume that prior criminal
conduct was the basis for Holt’s disqualification. Significantly, according to the
Commonwealth, Holt’s inability to lawfully possess a firearm was his motive for fleeing
from and killing Officer Shaw. The Commonwealth’s theory was that the initial unlawful
activity was the defendant’s motive for his subsequent offense. Thus, evidence of Holt’s
disqualification from possession of firearms was relevant and admissible to prove the first-
degree murder charge. Because the evidence of Holt’s unlawful possession of a firearm
was admissible at the murder trial, and because no evidence was admitted regarding
Holt’s prior offenses that led to his disqualification from possessing a firearm, we find that
the trial court did not abuse its discretion when it determined that Holt would not be
prejudiced by the offenses being tried together.
defendant will be unduly prejudiced by the consolidation of offenses.” Commonwealth v.
Collins, 703 A.2d 418, 422 (Pa. 1997) (referring to the former versions of Rules 582 and
583 found at Rules 1127 and 1128) (internal citations omitted).
However, Holt overlooks that Collins, which followed the approach set forth in
Commonwealth v. Lark, 543 A.2d 491, 496-97 (Pa. 1988), applies “[w]here the
defendant moves to sever offenses not based on the same act or transaction that have
been consolidated in a single indictment or information, or opposes joinder of separate
indictments or informations[.]“ Collins and Lark each involved temporally distinct criminal
episodes. Presently, the charged offenses were based “on the same act or transaction,”
and were charged in a single criminal information. Therefore, the trial court’s decision not
to sever is subject only to the prejudice component.
[J-64-2021] - 38
VII. Introduction of co-conspirator statements
Holt next argues that the trial court erred in admitting hearsay in the form of
statements made by Lakita Cain through the testimony of Holly Clemons. The trial court
agreed with the Commonwealth that the statements were admissible pursuant to the “co-
conspirator exception” to the hearsay rule, which permits the introduction of a statement
against the opposing party where the statement “was made by the party's coconspirator
during and in furtherance of the conspiracy.” Pa.R.E. 803(25)(E).
The specific statements at issue were related by Clemons, a resident of 1206
Victoria Avenue at the time of Officer Shaw’s murder. She testified that on November 18,
2017, one day after the shooting, Holt’s relative Lisa Harrington arrived to meet with Cain,
left via vehicle, and then returned shortly thereafter. N.T., 11/6/2019, at 497-502.
Clemons testified to the following exchange:
Q. When [Harrington] leaves, do you have any
conversations with [Cain] about why [Harrington] came
to the house?
A. I did ask her what was going own [sic]. [Cain] was like
– she had, like, to get stuff out of the house. She –
Q. Who had to get stuff out of the house?
A. [Cain]. She told [Harrington] to get things out of the
house.
Q. Did she say what she needed to get things out of the
house?
A. [Cain] did say that there was, like, a gun in the
basement. I never seen [Harrington] go to the
basement or –
Q. I understand.
[J-64-2021] - 39
A. – [Cain] go to the basement.
Q. What did [Cain] say about that gun?
A. She said it was [Holt’s] gun and she had to get it out of
the house so she called [Harrington].
Q. Was she explaining to you why [Harrington] had come
to the house that afternoon?
A. That’s what she said she was there for.
Id. at 502-03. On re-direct examination, Clemons further clarified that she asked Cain “if
it was [Holt’s] gun,” to which Cain replied that it was. Id. at 523.
Holt objected to the introduction of these statements during pre-trial motions and
prior to Clemons’s testimony. The Commonwealth replied that Clemons’s statements fell
within the co-conspirator exception. Id. at 449, 455, 461-62, 464, 473-74. While Holt
argued that this was an uncharged conspiracy, suggesting that the coconspirator
exception did not apply in such an instance, see id. at 449, 456, 475, he also objected in
the alternative that if Clemons’s statements did fall within the exception, the prejudice
established by her statements outweighed their probative value. Id. at 466-67, 475. The
trial court overruled these objections after holding an in camera hearing with Detective
Dupilka to establish that there was an ongoing conspiracy among the residents of 1206
Victoria Avenue to hinder Holt’s apprehension by law enforcement. Id. at 464-78.
“Application of the coconspirator exception to the hearsay rule is predicated on
agency principles—when the elements of the exception are established, each conspirator
is considered an agent of the other, and therefore, a statement by one represents an
admission by all.” Commonwealth v. Johnson, 838 A.2d 663, 675 (Pa. 2003). The
exception contains three elements: “[(1)] the existence of a conspiracy between the
[J-64-2021] - 40
declarant and the defendant must be demonstrated by a preponderance of the evidence;
[(2)] the statements must be shown to have been made during the course of the
conspiracy; and [(3)] they must have been made in furtherance of the common design.”
Id. at 674.
Holt challenges both the existence of a conspiracy between him and the declarant
(Cain) as well as the existence of a conspiracy between Holt, Cain, and Clemons. Holt
also argues that the exception “has its limits, especially with an uncharged conspiracy
with no defined objective.” Holt’s Brief at 36. Holt concedes that the Commonwealth
established a conspiracy between Cain and Taylor, albeit one limited to assisting Holt’s
attempts to evade capture. “While the prosecution successfully argued that an uncharged
conspiracy existed due to the failure of Cain and Taylor’s failure to disclose the
whereabouts of [Holt] following the Shaw murder, there was no evidence of record of any
conspiracy to hide the murder weapon.” Id. at 37. In effect, Holt argues that Cain,
Clemons and all the other residents of 1206 Victoria Avenue, as well as Harrington, could
have conspired to remove incriminating evidence on their own accord, and not
necessarily at Holt’s behest. As well, Holt states that presenting Cain’s statements
through Clemons violated his rights to confront the witness. Id. at 42.
The Commonwealth responds that the testimony was properly admitted because
all residents of 1206 Victoria Avenue, including Clemons, were involved in the conspiracy.
Commonwealth’s Brief at 29-33. Further, the Commonwealth asserts that Holt’s counsel
[J-64-2021] - 41
never objected to the testimony as violating Holt’s right to confrontation, and therefore,
he waived the confrontation argument. Id. at 31.21
As with the other evidentiary rulings addressed above, we will reverse only if Holt
shows that the trial court abused its discretion in deeming this evidence admissible. Gill,
206 A.3d at 466-67. The trial court’s opinion explained its basis for admitting the
statements as follows.
The evidence showed repeated contact between the
Defendant and the other residents of 1206 Victoria Avenue,
which include Lakita Cain, Taylor Mitchell, Holly Clemons,
Michael Luffey, and Antoinette Strong. The evidence further
showed that while the Defendant remained underground,
those residents repeatedly rebuffed police attempts to learn
of his whereabouts in order to effectuate his arrest and to
secure the weapon. Over a period of four days, during each
of which the police appeared at that address, the residents
concealed knowledge of the Defendant's whereabouts, his
status as a resident at that address, and the fact that he had
been there shortly after the shooting in a frantic state of mind,
with a bleeding hand. Only when Michael Luffey began to fear
that he might lose his children if he continued in this concerted
course of conduct with the other residents and went to the
police, did the fabrication and concealment begin to unravel.
Holly Clemons testified that from Lakita Cain, she learned that
Lisa Harrington was present to get the Defendant's gun out of
the house. Hiding the gun from the police was of the utmost
importance to the Defendant, who had contact with the others
in the house and who ultimately said he was “sorry for the
things he put us through.”
21 We agree with the Commonwealth that Holt’s counsel’s failure to raise the confrontation
clause argument before the trial court resulted in waiver of that aspect of his argument.
This Court has long held that “[i]t is a fundamental principle of appellate review that we
will not reverse a judgment or decree on a theory that was not presented to the trial court.”
Commonwealth v. Bishop, 217 A.3d 833, 842 (Pa. 2019) (quoting Kimmel v. Somerset
Cty. Comm’rs, 333 A.2d 777, 779 (Pa. 1975)). At trial, Holt’s counsel explicitly objected
to this evidence on the grounds that the statement was inadmissible hearsay and,
alternatively, that the evidence was overly prejudicial, pursuant to Pa.R.E. 403. N.T.,
11/6/2019, at 448-49, 466-67, 475. Counsel never mentioned Holt’s rights under the
confrontation clause.
[J-64-2021] - 42
From all of this, the court felt that, by reasonable inference
from all of the circumstances present, a conspiracy existed
inclusive of the Defendant and involving the other members
of the household and that the statements made were in
furtherance of and during the conspiracy involving the
Defendant and the various persons at 1206 Victoria Avenue,
including Holly Clemens, Lisa Harrington and Lakita Cain,
inter alia.
Trial Court Opinion, 8/21/2020, at 34-35 (citations omitted).
The trial court did not err. The first question is whether there was a conspiracy
between the declarant, Holt, and Clemons as the challenged statements were relayed by
Cain to Clemons in response to Clemons’s question. The Commonwealth is not required
to establish the existence of conspiracy through direct evidence, and the conspiracy “may
be inferentially established by showing the relation, conduct or circumstances of the
parties.” Commonwealth v. Mayhue, 639 A.2d 421, 432 (Pa. 1994). The trial court
determined by a preponderance of the evidence that, following Officer Shaw’s murder,
the police questioned all the residents of 1206 Victoria Avenue daily until Holt’s arrest,
and on each occasion the residents concealed knowledge of Holt’s whereabouts, his
status as a resident at that address, and that he had been there shortly after the shooting.
It was reasonable for the trial court to infer that this ongoing conduct demonstrated an
agreement between the residents of 1206 Victoria Avenue to impede the
Commonwealth’s investigation.
Addressing Holt’s argument that a conspiracy must be limited in its scope, we
conclude that, under the circumstances, there is no difference between a conspiracy to
frustrate law enforcement’s attempts to locate Holt and a conspiracy to conceal evidence
on Holt’s behalf. In both scenarios, the conspirators share the overriding goal of shielding
[J-64-2021] - 43
Holt from arrest. The preponderance of the evidence as accepted by the trial court
established that the residents of 1206 Victoria Avenue engaged in conduct designed to
assist Holt in avoiding prosecution. Nor do we need to rely on the inferential strength of
these circumstances, as there was evidence that Holt was a part of this conspiracy.
Clemons testified that Cain and Mitchell had communications with Holt in the days
following Officer Shaw’s death. The trial court also cited the testimony of Michael Luffey,
who was present for a phone call between Holt, Cain, and Mitchell, which took place on
Cain’s speakerphone. Holt acknowledged Luffey’s presence and told them he was “sorry
for the things he put us through.” N.T., 11/6/2019, at 421-22. We agree that this
evidence, while not overwhelming evidence of a conspiracy, satisfies the applicable
preponderance standard as it establishes that Holt was in contact with the residents.22
Finally, addressing whether the statements were in furtherance of the conspiracy,
we note that statements of prior activity can fail this aspect of the exception.
Commonwealth v. Johnson, 838 A.2d 663, 675 (Pa. 2003) (“In a number of
circumstances, however, where … the inculpatory statements are narrative declarations
of past activity made to a non-participant in the asserted conspiracy, courts have found
the essential in-furtherance-of attribute absent.”). Thus, there is some merit to the
argument that the statements here, which involve the completed activity of removing a
firearm, failed to satisfy the in-furtherance-of requirement.
However, we find that the statements promoted the broader conspiratorial goal of
impeding the Commonwealth’s investigation. The exception “contains no requirement
22 The Commonwealth draws our attention to additional facts not cited by the trial court,
namely that Luffey testified that Cain asked Luffey for $100 to help Holt. N.T., 11/6/2019,
at 430.
[J-64-2021] - 44
that the conspiracy identified as the basis for admissibility be related to the crime
charged.” Id. at 676. Accordingly, “in order to satisfy the in-furtherance-of requirement
of the coconspirator hearsay exception, it is sufficient for the government to establish an
intent to promote the conspiratorial objective.” Id. at 675. In Johnson, the appellant
Raymond Johnson was convicted of murdering Louis Combs. The evidence established
that Johnson and Combs were rival drug dealers. Nicole Ramsey testified that she sold
drugs for Johnson and was present for conversations between Johnson and a man known
as “Izod,” whom she identified as Johnson’s “right-hand man,” regarding a plan to
eliminate Combs. Id. at 679. On the day of Combs’s murder, Johnson testified that Izod
told her, “we did them n______s. You didn't think we would, but we did. There is not going
to be a problem.” Id. at 670. We determined that the evidence was admissible under the
co-conspirator exception to hearsay.
Here, as Johnson essentially concedes, the Commonwealth's
evidence demonstrated, by a clear preponderance, a larger
conspiracy between Appellant and Izod to distribute illegal
drugs. Significantly, this is a conspiracy as to which the
evidence demonstrated that Ramsey was not a third party, but
a participant. In the course of Izod's remarks to Ramsey, he
advised her of an act that eliminated a rival seller, thus
promoting the objectives of the drug conspiracy, and
instructed her to maintain a low profile for the time being to
avoid detection in light of the expected, increased law
enforcement activity. Accord [United States v.] Johnson, 200
F.3d [529] at 533 [(7th Cir. 2000)] (noting that statements
made in furtherance of a conspiracy can take a variety of
forms, including comments made “to inform other members
about the progress of the conspiracy, to control damage to or
detection of the conspiracy, to hide the criminal objectives of
the conspiracy, or to instill confidence and prevent the
desertion of other members”).
Id. at 677 (footnote omitted).
[J-64-2021] - 45
Likewise, we find that the Commonwealth established a conspiratorial objective
broader in scope than the limited nature posited by Holt. See Holt’s Brief at 37-28 (“While
the prosecution successfully argued that an uncharged conspiracy existed due to the
failure of Cain and Taylor’s failure to disclose the whereabouts of [Holt] following the Shaw
murder, there was no evidence of record of any conspiracy to hide the murder weapon.”).
Clemons and Cain were both participants in a conspiracy to impede the Commonwealth’s
investigation. Cain’s statements informing Clemons that another person removed a gun
from the residence served to apprise Cain of the ongoing conspiracy. Additionally,
Clemons’s testimony reflected that Cain’s statements were not spur of the moment.
Instead, they were in direct response to Clemons’s questioning. Cain telling Clemons
that Harrington came over because she “had to get the gun out of the house” kept
Clemons abreast of the conspiracy and thus satisfies the co-conspirator exception’s in-
furtherance-of requirement. Accordingly, we find that the trial court did not abuse its
discretion in admitting Clemons’s testimony.
VIII. Proposed voir dire questions
The purpose of voir dire is to facilitate the empaneling of a “competent, fair,
impartial, and unprejudiced jury” and thus a trial court’s discretion concerning the scope
of voir dire must “be considered in light of the factual circumstances of a particular criminal
episode.” Commonwealth v. Proctor, 585 A.2d 454, 460 (Pa. 1991); Commonwealth v.
England, 375 A.2d 1292, 1295 (Pa. 1977). Notably, “flight alone” is not sufficient to
convict, but the “evidence is relevant and admissible to establish an inference of guilt.”
Commonwealth v. Gorby, 588 A.2d 902, 909 (Pa. 1999).
Holt’s counsel proposed the following question for voir dire, which the trial court
refused:
[J-64-2021] - 46
You may hear that the Defendant did not turn himself in and
was only arrested after a four day police search or manhunt
for his whereabouts. Would that fact alone cause you
problems?
N.T., 10/28/2019, at 16-18.
Holt argues that he was denied his constitutional right to due process by the trial
court’s refusal to approve a suggested voir dire question, “wherein the jury panel would
be asked if the flight alone by [Holt] would prevent them from being a fair and impartial
juror.” Holt’s Brief at 42. Holt argues that his alleged flight following the murder of Officer
Shaw was portrayed by the Commonwealth as evidence of his guilt “and proved to be a
significant factor in the jury’s one-hour verdict after [seven] days of trial testimony.” Id. at
43. It is his contention that given the significance of Holt’s flight in the minds of the jurors,
it should have been addressed during voir dire. Id. at 43-44.
The Commonwealth argues that Holt’s question was “not relevant in seeking to
determine whether jurors would be competent, fair, impartial, and unprejudiced … [but]
[r]ather, the question at issue sought to gauge the efficacy of potential evidence.”
Commonwealth’s Brief at 47. The Commonwealth asserts that the trial court’s instruction
that the jury “may not find the defendant guilty solely on the basis of flight or concealment”
by itself was enough to address the concern raised by Holt. Id.
The scope of voir dire rests in the sound discretion of the trial court, whose decision
will not be reversed on appeal absent palpable error. Commonwealth v. Bomar, 826 A.2d
831, 849 (Pa. 2003). The record before us fails to demonstrate any abuse of that
discretion. As both parties note, the singular purpose of voir dire is to provide the
defendant with a “competent, fair, impartial, and unprejudiced jury.” England, 375 A.2d
at 1295. It “is not intended to provide a defendant with a better basis upon which to utilize
his peremptory challenges[.]” Id.
[J-64-2021] - 47
Here, the proposed question appears to have been designed to inform Holt’s
counsel in advance what opinion a prospective juror might form when presented with
evidence of Holt’s flight. In speculating that his flight evidence was so significant to the
jury’s finding of guilt, Holt proves the Commonwealth’s argument that he was not seeking
to determine whether jurors would be fair, but rather, was seeking to gauge the efficacy
of the evidence of flight. Holt’s Brief at 43-44. A prospective juror’s personal views are
of no moment unless these opinions “are so deeply embedded as to render that person
incapable of accepting and applying the law as given by the court.” England, 375 A.2d at
1296.
The trial court instructed the jury regarding the significance and proper use of
evidence of flight:
[W]hen a crime has been committed and a person thinks they
may be accused of committing it and he flees or conceals
himself, such flight or concealment is a circumstance tending
to prove that the person is conscious of guilt. Such flight or
concealment does not necessarily show consciousness of
guilt in every case. A person may flee or hide for some other
motive and may do so even though innocent. Whether the
evidence of flight or concealment in this case should be
looked upon as tending to prove guilt depends on the facts
and circumstances of this case and especially upon motives
that may have prompted the flight or concealment.
You may not find the Defendant guilty solely on the basis of
flight or concealment.
N.T., 11/12/2019, at 1067. “So long as the juror is able to, intends to, and eventually
does, adhere to the instructions on the law as propounded by the trial court, he or she is
capable of performing the juror’s function.” England, 375 A.2d at 1296. We are bound to
presume that the jury followed the trial court’s instructions. Commonwealth v. Robinson,
864 A.2d 460, 513 (Pa. 2004); Commonwealth v. Tedford, 960 A.2d 1, 37 (Pa. 2008).
[J-64-2021] - 48
Accordingly, we find that the trial court did not abuse its discretion in denying Holt’s
proposed voir dire question.
IX. Disclosing mitigation report prior to penalty phase
Holt challenges the propriety of an order that required him to turn over a report
created by his mitigation specialist prior to the penalty phase of the proceedings. See
Holt’s Brief at 46. By way of background, in August 2019, the trial court entered an order
requiring Holt to turn over his mitigation specialist’s report to the Commonwealth by the
tenth of September. On September 10, Holt’s counsel represented to the Commonwealth
that he did not have the report but that it was forthcoming. See N.T., 10/4/2019, at 3.
Shortly thereafter, Holt filed a motion seeking to have the mitigation report placed under
seal until the penalty phase of the proceedings. In response, the Commonwealth filed a
motion to compel the production of the mitigation report. Following a hearing, the trial
court granted the motion to compel and ordered Holt to provide the mitigation report to
the Commonwealth. Id. at 13.
In his post-trial motions, Holt challenged this ruling as improper. The trial court
addressed this allegation with citation to Rule 573(C) of Criminal Procedure, which
governs disclosure by defendants. This rule provides for, of relevance here, the discovery
of reports prepared by witnesses that the defendant intends to call as a witness when the
report relates to that witness’s potential testimony. See Trial Court Opinion, 8/21/2020,
at 38 (discussing Pa.R.Crim.P. 573(C)(1)(a)). The trial court explained that Holt did not
call his mitigation specialist as a witness at any point in the proceedings, nor was the
report used in connection with the questioning of any witness. As Holt failed to establish
[J-64-2021] - 49
that the report was used or relied upon in any way, the trial court concluded that Holt’s
objection to this evidentiary ruling was without merit and moot. Id. at 39.
Before this Court, Holt does not challenge the discoverability of mitigation
specialists’ reports in general. Rather, the heart of his argument is that it was error for the
trial court to require him to provide the Commonwealth with the report prior to the
commencement of the penalty phase of the trial. See N.T., 10/4/2019, at 4-5; Holt’s Brief
at 46-48. To that end, he assails the trial court’s citation to Rule 573, arguing that its
reach does not encompass the mitigation report, as the mitigation specialist is not an
expert witness nor an eyewitness. Holt’s Brief at 47.
The resolution of issues regarding pre-trial discovery in criminal cases is entrusted
to the trial court’s discretion and will be upheld absent an abuse of that discretion.
Commonwealth v. Rucci, 670 A.2d 1129, 1140 (Pa. 1996). Discretion is abused when
the trial court misapplies the law, or where its judgment is manifestly unreasonable or the
result of partiality, prejudice, bias or ill-will. Commonwealth v. DiStefano, 265 A.3d 290,
296 (Pa. 2021). Rule 573 governs pre-trial discovery and inspection. Subsection (C)
provides as follows:
(C) Disclosure by the Defendant.
(1) In all court cases, if the Commonwealth files a motion for
pretrial discovery, upon a showing of materiality to the
preparation of the Commonwealth's case and that the request
is reasonable, the court may order the defendant, subject to
the defendant's rights against compulsory self-incrimination,
to allow the attorney for the Commonwealth to inspect and
copy or photograph any of the following requested items:
(a) results or reports of physical or mental
examinations, and of scientific tests or experiments
made in connection with the particular case, or copies
thereof, within the possession or control of the
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defendant, that the defendant intends to introduce as
evidence in chief, or were prepared by a witness whom
the defendant intends to call at the trial, when results
or reports relate to the testimony of that witness,
provided the defendant has requested and received
discovery under paragraph (B)(1)(e); and
(b) the names and addresses of eyewitnesses whom
the defendant intends to call in its case-in-chief,
provided that the defendant has previously requested
and received discovery under paragraph (B)(2)(a)(i).
(2) If an expert whom the defendant intends to call in any
proceeding has not prepared a report of examination or tests,
the court, upon motion, may order that the expert prepare and
the defendant disclose a report stating the subject matter on
which the expert is expected to testify; the substance of the
facts to which the expert is expected to testify; and a summary
of the expert's opinions and the grounds for each opinion.
Pa.R.Crim.P. 573(C). As explained above, the trial court found that the mitigation report
was discoverable under subsection (C)(1)(a) as the report of a witness Holt intended to
call on his behalf. Although the trial court referenced this rule in its opinion, it ultimately
disposed of Holt’s challenge upon a finding that because the mitigation report was never
utilized, the issue was not only meritless but moot. Holt does not respond to this
conclusion, yet our review of the record supports the trial court’s conclusion in this regard,
as it reveals that Holt did not call his mitigation specialist as a witness and neither party
used the mitigation report in any manner during any phase of trial. Importantly, Holt does
not contend that the ruling forced him to alter his defensive strategy. Indeed, Holt admits
that he cannot establish that he was harmed in any way because this ruling. Holt’s Brief
at 46. Aside from posing a hypothetical harm that could ensue, Holt does not establish
fault with the trial court’s ruling. Accordingly, we agree with the trial court’s determination
that this issue has been rendered moot. See Printed Image of York, Inc. v. Mifflin Press,
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Ltd., 133 A.3d 55, 59 (Pa. Super. 2016) (“An issue before a court is moot when a
determination is sought on a matter which, when rendered, cannot have any practical
effect on the existing controversy.”). As such, any decision rendered on this issue would
be merely advisory, and therefore, inappropriate. Stuckley v. Zoning Hearing Bd. of
Newtown Twp., 79 A.3d 510, 516 (Pa. 2013).
X. Verdict of death
This Court is required to review every death sentence and “shall affirm the
sentence of death unless it determines that: (i) the sentence of death was the product of
passion, prejudice or any other arbitrary factor; or (ii) the evidence fails to support the
finding of at least one aggravating circumstance specified in subsection (d).” 42 Pa.C.S.
§ 9711(h)(1), (3); Commonwealth v. Harris, 817 A.2d 1033, 1058 (Pa. 2002). The death
penalty was imposed for the murder of Officer Shaw and the Commonwealth presented
one aggravating circumstance, that Officer Shaw was a peace officer murdered while in
the line of duty. 42 Pa.C.S. § 9711(d)(1). Holt conceded that the Commonwealth
established the aggravating circumstance. N.T., 11/14/2019, at 94 (“[W]e concede that
the government has established their aggravator.”). The evidence supports this
concession, and the “sound factual predicate for the aggravating factors bolsters a
conclusion that the sentence was not the result of passion, prejudice or any other arbitrary
factor.” Commonwealth v. Johnson, 160 A.3d 127, 153 (Pa. 2017).
Holt submitted the catch-all mitigating circumstance. 42 Pa.C.S. § 9711(e)(8)
(“Any other evidence of mitigation concerning the character and record of the defendant
and the circumstances of the offense.”). One or more of the jurors found its presence,
specifically the “lack of parental guidance growing up, [being] raised in a high crime
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environment and [the] violent death of his brother.” Sentencing Verdict Slip, 11/14/2019,
at 3. Ultimately, the jury determined that the mitigating circumstances was outweighed
by the aggravator.
Holt argues this was a highly publicized and emotionally charged case involving a
victim that “was a young popular local white police officer[,]” while Holt “was a young
African American male with a Muslim sounding name … from Allegheny County.” Holt’s
Brief at 48. Holt notes that Westmoreland County has a limited number of African
Americans in its jury pools.23 Id. As a result, the jury was composed of all white jurors
and alternates. Id. Holt also highlights the “passionate display of police presence” at
“every minute of every trial proceeding … in full view of the jury.” Id. It is his contention
that this “unquestionably had a significant impact on the jury.” Id. Holt contends that
these factors resulted in an expedited guilty verdict and subsequent death sentence. 24
Id. at 48-49.
The Commonwealth asserts that Holt makes only “general claims” that his death
sentence was the product of passion, prejudice, or other arbitrary factors.
Commonwealth’s Brief at 53. With respect to Holt’s argument that he did not receive a
proper verdict and sentence because of his race and the race of the jurors, the
Commonwealth contends that this “is a spurious allegation unsupported by evidence.” Id.
at 53-54. Moreover, the record reflects that Holt “fully participated in jury selection[,]”
making no claim of partiality or prejudice by any juror. Id. at 54. As for Holt’s claim
23“According to U.S. Census Bureau records, 2.6% of Westmoreland County is African
American.” Holt’s Brief at 48 n.22.
24 The jury entered the guilty verdict one hour after it began deliberations, and a verdict
of death two days later after less than two hours of deliberation. Holt’s Brief at 14.
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concerning the overwhelming police presence during the trial, the Commonwealth argues
that this is not a matter of record and was not objected to, and is thereby waived. Id.
(citing Pa.R.E. 103; Pa.R.A.P. 302). It also notes that the trial court previously explained
that any police officers in attendance were not in uniform, and that any uniformed officers
present “during trial were deputy sheriffs assigned for courtroom security.” Id.; Trial Court
Opinion, 8/21/2020, at 23. Lastly, the Commonwealth argues that the length of jury
deliberations, by itself, does not support a finding of passion or prejudice, but rather
“reflects the strength of the Commonwealth’s case.” Commonwealth’s Brief at 55.
The Commonwealth correctly notes that Holt participated fully in jury selection
without asserting partiality or prejudice on the part of any juror. Commonwealth’s Brief at
53-54; Trial Court Opinion, 8/21/2020, at 23. We add that Holt did not challenge the
composition of the panel. At its core, Holt’s primary contention is that the jury deliberated
too quickly, and thus it defies logic to conclude that the decision was not a result of
passion, prejudice or arbitrary factors. See Holt’s Brief at 14-15, 23, 43, 49. However,
this Court has found that the length of jury deliberations by itself is not enough to
demonstrate passion or prejudice. Commonwealth v. Reyes, 963 A.2d 436, 442 (Pa.
2009). Our review of the record reveals that this decision was solemnly rendered and in
accordance with the jury’s duty to follow the law. We do not find that the sentence was
the product of passion, prejudice, or any other arbitrary factor.
Accordingly, we affirm all convictions and the sentence of death. The Prothonotary
of the Supreme Court is directed to transmit the complete record of this case to the
Governor. 42 Pa.C.S. § 9711(i).
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Chief Justice Baer and Justice Todd join the opinion.
Justice Dougherty files a concurring opinion in which Justices Mundy and Brobson join.
Justice Wecht did not participate in the consideration or decision of this matter.
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