Com. of PA, L&I v. K. Simpson , 151 A.3d 678 ( 2016 )


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  •             IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    Commonwealth of Pennsylvania,                  :
    Department of Labor and Industry,              : No. 980 C.D. 2015
    : Argued: March 9, 2016
    Petitioner       :
    :
    v.                      :
    :
    Kathryn Simpson,                               :
    :
    Respondent       :
    BEFORE:        HONORABLE MARY HANNAH LEAVITT, President Judge
    HONORABLE RENÉE COHN JUBELIRER, Judge
    HONORABLE ROBERT SIMPSON, Judge
    HONORABLE P. KEVIN BROBSON, Judge
    HONORABLE PATRICIA A. McCULLOUGH, Judge
    HONORABLE ANNE E. COVEY, Judge
    HONORABLE MICHAEL H. WOJCIK, Judge
    OPINION NOT REPORTED
    MEMORANDUM OPINION
    BY JUDGE WOJCIK                                                   FILED: August 30, 2016
    The Department of Labor and Industry (Department) petitions for
    review of the May 15, 2015 Final Determination of the Office of Open Records
    (OOR) granting in part and denying in part the request filed by Kathryn Simpson,
    Esq., (Requester) under the Right-to-Know Law (RTKL),1 for information related
    to workers’ compensation claims filed on or after January 1, 2014. For the reasons
    that follow, we reverse.
    1
    Act of February 14, 2008, P.L. 6, 65 P.S. §§67.101-67.3104.
    On February 24, 2015, Requester submitted a RTKL request to the
    Department’s open-records officer, asking for the following information:
    1. Names and addresses of all workers’ compensation
    claimants who have filed claims on or after January 1,
    2014;
    2. Date of injury;
    3. Claim number assigned; and
    4. Name and address of workers’ compensation carrier.
    Reproduced Record (R.R.) at 1a-2a. In the request form, Requester stated that the
    purpose of the request was not to obtain medical records but “only information
    sufficient for the employer or insurance company who made payments to or on
    behalf of these claimants to seek subrogation from the appropriate party before the
    workers’ compensation judge or board.”2 R.R. at 2a.
    2
    In relevant part, Section 319 of the Workers’ Compensation Act, Act of June 2, 1915,
    P.L. 736, as amended, 77 P.S. §671, states:
    Where the compensable injury is caused in whole or in part by the
    act or omission of a third party, the employer shall be subrogated
    to the right of the employe, his personal representative, his estate
    or his dependents, against such third party to the extent of the
    compensation payable under this article by the employer . . . .
    Where an employe has received payments for the disability or
    medical expense resulting from an injury in the course of his
    employment paid by the employer or an insurance company on the
    basis that the injury and disability were not compensable under this
    act in the event of an agreement or award for that injury the
    employer or insurance company who made the payments shall be
    subrogated out of the agreement or award to the amount so paid, if
    the right to subrogation is agreed to by the parties or is established
    at the time of hearing before the referee or the board.
    2
    On March 3, 2015, the Department denied the request, citing Sections
    708(b)(5)3 and 708(b)(28)4 of the RTKL, and asserting that the records requested
    relate to the disability status of individuals and would identify individuals who
    have applied for workers’ compensation benefits. R.R. at 3a-4a.
    3
    Section 708(b)(5) states that the following records are exempt from access:
    A record of an individual's medical, psychiatric or psychological
    history or disability status, including an evaluation, consultation,
    prescription, diagnosis or treatment; results of tests, including drug
    tests; enrollment in a health care program or program designed for
    participation by persons with disabilities, including vocation
    rehabilitation, workers' compensation and unemployment
    compensation; or related information that would disclose
    individually identifiable health information.
    65 P.S. §67.708(b)(5).
    4
    Section 708(b)(28) exempts from disclosure:
    A record or information:
    (i) identifying an individual who applies for or receives social
    services; or
    (ii) relating to the following:
    (A) the type of social services received by an individual;
    (B) an individual’s application to receive social services,
    including a record or information related to an agency decision to
    grant, deny, reduce or restrict benefits, including a quasi-judicial
    decision of the agency and the identity of a caregiver or others who
    provide services to the individual; or
    (C) eligibility to receive social services, including the
    individual’s income, assets, physical or mental health, age,
    disability, family circumstances or record of abuse.
    65 P.S. §67.708(b)(28) (emphasis added).
    3
    Requester appealed to the OOR, arguing that the requested records are
    not exempt under Section 708 of the RTKL, protected by any privilege, or
    protected by any other federal or state law. More specifically, Requester asserted
    that Section 708(b)(5) of the RTKL does not provide a blanket exception for all
    workers’ compensation records, but rather, is applicable only to medical or
    disability status information. Additionally, although Requester acknowledged that
    Section 708(b)(28) of the RTKL exempts from disclosure records relating to an
    individual’s receipt of social services, including workers’ compensation benefits,5
    she nevertheless argued that application of that exception precludes employers and
    insurers from obtaining information necessary to assert their rights under workers’
    compensation law. R.R. at 5a-7a.
    The Department filed a response to Requester’s appeal, asserting that
    the plain language of Section 708(b)(5) restricts access to any records reflecting an
    individual’s enrollment in a workers’ compensation program and that Section
    708(b)(28) precludes access to records that relate to an individual’s application for
    workers’ compensation benefits. The Department also noted that whether the
    requested information would be useful in workers’ compensation cases is
    irrelevant.6
    5
    Section 102 of the RTKL, defines the term ‘social services’ as including workers’
    compensation benefits. 65 P.S. §67.102.
    6
    In Hunsicker v. Pennsylvania State Police, 
    93 A.3d 911
    , 913 (Pa. Cmwlth. 2014), we
    explained:
    Under the RTKL, whether the document is accessible is based only
    on whether a document is a public record, and, if so, whether it
    falls within an exemption that allows that it not be disclosed. The
    status of the individual requesting the record and the reason for the
    request, good or bad, are irrelevant as to whether a document must
    (Footnote continued on next page…)
    4
    The OOR issued a Final Determination on May 15, 2015, granting the
    appeal in part and denying it in part. The OOR first concluded that the records are
    not exempt under Section 708(b)(5), observing that the Department presented no
    evidence to demonstrate that any of the items requested would reveal the type or
    nature of an individual’s injury or any individually identifiable health information.
    The OOR also stated that while items 1 and 2 of the request (a claimant’s name
    and address and date of injury) may generally reveal the fact that an individual was
    injured, such records do not reveal the type or nature of the individual’s injury.
    Finally, the OOR concluded that there is “no plausible basis” to find that the
    records responsive to items 3 and 4 (claim numbers and names and addresses of
    workers’   compensation        carriers)    reveal    individually      identifiable   health
    information. Therefore, the OOR concluded that none of the requested information
    falls within the exception to disclosure in Section 708(b)(5). R.R. at 14a-15a.
    The OOR next determined that a claimant’s name is exempt under
    Section 708(b)(28) because revealing a claimant’s name would identify a recipient
    of social services. However, the OOR further concluded that the exemption did
    not apply to the records requested in their entirety. Relying on Housing Authority
    of the City of Pittsburgh v. Van Osdol, 
    40 A.3d 209
    (Pa. Cmwlth. 2012), the OOR
    reasoned that records responsive to the remainder of the request, the claimants’
    addresses, dates of injury, claim numbers, and the names and addresses of workers’
    compensation insurance carriers, would not identify an individual who applies for
    (continued…)
    be made accessible under Section 301(b). See 65 P.S. §67.301(b)
    (stating that an agency ‘may not deny a requester access to a public
    record due to the intended use of the public record by the requester
    unless otherwise provided by law.’).
    5
    or receives social services and, therefore, were not exempt under Section
    708(b)(28). R.R. at 15a-18a.
    Accordingly, the OOR directed the Department to provide all
    responsive records, with the exception of the names of workers’ compensation
    claimants, within thirty days. The Department now appeals to this Court.7
    The Department argues that the OOR erred in ordering the redaction
    of claimants’ names and disclosure of the remainder of the requested information
    when the requested record in its entirety is not a public record.8 We agree.
    A party seeking access to information under the RTKL must establish
    that the information sought is a “record” of the agency. Pennsylvania Office of
    Attorney General v. Philadelphia Inquirer, 
    127 A.3d 57
    , 60 (Pa. Cmwlth. 2015).
    Section 102 of the RTKL defines a “record” as “information, regardless of physical
    form or characteristics, that documents a transaction or activity of an agency and
    that is created, received or retained pursuant to law or in connection with a
    transaction, business, or activity of the agency.” 65 P.S. §67.102. Under the
    RTKL, a determination of whether information is accessible is based on whether it
    is a “public record.” Clinkscale v. Department of Public Welfare, 
    101 A.3d 137
    ,
    140 (Pa. Cmwlth. 2014). Section 102 of the RTKL defines a “public record” as
    [a] record, including a financial record,               of   a
    Commonwealth or local agency that:
    (1) is not exempt under section 708;
    7
    In reviewing a final determination of the OOR, this Court’s standard of review is de
    novo and our scope of review is plenary. Clinkscale v. Department of Public Welfare, 
    101 A.3d 137
    , 139 n.2 (Pa. Cmwlth. 2014).
    8
    We have reordered the arguments raised by the Department.
    6
    (2) is not exempt from being disclosed under any
    other Federal or State law or regulation or judicial order
    or decree; or
    (3) is not protected by a privilege.
    67 P.S. §67.102 (emphasis added).
    A Commonwealth agency bears the burden of proving that a record is
    exempt from disclosure under the RTKL. Section 708(a) of the RTKL, 65 P.S.
    §67.708(a). If a record is exempt under Section 708(b), it is not a public record
    subject to disclosure under the RTKL. 67 P.S. §67.102; Saunders v. Pennsylvania
    Department of Corrections, 
    48 A.3d 540
    , 543 (Pa. Cmwlth. 2012). If a record is
    not exempt from disclosure, but contains information that is not subject to access,
    the agency may discharge its duty by providing redacted records. Section 706 of
    the RTKL, 65 P.S. §67.706. Conversely, if a record is exempt from disclosure
    under the RTKL and thus is not a public record, it need not be redacted in
    accordance with Section 706 of the RTKL. Department of Corrections v. St.
    Hillaire, 
    128 A.2d 859
    , 865-66 (Pa. Cmwlth. 2015).
    In determining that the requested record was not exempt in its entirety
    and ordering redaction, the OOR erred in two respects. First, the OOR failed to
    recognize that the subsections of Section 708(b) set forth separate and distinct
    exemptions from public access. Additionally, the OOR erred in ordering redaction
    of information from a record that is exempt from disclosure and therefore not a
    public record under Section 708(b)(28)(ii)(B).
    In doing so, the OOR relied on Van Osdol, which involved a RTKL
    request by reporter Paul Van Osdol (Van Osdol) asking the Housing Authority of
    the City of Pittsburgh (Authority) to provide the addresses and owner names for all
    7
    Section 8 properties administered by the Authority. 9 The Authority denied the
    request, asserting, inter alia, that the information was exempt from public access
    under Section 708(b)(28)(i) (“identifying an individual who applies for or receives
    social services”) and 708(b)(28)(ii)(A) (“relating to the type of social services
    received by an individual”). Van Osdol appealed to the OOR, alleging that he
    sought only the addresses of Section 8 properties and the names of such property
    owners, not the names of housing subsidy recipients. The Authority responded
    that disclosure of Section 8 property addresses would identify thousands of
    households participating in the Section 8 program and the disclosure of the
    landlords’ names would enable Van Osdol to search county real estate records and
    identify persons receiving assistance.
    In its final determination, the OOR directed the Authority to provide
    the requested information to Van Osdol, on the ground that disclosure of the name
    of the owner of a Section 8 property or the property’s address does not, by itself,
    identify an individual who receives social services.
    The Authority appealed to the trial court, which dismissed the appeal
    for lack of jurisdiction but considered the merits of the appeal nonetheless; the trial
    court concluded, inter alia, that the Authority failed to establish that the
    information requested was exempt from public access under Section 708(b)(28)(i),
    as information identifying individuals applying for or receiving social services or
    Section 708(b)(28)(ii)(A), as information relating to the type of social services
    received by an individual.
    9
    The “Section 8 Program,” which is funded by the federal government and administered
    by local housing authorities, provides rental assistance to low-income families. Section 8(a) of
    the Housing and Community and Development Act of 1974, 42 U.S.C. §1437(f).
    8
    On further appeal to this Court, we noted that the exemptions from
    disclosure under Section 708(b) must be narrowly construed. Van 
    Osdol, 40 A.3d at 215
    . We determined that the requested information, addresses of Section 8
    properties and names of individuals who owned them, did not, itself, identify
    individuals who applied for or receive social services or the type of social services
    those individuals receive. Narrowly construing the exemptions to disclosure, we
    held that the information requested in Van Osdol did not fall within the exemptions
    set forth at Section 708(b)(28)(i) and (ii)(A).10
    In applying Van Osdol to this case, the OOR reasoned that “[a]ny
    claimant’s name is exempt under Section 708(b)(28) as it would clearly identify
    the name of a recipient of social services.” (OOR Final Determination at 6.) The
    OOR also determined that “the home addresses of the recipients of social services
    are subject to public access because without the corresponding name of the
    recipient, the address will not identify an individual who applies for or receives
    social services. 
    Id. However, the
    OOR failed to distinguish the exemptions at issue in
    Van Osdol, at Section 708(b)(28)(i) and 708(b)(28)(ii)(A), from the specific
    exemption at issue in this case, which exempts from access a record or information
    relating to “an individual’s application” to receive social services.                   Section
    708(b)(28)(ii)(B), 65 P.S. §67.708(b)(28)(ii)(B).                 In contrast to Section
    708(b)(28)(i) and 708(b)(28)(ii)(A), this provision does not require that the
    requested information identify any individual, or relate to the type of social
    10
    The court also rejected the Authority’s assertion that, given the ease of the county’s
    electronic records search capabilities, the disclosure of the requested information would allow
    Van Osdol to ascertain the identity of social service recipients and the type of services they
    receive, as unsupported by evidence of record.
    9
    services received by any individual, in order to be exempt from public access.
    Instead, and in addition to those specific exemptions, the plain language of Section
    708(b)(28)(ii)(B) applies to any record or information relating to an individual’s
    application to receive social services.11
    Without question, every element of this request, for names and
    addresses of all workers’ compensation claimants who have filed claims on or after
    January 1, 2014; date of injury; claim number assigned; and name and address of
    workers’ compensation carrier, has the same genesis, an individual’s claim for
    workers’ compensation benefits. In the context of workers’ compensation law, a
    “claim” is an “application” for benefits.              Thus, on its face, the request seeks
    information “relating to . . . an individual’s application” for workers’
    compensation, and such information is exempt from public access under Section
    708(b)(28)(ii)(B). The OOR erred in failing to separately consider and apply this
    provision.
    Because the requested information is exempt under Section 708(b),
    the information is not a “public record” and is exempt from disclosure in its
    entirety. Department of Health v. Office of Open Records, 
    4 A.3d 803
    , 814-15 (Pa.
    Cmwlth. 2010). In Department of Health, we rejected the OOR’s argument that, in
    11
    “In determining whether a record is exempt from access under [Section 708], an
    agency shall consider and apply each exemption separately.” Section 708(e) of the RTKL, 65
    P.S. §67.708(e). Various exemptions are based on the consequences of disclosure. See, e.g.,
    Section 708(b)(1), (2), (3), (4), applying to a record, “the disclosure of which . . . ,” or “which, if
    disclosed . . . .” Several exemptions specifically protect the identity of an individual. See, e.g.,
    Section 708(b)(6), (13), (23), (30), applying to “personal identification information,” or a record
    “identifying . . . .” Other exemptions, such as the provision at issue here, apply more broadly
    and protect from access records “relating to” or “pertaining to” a specific matter. See, e.g.,
    Section 708(b)(16), (17), (18), (28).
    10
    addition to proving that the records requested might be exempt under Section 708,
    the state agency was required to make every effort to provide as much information
    as possible from the records through redaction. 
    Id. In that
    case, the agency relied
    on Section 706 of the RTKL, which states in relevant part:
    If an agency determines that a public record . . . contains
    information which is subject to access as well as
    information which is not subject to access, the agency’s
    response shall grant access to the information which is
    subject to access and deny access to the information
    which is not subject to access. If the information which
    is not subject to access is an integral part of the public
    record, legislative record or financial record and cannot
    be separated, the agency shall redact from the record the
    information which is not subject to access, and the
    response shall grant access to the information which is
    subject to access. The agency may not deny access to the
    record if the information which is not subject to access is
    able to be redacted.
    65 P.S. §67.706 (emphasis added). We explained that the agency’s reliance on this
    provision was misplaced; under the plain language of Section 706, the redaction
    requirement only applies to “public records,” and if a record falls within one of the
    exemptions set forth in Section 708, that record is not a public record as defined by
    Section 102 of the RTKL. We held that the requested documents, which were
    exempt under Section 708(b)(17) of the RTKL, 65 P.S. §67.708(b)(17), were
    excluded from the definition of public record in Section 102, and, as such, were
    exempt, “in their entirety,” from disclosure. Department of 
    Health, 4 A.3d at 815
    -
    16. See also Heavens v. Department of Environmental Protection, 
    65 A.3d 1069
    ,
    1077 (Pa. Cmwlth. 2013) (“records that are exempt under Section 708 or
    privileged are not considered public records and are therefore not subject to the
    redaction requirement contained in Section 706, which applies only to records that
    11
    are public and contain information that is not subject to access”); 
    Saunders, 48 A.3d at 543
    .12
    Because the requested information is exempt under Section
    708(b)(28)(ii)(B), the information is not a “public record,” and the record is
    exempt from disclosure in its entirety. Department of Health. Therefore, the OOR
    erred in ordering the Department to redact the names of workers’ compensation
    claimants and provide all responsive records.
    Accordingly, the order of the OOR is reversed.13
    MICHAEL H. WOJCIK, Judge
    12
    As we explained in Saunders:
    Petitioner’s argument that the Department was required to produce
    the requested records subject to redaction of the exempt
    information is without merit. Section 706 provides that if an
    agency determines that a public record contains information that is
    both subject to disclosure and exempt from the disclosure, the
    agency shall grant access and redact from the record the
    information which is subject to disclosure. Pursuant to Section
    706, the redaction requirement only applies to records that are
    determined to be “public records.” A “public record” is defined in
    part as “[a] record, including a financial record, of a
    Commonwealth . . . agency that: (1) is not exempt under section
    708.” Section 102, 65 P.S. §67.102 (emphasis added). Thus, a
    record that falls within one of the exemptions set forth in Section
    708 does not constitute a “public record.”
    
    Id. at 543
    (emphasis in original).
    13
    Having determined that the requested records are exempt from disclosure under
    Section 708(b)(28)(ii)(B) and consequently, are not “public records” as defined by Section 102,
    we need not address whether the records are exempt under Section 708(b)(5) of the RTKL.
    12
    IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    Commonwealth of Pennsylvania,           :
    Department of Labor and Industry,       : No. 980 C.D. 2015
    :
    Petitioner      :
    :
    v.                   :
    :
    Kathryn Simpson,                        :
    :
    Respondent      :
    ORDER
    AND NOW, this 30th day of August, 2016, the order of the Office of
    Open Records is reversed.
    __________________________________
    MICHAEL H. WOJCIK, Judge
    IN THE COMMONWEALTH COURT OF PENNSYLVANIA
    Commonwealth of Pennsylvania,                  :
    Department of Labor and Industry,              :
    Petitioner             :
    :
    v.                              :    No. 980 C.D. 2015
    :    Argued: March 9, 2016
    Kathryn Simpson,                               :
    Respondent       :
    BEFORE:        HONORABLE MARY HANNAH LEAVITT, President Judge
    HONORABLE RENÉE COHN JUBELIRER, Judge
    HONORABLE ROBERT SIMPSON, Judge
    HONORABLE P. KEVIN BROBSON, Judge
    HONORABLE PATRICIA A. McCULLOUGH, Judge
    HONORABLE ANNE E. COVEY, Judge
    HONORABLE MICHAEL H. WOJCIK, Judge
    OPINION NOT REPORTED
    DISSENTING OPINION
    BY JUDGE COHN JUBELIRER                             FILED: August 30, 2016
    I respectfully dissent as I would affirm the Office of Open Records (OOR).
    The Right-to-Know Law (RTKL)1 “is remedial legislation designed to promote
    access to official government information.” Levy v. Senate of Pa., 
    65 A.3d 361
    ,
    367 (Pa. 2013). Finding a blanket exemption in RTKL Section 708(b)(28)(ii)(B),
    65 P.S. § 67.708(b)(28)(ii)(B), as posited by the majority, is not consistent with
    this purpose. Moreover, “[a]s the [RTKL] is remedial legislation designed to
    1
    Act of February 14, 2008, P.L. 6, 65 P.S. §§ 67.101–67.3104.
    promote access to official government information in order to prohibit secrets,
    scrutinize the actions of public officials, and make public officials accountable for
    their actions, the exemptions from disclosure must be narrowly construed.”
    Bowling v. Office of Open Records, 
    990 A.2d 813
    , 824 (Pa. Cmwlth. 2010) (en
    banc), aff’d, 
    75 A.3d 453
    (Pa. 2013).               Therefore, I would not construe the
    exemption in Section 708(b)(28)(ii)(B) as broadly as the majority, particularly
    when it is read in pari materia2 with the whole of Section 708(b)(28)3 and with
    2
    As our Supreme Court stated in Levy:
    As with any question of statutory interpretation, our object is to “ascertain and
    effectuate the intention of the General Assembly” and “if possible, to give effect
    to all [a statute’s] provisions.” 1 Pa. C.S. § 1921(a). “When the words of a
    statute are clear and free from all ambiguity, the letter of it is not to be
    disregarded under the pretext of pursuing its spirit.” 1 Pa. C.S. § 1921(b). When
    the statutory language is ambiguous, however, we may ascertain the intention of
    the General Assembly by considering such things as “[t]he occasion and necessity
    for the statute,” “[t]he mischief to be remedied,” “[t]he object to be attained,” and
    “[t]he consequences of a particular interpretation.” 1 Pa. C.S. § 1921(c). In
    interpreting a statute, we presume that the General Assembly does not intend an
    absurd result, to violate the Constitution, nor to favor a private interest over the
    public interest. 1 Pa. C.S. § 1922. Additionally, we interpret remedial legislation
    liberally to effect its object and promote justice. See, e.g., 1 Pa. C.S. § 1928(c).
    Statutes and parts of statutes that relate to the same persons or things must be read
    in pari materia. 1 Pa. C.S. § 1932.
    
    Levy, 65 A.3d at 380
    .
    3
    Section 708(b)(28) exempts from disclosure:
    A record or information:
    (i) identifying an individual who applies for or receives social services; or
    (ii) relating to the following:
    (A) the type of social services received by an individual;
    (B) an individual’s application to receive social services, including a record or
    information related to an agency decision to grant, deny, reduce or restrict
    benefits, including a quasi-judicial decision of the agency and the identity of a
    caregiver or others who provide services to the individual; or
    (Continued…)
    RCJ - 2
    other RTKL sections including Section 706, 65 P.S. § 67.706.4 See, e.g., Pa. State
    Troopers Ass’n v. Scolforo, 
    18 A.3d 435
    (Pa. Cmwlth. 2011) (supplemental
    employment records must be disclosed in redacted form as redacted records pose
    no security risk.)
    OOR, in concluding that the records sought in the request5 contained both
    public and non-public information subject to redaction, relied on our decision in
    Housing Authority of the City of Pittsburgh v. Van Osdol, 
    40 A.3d 209
    (Pa.
    Cmwlth. 2012), in which we narrowly construed the exemption in RTKL Sections
    708(b)(28)(i)     and     708(b)(28)(ii)(A),       65     P.S.    §§     67.708(b)(28)(i)       and
    67.708(b)(28)(ii)(A). As we stated in Van Osdol:
    (C) eligibility to receive social services, including the individual’s income, assets,
    physical or mental health, age, disability, family circumstances or record of abuse.
    65 P.S. § 67.708(b)(28).
    4
    Section 706 provides the following:
    706. Redaction
    If an agency determines that a public record, legislative record or financial record
    contains information which is subject to access as well as information which is
    not subject to access, the agency’s response shall grant access to the information
    which is subject to access and deny access to the information which is not subject
    to access. If the information which is not subject to access is an integral part of
    the public record, legislative record or financial record and cannot be separated,
    the agency shall redact from the record the information which is not subject to
    access, and the response shall grant access to the information which is subject to
    access. The agency may not deny access to the record if the information which is
    not subject to access is able to be redacted. Information which an agency redacts
    in accordance with this subsection shall be deemed a denial under Chapter 9.
    65 P.S. § 67.706.
    5
    The Requester sought: 1) the names and addresses of all workers’ compensation
    claimants who have filed claims on or after January 1, 2014; 2) the date of injury; 3) the claim
    number assigned; and, 4) the name and address of workers’ compensation carrier.
    RCJ - 3
    Although the general provisions of the Law must be liberally
    construed to effect its objects, the exemptions from disclosure under
    Section 708(b) must be narrowly construed. Section 1928(c) of the
    Statutory Construction Act of 1972, 1 Pa. C.S. § 1928(c); Allegheny
    County Dep’t of Admin. Servs. v. A Second Chance, Inc., 
    13 A.3d 1025
    (Pa. Cmwlth. 2011). Van Osdol sought to obtain only the
    addresses of Section 8 properties and the names of the individuals
    owning those properties. The requested information does not itself
    identify individuals who apply for or receive social services or the
    type of social services received by those individuals. Nor does such
    information directly identify the name, home address or date of birth
    of children who are 17 years of age or younger residing in Section 8
    properties, or the home address of a law enforcement officer or judge
    who may own Section 8 properties. When the exemptions under
    Section 708(b)(6)(i)(C), (28)(i) and (ii)(A) and (30) of the Law are
    narrowly construed, as we must do, the requested information does
    not fall within those exemptions.
    Van 
    Osdol, 40 A.3d at 215
    -16.
    I believe that the majority’s construction of Section 708(b)(28)(ii)(B) and
    our analysis in Van Osdol represent a distinction without a difference between the
    RTKL sections analyzed. Indeed, if the exemption in Section 708(b)(28)(ii)(B) is
    as broad as posited by the majority, it would appear that Van Osdol effectively is
    overruled.
    Because the majority construed Section 708(b)(28)(ii)(B) as providing a
    blanket exemption, there was no need to evaluate the evidence presented by the
    Department.    However, because I disagree with this interpretation, I would
    evaluate the evidence presented, and, as OOR pointed out, the Department failed to
    produce any evidence tying the requested items to the exemption instead relying
    only on legal argument. Without evidence to the contrary, it would appear that the
    addresses sought would not be exempt under Van Osdol, and that the date of
    RCJ - 4
    injury, claim number and address of the carrier also would appear not to be exempt
    as we have no affidavits or other evidence tying this information to the two
    sections under which the Department asserted the exemption. For these reasons, I
    respectfully dissent and would affirm OOR.
    ________________________________
    RENÉE COHN JUBELIRER, Judge
    RCJ - 5
    

Document Info

Docket Number: 980 C.D. 2015

Citation Numbers: 151 A.3d 678

Judges: Wojcik, J. ~ Dissenting Opinion by Cohn Jubelirer, J.

Filed Date: 8/30/2016

Precedential Status: Precedential

Modified Date: 1/12/2023