C. E. Duprey, Jr. v. PA BPP ( 2015 )

IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Carlos E. Duprey Jr., :
Petitioner :
:
v. : No. 92 C.D. 2015
: Submitted: September 18, 2015
Pennsylvania Board of Probation :
and Parole, :
Respondent :
BEFORE: HONORABLE BONNIE BRIGANCE LEADBETTER, Judge
HONORABLE ROBERT SIMPSON, Judge
HONORABLE JAMES GARDNER COLINS, Senior Judge
OPINION NOT REPORTED
MEMORANDUM OPINION
BY JUDGE SIMPSON FILED: November 3, 2015
Carlos E. Duprey, Jr. (Duprey) petitions for review from an order of the
Pennsylvania Board of Probation and Parole (Board) that recommitted him to serve
48 months backtime as a convicted parole violator and recalculated his maximum
sentence date. Duprey’s appointed counsel, Wayne County Public Defender,
Christopher E. Farrell, Esquire (Counsel), filed a motion for leave to withdraw as
counsel on the ground that the appeal lacks merit. Upon review, we affirm the
Board’s order, and we grant Counsel’s petition to withdraw.
I. Background
In February 1994, Duprey was originally sentenced to serve a term of
16 years to 32 years. The Board paroled Duprey from State Correctional
Institution (SCI) Chester in February 2010 to a community correction center
(CCC). He was released from the CCC in April 2010.
While on parole, the Philadelphia police arrested Duprey on April 3,
2011. As a result, the Board lodged a detainer the next day for two violations
corresponding to the criminal charges: aggravated assault and possession of a
crime instrument with intent.
Duprey was held on a detainer and the new charges from April 4,
2011 until the date of his trial on the new criminal charges. Initially, bail was set at
$50,000.00. Certified Record (C.R.) at 48. However, the bail was changed on
June 6, 2011, such that Duprey was “released on his own recognizance” on that
date. Id. Duprey remained in custody during this time.
On November 5, 2013, Duprey pled guilty to aggravated assault, and
possession of an instrument of crime with intent. He was sentenced to three to six
years of incarceration to run concurrently to his existing sentence.
On December 27, 2013, Duprey waived his right to a parole revocation
hearing. Id. at 44. In the waiver, Duprey admitted he committed the new criminal
offenses while on parole. Id. Thus, he did not avail himself of the opportunity to
present evidence regarding the conditions of his confinement while at the CCC.
On February 11, 2014, the Board obtained the necessary signatures to
recommit Duprey as a convicted parole violator. Id. at 43. The Board
recommitted Duprey to serve 48 months backtime. At that time, Duprey owed 15
years, 4 months and 6 days on his unexpired term without credit for time served.
2
On March 12, 2014, the Board issued a recommitment order that set
forth the dates for his confinement, his original maximum sentence date, and a
recalculated maximum date based on the backtime owed. Id. at 68. The Board
provided notice of its decision regarding the backtime owed and the new maximum
sentence date on March 31, 2014. The 48-month backtime corresponded to the
two offenses for which he was convicted (aggravated assault and possession of an
instrument of crime with intent). Originally, Duprey’s maximum sentence was to
expire on June 22, 2025. After recalculation, his sentence is set to expire on
January 26, 2027.
Duprey, representing himself, filed a petition for administrative relief
asserting the Board erred in: (1) imposing 48 months backtime which exceeded
the presumptive range for “a conviction of aggravated assault,” Id. at 72; (2)
misstating the dates he was held in custody such that he did not receive proper
credit for time served; (3) miscalculating his maximum sentence date; (4) violating
the separation of powers doctrine in adding time to his sentence; and, (5) denying
his right to due process by recommitting him without notice or a hearing.
The Board denied Duprey’s petition for administrative relief. The
Board noted the calculation of backtime was based on the presumptive ranges for
both offenses. The Board explained how it derived the new maximum sentence
date. Specifically, Duprey was placed on parole violator status on February 11,
2014, such that his backtime owed was added to his unexpired term as of that date.
3
Duprey filed an uncounseled petition for review to this Court seeking
review of the Board’s decision. This Court appointed Counsel to represent Duprey
in this appeal. Counsel filed an application to withdraw and an Anders1 brief in
support. These matters are now before us for disposition.
II. Discussion
Before addressing Duprey’s petition for review, we first consider
whether Counsel fulfilled the technical requirements for a petition to withdraw
from representation.2
A. Petition to Withdraw
When counsel believes an appeal is without merit, he may file a
petition to withdraw. Commonwealth v. Turner, 544 A.2d 927 (Pa. 1988).
Counsel seeking to withdraw must conduct a zealous review of the case and submit
a no-merit letter to this Court detailing the extent of counsel’s diligent review of
the case, listing the issues the petitioner wants to have reviewed, explaining why
and how those issues lack merit, and requesting permission to withdraw. Id.
We will not deny an application to withdraw simply because an
attorney files an Anders brief where a no-merit letter would suffice. Hughes v. Pa.
1
Anders v. California, 386 U.S. 738 (1967).
2
Here Duprey does not challenge the revocation of his parole. He pled guilty to two
offenses and acknowledged his convictions. Rather, he challenges the backtime owed and the
recalculation of his time. Therefore, Duprey has a statutory right to counsel as opposed to a
constitutional right. Accordingly, a no-merit letter would have sufficed. Hughes v. Pa. Bd. of
Prob. & Parole, 977 A.2d 19, 26 n.4 (Pa. Cmwlth. 2009) (en banc).
4
Bd. of Prob. & Parole, 977 A.2d 19 (Pa. Cmwlth. 2009) (en banc). The no-merit
letter or Anders brief must include “substantial reasons for concluding that a
petitioner’s arguments are meritless.” Jefferson v. Pa. Bd. of Prob. & Parole, 705
A.2d 513, 514 (Pa. Cmwlth. 1998).
In addition, counsel must send the petitioner: (1) a copy of the no-
merit letter or Anders brief; (2) a copy of the petition for leave to withdraw; and,
(3) a statement that advises the petitioner of the right to retain substitute counsel or
proceed pro se by representing himself. Turner; Hughes; Reavis v. Pa. Bd. of
Prob. & Parole, 909 A.2d 28 (Pa. Cmwlth. 2006). If counsel satisfies these
technical requirements, this Court must then conduct an independent review of the
merits of the case. Turner; Hughes. If this Court determines the petitioner’s
claims are without merit, counsel will be permitted to withdraw, and the petitioner
will be denied relief. Turner; Hughes.
Here, Counsel satisfied the technical requirements of Turner. The
petition to withdraw sets forth the procedural history of the case, reflecting his
review of the record. Counsel states he conducted a careful and thorough review
of the record and relevant statutory and case law. He sets forth the issues Duprey
raised on appeal to the Board. Counsel then analyzed why the issues lacked merit,
citing law in support where applicable.
Counsel established he reviewed the grounds Duprey raised in
challenging the Board’s order as follows. First, Counsel addressed Duprey’s
contention that his new maximum date was improperly calculated. Second, Counsel
5
explained the Board’s calculations, noting Duprey receives no credit for his street
time under 61 Pa. C.S. §6138(a). Third, Counsel addressed the Board’s alleged
error in imposing 48 months of backtime. He emphasized that 48 months of
backtime is within the presumptive range in light of Duprey’s two convictions.
Fourth, Counsel explained the Board did not violate the separation of powers
doctrine because it is authorized by statute to incarcerate Duprey on a parole
violation and to recalculate his maximum sentence date. Lastly, Counsel addressed
Duprey’s due process claim, noting Duprey expressly waived his right to a
revocation hearing, admitting he committed new offenses.
Counsel also satisfied the procedural requirements for withdrawal. He
provided Duprey with a copy of his petition to withdraw and his Anders brief,
informing him of his determination that there were no non-frivolous issues in the
appeal, and that Duprey could retain an attorney or submit his own brief.
Counsel’s petition to withdraw summarized the procedural history and relevant
facts, discussed the issues raised in Duprey’s administrative appeal, and explained
his determination that these grounds for appealing the Board’s decision lack merit.
As we are satisfied that Counsel discharged his responsibility in
complying with the requirements of Turner, we conduct an independent review to
determine whether the issues Duprey raised in his petition for review lack merit.
6
B. Independent Review
On appeal,3 Duprey raised several issues that mirror those addressed
in Counsel’s Anders brief.4 However, we note one difference in that Duprey raised
a new basis for credit towards his original sentence.
As part of his challenge to the calculation of his backtime, Duprey
contends for the first time on appeal that he is entitled to credit for the time he was
confined in the CCC, from the date of his release on parole in February, until mid-
April 2010. Duprey did not raise this issue before the Board. Therefore, it is
waived. Chesson v. Pa. Bd. of Prob. & Parole, 47 A.3d 875, 878 (Pa. Cmwlth.
2012) (“The law is well settled that issues not raised before the Board either at the
revocation hearing or in the petitioner’s administrative appeal are waived and
cannot be considered for the first time on appeal.”). Further, Duprey did not create
an evidentiary record regarding the conditions of his confinement because he
waived his right to a revocation hearing. Fisher v. Pa. Bd. of Prob. & Parole, 62
A.3d 1073, 1075-76 (Pa. Cmwlth. 2013) (“The waiver of the right to a hearing
necessarily encompasses the right to advance claims of error he could have raised
at the hearing.”).
3
Our review is limited to determining whether constitutional rights were violated,
whether the adjudication was in accordance with law, and whether necessary findings were
supported by substantial evidence. Section 704 of the Administrative Agency Law, 2 Pa. C.S.
§704; Miskovitch v. Pa. Bd. of Prob. & Parole, 77 A.3d 66 (Pa. Cmwlth. 2013), appeal denied,
87 A.3d 322 (Pa. 2014).
4
After receiving notice of Counsel’s petition to withdraw, Duprey filed his own brief in
support of his petition for review. As it did not comply with the Pennsylvania Rules of Appellate
Procedure, this Court rejected it. Duprey then filed an amended brief. However, this Court also
deemed the amended brief deficient in material respects, and again rejected it based on its non-
compliance with the rules. Therefore, this Court has not accepted a brief on behalf of Duprey.
7
1. Maximum Sentencing Date
First, we address the Board’s calculation of Duprey’s new maximum
sentence date. Duprey contends the Board improperly extended his sentence. In
so doing, he deems the recalculation of his maximum sentence date a resentencing
that adds time to his original sentence, which is outside the Board’s authority.
The Prisons and Parole Code (Code) provides that any parolee who,
during the period of parole, commits a crime punishable by imprisonment and is
convicted or found guilty of that crime may be recommitted as a convicted parole
violator. 61 Pa. C.S. §6138(a)(1). If the parolee is recommitted, he must serve the
remainder of the term, which he would have been compelled to serve had parole
not been granted, with no credit for the time spent at liberty on parole, unless the
Board chooses to award credit. 61 Pa. C.S. §6138(a)(2), (2.1). If a new sentence is
imposed, he must serve the balance of the original sentence prior to
commencement of the new term. 61 Pa. C.S. §6138(a)(5)(i).
Here, the original sentence was 16 years to 32 years. Duprey’s
original maximum sentence date was June 22, 2025. The Board paroled Duprey on
February 16, 2010. At the time of his parole, 15 years, 4 months and 6 days
remained on the unexpired term of his original sentence (5,605 days). Of that time,
he served 2 years, 4 months, and 20 days of that sentence (873 days) while
incarcerated solely on the Board’s detainer. Subtracting the credit of 873 days
from his original sentence of 5,605 left almost 13 years of unserved time on the
original unexpired sentence, or 4,732 days of backtime Duprey owed on his
original sentence. C.R. at 68.
8
We then review whether the Board properly applied this backtime in
order to yield a new maximum sentence date. Critical to this calculation is when
Duprey became available to Pennsylvania authorities. A convicted parole violator
must serve the balance of his original sentence, which becomes “due and owing”
when parole is revoked. Campbell v. Pa. Bd. of Prob. & Parole, 409 A.2d 980 (Pa.
Cmwlth. 1980). The date when the Board obtained authority to recommit a parole
violator is the date from which the backtime owed is calculated. Wilson v. Pa. Bd.
of Prob. & Parole __ A.3d __, (Pa. Cmwlth., No. 329 C.D. 2015, filed August 11,
2015), 2015 WL 5618263; Campbell.
Section 6113(b) of the Code states that “[t]he [B]oard may make
decisions on parole, reparole, return or revocation in panels of two persons. A
panel shall consist of one [B]oard member and one hearing examiner or of two
[B]oard members ....” 61 Pa. C.S. §6113(b). Accordingly, the new parole
violation maximum sentence date must be calculated from the date on which the
Board obtained the second signature from a panel member. Wilson; Hill v. Pa. Bd.
of Prob. & Parole, 683 A.2d 699 (Pa. Cmwlth. 1996). The maximum sentence date
is not calculated from any earlier date. Id.
Here, the record reflects that on February 11, 2014, the Board
obtained the second signature. C.R. at 43. Thus, the remainder of Duprey’s
original state sentence became “due and owing” on that date. Campbell.
Adding the time remaining on Duprey’s original sentence (4,732
days) to February 11, 2014, yields a new original state sentence maximum date of
9
January 26, 2027. The Board’s recalculated maximum sentence date of January
26, 2027 is therefore correct, and it did not extend the original sentence term.
Thus, Duprey’s challenge to the recalculated maximum sentence date lacks merit.
2. Custody and Credit Calculation
Next, Duprey argues the Board erred in not properly crediting the time
he was at liberty prior to his arrest (street time) and in performing its calculations.
Also, Duprey assigns error to the Board stating February 1, 2014 as the “Custody
for Return” date. C.R. at 68.
“[W]here an offender is incarcerated on both a Board detainer and
new criminal charges, all time spent in confinement must be credited to either the
new sentence or the original sentence.” Martin v. Pa. Bd. of Prob. & Parole, 840
A.2d 299, 309 (Pa. 2003). However, the sentence to which the time is credited
depends on the source of the authority for which the defendant is held in custody.
Gaito v. Pa. Bd. of Prob. & Parole, 412 A.2d 568 (Pa. 1980). For the period of
time a defendant is held solely on a Board detainer and meets the requirements for
bail on the new criminal charges, a defendant’s time in custody shall be credited
against his original sentence. Id. However, if the defendant remains incarcerated
prior to trial because he failed to satisfy bail requirements on the new criminal
charges then time spent in custody shall be credited to his new sentence. Id.
Here, Duprey was arrested on new charges on April 3, 2011. He
satisfied bail requirements on these charges on June 6, 2011; however, he remained
in custody on the Board’s warrant. From June 6, 2011, the date he satisfied bail
10
requirements, until November 5, 2013, the date of conviction and sentencing on the
new charges (a period of 873 days), Duprey remained incarcerated solely on the
Board’s warrant. Therefore, the Board properly credited Duprey for this 873-day
period on his original sentence, leaving 4,732 days remaining. C.R. at 68; Gaito.
Duprey’s arguments regarding the alleged errors in calculation are
premised on his selection of the original maximum sentence date of June 22, 2025
as the date to which time is added as a “credit.” C.R. at 73. However, as explained
above, backtime is calculated using the February 11, 2014 custody date as the date
the Board took official action to recommit Duprey. Wilson.
Pursuant to Section 6138(a) of the Code, a parolee shall be given “no
credit for the time at liberty on [p]arole” unless the Board decides to award credit
within its discretion. 61 Pa. C.S. §6138(a). Moreover, the Board lacks discretion
to award credit for time spent at liberty on parole when the crime is one of violence
as defined in 42 Pa. C.S. §9714(g). Aggravated assault is one of the crimes listed.
Id. Therefore, Duprey was not entitled to a credit for his street time. 61 Pa. C.S.
§6138.
From our independent review of the record, the Board credited
Duprey’s time appropriately. Thus, his argument to the contrary lacks merit.
11
3. Presumptive Range
In addition, Duprey argues the Board erred in recommitting him for a
48-month period. Specifically, he contends this period exceeds the presumptive
range, for which he asserts the maximum recommitment period is 40 months.
This Court will not review challenges to recommitment when the
recommitment period is within the presumptive range. Smith v. Pa. Bd. of Prob. &
Parole, 574 A.2d 558, 560 (Pa. 1990) (“[a]s long as the period of recommitment is
within the presumptive range for the violation, the Commonwealth Court will not
entertain challenges to the propriety of the term of recommitment”); Davis v. Pa.
Bd. of Prob. & Parole, 841 A.2d 148, 151-52 (Pa. Cmwlth. 2004). Any challenge
to the length of a recommitment period falling within the presumptive range is not
a valid basis for appeal. Id.
The presumptive recommitment ranges for convicted parole violators
under the Board’s supervision are governed by the Board’s regulations, 37 Pa.
Code §§75.1-75.2. They “are intended to structure the discretion of the Board
while allowing for individual circumstances in terms of mitigation and aggravation
to be considered in the final decision.” 37 Pa. Code §75.1(b). The presumptive
range for the felony offense of aggravated assault is 24-40 months; the
presumptive recommitment range for the misdemeanor offense of possession of
instruments of crime is 6-12 months. 37 Pa. Code §75.2.
Each one of a parolee’s convictions may be considered as a separate
parole violation by the Board, and the presumptive ranges for each may be
12
aggregated. Massey v. Pa. Bd. of Prob. & Parole, 501 A.2d 1114 (Pa. 1985). This
is true even where the convictions arise out of the same criminal episode.
Davidson v. Pa. Bd. of Prob. & Parole, 33 A.3d 682 (Pa. Cmwlth. 2012).
Here, Duprey pled guilty to the felony charge of aggravated assault,
and the misdemeanor charge of possession of an instrument of crime. C.R. at 32.
He further admitted he violated his parole by committing these offenses. Id. at 44.
Based on Duprey’s new criminal convictions, the Board had discretion to impose a
maximum aggregate backtime sentence of 52 months for both violations.
However, the period of recommitment may not exceed the period
remaining on a sentence as the Board may only require a parolee to serve the
remaining balance of his unexpired term. Yates v. Pa. Bd. of Prob. & Parole, 48
A.3d 496, 502 (Pa. Cmwlth. 2012). In other words, the Board cannot extend the
time of incarceration beyond the maximum sentence set by the courts. Savage v.
Pa. Bd. of Prob. & Parole, 761 A.2d 643 (Pa. Cmwlth. 2000).
Duprey’s confusion regarding the boundaries on the Board’s authority
to recommit is evident in his citation to Savage and Hall v. Pennsylvania Board of
Probation and Parole, 733 A.2d 19 (Pa. Cmwlth. 1999). We agree with Counsel
that these cases are inapplicable because the recommitment period here does not
exceed Duprey’s unexpired term of almost 13 years. Further, the Board included
the “or unexpired term” language in its recommitment order. C.R. at 68.
13
Additionally, in arguing the maximum presumptive range was 40
months, Duprey discounted the range for his misdemeanor, which may be
aggregated with the range corresponding to aggravated assault. The aggregate
presumptive recommitment range for Duprey’s two offenses is 24-52 months. 37
Pa. Code §75.2; Massey; Davidson. The Board’s 48-month period of
recommitment falls within the presumptive range. Thus, Duprey’s argument that
the Board erred in recommitting him for a 48-month period lacks merit.
4. Separation of Powers
We also agree with Counsel that Duprey’s separation of powers
argument lacks merit. Duprey asserts sentencing may only be performed by a
court because it is a judicial function. He contends the Board’s recalculation of a
maximum sentence “violates both the separation of powers doctrine … and also
eviscerates the judicial discretion [in sentencing] which is provided to the Courts
….” C.R. at 74. He adds “the [Board] is without power to alter a judicial
sentence.” Id. at 77. However, our Supreme Court rejected this argument in
Commonwealth v. Cain, 28 A.2d 897 (Pa. 1942).
In Cain, our Supreme Court addressed a constitutional challenge to
the Board’s then enabling act5 based on a similar separation of powers argument.
In upholding the constitutionality of the statute, the Court explained “[t]he granting
of parole and the supervision of parolees are purely administrative functions, and
accordingly may be entrusted by the legislature to non-judicial agencies.” Id. at
900.
5
Formerly Act of August 6, 1941, P.L. 861, as amended, 61 P.S. §§333.1-331.34a.
14
As the Board has the authority to administer the parole system, which
includes recommitment and recalculation of maximum sentence dates, we agree
with Counsel that this argument lacks merit.
5. Due Process
Finally, we agree with Counsel that Duprey’s due process argument
lacks merit. Duprey contended the Board denied him due process of law in the
revocation process. However, the record is clear that Duprey waived his parole
revocation hearing. C.R. at 44. Duprey does not deny that he waived the
revocation hearing, or allege that he did not knowingly and willingly waive his
right to a hearing. Therefore, his arguments asserting a denial of due process lack
merit. Prebella v. Pa. Bd. of Prob. & Parole, 942 A.2d 257 (Pa. Cmwlth. 2008).
(parolee may knowingly waive right to parole violation hearing, and such waiver is
not a violation of due process).
III. Conclusion
For the foregoing reasons, we agree with Counsel that Duprey’s
claims lack merit. Accordingly, we grant Counsel’s petition to withdraw, and we
affirm the order of the Board.
ROBERT SIMPSON, Judge
15
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Carlos E. Duprey Jr., :
Petitioner :
:
v. : No. 92 C.D. 2015
:
Pennsylvania Board of Probation :
and Parole, :
Respondent :
ORDER
AND NOW, this 3rd day of November, 2015, Christopher E. Farrell,
Esquire’s Application to Withdraw is GRANTED, and the order of the
Pennsylvania Board of Probation and Parole is AFFIRMED.
ROBERT SIMPSON, Judge