Inquiry Concerning Judge Jadawnya Baker ( 2022 )


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  • In the Supreme Court of Georgia
    Decided: March 8, 2022
    S20Z1070. INQUIRY CONCERNING JUDGE JADAWNYA
    BAKER.
    PER CURIAM.
    This judicial discipline matter was submitted to this Court
    pursuant to Rule 23 of the Rules of the Judicial Qualifications
    Commission (“JQC”), seeking approval of the discipline by consent
    agreement between the Director of the JQC and JaDawnya Baker,
    Judge of the Municipal Court of Atlanta, to resolve the formal
    charges brought against Judge Baker with the issuance of a public
    reprimand. The agreement, entered into between the JQC Director
    and Judge Baker, was submitted to the JQC’s Hearing Panel, which
    approved the agreement and filed it with this Court for approval.
    Because   Judge    Baker’s   admitted   violations   of   periodically
    dismissing cases without the legal authority to do so justifies the
    recommended, and agreed-to, discipline of a public reprimand, we
    approve the agreement. We do so despite our reservations, explained
    below, about whether, based on the substance of the allegations
    within the consent agreement, all of the agreed-to violations
    constitute violations of the Georgia Code of Judicial Conduct.
    After a complaint against Judge Baker was filed with the JQC,
    the Investigative Panel authorized a full investigation, which
    included consideration of Judge Baker’s written responses and a
    meeting in person with her before the panel. At the direction of the
    Investigative Panel, the Director then filed formal charges against
    Judge Baker, and she filed an answer. Following further
    investigation and evaluation of the evidence, as well as extensive
    discussions with counsel for Judge Baker, the Director amended the
    formal charges in anticipation of reaching an agreement with Judge
    Baker on discipline by consent.
    Pursuant to JQC Rule 23, Judge Baker and the Director then
    entered into an agreement to resolve the formal charges with a
    public reprimand. In authorizing this resolution, the Investigative
    2
    Panel considered in mitigation Judge Baker’s lack of prior
    disciplinary complaints; her relative inexperience on the bench1; her
    seeking out guidance of various mentors within the judiciary; her
    admission that she made mistakes and engaged in activities which
    she recognizes were inappropriate; her expressed willingness to
    learn from her mistakes and receive guidance regarding how to
    improve as a judge; and her history of public service and positive
    and active role in the legal community. The agreement was
    submitted to the Hearing Panel, which voted unanimously to accept
    the agreement and file it with this Court for approval. See JQC Rule
    23 (A).
    1.    Counts 1 through 12 of the formal charges allege that in
    her interactions with court security officers and her chambers staff,
    Judge Baker violated Rule 1.2 (A) of the Code of Judicial Conduct,
    which requires judges to “act at all times in a manner that promotes
    public confidence in the independence, integrity, and impartiality of
    1Judge Baker was appointed to the Municipal Court of Atlanta in 2015
    and sworn in on March 23, 2015.
    3
    the judiciary,” and Rule 1.3, which says that “[j]udges shall not lend
    the prestige of their office to advance the private interests of the
    judge or others.” As to Rule 1.2 (A), the discipline by consent
    agreement focuses on “integrity,” which the Terminology section of
    the Code defines as “probity, fairness, honesty, uprightness, and
    soundness of character.”
    As for the facts underlying these charges, Judge Baker
    acknowledges in the discipline by consent agreement that in May
    2015, she had a court security officer drive his personal vehicle to a
    store to pick up alcoholic beverages and deliver them to a private
    event celebrating Judge Baker’s appointment to the bench; that
    around September 2016, she had a court security officer drive his
    personal vehicle from the courthouse to a store in Cobb County to
    pick up a chair and deliver it to the judge’s personal residence in
    Atlanta; that the following month, she had a staff member assist her
    in returning the chair by driving to the judge’s residence, where the
    judge loaded the chair into the staff member’s vehicle, and then
    driving to the store while the judge followed in her own vehicle,
    4
    which the staff member claimed caused her to get behind on her
    daily work assignments2; and that on a Friday afternoon in June
    2018, Judge Baker emailed two staff members and requested that
    one of them bring her robe, robe bag, and a stole from the courthouse
    to her personal residence for an event “unrelated to court business”
    that Sunday, and that a staff member delivered the items later that
    afternoon.
    Judge Baker also acknowledges that from May 2015 through
    October 2019, she periodically asked staff members to contribute
    their own money to an office fund, to which Judge Baker also
    contributed, to purchase food and other items for communal use in
    chambers, to shop for the items, and, on one occasion, to return an
    item. Judge Baker further acknowledges that evidence exists with
    which the Director could properly prove that from July through
    November 2016, she had the staff member who helped her return
    the chair use the staff member’s personal vehicle to drive Judge
    2  The agreement states that Judge Baker offered to pay the staff member
    for her assistance, but the staff member declined the offer.
    5
    Baker to attend private events and to run errands unrelated to court
    or city business.3
    We are hesitant to conclude that Judge Baker violated Rule
    1.2 (A) or 1.3 and to impose discipline based on these facts alone, for
    several reasons.4 First, the discipline by consent agreement does not
    state that the occasional assistance with personal matters that court
    security officers and chambers staff provided to Judge Baker
    occurred during their work hours – something that was alleged in
    the formal charges, which are not incorporated by reference in the
    agreement. Notably, all the cases cited in the agreement in support
    of finding a violation involved personal tasks done for a judge during
    work hours. See, e.g., Gentry v. Judicial Conduct Commission, 
    612 SW3d 832
    , 849 (Ky. 2020); In re Brennan, 929 NW2d 290, 311 (Mich.
    3  The agreement notes that Judge Baker disputes this allegation,
    although she acknowledges that the Director could prove it. See JQC Rule 23
    (A) (“At any time after the filing of formal charges and before final disposition,
    the respondent may agree with the Director in writing that a stated sanction
    should be imposed in exchange for the judge’s admission of some or all of the
    formal charges or the judge’s admission that evidence exists with which the
    Director could properly prove some or all of the formal charges. . . .”).
    4 We note that the consent agreement does not indicate if any of the
    security officers or chambers staff at issue in the formal charges were
    complainants to the JQC.
    6
    2019). Second, the agreement does not say whether the officers and
    staff members voluntarily assisted Judge Baker or instead felt
    compelled to perform the tasks to maintain their jobs. Third, with
    one exception, the agreement does not suggest that the personal
    assistance provided to Judge Baker interfered with an employee’s
    job duties. Fourth, the agreement cites no authority, and we have
    found none, to support the view that maintaining a small common
    office fund for food and similar items, to which chambers staff and
    the judge alike contribute, constitutes a violation of Rule 1.2 (A) or
    Rule 1.3. In any event, we need not address these issues further,
    because whether or not we consider these counts, we would conclude
    that a public reprimand is an appropriate sanction in this matter for
    the reasons stated below. See Inquiry Concerning Judge Anderson,
    
    304 Ga. 165
    , 167 n.2 (816 SE2d 676) (2018).
    2.   Counts 13 through 15 allege that by “periodically and
    improperly” dismissing cases that were presented to her for guilty
    pleas, Judge Baker violated Rule 1.1, which requires judges to
    “respect and comply with the law”; Rule 1.2 (A); and Rule 2.5 (A),
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    which requires judges to “perform judicial and administrative duties
    competently, diligently, and without bias or prejudice.” As for the
    facts underlying these charges, Judge Baker acknowledges that
    from time to time between May 2015 and February 2020, when cases
    were presented to her for guilty pleas and she was dissatisfied with
    the factual basis provided by the assistant city solicitor, instead of
    rejecting the plea, she would improperly dismiss the case. For
    example, at a plea hearing on February 19, 2020, an assistant city
    solicitor presented a negotiated guilty plea to Judge Baker. The
    defendant orally announced his plea of guilty to driving with an
    expired tag, and the assistant city solicitor recited a brief factual
    basis, including when and where the offense occurred and the make
    and model of the car for which the tag had previously been
    registered. Judge Baker asked when the tag expired, and the
    assistant city solicitor said that she did not know. At that point,
    without further discussion or comment, Judge Baker dismissed the
    case over the assistant city solicitor’s objection.
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    Judge Baker acknowledges that her dissatisfaction with the
    factual basis for guilty pleas presented by the assistant city solicitor
    was not a legal basis for dismissing criminal charges, that she
    instead should have simply rejected the pleas, and that her failure
    to do so violated clearly established law. See State v. Benton, 
    305 Ga. App. 332
    , 336 (699 SE2d 767) (2010) (holding that trial court was
    authorized to reject guilty plea where prosecutor failed to identify
    factual basis for essential element of crime but that it was error to
    dismiss case on that ground). Moreover, Judge Baker acknowledges
    that her improper dismissal of cases presented to her for guilty pleas
    occurred “periodically” over the course of several years. See In re
    Judicial Qualifications Commission Formal Advisory Opinion No.
    239, 
    300 Ga. 291
    , 298 (794 SE2d 631) (2016) (explaining that “legal
    error amounts to judicial misconduct where ‘a legal ruling or action
    [is] made contrary to clear and determined law about which there is
    no confusion or question as to its interpretation and where this legal
    error was egregious, made in bad faith, or made as part of a pattern
    or practice of legal error’” (citation omitted)). Accordingly, Judge
    9
    Baker failed to respect and comply with the law, to act in a manner
    that promotes public confidence in the independence, integrity, and
    impartiality of the judiciary, and to perform her judicial duties
    competently. See 
    id.
     at 297-298 & n.16 (construing predecessor
    provision to Rule 1.1 in former version of Code and citing Rule 2.5
    (A) of current Code); Rule 1.2 cmt. [1] (“Although judges should be
    independent, they shall comply with the law . . . .”).
    Finally, Count 16 alleges that Judge Baker violated Rule 1.2
    (A) in her communications with the City Solicitor. As for the facts
    underlying this charge, Judge Baker acknowledges that she
    periodically contacted the Solicitor to provide both positive and
    negative feedback on the performance of prosecutors in her
    courtroom and on several occasions requested that he remove
    prosecutors from assignment to her courtroom. The discipline by
    consent agreement characterizes these communications as improper
    “meddling” with the personnel decisions of the Solicitor. But there is
    no indication that Judge Baker took, or threatened to take, any
    adverse action on cases unless the Solicitor took some specific action.
    10
    The agreement cites no authority, and we have found none, to
    support the view that the communications as alleged violate Rule
    1.2 (A). In the absence of additional information, we are unable to
    conclude that Judge Baker violated the requirement that she act at
    all times in a manner that promotes public confidence in the
    independence, integrity, and impartiality of the judiciary in this
    regard.5 But we do not see the failure to establish this count as
    affecting our determination of the appropriate discipline in this case.
    Having reviewed the record, the Court now accepts the
    discipline by consent agreement and orders that Judge JaDawnya
    Baker receive a public reprimand for her periodic improper
    dismissal of cases presented to her for guilty pleas. The reprimand
    shall be imposed on her in person in open court by a judge
    designated by this Court. Upon the issuance of this opinion, all
    filings made in this Court in this matter shall be unsealed. See JQC
    5To the extent that the Director was concerned about the tone of Judge
    Baker’s comments to the Solicitor, we note that Judge Baker was not charged
    with a violation of Rule 2.8 (B), which requires judges to “be patient, dignified,
    and courteous to litigants, jurors, witnesses, lawyers, and others with whom
    they deal in their official capacity.”
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    Rule 23 (D). Any motion for reconsideration must be filed within ten
    days of the date of this opinion.
    Discipline by consent accepted. Public reprimand. All the
    Justices concur, except Colvin, J., disqualified.
    12
    

Document Info

Docket Number: S20Z1070

Filed Date: 3/8/2022

Precedential Status: Precedential

Modified Date: 3/8/2022