Com. v. Rogers, T. ( 2022 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
THEODORE ROGERS :
:
Appellant : No. 1249 WDA 2021
Appeal from the Judgment of Sentence Entered September 21, 2021
In the Court of Common Pleas of Allegheny County Criminal Division at
No(s): CP-02-CR-0006040-2020
BEFORE: KUNSELMAN, J., NICHOLS, J., and McCAFFERY, J.
MEMORANDUM BY McCAFFERY, J.: FILED: NOVEMBER 29, 2022
Theodore Rogers (Appellant) appeals from the judgment of sentence
entered in the Allegheny County Court of Common Pleas after his non-jury
convictions of simple assault, harassment, defiant trespass, and disorderly
conduct.1 Appellant challenges the sufficiency of the evidence, asserting the
Commonwealth did not sustain its burden to support the conviction of simple
assault, and in the alternative challenges the legality of his sentence, arguing
there was insufficient evidence to support the grading of simple assault as a
misdemeanor in the second degree. For the reasons below, we affirm.
We glean the underlying facts of the case from the trial court opinion:
[O]n July 3, 2020, [Appellant] entered the Hello Bistro restaurant
on Forbes Avenue and Wood Street [in Allegheny County,
Pennsylvania,] without wearing a mask, in violation of the
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1 18 Pa.C.S. §§ 2701(a)(1), 2709(a)(4), 3503(b)(1)(i), 5503(a)(1).
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restaurant’s pandemic mask policy at the time. Andrew Craig
[(Victim]), the restaurant’s general manager, informed
[Appellant] of the mask policy and told [him] that he would have
to leave the restaurant if he did not wear a mask. [Appellant]
nevertheless “refused to put a mask on.” [Victim] informed
[Appellant] that he was going to call the police if [he] did not put
a mask on or leave the restaurant. [Appellant] said to “go ahead”
and “call the police” because he was not leaving. [Victim] turned
to his shift manager who was in the kitchen and said, “if he does
not leave, go ahead and call the police.”
[Appellant] began “yelling obscenities at the shift manager,
calling him a fag” and swearing at both the shift manager and
[Victim. Appellant] then attempted to come behind the line that
denoted the employee only area. As he approached the cash
register, he stated that he was “going to get his money out of the
register.” [Victim] pushed [Appellant] back to prevent him from
entering the unauthorized area and accessing the cash register,
and [Appellant] pushed him back. [Victim] told [Appellant] that
he was not permitted behind the line, and [Victim] testified that
he “was emphatically telling [Appellant] to leave.”
[Appellant] remained in the restaurant despite [Victim]
asking him multiple times to leave, so the police were notified.
[Victim] continued trying to get [Appellant] to leave while also
trying to stall until the authorities arrived. In his effort to stall,
[Victim] retained possession of [Appellant’s] water bottle. At one
point, [Victim] placed his hand on [Appellant’s] back as he was
trying to calm him down and get him to exit the store. [Appellant]
refused to leave the restaurant, stating to [Victim] at some point
during the confrontation that he wanted his money back, although
he had not ordered anything. At another point, [Appellant] told
[Victim] that he was going to make his own salad, which is not
the restaurant’s model. [Victim] told [Appellant] that he could not
make his own salad and that he had to leave the premises.
As [Victim] continued waiting for police to arrive,
[Appellant] tried for a second time to enter the unauthorized area
behind the line. [Appellant] “ended up bumping chests" with
[Victim] at this point because [Victim] “wasn’t letting [Appellant]
get past [him] down [the] line there.” While “mutual contact” was
made initially with the chest bumping, [Appellant] then punched
[Victim] in the arm with a “closed fist.” [Victim] “swung back and
hit [Appellant] in the stomach.” [Appellant] “swung” at [Victim’s]
head, leading [him] to duck and turn away. As [Victim] was
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ducking and turning, [Appellant] grabbed him and pulled him
down, twisting him in such a way that he injured [Victim’s] knee
as a result. [Victim] sought medical attention at the time of the
injury, and, at the time of trial, he was still experiencing pain from
the injury and required the assistance of a knee brace.
Trial Ct. Op., 2/22/22, at 2-5 (record citations omitted).
Appellant was subsequently charged with simple assault, harassment,
defiant trespass, and disorderly conduct. This matter proceeded to a non-jury
trial on March 10, 2021,2 where Victim and Pittsburgh Police Officer Nicholas
Eritz testified to the events above. See N.T. Non-Jury Trials at 48-66. The
Commonwealth also presented surveillance videos from the restaurant
depicting the incident at trial.
Appellant then testified that on July 3, 2020, “around 1:30 or 2:30
[p.m.,]” he went into Hello Bistro to ask for a straw and got into a verbal
argument with an employee. N.T. Non-Jury Trials at 67-69. Appellant
returned to Hello Bistro between 5:00 and 5:30 p.m. because he “fe[lt] bad”
and wanted to “go back and apologize.” Id. at 70. When Appellant went back
to the restaurant, he and Victim began verbally arguing and Victim took
Appellant’s water bottle. Id. at 73-74. Appellant stated Victim never asked
him to put a mask on. Id. at 72. During the argument, Appellant attempted
to go behind the counter two times, causing the verbal argument to escalate.
Id. at 74-77. When asked if he “punched” Victim, Appellant stated, “I don’t
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2 Appellant was also charged at a separate docket with, inter alia, retail theft
for an unrelated incident on June 28, 2020. See N.T. Non-Jury Trials,
3/10/21, at 3, 13. The trial court addressed both incidents in a single trial.
See id. at 3, 46.
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think I ever swung at him. I think I just slammed him to the ground, pushed
him to the ground a little bit because he was like hurting me. He swung at
me. . . .” Id. at 77. Appellant presented additional video evidence which he
filmed on his cellphone.
The trial court found Appellant guilty of all charges. At the September
21, 2021, sentencing hearing, the trial court graded Appellant’s simple assault
conviction as a second-degree misdemeanor, and imposed a term of 11 and
one half to 23 months’ incarceration in the Allegheny County Jail with
permission for alternative housing. The court imposed no further penalty on
the remaining charges at this docket.3 This timely appeal follows.4
Appellant raises the following issues on appeal:
1. Was the evidence insufficient to sustain the conviction at Count
1 – simple assault, as [Appellant] acted in self defense when
he pushed [Victim]?
2. Did the trial court abuse its discretion in grading Count 1 –
simple assault at the second-degree misdemeanor level, as the
evidence established that the offense was committed “in a fight
or scuffle entered into by mutual consent,” meaning that a
third-degree misdemeanor grading was required?
Appellant’s Brief at 5.
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3The trial court sentenced Appellant on several dockets at his September 21st
sentencing hearing, where he received time served on multiple violation of
probation charges in addition to his sentence for simple assault. N.T.
Sentencing, 9/21/21, at 15-17.
4Appellant complied with the trial court’s order to file a concise statement of
matters complained of on appeal pursuant to Pa.R.A.P. 1925(b).
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As Appellant’s first claim concerns the sufficiency of the evidence, we
note the following:
The standard we apply in reviewing the sufficiency of evidence is
whether, viewing all the evidence admitted at trial in the light
most favorable to the verdict winner, there is sufficient evidence
to enable the fact-finder to find every element of the crime beyond
a reasonable doubt. In applying the above test, we may not weigh
the evidence and substitute our judgment for that of the fact-
finder. In addition, we note that the facts and circumstances
established by the Commonwealth need not preclude every
possibility of innocence. Any doubts regarding a defendant’s guilt
may be resolved by the fact-finder unless the evidence is so weak
and inconclusive that as a matter of law no probability of fact may
be drawn from the combined circumstances. The Commonwealth
may sustain its burden of proving every element of the crime
beyond a reasonable doubt by means of wholly circumstantial
evidence. Moreover, in applying the above test, the entire record
must be evaluated and all evidence actually received must be
considered. Finally, the trier of fact while passing upon the
credibility of witnesses and the weight of the evidence produced,
is free to believe all, part or none of the evidence.
Commonwealth v. Colon-Plaza, 136 A.3d 521, 525-26 (Pa. Super. 2016)
(citation omitted). An individual commits the crime of simple assault when he
“attempts to cause or intentionally, knowingly or recklessly causes bodily
injury to another[.]” 18 Pa.C.S. § 2701(a)(1). Bodily injury is defined as
“[i]mpairment of physical condition or substantial pain.” 18 Pa.C.S. § 2301.
In his first claim, Appellant avers that he acted in self-defense after
Victim “repeatedly and forcefully shoved him[.]” Appellant’s Brief at 16-17.
Appellant maintains that Victim “initiated all of the physical contact” and “the
surveillance videos . . . did not show [Appellant] hitting [Victim] at any time.”
Id. at 16, 20. Appellant contends that Victim’s actions “were clearly meant
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to cause [Appellant] to fear for his safety.” Id. at 20. As such, Appellant
insists his failure to leave the restaurant and his physical response did not
cause him to “forfeit a claim of self-defense” since he was only using “such
force . . . necessary” to prevent harm to himself. Id. at 21.
When a person claims they employed use of force in self-defense, they
must only use such force that is “immediately necessary for the purpose of
protecting [themselves] against the use of unlawful force by such other person
on the present occasion.” 18 Pa.C.S. § 505(a). The use of force in self-
defense is not justifiable “to resist force used by the occupier or possessor of
property or by another person on his behalf, where the actor knows that the
person using the force is doing so under a claim of right to protect the
property[.]” 18 Pa.C.S. § 505(b)(1)(ii). After a defendant presents evidence
of self-defense, the burden is on the Commonwealth to disprove the defense
beyond a reasonable doubt. See Commonwealth v. Torres, 766 A.2d 342,
345 (Pa. 2001) (citations omitted).
In the instant case, the trial court concluded there was “no question that
a simple assault occurred” when Appellant “punched [Victim], then grabbed
and pulled him down to the ground” which caused Victim to sustain an injury.
Trial Ct. Op. at 7. It opined further that Appellant was not acting in self-
defense:
Given the overall context in which the chest bump took place
and considering that it was a lesser form of contact than the initial
push [Victim] employed the first time [Appellant] tried to get
behind the line, [Appellant] could not reasonably have believed
that he was in danger when he escalated the situation by punching
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[Victim]. It is also worth noting that [Appellant’s] use of force
was employed during a time that [his] status at the restaurant
was that of a trespasser since he had been asked to leave
numerous times before he punched [Victim]. Accordingly, since
[Appellant] escalated the situation, provoked the attack, failed to
retreat despite his ability to do so with complete safety, and used
an unreasonable amount of force, the evidence was sufficient to
establish beyond a reasonable doubt that [Appellant] did not act
in self-defense.
Id. at 10. We agree.
Based on the evidence presented, including the video surveillance
depicting the incident, the trial court came to a reasonable conclusion that it
was not necessary for Appellant to employ force in his encounter with Victim.
See Trial Ct. Op. at 10. Victim, acting on behalf of “the occupier or possessor
of property,” pushed Appellant out from a prohibited area of the restaurant
and asked him to leave the premises multiple times for violating restaurant
policy. See 18 Pa.C.S. § 505(b)(1)(ii); see also N.T. Non-Jury Trial at 50-
54.
Appellant’s entire argument is premised upon the assertion that the trial
court should have credited his version of events over Victim’s, thus
establishing he acted in self-defense. See Appellant’s Brief at 16-17, 20.
While Appellant asserted that he was defending himself in this situation, the
trial court credited Victim’s testimony that Appellant attacked him. See Trial
Ct. Op. at 13; N.T. Non-Jury Trial at 85-86. Further, the trial court expressed
it did not find Appellant’s version of events credible. See Trial Ct. Op. at 10
(Appellant “could not have reasonably believed that he was in danger . . .”).
We remind Appellant that the trial court, which sat as fact-finder in this non-
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jury trial, was free to believe all, part, or none of the evidence presented. See
Colon-Plaza, 136 A.3d at 526. “[W]e may not weigh the evidence and
substitute our judgment for that of the fact-finder[.]” Id. at 525. Rather, our
role is to consider, in light of the fact-finder’s credibility determinations,
whether there was sufficient evidence to support the verdict. See id. We
conclude there was. Thus, viewing the evidence in the light most favorable to
the verdict winner, the Commonwealth established that Appellant did not act
in self-defense. See id.; Torres, 766 A.2d at 345. No relief is due.
In his second claim, Appellant argues that the trial court erred in grading
his conviction for simple assault as a misdemeanor in the second degree.
Appellant’s Brief at 25. Instead, Appellant maintains his conviction should
have been graded as a third-degree misdemeanor because he and Victim
entered the fight by mutual consent. Id. Appellant contends Victim “used
one arm to push [him] even though he was not in the employee area of the
restaurant[,]” which started a “mutual scuffle[.]” Id. at 28-29. Appellant
avers that contrary to the trial court’s conclusions, the video surveillance
demonstrates he was not the aggressor and Victim initiated all physical
contact. Id. at 29.
Preliminarily, we note that simple assault is graded as a second-degree
misdemeanor “unless committed . . . in a fight or scuffle entered into by
mutual consent,” making it a third-degree misdemeanor. 18 Pa.C.S. §
2701(b)(1). “Mutual combat infers that both parties ‘agreed’ to fight and that
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there was no aggressor.” Commonwealth v. Cannon, 563 A.2d 918, 922
(Pa. Super. 1989) (citation omitted).
As part of this claim, Appellant also asks this Court to “clarify how to
raise a claim that [a third-degree misdemeanor] grading for Simple Assault is
needed and who carries the burden of proof.” Appellant’s Brief at 27. He
asserts that in Commonwealth v. Hodges, 193 A.3d 428 (Pa. Super. 2018),
this Court stated “a defendant carries the burden at sentencing to prove [by
a preponderance of the evidence] the application of . . . mutual consent under
[Section] 2701(b)(1)” to lower the grading of the offense to a third-degree
misdemeanor. Id. at 26 (quotation marks omitted), citing Hodges, 193 A.3d
at 434 n.3. Appellant avers this discussion “appears to be dicta” and the
Hodges Court “held that this claim did not implicate the legality of sentence”
nor was it properly raised under a sufficiency claim. Appellant’s Brief at 26.
We conclude Hodges is distinguishable from the present facts. The
appellant in Hodges asserted his conviction for simple assault was improperly
graded, arguing there was no factual finding by the jury that the fight was
entered without mutual consent. Hodges, 198 A.3d at 433. This Court
noted the Commonwealth held no burden to disprove mutual consent to
sustain a conviction for simple assault. Id. Here, Appellant is arguing he
presented sufficient evidence to establish the fight was entered into by mutual
consent and the trial court erred in grading the offense improperly.
Appellant’s Brief at 35. While Hodges addressed the challenge to the grading
of the offense under both a sufficiency and illegal sentencing rubric, it
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concluded the appellant’s claim failed under both frameworks. However, as
the Commonwealth points out in its brief, this Court has clarified “the proper
grading of an offense is a challenge to the legality of a sentence.” See
Commonwealth Brief at 22, citing Commonwealth v. Weimer, 167 A.3d 78(Pa. Super. 2017) (citation omitted). As such, we review this claim as a
challenge to the legality of sentence.
“Issues relating to the legality of a sentence are questions of law[.]”
Commonwealth v. Diamond, 945 A.2d 252, 256 (Pa. Super. 2008). Either
the defendant or the Commonwealth may appeal the legality of the sentence
as of right. 42 Pa.C.S. § 9781(a). See also Commonwealth v. Edrington,
780 A.2d 721, 723 (Pa. Super. 2001) (maintaining legality of sentence claims
cannot be waived, where reviewing court has proper jurisdiction). When
reviewing a challenge to the legality of a sentence, the “standard of review
over such questions is de novo and our scope of review is plenary.” Diamond,
945 A.2d at 256. Where no statutory authorization exists for a particular
sentence, that sentence is illegal and must be vacated. Commonwealth v.
Pombo, 26 A.3d 1155, 1157 (Pa. Super. 2011) (citation omitted).
As the Hodges Court opined, the Commonwealth has no burden under
Section 2701(b)(1) “to disprove that the offending conduct occurred during a
mutual fight or scuffle to establish a simple assault.” Hodges, 193 A.3d at
434 (citation omitted). This information is only relevant to the grading of the
offense. Id.
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[O]nce the Commonwealth proved [the defendant] committed a
simple assault pursuant to subsection 2701(a)(1), the trial court
had the discretion to grade that offense as a second or third[-
]degree misdemeanor pursuant to the dictates of subsection
2701(b)(1) and sentence him accordingly.
Id. (citation omitted).
In the present case, Appellant presented evidence, as well as argument,
that he and Victim entered into the physical altercation by mutual consent.
See N.T. Non-Jury Trial at 77 (Appellant testifying that Victim pushed him and
Appellant pushed Victim back), 78 (Appellant testifying that after Victim
“swung at” him, he “pushed [Victim] to the ground”), 80 (Appellant testifying
“I pushed [Victim] on purpose because he swung at me and he tried to . . .
hurt me.”), 83 (Appellant’s counsel arguing that the altercation started by
mutual consent and required a lower grading). However, the trial court
concluded Victim was attempting to get Appellant to leave the employee area
before Appellant “struck” him, “clearly” showing the offense was properly
graded as a second-degree misdemeanor. See N.T. Non-Jury Trial at 86. The
trial court also determined
[W]hen viewed in the light most favorable to the Commonwealth,
the evidence established that [Appellant] was the aggressor and
that this was not a situation where [Appellant] and [V]ictim each
decided to fight on their own accord. [Appellant’s] violation of a
private business’s mask policy and . . . substantial resistance and
repeated non-compliance escalated the situation to the point that
a physical altercation ensued. [T]hat physical alteration was
provoked by [Appellant’s] closed fist punch. While “mutual
contact” was made when [Victim] chest bumped [Appellant] after
his second attempt to enter the unauthorized area, this was not
an invitation to engage in a mutual scuffle; rather it was simply
[Victim] trying to defend the employee area and prevent
[Appellant] from accessing a prohibited area.
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Trial Ct. Op. at 12-13 (quotation marks and citation omitted). We agree.
Upon our review of the record, including the surveillance video, we
conclude the trial court’s factual finding that Appellant was the aggressor and
there was no mutual consent to engage in the altercation is reasonably
supported by the record. See Craig, Andy - Order Station Video, at 2:35;
Craig, Andy_Clip (1), at 1:00-1:30 (Victim motioning for Appellant to leave
the restaurant and Appellant twice entering an employee only section); Craig,
Andy - Order Station Video, at 5:35; Craig, Andy_Clip (1), at 1:35-1:37
(Victim pushing or chest bumping Appellant when he entered a prohibited
area); Craig, Andy_Clip (1), at 2:53 (Victim ushering Appellant away from the
employee only section before a physical altercation ensues); see also N.T.
Non-Jury Trial at 54 (Victim testifying that after “bumping chests,” Appellant
hit him in the arm).
It was only after Victim asked Appellant to leave, which Appellant
refused to do and instead attempted to go behind the restaurant counter, that
Victim initiated physical contact with Appellant. Victim was merely attempting
to get Appellant to leave the premises. Based on the evidence presented, the
trial court could reasonably conclude that Appellant was the aggressor in the
altercation and punched Victim. Appellant’s claim rests on the contention that
the trial court should have believed his version of events when determining
the grading of his offense. See Appellant’s Brief at 25, 28-29. However, the
trial court credited Victim’s testimony and stated it did not believe Appellant’s
version of events, which it was free to do. See Colon-Plaza, 136 A.3d at
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526. Again, we remind Appellant that the trial court sat as fact-finder in this
matter and evaluated the credibility of the evidence presented, a
determination we will not reweigh on appeal. See id. at 526. Because the
trial court’s grading of the offense as a second-degree misdemeanor was
proper, no relief is due.
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 11/29/2022
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