Com. v. Butler, D. ( 2022 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
DERRICK LORENZO BUTLER :
:
Appellant : No. 542 MDA 2021
Appeal from the Judgment of Sentence Entered October 15, 2019
In the Court of Common Pleas of Dauphin County Criminal Division at
No(s): CP-22-CR-0000523-2018
BEFORE: DUBOW, J., McLAUGHLIN, J., and McCAFFERY, J.
MEMORANDUM BY DUBOW, J.: FILED FEBRUARY 16, 2022
Appellant, Derick Lorenzo Butler, appeals from the Judgment of
Sentence entered on October 15, 2019, after he entered a negotiated guilty
plea to Third-Degree Murder and Possession of Firearm Prohibited. Appellant’s
counsel, William M. Shreve, Esquire, has filed a Petition Withdraw as Counsel
and an Anders1 Brief, to which Appellant has filed a pro se response. Upon
review, we affirm Appellant’s Judgment of Sentence and grant counsel’s
request to withdraw.
Procedural and Factual History
A detailed recitation of the underlying procedural and factual history is
unnecessary to our disposition. On October 15, 2019, Appellant pleaded guilty
to the above charges in exchange for an aggregate sentence of twenty-five to
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1 Anders v. California, 386 U.S. 738 (1967).
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fifty years’ incarceration for the shooting death of JahSun Patton during a
holiday gathering at an acquaintance’s apartment. Appellant’s plea counsel
did not file post-sentence motions or a direct appeal.
On March 29, 2021, the trial court reinstated Appellant’s appellate rights
nunc pro tunc.2 This timely appeal followed. Both Appellant and the trial court
complied with Pa.R.A.P. 1925.
On September 3, 2021, Attorney Shreve filed an Anders Brief indicating
Appellant wished to challenge the admission of hearsay evidence at the
preliminary hearing and the validity of Appellant’s guilty plea. In addition,
Attorney Shreve has filed a petition to withdraw as counsel. Appellant filed a
response, which avers that plea counsel was ineffective and, in turn,
challenges the validity of his plea due to counsel’s ineffectiveness.
Anders Requirements
When counsel files an Anders Brief, and the appellant files a pro se or
counseled response, this Court will first determine whether counsel has
complied with the dictates of Anders and Commonwealth v. Santiago, 978
A.2d 349 (Pa. 2009). See Commonwealth v. Bennett, 124 A.3d 327, 333
(Pa. Super. 2015) (outlining the proper procedure where counsel files an
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2 On July 22, 2020, Appellant filed a pro se petition pursuant to the Post
Conviction Relief Act (“PCRA”), 42 Pa.C.S. §§ 9541-46, alleging ineffective
assistance of counsel and a violation of his constitutional rights. On July 22,
2020, court-appointed counsel filed a “Motion to Reinstate Rights Under the
PCRA.” The PCRA court scheduled a hearing, where the Commonwealth did
not oppose counsel’s request to reinstate Appellant’s direct appeal rights nunc
pro tunc.
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Anders Brief and the appellant files a pro se response). If counsel has
complied with Anders and Santiago, we address the issues raised in the
Anders Brief. Bennett, 124 A.3d at 333. If we determine that those issues
are without merit, we examine the allegations Appellant raised in his pro se
reply. Id. We treat this filing as an advocate’s brief and review it “as we do
any advocate's brief.” Id. We are mindful that this Court is limited to
examining only those issues raised and developed in the pro se reply. Id.
“We do not act as, and are forbidden from acting as, appellant's counsel.” Id.
In order for counsel to withdraw from an appeal, our Supreme Court has
determined that counsel must file a brief pursuant to Anders that: (1)
provides a summary of the procedural history and facts, with citations to the
record; (2) refers to anything in the record that counsel believes arguably
supports the appeal; (3) sets forth counsel’s conclusion that the appeal is
frivolous; and (4) states counsel’s reasons for concluding that the appeal is
frivolous. Santiago, 978 A.2d at 361. “Counsel should articulate the relevant
facts of record, controlling case law, and/or statutes on point that have led to
the conclusion that the appeal is frivolous.” Id.
Counsel's brief meets the Anders requirements. Additionally, counsel
confirms that he sent Appellant a copy of the Anders Brief and petition to
withdraw, as well as a letter explaining to Appellant that he has the right to
retain new counsel, proceed pro se, or to raise any additional points. See
Commonwealth v. Orellana, 86 A.3d 877, 880 (Pa. Super. 2014)
(describing notice requirements).
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Having confirmed counsel’s compliance with the above requirements,
we turn to the issues counsel raised in his Anders Brief. We will then address
Appellant’s response to counsel’s Anders Brief.
Issues Raised in Anders Brief
In his Anders Brief, counsel purports to challenge the admission of
hearsay evidence at the preliminary hearing and the validity of Appellant’s
guilty plea. Anders Br. at 8. Appellant failed to preserve either of these claims
for our review.
It is well-settled that when a defendant enters a guilty plea, that
defendant “waives all claims and defenses other than those sounding in the
jurisdiction of the court, the validity of the plea, and what has been termed
the ‘legality’ of the sentence imposed.” Commonwealth v. Prieto, 206 A.3d
529, 533-34 (Pa. 2019) (citation and brackets omitted). Moreover, in order
to preserve a challenge to the validity of the guilty plea, an appellant must
either object during the plea colloquy, at the sentencing hearing, or through
post-sentence motions. Commonwealth v. Monjaras-Amaya, 163 A.3d
466, 468-469 (Pa. Super. 2017). Failure to do so results in waiver. Monjaras-
Amaya, 163 A.3d at 469; Commonwealth v. Tareila, 895 A.2d 1266, 1270
n.3 (Pa. Super. 2006); see also Pa.R.A.P. 302(a) (“Issues not raised in the
lower court are waived and cannot be raised for the first time on appeal.”).
Here, Appellant did not preserve a challenge to the validity of his guilty
plea because he failed to raise such a challenge at his plea colloquy,
sentencing, or thereafter by motion. Likewise, when Appellant entered his
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guilty plea, he waived his right to challenge the admission of hearsay evidence
at his preliminary hearing.
Since Appellant waived the issues he challenges on appeal, we agree
with counsel that this appeal is frivolous. See Commonwealth v. Tukhi,
149 A.3d 881, 888 (Pa. Super. 2016) (“An issue that is waived is frivolous.”);
Commonwealth v. Kalichak, 943 A.2d 285, 291 (Pa. Super. 2008) (“Having
been waived, pursuing this matter on direct appeal is frivolous.”).
Issues Raised in Appellant’s Pro Se Response
Appellant filed a pro se response to counsel’s Anders Brief.3 As stated
above, our case law dictates that we treat this reply as an advocate’s brief.
Bennett, 124 A.3d at 333. In his response, Appellant avers that plea counsel
was ineffective for failing to file a “petition for writ of habeas corpus”
challenging the admission of hearsay at his preliminary hearing and for failing
to file a petition to withdraw his guilty plea. Appellant’s Reply, filed 9/17/21,
at 2-6. Appellant also contends that his plea was involuntary because counsel
did not explain “what a consecutive sentence was” or the consequences of
pleading guilty while on probation. Id.
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3 Although this Court would typically conduct an independent review of the
record for arguably meritorious issues that counsel missed or misstated,
Commonwealth v. Dempster, 187 A.3d 266, 272 (Pa. Super. 2018) (en
banc), as stated above, when a defendant files a response to an Anders
Brief, “[this] Court is limited to examining only those issues raised and
developed in the [response; w]e do not act as, and are forbidden from acting
as, appellant's counsel.” Bennett, 124 A.3d at 333.
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Generally, an allegation of ineffective assistance of counsel may not be
considered on direct review. Commonwealth v. Holmes, 79 A.3d 562, 576
(Pa. 2013). Instead, a defendant must defer claims of ineffective assistance
of counsel to PCRA review, unless: (1) the claim of ineffectiveness is apparent
from the record and meritorious to the extent that immediate consideration
serves the interest of justice, or (2) there is good cause shown and the
defendant has given a knowing and express waiver of his right to seek
subsequent PCRA review. Id. at 563-64.
In light of the foregoing case law, and because none of the exceptional
circumstances permitting review of an ineffective assistance of counsel claim
on direct appeal are present, we dismiss Appellant’s ineffective assistance of
counsel claim without prejudice to his ability to raise it on collateral review.
Conclusion
Following our review of the issues raised in counsel’s Anders Brief, we
agree with counsel and conclude that this appeal is wholly frivolous. In
addition, Appellant failed to present any issues of merit in his response.
Accordingly, we grant counsel’s Petition to Withdraw and affirm Appellant’s
Judgment of Sentence.
Petition to Withdraw as Counsel granted; Judgment of Sentence
affirmed.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 02/16/2022
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