Com. v. Daszkiewicz, M. ( 2017 )

J-S48031-17
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
MICHAEL LESLIE DASZKIEWICZ,
Appellant No. 1968 MDA 2016
Appeal from the Order Entered November 3, 2016
in the Court of Common Pleas of York County
Criminal Division at No.: CP-67-CR-0007829-2015
BEFORE: OTT, J., STABILE, J., and PLATT, J.*
MEMORANDUM BY PLATT, J.: FILED SEPTEMBER 26, 2017
Appellant, Michael Leslie Daszkiewicz, appeals from the order denying
his motion to dismiss the assault and harassment charges against him, after
the trial court declared a mistrial sua sponte. He claims double jeopardy.
The court maintains that its order declaring a mistrial was properly based on
manifest necessity. We affirm.
We derive the facts of the case from the trial court’s order (dated
November 3, 2016 and filed November 18, 2016), its supplemental
statement (Trial Court’s Rule 1925(a) Opinion, 1/25/17), and our
independent review of the record.
____________________________________________
*
Retired Senior Judge assigned to the Superior Court.
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On the day of the incident at issue, October 26, 2015, Appellant
invited the victim to visit him at a hotel room where he was staying in York,
Pennsylvania. The two had an on-again-off-again friendship which included
a physical relationship. She accepted.1
Both parties testified at trial. While they differed sharply on the details
of the actual incident, (in particular, Appellant’s claim that the victim was
the initial physical aggressor), there was a basic agreement that on the day
in question, after the victim arrived, the two argued at first, became
romantic, and then argued again. Part of the argument may have been
about what the victim considered to be Appellant’s imprudent spending
habits. Part of it may have been about the status of their relationship. In
any event, the argument got heated. Appellant threatened to have a female
cousin beat up the victim. He also threatened to call the victim’s mother
and make disparaging remarks about her daughter’s virtue.
The argument became physical (in Appellant’s version, because the
victim began beating him). The victim testified that, at some point, she fled
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1
In Appellant’s version of events, he was merely facilitating a ride home
from a bar for the victim, who, he claimed, lacked cab fare. (See N.T. Trial,
9/15/16, at 107-08). However, we need not address this discrepancy, which
has no direct relevance to our disposition. We note that Appellant does not
dispute that the victim went to his room, at his direction, and stayed there,
not home to her mother. (See id. at 108).
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into the bathroom, but Appellant followed her.2 She said that he punched
her about five times in the face and pushed her down, which was when she
fell, twisting her left leg, and injuring her knee. (See N.T. Trial, 9/15/16, at
61-66).
At some point, Appellant called 911. York City patrol officer Shawn M.
Kelly, dispatched by radio to a “domestic dispute, assault,” met Appellant at
the hotel room door. Appellant demanded that the victim, still in the
bathroom, be removed. Officer Kelly went to the bathroom, where the
victim could not move because of the pain and swelling to her dislocated
knee. She thought it was fractured. Officer Kelly stayed with her until EMT
personnel transported her to the hospital.
The parties stipulated at trial that the victim had suffered a strain of
the mid-collateral ligament as well as a patella subluxation and lateral
femoral condyle bone bruise (injuries to her left knee and knee cap). 3 (See
N.T. Trial, 9/15/16, at 83). A SAFE4 nurse’s examination of the victim
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2
Appellant testified at trial that the victim yanked him into the bathroom,
and as the two struggled, “she ran into the vanity and fell backwards.” (N.T.
Trial, 9/15/16, at 110). On appeal, Appellant concedes, or reports without
denial, the victim’s testimony that he followed her into the bathroom and
began to punch her. (See Appellant’s Brief at 6).
3
Appellant concedes that the victim lost twenty weeks of work because of
complications of the injury to her knee. (See Appellant’s Brief, at 7).
4
Sexual assault forensic examiner.
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confirmed bumps and bruises to the head and face as well. The victim also
had a bleeding split lip, a spider web bruise to the elbow and other bruises
on the arms and torso.5
At trial, it developed that another York police officer, Officer Ebersole6
had arrived on the scene in a separate vehicle. While Officer Kelly
concentrated on the victim and getting medical help for her, Officer Ebersole
stayed with Appellant.
Officer Ebersole’s involvement did not become evident until Officer
Kelly first mentioned it in direct testimony at trial, in response to a general
question from the prosecutor:
Q. When you went there, did you go along or take anyone
else?
A. No. Officer Ebersole was with me at the time.
Q. Were you in the same vehicle?
A. No, sir. We came separate.
(Id., 9/15/16, at 85).
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5
Appellant conceded at trial that he had slapped the victim’s face several
times, claiming justification, and noting his concern that her attack might
have aggravated pre-existing injuries to his neck. (See N.T. Trial, 9/15/16,
at 110).
6
Officer Ebersole’s first name is not given or readily apparent from the
record before us.
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On cross-examination by defense counsel, Officer Kelly testified
further:
Q. And other than your initial interaction with [Appellant],
you didn’t, you know, sit down and take a full statement from
him?
A. No. Once I started dealing with [the victim] my
partner, . . . Officer Ebersole, had come out to talk to
[Appellant].
Q. So you would agree it was your partner who probably
had the most interaction with [Appellant] that evening?
A. After the initial contact, correct.
(Id. at 101-02).
Officer Ebersole’s name did not appear in Officer Kelly’s written report
of the incident, or apparently in any other discovery furnished to the
defense.
After both sides had rested, defense counsel asked the trial court for a
missing witness instruction in a sidebar conference. (See id. at 118). After
an on-the-record discussion, the trial court took the request under
advisement but first directed the parties to determine the availability of
Officer Ebersole. (See id. at 122) (“I don’t care who produces him, and if
he can’t be produced, I’ll revisit your request for an instruction.”).
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The next day, the prosecutor reported to the trial court that Officer
Ebersole had suffered severe injuries in an unrelated collision with a drunk
driver, and was on indefinite medical leave. (See N.T. Trial, 9/16/16, at
125). Defense counsel, in addition to the request for the missing witness
instruction made the day before, raised the new argument of a Brady
violation, arguing prosecutorial misconduct.7 (See id., at 126). Counsel
asked for a dismissal. (See id.).
It bears noting that in seeking a dismissal, defense counsel initially
argued that “I don’t think a curative instruction can fix it because my client
has already testified.” (Id. at 127). Counsel also argued against a mistrial
(“I don’t think a mistrial will cure it.”). (Id.).
Nevertheless, a few minutes later, in the same on-the-record
conference, counsel stated, “The only remedy at this time, Your Honor,
would be to issue a mistrial on prosecutorial misconduct, which I would
not want that [sic].”). (Id. at 130) (emphases added).
Shortly thereafter, the trial court declared a mistrial, sua sponte. (See
id. at 131). Defense counsel filed a motion to dismiss. On November 3,
2016, after a hearing, the trial court denied the motion to dismiss, citing
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7
Brady v. Maryland, 373 U.S. 83 (1963).
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manifest necessity as the basis for the mistrial.8 This timely appeal
followed.9
Appellant presents one compound question for our review:
[Should] Appellant’s charges . . . be dismissed based on
double jeopardy because the trial court erred in declaring a
mistrial sua sponte when (1) Appellant did not request a mistrial
as a remedy, (2) there were no “extraordinary and striking
circumstances” making a mistrial a manifest necessity, and (3)
there were less drastic alternatives to a mistrial, including
Appellant’s request for a missing witness instruction[?]
(Appellant’s Brief, at 4) (quotation marks in original).
Our standard and scope of review for a challenge to the denial of a
motion to dismiss on double jeopardy grounds following a declaration of a
mistrial sua sponte is well-settled.
It is within a trial judge’s discretion to declare a mistrial
sua sponte upon the showing of manifest necessity, and absent
an abuse of that discretion, we will not disturb his or her
decision. Where there exists manifest necessity for a trial judge
to declare a mistrial sua sponte, neither the Fifth Amendment to
the United States Constitution, nor Article I, § 10 of the
Pennsylvania Constitution will bar retrial.
In Commonwealth v. Diehl, 532 Pa. 214, [216–17], 615
A.2d 690[, 691 (1992)], our Supreme Court, when considering
whether manifest necessity for the trial court’s sua sponte
declaration of a mistrial existed, stated:
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8
The trial court also found that the motion was not frivolous and declared
that [Appellant] could file an interlocutory appeal on the issue. (See N.T.
Hearing, 11/03/16, at 7-8; see also Order, dated November 3, 2016).
9
Appellant filed a timely court-ordered statement of errors on December 28,
2016. The trial court filed an opinion on January 25, 2017. See Pa.R.A.P.
Rule 1925.
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Since Justice Story’s 1824 opinion in United
States v. Perez, 22 U.S. (9 Wheat.) 579, 580, 6 L. Ed.
165, it has been well settled that the question whether
under the Double Jeopardy Clause there can be a new
trial after a mistrial has been declared without the
defendant’s request or consent depends on [whether]
there is a manifest necessity for the mistrial, or the ends
of public justice would otherwise be defeated. It is
important to note that in determining whether the
circumstances surrounding the declaration of a mistrial
constitute manifest necessity, we apply the standards
established by both Pennsylvania and federal decisions.
Pennsylvania Rule of Criminal Procedure [605(B)] provides
that:
When an event prejudicial to the defendant occurs
during trial only the defendant may move for a mistrial;
the motion shall be made when the event is disclosed.
Otherwise, the trial judge may declare a mistrial only for
reasons of manifest necessity.
In accordance with the scope of our review, we must take
into consideration all the circumstances when passing upon
the propriety of a declaration of mistrial by the trial court. The
determination by a trial court to declare a mistrial after jeopardy
has attached is not one to be lightly undertaken, since the
defendant has a substantial interest in having his fate
determined by the jury first impaneled. Additionally, failure to
consider if there are less drastic alternatives to a mistrial creates
doubt about the propriety of the exercise of the trial judge’s
discretion and is grounds for barring retrial because it indicates
that the court failed to properly consider the defendant’s
significant interest in whether or not to take the case from the
jury. Finally, it is well established that any doubt relative to the
existence of manifest necessity should be resolved in favor of the
defendant.
We do not apply a mechanical formula in
determining whether a trial court had a manifest need to
declare a mistrial. Rather, varying and often unique
situations arise during the course of a criminal trial . . .
[and] the broad discretion reserved to the trial judge in
such circumstances has been consistently reiterated . . . .
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[Commonwealth v.] Leister, 712 A.2d [332,] at 335 (quoting
Illinois v. Somerville, 410 U.S. 458, 462 [ ] (1973));
Commonwealth v. Morris, 773 A.2d 192 (Pa. Super. 2001).
Commonwealth v. Kelly, 797 A.2d 925, 936–37 (Pa. Super. 2002) (some
citations and internal quotation marks omitted) (emphases added).
Here, after independent review, in consideration of all of the
circumstances in this case, we conclude under our standard and scope of
review, that the trial court had more than ample reason to find manifest
necessity. Its decision to declare a mistrial sua sponte was well within the
scope of its judicial discretion, and free of legal error.
At the outset, we note that both Appellant’s statement of questions
involved and his argument fail to comply with our Rules of Appellate
Procedure. See Pa.R.A.P. 2116; Pa.R.A.P. 2119.
Specifically, in his “Question(s) Involved” [sic], Appellant makes three
more or less inter-related claims, but fails to state concisely any other claims
of error to be resolved. (See Appellant’s Brief, at 4). “No question will be
considered unless it is stated in the statement of questions involved or is
fairly suggested thereby.” Pa.R.A.P. 2116(a).
Furthermore, in the argument section of his brief, Appellant fails to
develop a coordinated argument in support of the three claims made in the
statement of questions involved. (Compare “Questions Involved” at 4, with
Appellant’s Brief, at 13-20). Rather, Appellant substitutes a string of loosely
associated legal principles, without developing a corresponding argument
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that applies those general principles to the claims of error expressly raised,
or to any companion claims fairly suggested by them.
We could find all of Appellant’s issues waived on this basis alone.
However, in the interest of judicial economy we decline to do so. Instead, to
the extent possible, we will review the merits of the primary issues Appellant
purports to raise, and explain why under our standard of review the trial
court’s decision is proper and legally correct. Accordingly, we will focus on
the repeated themes of Appellant’s principal claims without attempting to
respond to each and every undeveloped claim in the remainder of his brief.
Appellant’s first sub-issue, (mistrial not requested), is easily resolved.
There is no question that Appellant did not formally request a mistrial (even
though defense counsel may have hinted at it). But the assertion that the
mistrial was not requested is irrelevant. As acknowledged by Appellant, the
trial court declared a mistrial sua sponte.10 (See Order, 11/03/16 (filed
11/18/16), at 1; see also N.T. Trial, 9/16/16, at 132). There is plainly no
requirement that a trial court obtain the permission of a defendant to
declare a mistrial sua sponte. Lacking support in law or the facts,
Appellant’s claim is frivolous. His first claim fails.
Next, Appellant postulates that there were no “extraordinary and
striking circumstances,” to constitute a manifest necessity for a mistrial sua
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10
Appellant acknowledges this fact in the question itself. (See Appellant’s
Brief, at 4).
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sponte. (Appellant’s Brief at 4; see also id. at Appendix B, Statement of
Errors, 12/28/16). However, other than raising the issue, as noted,
Appellant utterly fails to address, let alone develop, an argument for this
claim. (See id. at 12-20). Accordingly, Appellant has waived this issue.
See Commonwealth v. Wilson, 147 A.3d 7, 14 (Pa. Super. 2016) (noting
appellant waives issue on appeal if he fails to present claim with citations to
relevant authority or develop issue in meaningful fashion capable of review).
Moreover, Appellant’s mere citation of the catch phrase, with no
further development, ignores the much broader context of our scope and
standard of review, which recognize that we do not apply a mechanical
formula in determining whether a trial court had a manifest need to declare
a mistrial. Rather, we afford the trial court a broad discretion to
accommodate the varying and unique situations which can arise during the
course of a criminal trial. See Kelly, supra at 936–37. Appellant’s second
sub-claim fails.
Appellant characterizes the third sub-issue (trial court consideration of
less drastic alternatives to mistrial), as “[t]he primary issue in this appeal[.]”
(Appellant’s Brief, at 14). He posits two alternatives to a mistrial: a missing
witness instruction, and a dismissal for prosecutorial misconduct, the
purported Brady violation. (See id. at 12). Appellant’s claims do not merit
relief.
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Preliminarily, we observe that Appellant’s claim on appeal that there
were less drastic alternatives to a mistrial that the trial court failed to
consider stands in stark contrast to the opposite position taken by defense
counsel at trial.
As already noted, defense counsel initially argued in the sidebar
conference, that “I don’t think a curative instruction can fix it because my
client has already testified.” (N.T. Trial, 9/16/16, at 127). Counsel also
argued against a mistrial for a similar reason (“I don’t think a mistrial will
cure it[.]”). (Id.).
Nevertheless, a few minutes later, in the same on-the-record hearing,
counsel stated, “The only remedy at this time, Your Honor, would be to
issue a mistrial on prosecutorial misconduct, which I would not want that
[sic][.]”). (Id. at 130) (emphases added). Understandably, counsel would
have preferred a dismissal. We also understand the obligations of zealous
advocacy. Nevertheless, counsel’s insistence on appeal that there were less
drastic alternatives to a mistrial stands in stark contrast to the near-
categorical denial of such alternatives at trial.
Furthermore, it is beyond dispute that, contrary to the claim on
appeal, dismissal of charges is not a “less drastic alternative.” Appellant
himself acknowledges this. (See Appellant’s Brief, at 19).
Moreover, “[a] mere finding of willful prosecutorial misconduct will not
necessarily warrant dismissal of charges.” Wilson, supra at 13 (citations
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omitted). Prosecutorial misconduct is precisely what defense counsel alleged
here. (See N.T. Trial, 9/16/16, at 130).
Even assuming for the sake of argument that defense counsel could
have proved, not merely asserted, prosecutorial misconduct, dismissal would
not have been automatic or required. It certainly would not have been “less
drastic.” The trial court considered, but properly rejected, dismissal as a
“less drastic alternative” to mistrial.
Appellant also complains that the trial court should have given a
missing witness instruction instead of declaring a mistrial. The trial court
reasons that a missing witness instruction was not appropriate. We agree.
The missing witness adverse inference rule may be summarized as
follows:
When a potential witness is available to only one of
the parties to a trial, and it appears this witness has
special information material to the issue, and this person’s
testimony would not merely be cumulative, then if such
party does not produce the testimony of this witness, the
jury may draw an inference that it would have been
unfavorable.
Commonwealth v. Manigault, 501 Pa. 506, 510-11, 462 A.2d
239, 241 (1983)(quotations, citations and emphasis omitted).
This Court has delineated the circumstances which preclude
issuance of the instruction.
1. The witness is so hostile or prejudiced against the party
expected to call him that there is a small possibility of
obtaining unbiased truth;
2. The testimony of such a witness is comparatively
unimportant, cumulative, or inferior to that already
presented;
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3. The uncalled witness is equally available to both parties;
4. There is a satisfactory explanation as to why the party
failed to call such a witness;
5. The witness is not available or not within the control of
the party against whom the negative inference is desired;
and
6. The testimony of the uncalled witness is not within the
scope of the natural interest of the party failing to produce
him.
Commonwealth v. Evans, 444 Pa. Super. 545, 664 A.2d 570,
573-74 (1995). To invoke the missing witness instruction
against the Commonwealth, the witness must only be available
to the Commonwealth and no other exceptions must apply.
Commonwealth v. Culmer, 413 Pa. Super. 203, 604 A.2d
1090, 1098 (1992).
Commonwealth v. Boyle, 733 A.2d 633, 638–39 (Pa. Super. 1999).
Here, it is worth noting that Officer Ebersole was at least theoretically
available to both parties, subject to the physical limitations his injuries and
the requirements of his recuperation may have imposed. There is certainly
nothing in the record and no offer of proof by Appellant that he was only
available to the Commonwealth. Similarly, there is no showing that he was
not available or not within the control of the Commonwealth as the party
against whom the negative inference is desired. The trial court concluded
that any testimony Officer Ebersole could give would be “merely
cumulative.” (N.T. Trial, 9/15/16, at 121).
On independent review, we agree with the trial court’s assessment.
There was no evidence, contrary to Appellant’s claim on appeal, that Officer
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Ebersole took any written statement from Appellant. (See N.T. Trial,
9/16/16, at 131). Testimony about his conversation with Appellant, on
available evidence, would be merely cumulative of Appellant’s statement to
Officer Kelly (and his trial testimony). On our review of the record, there is
nothing to suggest that any testimony Officer Ebersole could give would be
either adverse to the Commonwealth or helpful to Appellant. Similarly, in
the absence of any evidence to the contrary, we find that Officer Ebersole’s
testimony (which in context could only have been comprised of his
conversation with Appellant) would have been “comparatively unimportant,
cumulative, or inferior to that already presented.” Boyle, supra at 638.
The trial court properly found that Appellant was not entitled to a missing
witness instruction.
In the face of the claims defense counsel was making, in the middle of
a jury trial, with no practical way to ascertain what relevant information
Officer Ebersole actually had, we conclude that the trial court properly
declared a mistrial on the basis of manifest necessity.
Furthermore, the trial court did consider alternatives to a mistrial.
The trial court entertained extensive argument from both counsel on the
propriety of a missing witness instruction, as well as dismissal. (See N.T.
Trial, 9/15/16, at 118-122). Appellant’s third sub-claim does not merit
relief.
Order affirmed.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 9/26/2017
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