Com. v. Baldwin, T. ( 2018 )

J-S68024-17
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
THOMAS MARTIN BALDWIN :
:
Appellant : No. 1975 MDA 2016
Appeal from the Judgment of Sentence July 19, 2016
In the Court of Common Pleas of Cumberland County Criminal Division at
No(s): CP-21-CR-0000752-2015
BEFORE: LAZARUS, J., DUBOW, J., and STRASSBURGER*, J.
MEMORANDUM BY DUBOW, J.: FILED JANUARY 22, 2018
Appellant, Thomas Martin Baldwin, appeals from the Judgment of
Sentence entered in the Cumberland County Court of Common Pleas on July
19, 2016. We quash this appeal.
A detailed recitation of the facts is unnecessary to our disposition.
Briefly, a jury convicted Appellant of one count each of Aggravated Assault,
Firearms Not to be Carried Without a License, Unlawful Restraint, Terroristic
Threats, Simple Assault, False Imprisonment, Rape by Forcible Compulsion,
Rape by Threat of Forcible Compulsion, Harassment, and two counts of
Sexual Assault.1 On July 19, 2016, the court sentenced Appellant to an
aggregate term of 10 to 20 years’ incarceration.
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1 18 Pa.C.S. §2702(a)(1); 18 Pa.C.S. § 6106(a)(1); 18 Pa.C.S. §
2902(a)(1); 18 Pa.C.S. § 2706(a)(1); 18 Pa.C.S. §2701(a)(1); 18 Pa.C.S. §
(Footnote Continued Next Page)
____________________________________
* Retired Senior Judge assigned to the Superior Court.
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At Appellant’s sentencing hearing, the court informed Appellant that
“[a]ny [P]ost-[S]entence [M]otion must be filed within 10 days of today’s
date[,]” and that “an appeal must be filed within 30 days of today’s date,
unless you have filed a timely [P]ost-[S]entence [M]otion[.]” N.T.
Sentencing, 7/19/16, at 29.
By Order dated July 19, 2016, but not docketed until two days later on
July 21, 2016, the trial court, inter alia, permitted trial counsel to withdraw;
appointed the office of the Public Defender to represent Appellant; ordered
the transcription of all notes of testimony; and gave new counsel “30 days
from the date of receipt of the transcripts” to file Post-Trial Motions. See
Order, 7/21/2016. Our review of the record, including the Notes of
Testimony, indicates that, by this Order the court intended to enlarge the
time for Appellant to file his Post-Sentence Motion from within 10 days of his
Judgment of Sentence as provided in the Rules, to within 30 days of his
Judgment of Sentence, not 30 days following Appellant’s receipt of the Notes
of Testimony as the court actually provided in the Order. See, e.g., N.T.,
11/22/16, at 2-12 (counsel discussing with the court that Appellant untimely
filed his Post-Sentence Motion on August 19, 2016, 31 days after entry of his
Judgment of Sentence, noting that “[o]n the 19th, on the day of sentencing
(Footnote Continued) _______________________
2903(a); 18 Pa.C.S. § 3121(a)(1); 18 Pa.C.S. § 3121(a)(2); 18 Pa.C.S. §
2709(a)(1); and 18 Pa.C.S. § 3124.1, respectively.
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[the court] gave 30 days, which was implicitly an extension” and “so from
that Order it was 30 days just almost like your appeal date, and the 30 days
here would have been August 18th, and now it wasn’t filed until August 19th.
So the 30 days you granted, it wasn’t filed within that[.]).
On August 10, 2016—22 days after the Judgment of Sentence—
Appellant filed a “Motion for Enlargement of Time to File Post[-]Sentence
Motions,” which the trial court denied on August 17, 2016. In its Order, the
court recognized that it may not retain jurisdiction beyond 30 days of
Appellant’s Judgment of Sentence absent the filing of timely Post-Sentence
Motion. See Order, 8/17/16. See also Pa.R.Crim.P 720(A)(1), (3). At no
time did the court characterize this as a motion for nunc pro tunc relief.
Even if it could be characterized as an application for post-sentence nunc pro
tunc relief, the court denied it.
On August 19, 2016—31 days after entry of his Judgment of
Sentence—Appellant filed a Post-Sentence Motion.
On September 26, 2016, the court entered an Order scheduling a
hearing on what it characterized, for the first time, as Appellant’s “nunc pro
tunc” Post-Sentence Motion, stating, without citation to the record, that it
had “previously allowed [Appellant] to file such [P]ost-[S]entence [M]otion
nunc pro tunc[.]” See Order 9/26/16. There is no entry in the docket of the
court granting any such nunc pro tunc post-sentence relief. The docket
contains only a notation that the trial court denied Appellant’s August 10,
2016 Motion.
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At the hearing on Appellant’s Post-Sentence Motion, the
Commonwealth argued that Appellant had filed his Motion untimely, and that
the court was, thus, without jurisdiction to consider it. N.T., 11/22/16, at 3,
8-11. Notably, Appellant’s counsel conceded at the hearing that Appellant
filed his Post-Sentence Motion “one day perhaps too late.” Id. at 7.
Following the hearing, the court issued an Order acknowledging that
Appellant had filed the Motion “only one day late,” and denied the Motion on
its merits. Order, 11/3016.
On December 7, 2016, Appellant filed this appeal from his Judgment of
Sentence. Appellant and the trial court complied with Pa.R.A.P. 1925.
Appellant raises the following issue on appeal:
Did the trial court abuse its discretion when it allowed the
Commonwealth to introduce evidence related to [Appellant’s]
prior relationship with two other females under Pennsylvania
Rule of Evidence 404(b) when the facts of this case and the facts
of the two past relationships were not so unusual and distinctive
as to be like a signature.
Appellant’s Brief at 7 (footnote and footnote text omitted).
Before addressing the merits of the claim raised by Appellant, we
consider whether we have jurisdiction over this appeal.
“Jurisdiction is vested in the Superior Court upon the filing of a timely
notice of appeal.” Commonwealth v. Green, 862 A.2d 613, 615 (Pa.
Super. 2004) (en banc) (citation omitted). “[A] direct appeal in a criminal
proceeding lies from the judgment of sentence.” Commonwealth v.
Preacher, 827 A.2d 1235, 1236 n.1 (Pa. Super. 2003). Sitting en banc,
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this Court has interpreted the language “imposition of sentence” as the date
the trial court pronounced the sentence in open court. Green, 862 A.2d at
619. “The time for filing an appeal can be extended beyond [thirty] days
after the imposition of sentence only if the defendant files a timely post-
sentence motion.” Id. at 618; Pa.R.A.P. 720(A)(2). Pursuant to
Pa.R.Crim.P. 720(A)(1), a Post-Sentence Motion must be filed no later than
ten days after the imposition of sentence. An untimely Post-Sentence
Motion does not toll the thirty-day appeal period. Green, 862 A.2d at 618
In the case at hand, the court imposed Appellant’s Judgment of
Sentence on July 19, 2016; thus, he had until July 29, 2016, to file a timely
Post-Sentence Motion. Pa.R.Crim.P. 720(A)(1). However, Appellant waited
31 days, until August 19, 2019, to file his Motion. Because Appellant filed an
untimely Post Sentence Motion, the appeal period could be tolled “only if the
trial court accepted it under its limited authority to allow the filing of a post-
sentence motion nunc pro tunc.” Commonwealth v. Capaldi, 112 A.3d
1242, 1244 (Pa. Super. 2015).
“[A] post-sentence motion nunc pro tunc may toll the appeal period,
but only if two conditions are met.” Id. (citing Commonwealth v.
Dreves, 839 A.2d 1122, 1128 (Pa. Super. 2003) (en banc)) (emphasis
added). “First within 30 days of imposition of sentence, a defendant must
request the trial court to consider a post-sentence motion nunc pro tunc.”
Capaldi, 112 A.3d at 1244. “Second, the trial court must expressly
permit the filing of a post-sentence motion nunc pro tunc, also within 30
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days of imposition of sentence.” Id. (citation omitted, emphasis in original).
The time for filing an appeal is not tolled if the trial court does not expressly
grant nunc pro tunc relief. Id. “Moreover, the trial court’s resolution of the
merits of the late post-sentence motion is no substitute for an order
expressly granting nunc pro tunc relief.” Id. (citation and quotation
omitted).
We note that the trial court’s attempt in its July 21, 2016 Order to
prospectively enlarge the time for Appellant to file a Post-Sentence Motion
was without legal effect. Pennsylvania law is clear that the only way for an
appellant to enlarge the time for filing a post-sentence motion is to seek
permission to file a post-sentence motion nunc pro tunc, and for the court to
expressly grant such permission within 30 days of the appellant’s judgment
of sentence. Thus, the court lacked the authority to enter that portion of the
July 21, 2016 Order which extended the time for Appellant to file his Post-
Sentence Motion to 30 days following the receipt of the transcribed Notes of
Testimony.
In addition, Appellant did not file a Post-Sentence Motion nunc pro
tunc within 30 days of his Judgment of Sentence. Rather, Appellant filed his
“Post-Sentence Motion” on August 19, 2016, 31 days after entry of his
Judgment of Sentence, and one day after his Judgment of Sentence became
final.
Even if Appellant had filed his Post-Sentence Motion within 30 days of
his Judgment of Sentence, Dreves would not apply because Appellant did
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not satisfy either of the prerequisites for nunc pro tunc relief. First,
Appellant did not include in his untimely Post-Sentence Motion a request that
the trial court receive it as filed nunc pro tunc. Secondly, the trial court did
not expressly grant permission to file the Post-Sentence Motion nunc pro
tunc. The trial court’s action of accepting Appellant’s untimely Post-
Sentence Motion as filed nunc pro tunc, and then denying it on the merits,
“is not a proper substitute for an order expressly granting the right to file a
post-sentence motion nunc pro tunc.” Capaldi, 112 A.3d at 1245 (citation
omitted).
Because the trial court’s attempt to enlarge the time within which
Appellant was required to file a Post-Sentence Motion was a nullity, and
Appellant did not file a Post-Sentence Motion nunc pro tunc within 30 days of
entry of his Judgment of Sentence, he was required to file his appeal within
30 days of imposition of sentence. Pa.R.Crim.P. 720(A)(3); Pa.R.A.P.
903(c)(3). The court sentenced Appellant on July 19, 2016. He filed his
appeal on December 7, 2016—141 days later. Thus, this appeal is
untimely.2
Appeal quashed.
Judge Lazarus joins the memorandum.
Judge Strassburger files a Dissenting Memorandum.
____________________________________________
2 This disposition is without prejudice to Appellant’s right to seek
reinstatement nunc pro tunc of his post-sentence rights.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 1/22/2018
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