Com. v. Brown, M. ( 2016 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
MARK DAVID BROWN,
Appellant No. 651 MDA 2015
Appeal from the Judgment of Sentence February 19, 2015
in the Court of Common Pleas of Luzerne County
Criminal Division at No.: CP-40-CR-0001797-2010
BEFORE: BENDER, P.J.E., SHOGAN, J., and PLATT, J.*
MEMORANDUM BY PLATT, J.: FILED FEBRUARY 04, 2016
Appellant, Mark David Brown, appeals from the judgment of sentence
imposed on February 19, 2015 following the revocation of his probation.
Counsel has filed an Anders1 brief and petitioned this Court for permission
to withdraw from representation on the basis of frivolity.2 Appellant has filed
a pro se response to the Anders brief. After conducting an independent
review of the record, we grant counsel’s petition to withdraw and affirm the
judgment of sentence.
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*
Retired Senior Judge assigned to the Superior Court.
1
See Anders v. California, 386 U.S. 738 (1967).
2
The Commonwealth submitted a letter dated September 18, 2015
indicating that it would not be submitting a brief in this matter, but agreeing
with Appellant’s counsel that the issues presented are frivolous and without
merit.
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We take the following facts and procedural history from the trial
court’s findings at the February 19, 2015 revocation of probation hearing
and our independent review of the certified record. On March 31, 2011,
Appellant entered a plea of nolo contendere to one count of unlawful contact
with a minor, a felony of the second degree.3 During the plea colloquy,
Appellant was advised that he would be evaluated by the Sexual Offender
Assessment Board (SOAB) and ordered to have no unsupervised contact
with minors. (See N.T. Plea Hearing, 3/31/11, at 9). On July 28, 2011,
after consideration of a pre-sentence investigation report and the evaluation
by the SOAB, the trial court found Appellant to be a sexually violent predator
and sentenced him to not less than fourteen nor more than forty-four
months’ incarceration followed by twelve months’ probation. (See N.T.
Sentencing, 7/28/11, at 5-7).
On February 19, 2015, the trial court conducted a hearing at the
request of the probation office to determine how probation could adequately
supervise Appellant after he maxed out his sentence on March 12, 2015.
(See N.T. Hearing, 2/19/15, at 5-6, 10). During the hearing, probation
officer Wayne Woznikaitis testified that the parole board determined
Appellant’s wife was manipulating prison visits to allow Appellant access to
his minor grandchildren, and based upon that information, the board
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3
The charges stemmed from contact between Appellant and his minor foster
child for the purpose of engaging in aggravated indecent assault.
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determined that it was not in Appellant’s best interest, his wife’s best
interest, or the community’s best interest to have him reside with his wife
when released from prison. (See id. at 6). Mr. Woznikaitis also testified
that Appellant was discharged from the sex offender treatment program in
prison unsuccessfully because of manipulative behaviors. Finally, because
Appellant did not have appropriate housing upon release, Mr. Woznikaitis
testified that the probation office was concerned about the risk to the
community from “a homeless sexually violent predator who has never
received treatment, who has exhibited manipulative behaviors, [and] who
really has no stability.” (Id. at 10; see id. at 9-10).
At the conclusion of the February 19, 2015 hearing, the trial court
found that Appellant “failed to complete sexual offender treatment, which is
necessary for [Appellant], who has already been found to be a sexual
predator, and is appropriate for the safety of the community and persons
[Appellant] comes in contact with, as well as for the benefit of [Appellant] to
prevent him reoffending.” (Id. at 44). It then revoked Appellant’s
probation and sentenced him to not less than fourteen nor more than
seventy-two months’ incarceration with credit for time served on this
information followed by twenty-four months’ probation.4 (See id.). The
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4
Because the court found that Appellant’s time served on this information
amounted to forty-four months as of March 12, 2015, (See N.T. Hearing, at
45), it is clear from the record that in reality the trial court sentenced
Appellant for the probation violation to an additional consecutive prison
(Footnote Continued Next Page)
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trial court further ordered that Appellant comply with special conditions for
sex offenders and that he have no contact with his wife, Terry Brown,
without prior approval of his probation supervisor. (See id. at 45).
After the court denied Appellant’s counseled post-sentence motion for
modification of sentence, Appellant filed a timely pro se notice of appeal on
March 24, 2015.5 On April 21, 2015, the court granted Appellant’s counsel’s
petition to withdraw as counsel and on April 22, 2015 appointed Luzerne
County Public Defenders’ Office as appellate counsel. On April 23, 2015,
Appellant filed a pro se concise statement of errors complained of on appeal.
See Pa.R.A.P. 1925(b). On May 20, 2015, appellate counsel filed a notice of
_______________________
(Footnote Continued)
sentence of not less than time served nor more than twenty-eight months’
incarceration followed by two years of special probation.
5
Although the docket entries reflect that Appellant’s notice of appeal was
filed April 1, 2015, because Appellant mailed his pro se notice of appeal
while incarcerated, the prisoner mailbox rule applies and Appellant’s notice
of appeal is deemed filed when mailed on March 24, 2015. See
Commonwealth v. Jones, 700 A.2d 423, 426 (Pa. 1997).
Furthermore, in its order denying Appellant’s post-sentence motion,
the trial court erroneously instructed Appellant that he had “the right to
appeal to the appropriate appellate court within [thirty] days . . . .” (Order,
2/25/15). This misstatement by the trial court constitutes a breakdown in
the court’s operation, which excuses the facially untimely appeal filed more
than thirty days after revocation of Appellant’s probation. See
Commonwealth v. Parlante, 823 A.2d 927, 929 (Pa. Super. 2003)
(declining to quash appeal filed thirty-nine days after entry of revocation of
probation sentence, but only twenty-nine days after denial of petition for
modification, because court’s misstatement of appeal period was “breakdown
in the court’s operation.”) (citation omitted). Accordingly, Appellant timely
filed his notice of appeal.
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intent to file an Anders brief. See Pa.R.A.P. 1925(c)(4). On May 29, 2015,
the trial court filed its opinion. See Pa.R.A.P. 1925(a).
Before reaching the merits of the issue raised in the Anders brief, we
address counsel’s petition to withdraw. See Commonwealth v. Garang, 9
A.3d 237, 240 (Pa. Super. 2010) (“When presented with an Anders brief,
this Court may not review the merits of the underlying issues without first
passing on the request to withdraw.”) (citations omitted).
To withdraw pursuant to Anders, counsel must: 1) petition the Court
for leave to withdraw, certifying that after a thorough review of the record,
counsel has concluded the issues to be raised are wholly frivolous; 2) file a
brief referring to anything in the record that might arguably support the
appeal; and 3) furnish a copy of the brief to the appellant and advise him or
her of the right to obtain new counsel or file a pro se brief to raise any
additional points that the appellant deems worthy of review. See id.
Thereafter, this Court independently reviews the record and issues. See id.
Here, on review, it appears that counsel has substantially complied
with Anders, supra, and Commonwealth v. Santiago, 978 A.2d 349, 361
(Pa. 2009) (holding counsel must state reasons for concluding that appeal is
frivolous). Counsel has also substantially complied with Commonwealth v.
Millisock, 873 A.2d 748, 752 (Pa. Super. 2005), by providing a copy of the
notice letter advising Appellant of his rights. Therefore, we will undertake
our own independent review of the appeal to determine if it is wholly
frivolous.
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In the Anders brief, Appellant’s counsel presents one issue that might
arguably support an appeal:
[I.] Whether the trial court erred [] in revoking [Appellant’s]
special probation based upon [Appellant’s] failure to complete
sexual offender treatment prior to his release from prison and
resentencing him to incarceration?
(Anders Brief, at 1).
This issue challenges the legality of the sentence imposed by the trial
court; specifically, whether the court had the authority to revoke Appellant’s
probation while he was still incarcerated and impose a new sentence of
incarceration. (See id. at 7-8). Appellant’s claim lacks merit.
Our standard of review of an appeal from a sentence imposed
following the revocation of probation is well-settled: “Revocation of a
probation sentence is a matter committed to the sound discretion of the trial
court and that court’s decision will not be disturbed on appeal in the absence
of an error of law or an abuse of discretion.” Commonwealth v. Colon,
102 A.3d 1033, 1041 (Pa. Super. 2014), appeal denied, 109 A.3d 678 (Pa.
2015) (citation omitted).
Upon revoking probation, a sentencing court may choose
from any of the sentencing options that existed at the time of
the original sentencing, including incarceration. 42 Pa.C.S.A. §
9771(b). “[U]pon revocation [of probation] . . . the trial court is
limited only by the maximum sentence that it could have
imposed originally at the time of the probationary sentence.”
Commonwealth v. Infante, 63 A.3d 358, 365 (Pa. Super.
2013) (internal quotation marks and citations omitted).
However, 42 Pa.C.S.A. § 9771(c) provides that once probation
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has been revoked, a sentence of total confinement may only be
imposed if any of the following conditions exist:
(1) the defendant has been convicted of another crime; or
(2) the conduct of the defendant indicates that it is likely
that he will commit another crime if he is not imprisoned;
or
(3) such a sentence is essential to vindicate the authority
of the court.
42 Pa.C.S.A. § 9771(c).
Id. at 1044. Additionally, this Court has held that a trial court is within its
authority to revoke an appellant’s probation and impose a sentence of total
confinement, while an appellant is incarcerated, if he demonstrates that he
is not worthy of probation and that he poses a risk to the community and is
likely to commit new crimes. See Commonwealth v. Hoover, 909 A.2d
321, 324 (Pa. Super. 2006).
Here, the trial court concluded that based on Appellant’s actions while
incarcerated, specifically his failure to complete sexual offender treatment,
incarceration was necessary “to maintain safety to the public, to himself[,]
and to prevent [Appellant from] reoffending.” (N.T. Hearing, 2/19/15, at
47). Accordingly, we conclude that the trial court acted within its authority
when it revoked Appellant’s probation and imposed a sentence of
imprisonment. See 42 Pa.C.S.A. § 9771(c); Colon, supra at 1044;
Hoover, supra at 324. We agree with counsel that Appellant’s claim is
wholly frivolous.
Because Appellant has exercised his right to file a pro se brief, we
review the issues raised in that brief as well. See Commonwealth v.
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Nischan, 928 A.2d 349, 353 (Pa. Super. 2007), appeal denied, 936 A.2d 40
(Pa. 2007) (“Anders specifically contemplates that, after counsel files the
Anders brief, an appellant may file a pro se brief. . . . Thus, when
conducting an Anders review, this Court will consider not only the brief filed
by counsel but also any pro se appellate brief.”) (citations omitted).
Appellant raises two issues in his pro se response to the Anders brief:
[I. Whether] the trial court abused its discretion in imposing a
sentence . . . of total confinement for technical violations of
probation[?]
[II. Whether the trial court] illegally separated [Appellant] from
his legally contractual married wife[?]
(Pro Se Brief, at 4-5).6
In his first issue, Appellant challenges the discretionary aspects of his
revocation sentence and claims that the trial court abused its discretion and
violated a fundamental norm of the sentencing process when it imposed a
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6
Appellant’s pro se brief supplementing the Anders brief fails to comply
with the procedural briefing rules set forth in the Pennsylvania Rules of
Appellate Procedure. “[A]lthough this Court is willing to construe liberally
materials filed by a pro se litigant, pro se status generally confers no special
benefit upon an appellant. Accordingly, a pro se litigant must comply with
the procedural rules set forth in the Pennsylvania Rules of the Court. . . .”
Commonwealth v. Lyons, 833 A.2d 245, 251-52 (Pa. Super. 2003),
appeal denied, 879 A.2d 782 (Pa. 2005). Here, Appellant’s pro se
supplemental brief contains substantial defects: it is rambling, repetitive,
and often incoherent. See id.; (Pro Se Brief, at 1-7). “Nonetheless, in the
interest of justice we address the arguments that can reasonably be
discerned from this defective brief.” Lyons, supra at 252.
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sentence of total confinement for a technical violation of probation. (See id.
at 4). We disagree.
Where an appellant challenges the discretionary aspects of a sentence
there is no automatic right to appeal, and his appeal should be considered a
petition for allowance of appeal. See Commonwealth v. W.H.M., 932 A.2d
155, 163 (Pa. Super. 2007). As we observed in Commonwealth v. Moury,
992 A.2d 162 (Pa. Super. 2010):
An appellant challenging the discretionary aspects of his
sentence must invoke this Court’s jurisdiction by satisfying a
four-part test:
[W]e conduct a four-part analysis to determine: (1)
whether appellant has filed a timely notice of appeal, see
Pa.R.A.P. 902 and 903; (2) whether the issue was properly
preserved at sentencing or in a motion to reconsider and
modify sentence, see Pa.R.Crim.P. [720]; (3) whether
appellant’s brief has a fatal defect, Pa.R.A.P. 2119(f); and
(4) whether there is a substantial question that the
sentence appealed from is not appropriate under the
Sentencing Code, 42 Pa.C.S.A. § 9781(b).
Moury, supra at 170 (case citation omitted).
“The determination of whether a substantial question exists must be
determined on a case-by-case basis.” Commonwealth v. Hartman, 908
A.2d 316, 320 (Pa. Super. 2006) (citation omitted). This Court has
explained that: “[a] substantial question exists where an appellant advances
a colorable argument that the sentencing judge’s actions [were] either: (1)
inconsistent with a specific provision of the Sentencing Code; or (2) contrary
to the fundamental norms which underlie the sentencing process.” Id.
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(quoting Commonwealth v. Koren, 646 A.2d 1205, 1208 (Pa. Super.
1994)).
Here, Appellant has met the first prongs of this test by timely filing a
notice of appeal and a motion to reconsider sentence pursuant to
Pa.R.Crim.P. 720. Although Appellant failed to include a 2119(f) statement
in his brief, the Commonwealth did not object to the absence of the
statement. “A failure to include the Rule 2119(f) statement does not
automatically waive an appellant’s argument; however, we are precluded
from reaching the merits of the claim when [the appellee] lodges an
objection to the omission of the statement.” Commonwealth v. Love, 896
A.2d 1276, 1287 (Pa. Super. 2006), appeal denied, 940 A.2d 363 (Pa. 2007)
(citation omitted); see also Commonwealth v. Lilley, 978 A.2d 995, 998
(Pa. Super. 2009) (holding that Anders review requires consideration of
issues otherwise waived on appeal).
The imposition of a sentence of total confinement after the
revocation of probation for a technical violation, and not a new
criminal offense, implicates the fundamental norms which
underlie the sentencing process. Additionally, a substantial
question that the sentence was not appropriate under the
Sentencing Code may occur even where a sentence is within the
statutory limits.
Commonwealth v. Crump, 995 A.2d 1280, 1282 (Pa. Super. 2010), appeal
denied, 13 A.3d 475 (Pa. 2010) (citations and quotation marks omitted).
Accordingly, Appellant’s first issue raises a substantial question and we will
review his claim.
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A trial court’s revocation of probation “will not be disturbed on appeal
in the absence of an error of law or an abuse of discretion.” Colon, supra
at 1041. “A probation order is conditional by its very nature. As such, ‘[t]he
court may at any time . . . lessen or increase the conditions upon which an
order of probation has been imposed.’” Commonwealth v. Nicely, 638
A.2d 213, 217 (Pa. 1994) (quoting 42 Pa.C.S.A. § 9771(a)). Furthermore, a
court may impose a sentence of total confinement following revocation of
probation where the defendant’s conduct indicates he is likely to reoffend.
See Crump, supra at 1282-82 (citing 42 Pa.C.S.A. § 9771(c)).
Here, as noted by the trial court, Appellant “failed to complete sexual
offender treatment[,] which is necessary for [Appellant], who has already
been found to be a sexual predator, and is appropriate for the safety of the
community and persons [Appellant] comes in contact with, as well as for the
benefit of [Appellant] to prevent him reoffending.” (N.T. Hearing, at 44).
The court had jurisdiction to require that Appellant complete his sexual
offender treatment prior to commencement of his probation, and properly
exercised its discretion when it revoked his probation for failing to complete
such treatment and sentenced him to a period of incarceration to prevent
him from reoffending. See Nicely, supra at 217; Crump, supra at 1282-
83. Thus, the record supported Appellant’s sentence and it was well within
the trial court’s discretion. See Colon, supra at 1041. Appellant’s first pro
se issue does not merit relief.
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In his second pro se issue Appellant claims that the trial court illegally
separated him from his “legally contractual married wife” when it ordered
him to have no contact with his wife, Terry Brown, without prior approval of
his probation supervisor. (Pro Se Brief, at 5; see N.T. Hearing, 2/19/15, at
45). We disagree.
Appellant’s challenge to this condition of his probation is a challenge to
the legality of the sentence. See Commonwealth v. Wilson, 11 A.3d 519,
524 (Pa. Super. 2010), vacated on other grounds by, 67 A.3d 736 (Pa.
2013). As discussed above, a trial court may lessen or increase the
conditions of probation. See Nicely, supra at 217; 42 Pa.C.S. § 9771(a).
“While the [] court can order a no-contact condition on probation, it can only
do so when that condition is reasonably calculated to aid in the defendant’s
rehabilitation.” Koren, supra at 1209 (citing 42 Pa.C.S.A. § 9754(b)).
Here, the trial court ordered that Appellant have “no contact, direct or
indirect, through a third party[,] with Terry Brown without prior written
approval of probation supervision staff.” (N.T. Hearing, 2/19/15, at 45).
Because Appellant is a sexually violent predator who is barred from having
contact with minor children, and because probation officer Woznikaitis’s
testimony at the revocation hearing indicated that Ms. Brown was
manipulating prison visits to allow Appellant to see his minor grandchildren,
(see id. at 6), this condition was reasonably calculated to aid in Appellant’s
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rehabilitation. See Koren, supra at 1209. Accordingly, Appellant’s second
pro se issue does not merit relief.
We agree with counsel that Appellant’s claims on appeal are wholly
frivolous. After considering the issue raised in the Anders brief, the issues
that Appellant raised pro se, and on independent review, we find no other
non-frivolous issues that would merit relief for Appellant.
Judgment of sentence affirmed. Petition to withdraw granted.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 2/4/2016
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