Com. v. Dukes, M. ( 2023 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
MICHAEL DUKES :
:
Appellant : No. 78 WDA 2022
Appeal from the PCRA Order Entered December 23, 2021
In the Court of Common Pleas of Allegheny County Criminal Division at
Nos: CP-02-CR-0009497-1975,
CP-02-CR-0009516-1975
BEFORE: STABILE, J., KING, J., and COLINS, J.*
MEMORANDUM BY STABILE, J.: FILED: FEBRUARY 24, 2023
Appellant, Michael Dukes, appeals pro se from the December 23, 2021
order of the Court of Common Pleas of Allegheny County denying as untimely
his serial petition filed pursuant to the Post Conviction Relief Act (“PCRA”), 42
Pa.C.S.A. §§ 9541-9546. We affirm.
We previously summarized the background of the instant matter as
follows.
Appellant conspired with Robert Wideman and Cecil Rice to rob
the victim[.] To that end, Appellant and Wideman approached
[the victim] on November 13, 1975, and asked him if he would be
interested in purchasing some stolen televisions. The following
day, [the victim] was informed that the televisions would be
delivered on November 15, 1975; arrangements were made to
deliver the televisions to a car dealership owned by [the victim].
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* Retired Senior Judge assigned to the Superior Court.
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On the appointed day, [the victim] arrived at his dealership at
5:30 p.m. Ken and James Slaby, who were going to help him
unload [the] televisions, were waiting from him there.
At approximately 7:00 p.m., Wideman came to the lot and spoke
with [the victim]. Wideman then called a telephone number that
was written on a matchbook cover. Ten minutes later, a U-Haul
truck driven by Appellant entered the lot. Wideman opened the
door and revealed Rice, who was pointing a gun at the Slabys and
[the victim]. Rice ordered the three victims to throw down their
money, and the victims complied. Wideman, who also displayed
a gun, ordered the three men into the back of the truck.
Appellant, who had exited the truck and also was displaying a gun,
pointed it at the three victims as they began to enter the back of
the truck. Ken Slaby got into the truck, but as James was entering
it, [the victim] suddenly began to run away. Appellant shot [the
victim] in the back as he tried to escape.
The bullet lacerated [the victim]’s pulmonary artery, and
paramedics transported him to St. Joseph’s Hospital, which is
located in the Southside section of Pittsburgh. Physicians at that
hospital concluded that [the victim] needed thoracic surgery, but
the hospital did not have a thoracic surgeon on staff. [The victim]
was transported to Mercy Hospital, where he died.
Appellant and Wideman fled to Colorado, where they were
apprehended in February 1976. On August 11, 1976, Appellant
was found guilty by a jury of robbery and second degree murder.
Appellant was sentenced to life imprisonment.
While Appellant did not file a direct appeal, his direct appeal rights
were reinstated nunc pro tunc by order dated June 8, 1984, after
the filing of a petition requesting the same. We affirmed on
appeal. Commonwealth v. Dukes, 520 A.2d 1212 (Pa. Super.
1986) (unpublished memorandum).
Commonwealth v. Dukes, 1500 WDA 2000, unpublished memorandum, at
*1-3 (Pa. Super. filed June 20, 2001).
Appellant eventually learned that the personal representative of the
victim’s estate instituted a wrongful death action against the hospital’s
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paramedics and physicians, alleging that the victim’s death had been caused
by the negligence of medical personnel, and that the parties had settled the
matter.
On January 13, 1997, Appellant filed a PCRA petition in which he argued,
inter alia, that the settlement of the wrongful death action constituted after-
discovered evidence that the cause of victim’s death was negligence on the
part of the emergency room physicians/paramedics, not a gunshot wound.
On July 12, 1999, the PCRA court denied Appellant’s PCRA petition,
noting that Appellant failed to prove he was entitled to relief on “after
discovered evidence” grounds.1 Specifically, the PCRA court addressed the
claim as follows:
[The PCRA court] finds that the facts surrounding the victim’s
treatment were available to petitioner and counsel at the time of
trial and could have been subpoenaed and reviewed. The records
would have revealed at the time of trial, or appeal, the action
taken or not taken by the emergency room physicians. With the
facts of the victim’s treatment available, [Appellant] has
failed to establish the first prong of the after-discovered
evidence test.
Additionally, the fact of the civil settlement between the
emergency room doctors and the family of the victim was a public
record in February of 1981. Further, issues about this case were
reported in the Pittsburgh Post Gazette in July of 1983, including
that a settlement had been entered into between the victim’s
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1 To establish such a claim, a petitioner must prove that “(1) the evidence has
been discovered after trial and it could not have been obtained at or prior to
trial through reasonable diligence; (2) the evidence is not cumulative; (3) it
is not being used solely to impeach credibility; and (4) it would likely compel
a different verdict.” Commonwealth v. D’Amato, 856 A.2d 806, 823 (Pa.
2004).
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family and the emergency room physicians. As local newspapers
are and were available to prisoners in the prison library or through
personal subscription, and [Appellant] admits his access to these
newspapers where he states that he learned of Judge McGregor’s
ruling in co-defendant’s case . . . from an article in the Post
Gazette, this court finds that [Appellant] could have learned of the
civil settlement in July of 1983, at the latest.
PCRA Court Opinion, 9/27/1999, at 5 (emphasis added).
Finally, the PCRA court noted that the after-discovered evidence
proffered here was “not of a nature that would compel a different result. A
defendant is criminally liable for the foreseeable consequences of his criminal
actions.” PCRA Court Opinion, 9/27/1999, at 5. The PCRA court continued
noting:
In this case, [Appellant] claims that the alleged negligence of
[victim]’s treating emergency room physicians was the cause of
his death. However, [victim] would not have required medical
treatment at all if not for the hole in [victim]’s back and chest
caused by the gunshot, and the attendant internal damage and
bleeding.
PCRA Court Opinion, 9/27/1999, at 6.
On appeal from the July 12, 1999 order, Appellant argued that the
settlement of the civil case, which occurred after Appellant’s trial, constituted
after-discovered evidence. We disagreed, noting that the settlement after the
trial was irrelevant for purposes of the after-discovered test. Specifically, we
stated:
All the information regarding [the victim]’s medical treatment was
available at the time of trial. Appellant did not need to learn about
a settlement of a lawsuit in order to raise this defense at trial.
Thus, the first prong of the [after-discovered] test has not been
satisfied.
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Furthermore, the fourth prong of the [after-discovered] test is not
satisfied. In a criminal homicide case, causation will be found
even when the defendant’s conduct is not the sole cause of the
victim’s death as long as the conduct was a direct and substantial
factor in producing the death. A defendant cannot escape criminal
liability merely due to foreseeable complications. If the
defendant’s action began an unbroken chain of events that led to
death, a defendant is guilty of homicide.
Herein, Appellant shot the victim in the back, and the bullet
pierced his lung. The injury set into action the chain of the events
that led to [victim]’s death. The facts that purported negligence
of medical personnel may have also contributed to the death does
not relieve Appellant from responsibility. Appellant’s assertions
fail to fulfill both the first and fourth prong of the after-discovered-
evidence test.
Commonwealth v. Dukes, 1500 WDA 2000, unpublished memorandum, at
*4-5 (Pa. Super. filed June 20, 2001) (internal citations omitted).
Our Supreme Court denied Appellant’s petition for allowance of appeal
on October 3, 2001. See Commonwealth v. Dukes, 567 Pa. 736 (Pa. 2001).
Appellant filed a PCRA petition on March 29, 2016. The PCRA court
denied relief on August 23, 2016. Appellant appealed to our Court.
Eventually, the appeal was dismissed for failure to file a brief. See Order,
4/20/17, in Commonwealth v. Dukes, 1301 WDA 2016 (Pa. Super. 2016).
On August 3, 2021, Appellant filed another PCRA petition, the one at
issue here, titled “Habeas Corpus/PCRA Petition,” in which he argued that he
was entitled to a new trial “based on an ‘after discovered fact’ previously
litigated/denied in a prior application pursuant to controlling case law that has
since been overturned by new State Supreme Court precedent”. Appellant’s
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Habeas Corpus/PCRA petition, 8/3/21, at 2, referring to Commonwealth v.
Small, 238 A.3d 1267 (Pa. 2020).
On December 23, 2021, the PCRA Court dismissed Appellant’s pro se
serial PCRA petition. This appeal followed.
We preliminarily address a potential Walker2 issue affecting the instant
appeal. Appellant filed a timely notice of appeal on January 10, 2022. The
notice, however, failed to comply with Walker, as Appellant filed a single
notice of appeal listing two trial court docket numbers. While a Walker
violation may result in a quashal of appeal, there are exceptions to the rule.
In Commonwealth v. Stansbury, 219 A.3d 157 (Pa. Super. 2019), the
appellant filed a single notice of appeal from a court order disposing of two
separate dockets. The court advised the appellant that he could appeal the
dismissal of his PCRA petition by filing within thirty days a notice of appeal
from its order. The court, referring to its order that disposed of a PCRA petition
pending at two separate docket numbers, utilized the singular in advising
Appellant where to file "Said notice of appeal[.]" We concluded that such
misstatements as to the manner that the appellant could effectuate an appeal
from the PCRA court's order amounted to a breakdown in court operations
allowing us to overlook the defective nature of Appellant's timely notice of
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2 Commonwealth v. Walker, 185 A.3d 969 (Pa. 2018). In Walker, our
Supreme Court held that appellants are required to file separate notices of
appeal when a single order resolves issues arising on more than one lower
court docket. The decision applies to all cases filed after June 1, 2018.
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appeal. See also Commonwealth v. Larkin, 235 A.3d 350, 352-54 (Pa.
Super. 2020) (en banc) (reaffirming Stansbury).
Here, the PCRA court’s December 23, 2021 order dismissing Appellant’s
PCRA petition lists two trial court docket numbers and states, “Petitioner has
thirty (30) days from the entry of this order to appeal to the Superior Court
of Pennsylvania. The Petitioner may either appeal representing himself or
retain private counsel.” The defect in the court’s instructions is akin to the
defective language we found in the Stansbury and Larkin orders. The PCRA
court advised Appellant that he could file a single notice of appeal, despite its
order disposing of two trial court dockets. In light of the foregoing, we
conclude these misstatements by the PCRA court constituted a breakdown in
the court’s operations thus allowing us to proceed with Appellant’s instant
appeal.
When reviewing the propriety of an order pertaining to PCRA relief,
we consider the record in the light most favorable to the prevailing
party at the PCRA level. This Court is limited to determining
whether the evidence of record supports the conclusions of the
PCRA court and whether the ruling is free of legal error. We grant
great deference to the PCRA court’s findings that are supported in
the record and will not disturb them unless they have no support
in the certified record. However, we afford no such deference to
the post-conviction court’s legal conclusions. We thus apply a de
novo standard of review to the PCRA [c]ourt’s legal conclusions.
Commonwealth v. Diaz, 183 A.3d 417, 421 (Pa. Super. 2018).
All PCRA petitions, “including a second or subsequent petition, shall be
filed within one year of the date the judgment becomes final” unless an
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exception to timeliness applies. 42 Pa.C.S.A. § 9545(b)(1). 3 “The PCRA’s
time restrictions are jurisdictional in nature. Thus, if a PCRA petition is
untimely, neither this Court nor the [PCRA] court has jurisdiction over the
petition. Without jurisdiction, we simply do not have the legal authority to
address the substantive claims.” Commonwealth v. (Frank) Chester, 895
A.2d 520, 522 (Pa. 2006) (internal citations and quotation marks omitted)
(overruled on other grounds by Commonwealth v. Small, 238 A.3d 1267(Pa. 2020)). As timeliness is separate and distinct from the merits of
Appellant’s underlying claims, we first determine whether this PCRA petition
is timely filed. Commonwealth v. Stokes, 959 A.2d 306, 310 (Pa. 2008).
If it is not timely, we cannot address the substantive claims raised in the
petition. Id.It is undisputed that the instant petition is facially untimely. 4 As such,
we can entertain it only if Appellant pleads and proves the applicability of one
the exceptions to the timeliness rule.
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3 The one-year time limitation can be overcome if a petitioner (1) alleges and
proves one of the three exceptions set forth in Section 9545(b)(1)(i)-(iii) of
the PCRA, and (2) files a petition raising this exception within one year of the
date the claim could have been presented. 42 Pa.C.S.A. § 9545(b)(2).
4 Our Supreme Court denied Appellant’s petition for allowance of appeal on
July 13, 1987. Appellant, therefore, had 60 days from that date to file a
petition for a writ of certiorari with the United States Supreme Court, under
what was then U.S. Sup. Ct. R. 20.1. Because Appellant did not file a such a
petition, his judgment of sentence became final on September 11, 1987. See
42 Pa.C.S.A. § 9545(b)(3). Appellant had one year from September 11, 1987,
(Footnote Continued Next Page)
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The Commonwealth generously notes that while Appellant’s brief is
“somewhat” vague and opaque as to
what exception he is attempting to invoke under the PCRA’s time
bar . . . it appears that the crux of [A]ppellant’s time bar exception
analysis is the Pennsylvania Supreme Court’s 2020 decision in
[Small] (abrogating the “public record presumption”), in
conjunction with, information regarding the medical treatment of
the victim[.] These arguments would possibly implicate the
PCRA’s “new facts” exception under Section 9545(b)(1)(ii) or the
newly retroactive constitutional right exception under Section
9545(b)(1)(ii).
Commonwealth’s Brief at 18.
Even if we construe Appellant’s argument as generously as suggested
above by the Commonwealth, we conclude that Appellant failed to prove the
applicability of either the newly discovered facts5 or the newly retroactive
constitutional right exceptions.6
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to file a timely PCRA petition. See 42 Pa.C.S.A. § 9545(b)(1). The instant
PCRA petition was filed on August 3, 2021, more than three decades from
September 11, 1987. The instant petition is, therefore, facially untimely.
5 The newly-discovered facts exception reads as follows: “the facts upon which
the claim is predicated were unknown to the petitioner and could not have
been ascertained by the exercise of due diligence.” 42 Pa.C.S.A.
§ 9545(b)(1)(ii).
6 The newly recognized right exceptions provides as follows: “the right
asserted is a constitutional right that was recognized by the Supreme Court
of the United States or the Supreme Court of Pennsylvania after the time
period provided in this section and has been held by that court to apply
retroactively.” 42 Pa.C.S.A. § 9545(b)(1)(iii).
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In Small, our Supreme Court overruled the "public record presumption"
which precluded a petitioner from establishing the existence of new facts that
would support collateral review of an underlying conviction. Citing
Commonwealth v. Burton, 158 A.3d 618 (Pa. 2017), the Court held that
the plain language of the newly discovered fact exception does not call for any
assessment of whether the asserted facts appear in the public record. It
merely requires that the "facts" upon which a petitioner's claim is predicated
were "unknown to the petitioner and could not have been ascertained by the
exercise of due diligence." This language plainly calls for a circumstance-
dependent analysis of the petitioner's knowledge, not that of the public at
large. Small 238 A.3d at 1283. To the extent Appellant’s argument can be
construed as an attempt to prove the timeliness of his claim on newly
discovered facts, Appellant’s own argument does not support the newly
discovered facts exception. Indeed, “all of his claims, are in fact, based on .
. . evidence related to the treatment rendered to the victim after he was
admittedly shot by [Appellant] during the course of the robbery.” PCRA Court
Opinion, at 6. We also noted in 2001, and reiterate again here, that “all
information regarding [the victim]’s medical treatment was available at the
time of trial.” Dukes, 1500 WDA 2000, at *4. Thus, the information Appellant
attempts now to proffer is more than 40 years old and cannot qualify as newly
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discovered facts to establish a timeliness exception to the PCRA.7 To the
extent Appellant believes that Small itself constitutes a “fact” for purposes of
the newly-discovered facts exception, our caselaw also does not support
Appellant’s argument, as “subsequent decisional law does not amount to a
new “fact” under section 9545(b)(1)(ii) of the PCRA.” See, e.g.,
Commonwealth v. Watts, 23 A.3d 980, 987 (Pa. 2011).
Appellant’s argument that Small is retroactively applicable to all cases,
even those closed more than 20 years ago, likewise has no merit. Under the
PCRA, a decision of our Supreme Court (or of the United States Supreme
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7 To the extent Appellant argues that the settlement provided information not
available at the time of trial, we previously noted, and reiterate here, that
“Appellant did not need to learn about a settlement of a lawsuit in order to
raise this defense at trial.” Dukes, 1500 WDA 2000, at *4.
Appellant also appears to mistakenly discount that in “a criminal homicide
case, causation will be found even when the defendant’s conduct is not the
sole cause of the victim’s death as long as the conduct was a direct a
substantial factor in producing the death.” Id. at *4-5.
A defendant cannot escape criminal liability merely due to
foreseeable complications. If the defendant’s action began an
unbroken chain of events that led to death, a defendant is guilty
of homicide.
Herein, Appellant shot the victim in the back, and the bullet
pierced his lung. The injury set into action the chain of the events
that led to [victim]’s death. The facts that purported negligence
of medical personnel may have also contributed to the death does
not relieve Appellant from responsibility.
Id. at *5.
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Court) can be applied retroactively only if our Supreme Court (or the U.S.
Supreme Court) has recognized a new constitutional right and has held that
such right is applicable retroactively. Small, however, did not introduce a
new constitutional right, let alone one applicable retroactively.
Finally, we note that the question whether Appellant is entitled to PCRA
relief based upon newly discovered facts, has been raised and addressed in a
previous, unsuccessful PCRA petition. See Commonwealth v. Dukes, 1500
WDA 2000, unpublished memorandum (Pa. Super. filed June 20, 2001),
appeal denied, Commonwealth v. Dukes, 567 Pa. 736 (Pa. 2001).
Therefore, even if we could consider Appellant’s petition timely, we could not
entertain this claim as it has been previously litigated. See Commonwealth
v. Williams, 732 A.2d 1167, 1183 (Pa. 1999) (“A petitioner is precluded from
raising a claim on post-conviction review that was previously and finally
litigated on direct appeal”); 42 Pa.C.S.A. § 9544(a)(2) (An issue has been
previously litigated if “the highest court in which the petitioner could have had
review as a matter of right has ruled on the merits of the issue.”). 8
In light of the foregoing, we conclude that Appellant’s appeal must be
dismissed, as his petition was patently untimely.
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8 Appellant raises a plethora of issues, including due process violations and
ineffective assistance of counsel, among others. In the absence of any
credible claim that Appellant’s PCRA petition qualifies now under either the
newly discovered facts exception or the newly created constitutional rights
exception, we need not address these other issues.
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Order affirmed.9
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 2/24/2023
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9 While this appeal was pending, Appellant filed an application for correction
of the record. In light of our disposition, we deny the application as moot.
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