Com. v. Smith, D. ( 2021 )


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  • J-S21038-21
    NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
    COMMONWEALTH OF PENNSYLVANIA               :   IN THE SUPERIOR COURT OF
    :        PENNSYLVANIA
    :
    v.                             :
    :
    :
    DASHAWN SMITH                              :
    :
    Appellant               :   No. 817 EDA 2020
    Appeal from the PCRA Order Entered January 31, 2020
    In the Court of Common Pleas of Montgomery County Criminal Division
    at No(s): CP-46-CR-0000745-2016,
    CP-46-CR-0000753-2016, CP-46-CR-0005110-2013
    BEFORE:      BOWES, J., OLSON, J., and COLINS, J.*
    MEMORANDUM BY COLINS, J.:                           FILED DECEMBER 21, 2021
    Appellant, Dashawn Smith, appeals, pro se, from the order entered
    January 31, 20201 dismissing his first petition filed under the Post Conviction
    ____________________________________________
    *   Retired Senior Judge assigned to the Superior Court.
    1 Appellant’s notice of appeal indicated that he was appealing from the order
    entered by the PCRA court on February 27, 2020. On September 14, 2020,
    this Court issued a rule to show cause why the appeal should not be quashed
    as it appeared to have been taken from an order which was not entered on
    the lower court dockets. In his response to the rule to show cause, Appellant
    explained that he intended to appeal from the order denying PCRA relief
    entered on January 31, 2020 but erroneously listed the date of his filing of the
    notice of appeal as the date of the order from which he appealed. We have
    amended the caption in this case to reflect that Appellant’s appeal lies from
    the PCRA court’s January 31, 2020 order. See Commonwealth v. Fretts,
    
    2021 PA Super 198
    , *2 n.2 (filed October 4, 2021) (observing that a
    typographical error in a notice of appeal as to the date of the order appealed
    “may be corrected and does not require dismissal of the appeal”).
    J-S21038-21
    Relief Act (“PCRA”).2 We affirm in part, vacate in part, and remand for further
    proceedings.
    This appeal relates to three separate criminal cases for which Appellant
    was sentenced jointly. At CP-46-CR-0005110-2013 (“5110-2013”), Appellant
    was convicted on July 8, 2016, after a stipulated bench trial, of persons not
    to possess firearms and possession with intent to deliver a controlled
    substance (“PWID”).3          On December 14, 2016, Appellant received an
    aggregate sentence of 6 years and 3 months to 14 years of imprisonment in
    this matter.
    At CP-46-CR-0000753-2016 (“753-2016”), Appellant’s suppression
    motion was denied on September 26, 2016 at which point he proceeded
    directly to a stipulated non-jury trial.         On that same date, the trial court
    convicted Appellant of PWID, criminal conspiracy, and resisting arrest.4
    Appellant was sentenced on December 14, 2016 to an aggregate term of 27
    months to 6 years, consecutive to the sentence at 5110-2013.
    At CP-46-CR-0000745-2016 (“745-2016”), Appellant entered a guilty
    plea to criminal trespass5 on December 14, 2016. The trial court sentenced
    Appellant on that date to 3 to 24 months of imprisonment, concurrent with
    ____________________________________________
    2   42 Pa.C.S. §§ 9541-9546.
    3   18 Pa.C.S. § 6105(a)(1) and 35 P.S. § 780-113(a)(30), respectively.
    4 35 P.S. § 780–113(a)(30), 18 Pa.C.S. § 903, and 18 Pa.C.S. § 5104,
    respectively.
    5   18 Pa.C.S. § 3503(a)(1)(i).
    -2-
    J-S21038-21
    the sentence at 5110-2013. Therefore, the aggregate sentence imposed by
    the trial court at the three dockets was 8½ to 20 years imprisonment.
    Appellant filed a timely appeal of the three judgments of sentence, and
    on April 9, 2018, this Court issued a decision affirming the judgments.
    Appellant sought allowance of appeal with the Pennsylvania Supreme Court,
    which was denied on April 16, 2019.
    On May 1, 2019, the lower court received a letter from Appellant stating
    as follows:
    Dear William R. Carpenter[6]
    I am writing this to [] you asking for all my documents, Affidavit,
    transcripts for case # CP-46-CR-0005110-2013
    CP-46-CR-0000745-2016
    CP-46-CR-0000753-2016
    I will like to go Pro se with putting my PCRA in the courts. I don’t
    have any funds in my account and haven’t in months. I try to ask
    my attorney but was unsuccessful with all my trys [sic]. I am
    deeply sorry for taking time out your day with this. I need
    everything I am asking for to do my PCRA.
    Pro Se Correspondence, Received 5/1/19.
    The PCRA court treated this letter as a request for PCRA relief and
    appointed Robert L. Adshead, Esquire, as counsel to assist Appellant by order
    entered on September 5, 2019.7 PCRA counsel was granted two extensions
    ____________________________________________
    6 The Honorable William R. Carpenter presided over Appellant’s trials and
    sentencing and these PCRA proceedings.
    7As the PCRA court recognized in its opinion, it was without jurisdiction to act
    at the time it received Appellant’s letter as the period in which Appellant could
    (Footnote Continued Next Page)
    -3-
    J-S21038-21
    and on December 30, 2019, submitted a no-merit letter pursuant to
    Commonwealth v. Turner, 
    544 A.2d 927
     (Pa. 1988), and Commonwealth
    v. Finley, 
    550 A.2d 213
     (Pa. Super. 1988) (en banc), and requested leave to
    withdraw from representation of Appellant.8
    On January 7, 2020, the PCRA court entered an order granting PCRA
    counsel leave to withdraw and notifying Appellant that the court intended to
    dismiss his request for PCRA relief in 20 days pursuant to Rule of Criminal
    Procedure 907. Appellant filed a pro se response to the Rule 907 notice, in
    which he argued that the PCRA court’s appointment of counsel violated his
    ____________________________________________
    have petitioned the United States Supreme Court for review of his conviction
    had not yet lapsed. See PCRA Court Opinion, 1/5/21, at 3; 42 Pa.C.S. §
    9545(a), (b)(3); Commonwealth v. Harris, 
    114 A.3d 1
    , 6 (Pa. Super.
    2015); U.S. Sup. Ct. R. 13 (petitions for writ of certiorari may be filed within
    90 days of the date of the entry of judgment of state court of last resort).
    However, the PCRA court did not take immediate action on Appellant’s request
    and waited until after the judgment became final on July 15, 2019 to appoint
    counsel to represent him.
    8 PCRA counsel’s no-merit letter does not appear in the certified records in
    these matters, although it is included in the Commonwealth’s reproduced
    record filed with this Court. See Commonwealth’s Brief and Reproduced
    Record at 5a to 16a. While this Court generally may not look beyond the
    certified record, “we may consider” a document “contained only within the
    [r]eproduced [r]ecord,” when “the accuracy of the reproduction has not been
    disputed.” Commonwealth v. Harlan, 
    208 A.3d 497
    , 501 (Pa. Super. 2019)
    (quoting Commonwealth v. Brown, 
    52 A.3d 1139
    , 1145 n.4 (Pa. 2012)).
    Here, Appellant has not objected to the accuracy of the no-merit letter that
    appears in the reproduced record, and there is no dispute that he received the
    letter as he referred to in it his response to the PCRA court’s Pa.R.Crim.P. 907
    notice and in his appellate brief. Therefore, we consider the substance of the
    no-merit letter for the purposes of this appeal.
    -4-
    J-S21038-21
    due process and equal protection rights.9 On January 31, 2020, the PCRA
    court filed an order dismissing Appellant’s PCRA petition. Appellant thereafter
    filed this timely, pro se appeal.10
    On appeal, Appellant raises the following issues:
    ____________________________________________
    9 The deadline for Appellant’s response to the Rule 907 notice was January
    27, 2020, but it was not received by the PCRA court until January 31, 2020,
    the same day that the court entered its order denying him relief. However,
    while Appellant’s response was not received within 20 days of the Rule 907
    notice, it was dated January 25, 2020 and postmarked from Appellant’s
    correctional institution on that same day. Pursuant to the prisoner’s mailbox
    rule, a submission from an incarcerated litigant is deemed filed on the date
    that it was deposited in the prison mailing system or handed over to prison
    officials for mailing. Commonwealth v. Betts, 
    240 A.3d 616
    , 619 n.5 (Pa.
    Super. 2020). As Appellant’s response to the Rule 907 was deposited in the
    prison mailing system at the latest on January 25, 2020, within the 20-day
    deadline, we deem the response to have been timely filed. See 
    id.
     (holding
    that prisoner’s pro se response to Rule 907 was timely filed where it contained
    a certificate of service dated within the 20-day period).
    10 In this appeal, Appellant filed a single notice of appeal listing the docket
    numbers for each of the three matters addressed in the PCRA court’s order.
    In Commonwealth v. Walker, 
    185 A.3d 969
     (Pa. 2018), our Supreme Court
    held that, pursuant to Rule of Appellate Procedure 341, an appellant must file
    separate notices for each discrete docket that the appellant seeks to appeal,
    and failure to do so compels the quashal of the appeal. Id. at 976-77. While
    a strict application of Walker may seem appropriate from a facial review of
    Appellant’s notice of appeal, we observe that on direct review this Court raised
    the issue that Appellant had filed a single notice of appeal from judgments at
    three dockets, ultimately concluding that Appellant’s appeal should be
    permitted to proceed. See Commonwealth v. Smith, 116 EDA 2017,
    unpublished memorandum at 4 n.2 (Pa. Super. filed April 9, 2018). Moreover,
    on Appellant’s filings subsequent to his notice of appeal, including his
    Pa.R.A.P. 1925(b) statement and docketing statement, Appellant listed only
    the docket number for the 753-2016 matter and he has raised appellate issues
    solely related to that conviction. Under these circumstances, we decline to
    quash this appeal.
    -5-
    J-S21038-21
    1. Whether the lower court abused its discretion, exceeded its
    authority and jurisdiction when it construed a letter sent by
    [Appellant] to the court seeking documents as a PCRA petition?
    2. Whether PCRA counsel abandoned his duty under 42 Pa.C.S. §
    9541 et seq. by failing to raise the following ineffective assistance
    of counsel claims:
    (a). Trial counsel was ineffective for misleading [Appellant]
    into admitting guilt (i.e. signing a “stipulated bench trial
    agreement” and participating in a “stipulated bench trial”
    which is now being construed as a “guilty plea”) thereby
    depriving [Appellant] of his constitutional right to a fair trial
    and relieving the Commonwealth of its burden of persuading
    the factfinder “beyond a reasonable doubt” of the facts
    necessary to establish each element of the charges.
    (b). Trial counsel was ineffective for failing to investigate
    and interview Melissa Griffin concerning facts relevant to
    [Appellant’s] innocence of conspiracy to possess with intent
    to deliver, and possession with intent to deliver.
    (c). Trial counsel was ineffective for failing to move to
    suppress the evidence in this case obtained as a result of
    the illegal nighttime searches conducted at 3 W. 4th St. and
    416 E. Vine St.
    3. Whether this case should be remanded to the lower court for
    the proper filing of a PCRA petition, consideration of the ineffective
    assistance of counsel claims, and an evidentiary hearing?
    Appellant’s Brief at 4-5 (lower court disposition and unnecessary capitalization
    omitted).11
    We review the denial of PCRA relief to decide whether the PCRA court’s
    factual determinations are supported by the record and its legal conclusions
    are free of error.      Commonwealth v. Small, 
    238 A.3d 1267
    , 1280 (Pa.
    ____________________________________________
    11 Appellant included a fourth appellate issue in his brief addressing this
    Court’s September 14, 2020 rule to show cause order, which we have
    previously addressed in this decision. See infra footnote 1.
    -6-
    J-S21038-21
    2020). When supported by the record, the PCRA court’s factual findings and
    credibility determinations are binding on this Court, but we review the lower
    court’s legal conclusions under a de novo standard of review. 
    Id.
     Our scope
    of review is limited to the findings of the PCRA court and the evidence of
    record, which we view in the light most favorable to the Commonwealth, the
    party who prevailed below. 
    Id.
    Appellant first argues that the PCRA court “lacked authority, jurisdiction,
    and abused its discretion” by appointing PCRA counsel on his behalf and
    depriving him of the opportunity of preparing and filing his own pro se PCRA
    petition.12   Appellant’s Brief at 15.         Appellant claims that the PCRA court
    misinterpreted his May 1, 2019 letter as he was not in fact asking for the
    assistance of counsel to file a PCRA petition on his behalf and instead he only
    sought transcripts and other documents from his cases. Appellant contends
    that the PCRA court’s action in appointing counsel and PCRA counsel’s hasty
    submission of the no-merit letter in the end deprived him of the full year as
    to which he was entitled under the PCRA to marshal the relevant evidence and
    ____________________________________________
    12 Appellant’s argument that the PCRA court lacked jurisdiction to appoint
    PCRA counsel is based on the fact that Appellant’s May 1, 2019 letter was
    received by the PCRA court prior to his judgments of sentence becoming final
    and therefore prior to the date upon which he could seek PCRA relief. See 42
    Pa.C.S. § 9545(a), (b)(3); Harris, 
    114 A.3d 1
    , 6. However, as explained
    above, see infra note 7, while the PCRA court lacked jurisdiction to act on
    Appellant’s pro se letter to the court when it was received, the PCRA court did
    not take action at that time and instead waited until Appellant was eligible for
    PCRA relief after July 15, 2019.
    -7-
    J-S21038-21
    prepare his petition.    Appellant therefore seeks the reversal of the PCRA
    court’s order and a remand to allow him to file a pro se petition.
    Under Rule of Criminal Procedure 904(C), “when an unrepresented
    defendant satisfies the judge that the defendant is unable to afford or
    otherwise procure counsel, the judge shall appoint counsel to represent the
    defendant on the defendant’s first petition for post-conviction collateral relief.”
    Pa.R.Crim.P. 904(C). An indigent criminal defendant thus has a rule-based
    right to the assistance of counsel on his first PCRA petition.                See
    Commonwealth v. Kelsey, 
    206 A.3d 1135
    , 1139 (Pa. Super. 2019);
    Commonwealth v. Cherry, 
    155 A.3d 1080
    , 1082 (Pa. Super. 2017). “The
    indigent petitioner’s right to counsel must be honored regardless of the merits
    of his underlying claims, even where those claims were previously addressed
    on direct appeal, so long as the petition in question is his first.” Kelsey, 206
    A.3d at 1139 (citation omitted). The importance of the right to counsel in a
    first PCRA petition “cannot be diminished merely due to its rule-based
    derivation” as “important rights and defenses may be forever lost” if the
    petitioner is denied the right to counsel. Commonwealth v. Robinson, 
    970 A.2d 455
    , 458-59 (Pa. Super. 2009) (en banc).
    “When appointed, counsel’s duty is to either (1) amend the petitioner’s
    pro se Petition and present the petitioner’s claims in acceptable legal terms,
    or (2) certify that the claims lack merit by complying with the mandates of
    Turner/Finley.”     Cherry, 155 A.3d at 1083.          Where counsel seeks to
    withdraw under Turner/Finley, he must file a no-merit letter detailing his
    -8-
    J-S21038-21
    review of the case and his explanation why each of the issues the petitioner
    seeks to raise are meritless. Kelsey, 206 A.3d at 1139. If counsel fails to
    file an adequate no-merit letter, the PCRA court’s subsequent “dismissal of
    the PCRA petition without requiring counsel to file an amended PCRA petition
    or a further, adequate no-merit letter is a deprivation of the right to counsel
    on the PCRA petition.” Id.
    While an indigent PCRA petitioner has the right to counsel for his first
    petition, he also has a constitutional right to represent himself in the PCRA
    proceedings.   Commonwealth v. Grazier, 
    713 A.2d 81
    , 82 (Pa. 1998);
    Robinson, 
    970 A.2d at 457-58
    .        Pursuant to Grazier, in cases where a
    petitioner makes a “timely and unequivocal request” to proceed pro se and
    counsel has not already withdrawn through the Turner/Finley procedure, a
    PCRA court may not “simply deny the request and refer the matter to counsel.”
    Grazier, 713 A.2d at 82; see also Robinson, 
    970 A.2d at 459-60
    . Instead,
    the PCRA court must hold a hearing and colloquy the petitioner in order to
    ascertain that the waiver was knowing, voluntary and intelligent and that the
    petitioner “understands the ramifications of a decision to proceed pro se and
    the pitfalls associated with his lack of legal training.” Robinson, 
    970 A.2d at 459-60
    .
    In this matter, the PCRA court concluded that Appellant’s claim that the
    court misinterpreted his May 1, 2019 letter was meritless and that, in any
    event, Appellant suffered no prejudice from the appointment of counsel. PCRA
    Court Opinion, 1/5/21, at 5.
    -9-
    J-S21038-21
    The pro se correspondence dated May 1, 2019, set out
    [Appellant’s] desire to seek PCRA relief and to have the assistance
    of counsel to do so. Based upon this communication, this Court
    appointed PCRA counsel to do just that, assist [Appellant] with a
    PCRA petition.      PCRA counsel [conferred] with [Appellant]
    regarding the claims he wanted to raise in his petition. PCRA
    counsel “[c]omm[un]icated with [Appellant] by letter and also
    spoke to [Appellant] by telephone about [his] claims.” See, No-
    Merit Letter dated December 30, 2019 at paragraph 5.
    Accordingly, [Appellant] had an opportunity to convey to PCRA
    counsel the claims he wished to have raised. PCRA counsel,
    because he found these issues to be meritless, was required under
    the law to file a no-merit letter, rather than pursue meritless
    claims. [Appellant] had the full benefit of counsel for his first PCRA
    request. [Appellant] suffered no prejudice because [] this Court
    appointed counsel based upon the pro se correspondence rather
    than to have waited for [Appellant] to file [a] pro se PCRA petition,
    and then appoint counsel.
    Id. at 5-6.
    We ascertain no error or abuse of discretion in the PCRA court’s handling
    of Appellant’s May 1, 2019 pro se correspondence. While Appellant’s letter
    indicated that he would “like to go Pro se with putting [his] PCRA in the
    courts,” he also indicated that he had already sought assistance from his prior
    attorneys with no response and that he lacked funds to pursue an appeal. Pro
    Se Correspondence, Received 5/1/19.        Facing this ambiguous request, the
    PCRA court appropriately determined that Appellant should be afforded the
    assistance of counsel in preparing his petition, a right guaranteed to him by
    Rule of Criminal Procedure 904(C). Furthermore, as set forth in the no-merit
    letter, Appellant communicated with PCRA counsel regarding potentially
    meritorious claims pertaining to his convictions, and Appellant did not express
    to the PCRA court any displeasure with his counsel’s representation of him at
    - 10 -
    J-S21038-21
    any point prior to counsel’s submission of the no-merit letter such that the
    court would have been required to conduct a Grazier hearing. Rather, it was
    only in his response to the Rule 907 notice that Appellant asserted that his
    intention all along was to renounce his right to counsel and prepare his own
    PCRA petition. Following the issuance of Rule 907 notice, the PCRA court was
    under no obligation to give Appellant “an opportunity to start anew, with a
    second bite at the apple, after being displeased with the results” of his
    appointed    counsel’s    initial   efforts   to   litigate   his   PCRA   claim.   Cf.
    Commonwealth v. Friedland, 
    243 A.3d 740
    , 744 (Pa. Super. 2020) (citation
    omitted) (affirming PCRA court denial of request by PCRA petitioner for
    appointed counsel on his first petition where petitioner had already waived his
    right to counsel and fully litigated his petition pro se and request for counsel
    was only made after Rule 907 notice had been issued). Therefore, Appellant
    is not entitled to relief on his first issue.
    In his second and third issues, Appellant asserts that PCRA counsel was
    ineffective by virtue of the fact that he ignored several claims as to the
    ineffectiveness of the performance of his trial counsel at the 753-2016 docket.
    Appellant raises three PCRA ineffectiveness claims. First, he argues that PCRA
    counsel was ineffective for failing to raise the issue that trial counsel misled
    him to waive his right to a jury trial and present evidence on his behalf and
    instead proceed to a stipulated bench trial, which was the functional equivalent
    - 11 -
    J-S21038-21
    of a guilty plea.13 Second, Appellant claims that PCRA counsel was ineffective
    for not addressing trial counsel’s failure to interview Melissa Griffin and call
    her as a witness. Finally, Appellant contends that PCRA counsel should have
    presented an ineffectiveness claim based upon trial counsel’s failure to object
    to the fact that the search of the residence at 3 West 4th Street in Pottstown
    occurred at night and that officers lacked authority for a protective sweep of
    the residence.      Appellant contends that he brought these issues to the
    attention of PCRA counsel who failed to raise them despite the fact that they
    were clearly meritorious.14 Appellant requests that this Court remand to allow
    ____________________________________________
    13 In Commonwealth v. Eichinger, 
    108 A.3d 821
     (Pa. 2014), our Supreme
    Court held that where “a defendant stipulates to evidence that virtually
    assures his conviction[,] such a stipulation is functionally the same as a guilty
    plea.” Id. at 832. In such cases, the trial court must colloquy the defendant
    to ensure that he has made a “knowing and voluntary decision” and had a full
    understanding of the nature and consequences of stipulating to evidence that
    had the same effect as a plea. Id.; see also Commonwealth v. Davis, 
    322 A.2d 103
    , 105 (Pa. 1974) (providing that an extensive colloquy is necessary
    where a stipulation “made the outcome [of the trial] a foregone conclusion”).
    14 In an effort to avoid a finding of waiver for failure to include the claims in
    his Rule 907 response under then-extant case law, Appellant argues that his
    arguments as to PCRA counsel’s performance were not in fact ineffective
    assistance claims, but rather he was contending that PCRA counsel
    “abandoned his duty” to him, thereby depriving him of his right to counsel for
    his first PCRA petition. Appellant’s Brief at 19-20. However, it is clear to this
    Court that, despite Appellant’s attempt to style his appellate arguments as
    one of complete abandonment of PCRA counsel’s duties, they are in fact
    premised on PCRA counsel’s purported ineffectiveness for failing to raise
    potentially meritorious claims. Se Commonwealth v. Bradley, ___ A.3d
    ___, No. 37 EAP 2020 (Pa. filed October 20, 2021), slip op. at 4 (treating
    arguments raised on appeal from denial of PCRA petition that PCRA counsel
    failed to include potentially meritorious claims as to trial and direct appeal
    counsel’s alleged ineffectiveness as PCRA counsel ineffectiveness claims).
    - 12 -
    J-S21038-21
    for the PCRA court to conduct an evidentiary hearing concerning his
    ineffectiveness claims.
    In assessing a claim of ineffective assistance under the PCRA, we begin
    our analysis with the presumption that counsel has rendered effective
    assistance. Commonwealth v. VanDivner, 
    178 A.3d 108
    , 114 (Pa. 2018).
    To overcome that presumption, the convicted defendant must establish each
    of the following three elements:
    (1) the underlying claim has arguable merit; (2) no reasonable
    basis existed for counsel’s action or failure to act; and (3) the
    petitioner suffered prejudice as a result of counsel’s error, with
    prejudice measured by whether there is a reasonable probability
    that the result of the proceeding would have been different.
    
    Id.
       “Because a petitioner’s failure to satisfy any of the above-mentioned
    elements is dispositive of the entire claim, a court need not analyze the
    elements in any particular order. Failure to satisfy one element is dipositive.”
    Commonwealth v. Hairston, 
    249 A.3d 1046
    , 1062 (Pa. 2021).
    Appellant raises “layered” ineffectiveness claims in this appeal, and as
    such he must demonstrate that PCRA counsel “was ineffective for failing to
    raise the claim that the counsel who preceded him was ineffective in taking or
    omitting some action.” Commonwealth v. Montalvo, 
    205 A.3d 274
    , 286
    (Pa. 2019) (citation omitted).     Furthermore, Appellant must demonstrate
    through his argument that the three prongs of the ineffectiveness test are
    satisfied as to each relevant layer of representation. 
    Id.
    - 13 -
    J-S21038-21
    The PCRA court found that Appellant waived the challenges to the
    effectiveness of his PCRA counsel as they were not included in a response to
    the Rule 907 notice.     See PCRA Court Opinion, 1/5/21, at 6.         While this
    determination was correct under the law at the time the PCRA court filed its
    opinion, our Supreme Court recently disapproved of the prior procedure for
    enforcing the right to effective counsel under the PCRA in Commonwealth v.
    Bradley, ___ A.3d ___, No. 37 EAP 2020 (Pa. filed October 20, 2021). In
    Bradley, the Court “reject[ed] the current Rule 907 procedure by which a
    petitioner may raise claims of ineffective assistance of PCRA counsel as
    unworkable” and “functionally unsound.” 
    Id.,
     slip op. at 28, 40. Instead, the
    Court “offer[ed] a modified and flexible [] approach allowing a petitioner to
    raise claims of ineffective PCRA counsel at the first opportunity [after obtaining
    new counsel or acting pro se], even if on appeal,” finding that “this approach
    best recognizes a petitioner’s right to effective PCRA counsel while advancing
    equally legitimate concerns that criminal matters be efficiently and timely
    concluded.” 
    Id.,
     slip op. at 40.
    Here, Appellant raised his claims of PCRA counsel ineffectiveness in his
    brief to this Court on appeal, his “first opportunity” to do so.        
    Id.
       We
    additionally note that Appellant raised his three PCRA counsel ineffectiveness
    claims in his Pa.R.A.P. 1925(b) statement.        Therefore, Appellant has not
    waived his PCRA counsel ineffectiveness claims. 
    Id.
    In Bradley, the Supreme Court further stated:
    - 14 -
    J-S21038-21
    In some instances, the record before the appellate court will be
    sufficient to allow for disposition of any newly-raised
    ineffectiveness claims. However, in other cases, the appellate
    court may need to remand to the PCRA court for further
    development of the record and for the PCRA court to consider such
    claims as an initial matter. Consistent with our prior case law, to
    advance a request for remand, a petition would be required to
    provide more than mere boilerplate assertions of PCRA counsel’s
    ineffectiveness; however, where there are material facts at issue
    concerning claims challenging counsel’s stewardship and relief is
    not plainly unavailable as a matter of law, the remand should be
    afforded[.]
    
    Id.,
     slip op. at 34-35 (citations, brackets, and quotation marks omitted).
    We conclude that remand is necessary for the resolution of Appellant’s
    PCRA claims. Appellant has presented more than “mere boilerplate assertions
    of PCRA counsel’s ineffectiveness.” 
    Id.,
     slip op. at 34 (citation and quotation
    marks omitted).      However, we note that the transcript of Appellant’s
    suppression hearing and stipulated bench trial in the 753-2016 matter is
    absent from the certified record in this appeal. Therefore, we are unable to
    evaluate whether Appellant knowingly and voluntarily waived his rights to a
    trial by a jury of his peers and his right to confront witnesses against him, as
    well as whether he had a full understanding of the nature and consequences
    of his decision to proceed to a stipulated bench trial. We are also unable to
    address the potential merit of the suppression issues that Appellant asserts
    should have been raised by trial counsel. Furthermore, Appellant’s arguments
    in part relate to issues of trial counsel’s pre-trial investigation into potential
    defense witnesses, a matter which may require a hearing to further develop
    the record.
    - 15 -
    J-S21038-21
    Accordingly, we affirm the PCRA court’s order denying Appellant PCRA
    relief at 5110-2013 and 745-2016. We vacate the PCRA court’s order with
    respect to 743-2016 and remand for further proceedings to allow the PCRA
    court to address the three claims of PCRA counsel ineffectiveness that
    Appellant has raised in this appeal. On remand, the PCRA court shall conduct
    such further proceedings and make appropriate findings of fact and
    conclusions of law as necessary to adequately address the ineffectiveness
    claims.
    Order affirmed in part and vacated in part. Case remanded. Jurisdiction
    relinquished.
    Judgment Entered.
    Joseph D. Seletyn, Esq.
    Prothonotary
    Date: 12/21/2021
    - 16 -
    

Document Info

Docket Number: 817 EDA 2020

Judges: Colins, J.

Filed Date: 12/21/2021

Precedential Status: Precedential

Modified Date: 12/21/2021