Com. v. Dalie, G. ( 2014 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
GEORGE DALIE
Appellant No. 1267 EDA 2014
Appeal from the PCRA Order April 15, 2014
In the Court of Common Pleas of Chester County
Criminal Division at No(s): CP-15-CR-0004044-2006
BEFORE: GANTMAN, P.J., ALLEN, J., and FITZGERALD, J.*
MEMORANDUM BY GANTMAN, P.J.: FILED OCTOBER 15, 2014
Appellant, George Dalie, appeals from the order entered in the Chester
County Court of Common Pleas, dismissing as untimely his first petition filed
pursuant to the Post Conviction Relief Act (“PCRA”).1 We affirm.
The relevant facts and procedural history of this case are as follows.
On July 19, 2006, Appellant was involved in a fight with a fellow inmate at
Chester County Prison. Appellant punched and stomped on the head of the
victim. At the conclusion of a two-day trial, on May 23, 2007, a jury
convicted Appellant of aggravated assault, simple assault, assault by
prisoner, and recklessly endangering another person. On August 20, 2007,
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1
42 Pa.C.S.A. §§ 9541-9546.
_____________________________
*Former Justice specially assigned to the Superior Court.
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the court sentenced Appellant to an aggregate term of nine (9) to eighteen
(18) years’ imprisonment. Appellant timely filed a notice of appeal on
August 28, 2007. Appellant filed a pro se PCRA petition on July 19, 2010,
which the PCRA court dismissed without prejudice because Appellant’s direct
appeal was still pending. After an extended delay involving several
appointments of new appellate counsel for Appellant, counsel sought and
this Court granted an extension of time to file an appellate brief, with a new
due date of September 3, 2010 (the Friday before Labor Day). Instead of
filing the brief, counsel sought a second extension of time to file a brief on
Tuesday, September 7, 2010, which this Court denied. Counsel filed a brief
on September 10, 2010, which a panel of this Court deemed untimely in a
judgment order on October 1, 2010, that dismissed the appeal. Counsel
sought reconsideration, which was denied. Counsel then pursued a petition
for allowance of appeal with our Supreme Court. On May 12, 2011, the
Pennsylvania Supreme Court denied the petition for allowance of appeal.
See Commonwealth v. Dalie, 15 A.3d 513 (Pa.Super. 2010), appeal
denied, 610 Pa. 615, 21 A.3d 1190 (2011).
Appellant pro se filed his first PCRA petition on May 23, 2013,2 alleging
that for twenty-one months he sent counsel “a minimum of ten (10) parcels
of written correspondence via first class mail [] which went unanswered.
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2
The PCRA petition was filed on May 23, 2013, under the prisoner mailbox
rule and docketed on May 31, 2013.
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Within these letters, petitioner requested, inter alia, he be notified when his
PAA was ruled upon and advised he intended to file a pro se PCRA petition to
seek restoration of his direct appeal rights nunc pro tunc.” (See Appellant’s
pro se PCRA Petition, 5/23/13, at 4 ¶ 32.) Appellant claimed he finally
contacted the Supreme Court, which informed Appellant his PAA had been
denied on May 12, 2011. (Id. at ¶¶ 33-34).
On June 14, 2013, the PCRA court appointed counsel. On July 18,
2013, Appellant filed a pro se “petition for waiver of representation by
counsel and request to proceed pro se.” Appointed counsel filed an
amended petition on August 26, 2013, and asked for a hearing on appellate
counsel’s ineffectiveness for failing to file a timely brief on direct appeal and
failing to notify Appellant of the Supreme Court’s PAA decision. The court
issued notice on December 2, 2013, of its intent to dismiss Appellant’s
petition without a hearing, pursuant to Pa.R.Crim.P. 907. The following day,
the court denied Appellant’s request to proceed pro se. The court issued an
amended Rule 907 notice on January 28, 2014, to correct a factual error and
by order of the same date dismissed Appellant’s open motion. The court
finally dismissed the PCRA petition as untimely on April 15, 2014. Appellant
timely filed a counseled notice of appeal on April 22, 2014. The court
ordered Appellant to file a concise statement of errors complained of on
appeal, pursuant to Pa.R.A.P. 1925(b), and Appellant timely complied.
Appellant raises the following issue for our review:
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WHETHER THE [PCRA] COURT ERRED BY DISMISSING
APPELLANT’S PCRA PETITION AS UNTIMELY WHERE
APPELLANT’S COUNSEL FAILED TO ADVISE HIM THAT HIS
PETITION FOR ALLOWANCE OF APPEAL TO THE SUPREME
COURT OF PENNSYLVANIA HAD BEEN DENIED AND
APPELLANT FILED HIS PCRA PETITION BEYOND THE TIME
LIMIT SET BY STATUTE?
(Appellant’s Brief at 3-4).
As a preliminary matter, we must determine whether Appellant’s
current PCRA petition was timely. Commonwealth v. Hutchins, 760 A.2d
50, 53 (Pa.Super. 2000). The timeliness of a PCRA petition is a jurisdictional
requisite. Commonwealth v. Hackett, 598 Pa. 350, 358, 956 A.2d 978,
983 (2008), cert. denied, 556 U.S. 1285, 129 S.Ct. 2772, 174 L.Ed.2d 277(2009). A court may not examine the merits of a petition for post-conviction
relief that is untimely. Commonwealth v. Abu-Jamal, 574 Pa. 724, 735,
833 A.2d 719, 726 (2003). A PCRA petition must be filed within one year of
the date the underlying judgment becomes final. 42 Pa.C.S.A. § 9545(b)(1).
A judgment is deemed final “at the conclusion of direct review, including
discretionary review in the Supreme Court of the United States and the
Supreme Court of Pennsylvania, or at the expiration of time for seeking
review.” 42 Pa.C.S.A. § 9545(b)(3). The three statutory exceptions to the
timeliness provisions in the PCRA allow for very limited circumstances under
which the late filing of a petition will be excused. To invoke an exception, a
petition must allege and the petitioner must prove:
(i) the failure to raise a claim previously was the result of
interference by government officials with the presentation
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of the claim in violation of the Constitution or laws of this
Commonwealth or the Constitution or laws of the United
States;
(ii) the facts upon which the claim is predicated were
unknown to the petitioner and could not have been
ascertained by the exercise of due diligence; or
(iii) the right asserted is a constitutional right that was
recognized by the Supreme Court of the United States or
the Supreme Court of Pennsylvania after the time period
provided in this section and has been held by that court to
apply retroactively.
42 Pa.C.S.A. § 9545(b)(1)(i)-(iii). A petitioner asserting a timeliness
exception must file a petition within sixty days of the date the claim could
have been presented. 42 Pa.C.S.A. § 9545(b)(2). “As such, when a PCRA
petition is not filed within one year of the expiration of direct review, or not
eligible for one of the three limited exceptions, or entitled to one of the
exceptions, but not filed within 60 days of the date that the claim could have
been first brought, the trial court has no power to address the substantive
merits of a petitioner’s PCRA claims.” Commonwealth v. Gamboa-Taylor,
562 Pa. 70, 77, 753 A.2d 780, 783 (2000). For purposes of the timeliness
exception regarding the discovery of new facts, due diligence demands that
the petitioner take reasonable steps to protect his own interests, and the
petitioner must explain why he could not have obtained the new fact earlier
with the exercise of due diligence; this rule is strictly enforced.
Commonwealth v. Monaco, 996 A.2d 1076, 1080 (Pa.Super. 2010). See
also Commonwealth v. Bennett, 593 Pa. 382, 930 A.2d 1264 (2007)
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(holding petitioner met exception to PCRA timeliness requirement under
subsection 9545(b)(1)(ii), where petitioner alleged in pro se second PCRA
petition that PCRA counsel’s failure to file appellate brief resulted in dismissal
of petitioner’s appeal from denial of first PCRA petition; petitioner provided
detailed description of steps he took to ascertain status of appeal, which
included writing to PCRA court and Superior Court; he consequently learned
on October 4, 2000—less than two months after appeal had been
dismissed—that PCRA counsel failed to file brief; petitioner filed second PCRA
petition on October 27, 2000, less than one month after he learned PCRA
counsel caused dismissal of appeal for failure to file brief). Compare
Commonwealth v. Carr, 768 A.2d 1164 (Pa.Super. 2001) (holding
petitioner failed to meet exception under subsection 9545(b)(1)(ii), where
petitioner alleged he did not learn of counsel’s failure to file direct appeal
until March 25, 1999, approximately three years after petitioner’s judgment
of sentence became final on February 9, 1996; petitioner filed first PCRA
petition on April 27, 1999; petitioner did not act with due diligence to
discover if direct appeal had been filed on his behalf during one-year window
to file timely PCRA petition).
Instantly, Appellant’s judgment of sentence became final on August
10, 2011, upon expiration of the time to file a petition for writ of certiorari
with the United States Supreme Court. See 42 Pa.C.S.A. § 9545(b)(3);
U.S.Sup.Ct.R. 13. Appellant filed the current PCRA petition on May 23,
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2013, over one year and nine months after his judgment of sentence
became final. Thus, Appellant’s petition is patently untimely.
Appellant attempts to invoke the “new facts” exception to the time
restrictions of the PCRA. Appellant argues his counsel on direct appeal failed
to notify him of the Pennsylvania Supreme Court’s denial of the petition for
allowance of appeal, thereby depriving Appellant of the knowledge that his
judgment of sentence had become final, so he could file a PCRA petition to
have his direct appeal rights reinstated nunc pro tunc. Appellant asserts he
acted with due diligence by writing at least ten letters to appellate counsel
inquiring about the status of the appeal. Appellant maintains he filed the
current PCRA petition within sixty days of April 2, 2013, when he first
learned that his petition for allowance of appeal had been denied. Appellant
concludes the court erred when it dismissed as untimely his PCRA petition.
We disagree.
In its opinion, the PCRA court reasoned:
Even accepting [Appellant’s] version of the events as true,
his PCRA [p]etition fails to satisfy any of the enumerated
exceptions that would excuse the late filing. The
timeliness exception contained in Section 9545(b)(1)(ii)
requires a petitioner to demonstrate he did not know the
facts upon which his petition was based and could not have
learned those facts earlier by the exercise of due diligence.
Due diligence demands that the petitioner take reasonable
steps to protect his own interests. Additionally, a
petitioner must explain why he could not have learned the
new fact earlier with the exercise of due diligence.
Moreover, the due diligence rule is strictly enforced.
In the instant PCRA [p]etition, it reasons that all the issues
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raised consist of allegations claiming that [Appellant’s] due
process rights were violated by [Appellant’s] appellate
counsel. Specifically, [Appellant] alleges ineffective
assistance of counsel against [direct appeal counsel] for
failing to timely file a brief on his behalf with the Superior
Court of Pennsylvania. Additionally, [Appellant] contends
that his appeal issues were never heard by the Superior
Court because of [counsel’s] ineffectiveness. Although
[Appellant] avers that [counsel] did not comply with...his
instructions and provide him with the notice of the
Supreme Court’s decision regarding his [p]etition for
[a]llowance of [a]ppeal; [Appellant] fails to explain why he
could not have learned the new fact earlier through the
exercise of due diligence.
Although [Appellant] claims that he was prevented from
filing a timely PCRA petition because [counsel] failed to
inform him that the Supreme Court had denied his
[p]etition for [a]llowance of [a]ppeal; this contention is
belied by the record. [Appellant] acknowledges that the
Pennsylvania Supreme Court notified [counsel] of its
denial, by letter dated May 12, 2011, but presumes the
court was required to notify [Appellant] directly. The
alleged failure by [counsel] to convey the Pennsylvania
Supreme Court’s decision to [Appellant] did not relieve
Appellant of his obligation to take reasonable steps to
protect his own interests. It would be disingenuous to
suggest that a client bears no responsibility in maintaining
contact with his attorney throughout the appellate process
or for tracking the status of the case.
[Appellant] claims that he was stuck in limbo regarding the
status of this appeal, [but] he waited until March of 2013
to contact the Pennsylvania Supreme Court and request
the status of his case. Furthermore, Appellant alleges that
over a 21-month time period, he sent appellate counsel a
minimum of 10 letters that all went unanswered, [but] he
waited for over two years from the filing of his [p]etition
[for] [a]llowance of [a]ppeal to correspond with the
Pennsylvania Supreme Court. Consequently, [Appellant]
did not act with due diligence.
[T]he alleged failure by Mr. Wagner to convey the [C]ourt’s
decision to [Appellant] did not relieve [Appellant] of his
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obligation to act with due diligence. By exercising due
diligence, [Appellant] could have readily discovered
whether his [p]etition for [a]llowance of [a]ppeal had been
ruled upon within one year.
This is especially true in this case as [Appellant] was
familiar with the filing and information requesting
processes of the various Pennsylvania courts. Specifically,
[Appellant] filed with or requested documents from the
Court of Common Pleas, the Superior Court, and the
Supreme Court. Moreover, the status of [Appellant’s] case
is “public information.” The status of [Appellant’s] case
was easily accessible via mail, telephone, or the internet.
Accordingly, we conclude [Appellant] did not act with due
diligence. Although [Appellant] is incarcerated and may
not have had unlimited access to the internet, he could
have easily corresponded with the Pennsylvania Supreme
Court via telephone or postal mail. [Appellant’s] [p]etition
for [a]llowance of [a]ppeal was filed on January 1, 2011[,]
and was denied on May 12, 2011. [Appellant] had a full
year from August 10, 2011, to learn the status of his case;
and a mere letter or phone call to the Clerk of the
Supreme Court would have revealed that his petition was
denied. Furthermore, [Appellant] could have directed a
third-party to inquire about the status of his case through
the internet. Because appellate counsel’s failure to notify
[Appellant] that his [petition for allowance of appeal] was
denied was easily discoverable during [Appellant’s] one-
year window to file a timely PCRA petition, [Appellant] did
not act with due diligence to protect his own interests.
(PCRA Court Opinion, filed May 8, 2014, at 5-6) (internal citations removed)
(emphasis in original). We accept the court’s analysis. The Supreme Court’s
denial of Appellant’s petition for allowance of appeal was a matter of public
knowledge. Nevertheless, Appellant waited almost two years to contact the
Supreme Court to inquire about that decision. Thus, Appellant’s contention
that he could not have discovered the outcome of his petition for allowance
of appeal earlier through the exercise of due diligence is unfounded.
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Moreover, Bennett, supra, is distinguishable, where Mr. Bennett
promptly contacted this Court and the PCRA court, and learned of the “new
fact”—PCRA counsel’s failure to file a brief in the appeal from the denial of
Mr. Bennett’s first PCRA petition. Mr. Bennett ascertained the fact less than
two months after the appeal had been dismissed and quickly filed a second
PCRA petition within a month of discovering the dismissal. Unlike Mr.
Bennett, Appellant failed to act promptly within a reasonable time to learn
the outcome of his petition for allowance of appeal. Although Appellant
claimed he wrote to counsel, Appellant evidently knew how to contact the
Court as well, but failed to do so. Instead, Appellant appeared to be content
with waiting for a response from counsel, even after an alleged ten efforts to
contact counsel went unanswered. Appellant had other known means at his
disposal but failed to utilize them. Appellant is therefore responsible for the
prolonged delay in ascertaining the outcome of his PAA and his belated
actions do not constitute the “exercise of due diligence.”
Likewise, Carr, supra, affords Appellant no relief. In Carr, this Court
stated:
Trial counsel’s failure to file a direct appeal was
discoverable during Appellant’s one-year window to file a
timely PCRA petition. In fact, the expiration of Appellant’s
time to file a direct appeal initiated the PCRA’s one-year
clock. Thus, Appellant had a full year to learn if a direct
appeal had been filed on his behalf. A phone call to his
attorney or the clerk of courts would have readily revealed
that no appeal had been filed. Due diligence requires that
Appellant take such steps to protect his own interests.
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Id. at 1168. Carr does not suggest that contacting a court or an attorney,
absent more, amounts to due diligence. On the contrary, Carr supports the
proposition that due diligence requires action without needless delay.
Like the petitioner in Carr, Appellant allowed the one-year window to file a
timely PCRA petition to expire. Appellant’s bare allegation that he sent
appellate counsel “numerous” letters for two years requesting information on
the status of the appeal does not in itself warrant a hearing. Appellant’s
petition did not specify when these alleged letters were sent or provide any
evidence of their actual existence. Absent any detailed description of the
steps he took, Appellant’s assertion is simply too generic. See Bennett,
supra. With respect to Appellant's request for an evidentiary hearing, we
note: “An evidentiary hearing…is not meant to function as a fishing
expedition for any possible evidence that may support some speculative
claim of ineffectiveness.” Commonwealth v. Scott, 561 Pa. 617, 628 n.8,
752 A.2d 871, 877 n. 8 (2000), cert. denied, 532 U.S. 949, 121 S.Ct. 1419,
149 L.Ed.2d 360 (2001). Appellant was required to set forth in his petition
an offer of sufficient facts upon which the PCRA court could conclude counsel
was ineffective. See Commonwealth v. Pettus, 492 Pa. 558, 563, 424
A.2d 1332, 1335 (1981). As presented, Appellant’s assertions fall within the
Gamboa-Taylor line of cases which hold standard ineffectiveness of counsel
claims generally do not constitute exceptions to the PCRA time
requirements. Based upon the foregoing, we conclude Appellant’s PCRA
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petition remains time-barred. See Gamboa-Taylor, supra. Accordingly,
we affirm the dismissal of Appellant’s PCRA petition as untimely.3
Order affirmed.
Judge Allen joins this memorandum.
Justice Fitzgerald files a dissenting statement.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/15/2014
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3
Appellant filed a pro se open motion on July 30, 2014, to stay this appeal
and remand the case to the PCRA court for a hearing pursuant to
Commonwealth v. Grazier, 552 Pa. 9, 713 A.2d 81 (1998). Appellant is
currently represented by counsel on appeal. Appellant also filed his motion
after counsel had already filed a brief on Appellant’s behalf on June 10,
2014. Thus, we deny Appellant’s motion. See Commonwealth v. Jette,
611 Pa. 166, ___, 23 A.3d 1032, 1041-42 (2011) (stating that absent timely
motion for change of counsel, in which appellant can demonstrate
irreconcilable differences which preclude counsel from representing him, or
perhaps timely petition for self-representation, or retention of private
counsel, appellant must remain with appointed counsel through conclusion of
appeal). In this context, “timely” means the motion or petition must be filed
before the filing of a counseled brief. See id.- 12 -