Com. v. Cruz, I. ( 2022 )

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ILDELFONSO CRUZ :
:
Appellant : No. 207 EDA 2021
Appeal from the Order Entered January 4, 2021
In the Court of Common Pleas of Philadelphia County Criminal Division at
No(s): CP-51-CR-0008946-2011
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ILDELFONSO CRUZ :
:
Appellant : No. 208 EDA 2021
Appeal from the Order Entered January 4, 2021
In the Court of Common Pleas of Philadelphia County Criminal Division at
No(s): CP-51-CR-0008945-2011
BEFORE: BENDER, P.J.E., BOWES, J., and DUBOW, J.
MEMORANDUM BY BENDER, P.J.E.: FILED JUNE 24, 2022
Appellant, Ildelfonso Cruz, appeals from the January 4, 2021 order
denying his timely-filed petition under the Post Conviction Relief Act (PCRA),
42 Pa.C.S. §§ 9541-9546. After careful review, we vacate the PCRA court’s
order, vacate Appellant’s sentence of registration requirements under
Pennsylvania’s Sex Offender Registration and Notification Act (SORNA), 42
Pa.C.S. §§ 9799.10–9799.41, and remand with instructions.
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The PCRA court summarized the pertinent facts and procedural history
of Appellant’s case, as follows:
On April 21, 2011, [E.P.] went to her home located … in
Philadelphia to pack clothes to bring to her mother’s house. [E.P.]
asked Luis Ramon and his younger brother, Ricardo Ramon, to
accompany her because she was having a problem with her ex-
boyfriend, [] Appellant.
[E.P.], Luis, and Ricardo arrived at [E.P.’s] home at approximately
11:00 p.m. that night. While [E.P.] was packing her belongings,
… []Appellant[] arrived. Appellant did not have a key to [E.P.’s]
house nor did he have permission to be there. At some point
thereafter, Appellant began attacking Luis[. H]e grabbed Luis
from behind and stabbed him repeatedly[.] Luis sustained five
stab wounds to the left back and two stab wounds to the left
shoulder region. Luis eventually managed to escape to a nearby
home of someone he knew; the resident there called an
ambulance. Luis was transported to Temple Hospital where he
was treated for multiple injuries including a collapsed lung. Luis
was discharged from Temple Hospital on April 26, 2011.
Moments after attacking Luis, Appellant grabbed [E.P.] and
pushed her against a wall[. H]e began hitting her in her face with
a closed fist. Appellant then forced [E.P.] to walk to his brother’s
house by grabbing her and poking her with scissors. Once they
arrived at [] Appellant’s brother’s house, they went into a
bedroom[.] [] Appellant pushed the bed against the door,
preventing [E.P.] from leaving. [] Appellant proceeded to curse at
[E.P.] and hit her about her face and body. [] Appellant then
threw [E.P.] on the floor and stabbed her in her forehead with the
scissors. At some point, [E.P.], who was tired and in pain, fell
asleep. When [E.P.] woke up, her clothes had been removed and
Appellant was having sex with her. Appellant eventually drove
[E.P.] to Einstein Hospital. [E.P.] was treated for multiple injuries
including lacerations on her forehead and left palm. [E.P.] was
subsequently transferred to Episcopal Hospital for a sexual assault
evaluation. She was later discharged.
Appellant was arrested on April 23, 2011. He was charged [in two
separate cases] with two counts [each] of Attempted Murder, …
Aggravated Assault, … Possession of an Instrument of Crime, …
Simple Assault, [and] … Recklessly Endangering Another Person,
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[as well as] one count [each] of Rape, … Kidnapping, … Burglary,
… Intimidation of Witnesses or Victims, … Conspiracy, … Sexual
Assault, … Criminal Trespass, … Indecent Assault, … Unlawful
Restraint, … Terroristic Threats, and … False Imprisonment on Bills
of Information CP-51-CR-0008945-2011 and CP-51-CR-0008946-
2011.
A jury trial commenced on February 27, 2014. Appellant was
represented by Trevan Borum, Esquire. At trial, the
Commonwealth presented as evidence the live testimony of (1)
[E.P.], (2) Luis Ramon, (3) Ricardo Ramon, (4) Police Officer
Mitchell, (5) Police Officer Moore, (6) Police Officer Bowe, (7)
Police Officer Krawcyzk, (8) Detective King, (9) Detective
Newbert, (10) Dr. Cernetich, and (11) Dr. Goldberg. The defense
did not present any witnesses.
On March 7, 2014, the jury found Appellant guilty of the following
charges on Bill of information CP-51-CR-0008945-2011:
Attempted Murder, Aggravated Assault, and Possession of an
Instrument of Crime. Appellant was found guilty of the following
charges on Bill of Information CP-51-CR-0008946-2011: Rape,
Kidnapping, and Sexual Assault. On June 12, 2014, this [c]ourt
sentenced Appellant to an aggregate sentence of twenty-two and
one-half (22½) to forty-five (45) years’ imprisonment.
On June 18, 2014, defense counsel filed a Motion for
Reconsideration of Sentence. On October 20, 2014, Appellant’s
Motion was denied by operation of law. On October 24, 2014,
Appellant completed a Notice of Appeal form. Although timely,
defense counsel did not file the Notice; thus, the appeal period
lapsed.
On March 17, 2015, Appellant filed a pro se … []PCRA[] petition.
J. Matthew Wolfe, Esquire, was subsequently appointed to
represent the Appellant. [Attorney] Wolfe filed an Amended PCRA
Petition on August 20, 2015; the basis of the petition was that []
Appellant was denied his rights to due process and effective
assistance of counsel because trial counsel failed to file a direct
appeal to the Superior Court despite Appellant’s request to do so.
Appellant requested that his appellate rights as well as his right to
file post-sentence motions be reinstated nunc pro tunc. On April
1, 2016, this [c]ourt granted Appellant’s PCRA Petition and
reinstated Appellant’s appellate rights.
On June 6, 2018, the Superior Court affirmed Appellant’s
judgment of sentence. [See Commonwealth v. Cruz, 193 A.3d
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1049 (Pa. Super. 2018) (unpublished memorandum).] The
Supreme Court denied Appellant’s petition for allowance of appeal
on November 21, 2018. [See Commonwealth v. Cruz, 197 A.3d
1178 (Pa. 2018).] On October 15, 2019, Appellant filed a pro se
PCRA Petition. Lawrence J. O’Connor, Esquire[,] was appointed
defense counsel and an amended PCRA Petition was filed on
December 3, 2019. The Commonwealth filed its response on
March 12, 2020. On December 2, 2020, this [c]ourt sent a
[Pa.R.Crim.P.] 907 Notice of Intent to Dismiss Appellant’s PCRA
Petition.[1] On January 4, 2021, this [c]ourt denied Appellant’s
PCRA Petition. In the interim, on December 29, 2020, Appellant
prematurely filed a Notice of Appeal and a [Pa.R.A.P.] 1925(b)
[concise s]tatement [of errors complained of on appeal]
unprompted. This [c]ourt believes Appellant filed the Notice of
Appeal in response to the December 2, 2020[] Notice of Intent to
Dismiss. In the interests of judicial economy, this [c]ourt will treat
Appellant’s Notice of Appeal as timely and properly filed from the
January 4, 2021[] Order.[2]
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1 We note that, prior to the December 2, 2020 Rule 907 notice, this Court had
remanded Appellant’s case for the filing of such notice, as the court had not
originally done so. While the court claims that it issued a Rule 907 notice on
December 2, 2020, no such order appears on the docket in either of
Appellant’s two cases. Notwithstanding, Appellant does not raise any issue
regarding the filing of the Rule 907 notice or claim that he did not receive it.
Thus, any such arguments are waived for our review. See Commonwealth
v. Taylor, 65 A.3d 462, 468 (Pa. Super. 2013) (“The failure to challenge the
absence of a Rule 907 notice constitutes waiver.”).
2 Pennsylvania Rule of Appellate Procedure 905(a)(5) provides:
A notice of appeal filed after the announcement of a determination
but before the entry of an appealable order shall be treated as
filed after such entry and on the day thereof.
Pa.R.A.P. 905(a)(5). Pursuant to this rule, we agree with the PCRA court that
it is appropriate to consider Appellant’s premature appeal as having been filed
on January 4, 2021, the date the court entered its final order dismissing his
petition. We have corrected the captions accordingly.
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PCRA Court Opinion (PCO), 6/4/21, at 1-4 (footnotes omitted). On June 4,
2021, the PCRA court filed a Rule 1925(a) opinion addressing the issues set
forth in Appellant’s Rule 1925(b) statement.
Herein, Appellant states four issues for our review:
1. Whether the PCRA court erred by dismissing the PCRA petition
when clear and convincing evidence was presented to establish
that trial counsel was ineffective for failing to investigate and
present available defense evidence, failing to request and litigate
a Franks[3] hearing, and refusing to allow [A]ppellant to testify in
his own defense[?]
2. Whether the PCRA court erred by dismissing the PCRA petition
when clear and convincing evidence was presented to establish a
violation of [A]ppellant’s Sixth Amendment right to effective
representation of trial counsel, as well as the Commonwealth’s
failure to exercise due diligence in bringing [A]ppellant to trial in
violation of his speedy trial rights[?]
3. Whether the PCRA court erred by dismissing [A]ppellant’s PCRA
petition when clear and convincing evidence was presented to
establish the trial court issued an illegal sentence by imposing a
punitive registration requirement of SORNA in violation of his due
process rights that extended the length of the sentence beyond
the statutory maximum[?]
4. Whether the PCRA court erred by failing to grant an evidentiary
hearing[?]
Appellant’s Brief at 8.
We begin by recognizing that “[t]his Court’s standard of review from the
grant or denial of post-conviction relief is limited to examining whether the
lower court’s determination is supported by the evidence of record and
whether it is free of legal error.” Commonwealth v. Morales, 701 A.2d 516,
____________________________________________
3 See Franks v. Delaware, 438 U.S. 154 (1978).
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520 (Pa. 1997) (citing Commonwealth v. Travaglia, 661 A.2d 352, 356 n.4
(Pa. 1995)).
In Appellant’s first issue, he raises several claims of trial counsel’s
ineffectiveness. Our Supreme Court has directed that,
a PCRA petitioner will be granted relief only when he proves, by a
preponderance of the evidence, that his conviction or sentence
resulted from the “[i]neffective assistance of counsel which, in the
circumstances of the particular case, so undermined the truth-
determining process that no reliable adjudication of guilt or
innocence could have taken place.” 42 Pa.C.S. § 9543(a)(2)(ii).
“Counsel is presumed effective, and to rebut that presumption,
the PCRA petitioner must demonstrate that counsel’s performance
was deficient and that such deficiency prejudiced him.”
[Commonwealth v.] Colavita, … 993 A.2d [874,] 886 [(Pa.
2010)] (citing Strickland [v. Washington, 466 U.S. 668 ...
(1984)]). In Pennsylvania, we have refined the Strickland
performance and prejudice test into a three-part inquiry. See
[Commonwealth v.] Pierce, [527 A.2d 973 (Pa. 1987)]. Thus,
to prove counsel ineffective, the petitioner must show that: (1)
his underlying claim is of arguable merit; (2) counsel had no
reasonable basis for his action or inaction; and (3) the petitioner
suffered actual prejudice as a result. Commonwealth v. Ali, …
10 A.3d 282, 291 (Pa. 2010). “If a petitioner fails to prove any of
these prongs, his claim fails.” Commonwealth v. Simpson, …
66 A.3d 253, 260 ([Pa.] 2013) (citation omitted). Generally,
counsel’s assistance is deemed constitutionally effective if he
chose a particular course of conduct that had some reasonable
basis designed to effectuate his client’s interests. See Ali, supra.
Where matters of strategy and tactics are concerned, “a finding
that a chosen strategy lacked a reasonable basis is not warranted
unless it can be concluded that an alternative not chosen offered
a potential for success substantially greater than the course
actually pursued.” Colavita, … 993 A.2d at 887 (quotation and
quotation marks omitted). To demonstrate prejudice, the
petitioner must show that “there is a reasonable probability that,
but for counsel’s unprofessional errors, the result of the
proceedings would have been different.” Commonwealth v.
King, … 57 A.3d 607, 613 ([Pa.] 2012) (quotation, quotation
marks, and citation omitted). “‘[A] reasonable probability is a
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probability that is sufficient to undermine confidence in the
outcome of the proceeding.’” Ali, … 10 A.3d at 291 (quoting
Commonwealth v. Collins, … 957 A.2d 237, 244 ([Pa.] 2008)
(citing Strickland, 466 U.S. at 694….)).
Commonwealth v. Spotz, 84 A.3d 294, 311-12 (Pa. 2014).
Here, Appellant presents three distinct sub-claims of trial counsel’s
ineffectiveness. First, he contends that his counsel was ineffective for refusing
to allow Appellant to testify, despite that Appellant “specifically communicated
to trial counsel his decision to testify in his own defense.” Appellant’s Brief at
14. Appellant claims that “[c]ounsel offered no explanation to [A]ppellant as
to the decision to not present his testimony as a witness.” Id. He maintains
that his underlying claim has arguable merit because counsel’s conduct
violated his Fifth Amendment right to testify in his own defense. Id. Appellant
further avers that “[t]he reasonableness prong was satisfied because counsel
failed to explain the decision to preclude [A]ppellant’s testimony, and because
the refusal to present [A]ppellant’s testimony was not reasonably designed to
advance the interests of [Appellant].” Id.Second, Appellant claims that his trial counsel was ineffective for not
filing a motion to suppress and seeking a Franks hearing. As our Supreme
Court recognized in Commonwealth v. Iannoccio, 480 A.2d 966 (Pa. 1984):
[Franks] held that, where a defendant makes a substantial
preliminary showing that a false statement was knowingly and
deliberately, or with reckless disregard for the truth,
included by an affiant in his application for a search warrant and
where the alleged false statement was necessary to a finding of
probable cause, the Fourth Amendment requires that a hearing be
held at defendant’s request so that he might challenge the
veracity and integrity of the warrant.
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Id. at 974 n.4 (emphasis added). In this case, Appellant argues that
[t]he Affidavit of Probable Cause contained information that was
material to the finding of probable cause that was provided by the
complaining witness and was patently false. Complainant [E.P.]
lied to police during their investigation of the case in order to
divert attention away from her commission of the assault on
complainant Luis Ramon. Arguable merit was established based
on counsel’s failure to protect [A]ppellant’s due process and
Fourth Amendment rights. Counsel’s failure to explain the tactics
utilized satisfies the reasonableness standard, and both prongs of
the ineffectiveness test were established.
Appellant’s Brief at 14.
In his third sub-claim of ineffectiveness, Appellant insists that his trial
counsel failed “to properly cross-examine complaining witness [E.P.]….” Id.
at 15. According to Appellant, “[p]roper cross-examination would have
revealed her corrupt motive to present perjured testimony, [and] her biases,
prejudices and ulterior motives that relate directly to the issues in this case.
Counsel failed to develop evidence that placed into question the credibility of
the witness.” Id. (citation omitted). These failures, Appellant contends,
violated his right to confront the witnesses against him, and lacked any
reasonable basis on the part of his counsel.
Appellant maintains that each of these three errors by counsel — i.e.,
refusing to put Appellant on the stand, not seeking suppression and a Franks
hearing, and not properly cross-examining E.P. — caused an adverse effect
on his defense at his trial, and cumulatively caused him prejudice to a degree
that a new trial is warranted.
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We disagree. First, “[c]laims alleging ineffectiveness of counsel
premised on allegations that trial counsel’s actions interfered with an
accused’s right to testify require a defendant to prove either that ‘counsel
interfered with his right to testify, or that counsel gave specific advice so
unreasonable as to vitiate a knowing and intelligent decision to testify on his
own behalf.’” Commonwealth v. Miller, 987 A.2d 638, 660 (Pa. 2009)
(quoting Commonwealth v. Nieves, 746 A.2d 1102, 1104 (Pa. 2000)).
Appellant has not met this burden of proof. While he contends that
counsel refused to put him on the stand, the record belies this claim. As the
PCRA court points out, Appellant was thoroughly colloquied about his decision
not to testify. See PCO at 11-12 (quoting N.T. Trial, 3/5/14, at 74-76).
Notably, the court informed Appellant that he had “an absolute right to testify
in this matter,” and Appellant expressly stated that he did not wish to do so.
Id. (citation omitted). The court stressed that the decision was “totally up to”
Appellant, and he stated that he understood. Id. (citation omitted). Appellant
confirmed that no one had forced or threatened him to make the decision not
to testify, and that he was doing so of his own free will. Id. (citation omitted).
Finally, Appellant stated that he was satisfied with the representation of his
counsel. Id. (citation omitted).
In rejecting Appellant’s “speculative claim that he ‘specifically
communicated to trial counsel his decision to testify in his own defense[,]’”
the PCRA court observed that he did not provide “any evidence in furtherance
of this claim,” especially considering the colloquy discussed supra. Id. at 12.
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Thus, the court concluded that “Appellant’s claim is speculative, undeveloped,
and wholly unsubstantiated by the record.” Id. We discern no error or abuse
of discretion in the court’s decision. Thus, no relief is due on Appellant’s first
sub-claim of ineffectiveness.
The PCRA court also rejected Appellant’s second assertion that his
counsel was ineffective for not filing a motion to suppress or seeking a Franks
hearing. The court noted that “Appellant [did] not present any evidence or
specific argument in furtherance” of this claim. Id. at 9. More specifically,
the court explained:
Appellant … claim[s] that the complaining witnesses, including
[E.P.,] conspired to lie and, thus, … the affidavit of probable cause
was “patently false[.”] However, Appellant does not allege what
evidence exists that would have impeached the affidavit,
specifically how and in what capacity the complaining witness lied,
nor does Appellant cite those specific facts he claims were
fabricated based on false testimony. Accordingly, Appellant’s
claim should be dismissed because it is unsubstantiated,
undeveloped, and without evidentiary support in the record.
Id. The court also stressed that “Appellant has failed to articulate on what
basis trial counsel should have filed a Franks motion and why said motion
would have succeeded” and, thus, he cannot prove “that the filing of one
would have been strategically and tactically advantageous.” Id.
Consequently, the court maintained that it had properly dismissed Appellant’s
“speculative and spurious” ineffectiveness claim. Id. at 10.
On appeal, Appellant again offers no elaboration of what factual
averments in the affidavit of probable cause were ostensibly untrue, or any
discussion of how the affiant “knowingly and deliberately, or with reckless
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disregard for the truth,” included such untruths in the affidavit of probable
cause. Iannoccio, 480 A.2d at 974 n.4. Thus, Appellant has failed to prove
that a Franks hearing would have been granted, had counsel sought one.
Appellant also fails to discuss what other arguments counsel could have,
or should have, raised in a motion to suppress. This Court has stated:
When briefing the various issues that have been preserved, it is
an appellant’s duty to present arguments that are sufficiently
developed for our review. The brief must support the claims with
pertinent discussion, with references to the record and with
citations to legal authorities. Citations to authorities must
articulate the principles for which they are cited.
This Court will not act as counsel and will not develop arguments
on behalf of an appellant. Moreover, when defects in a brief
impede our ability to conduct meaningful appellate review, we
may dismiss the appeal entirely or find certain issues to be
waived.
Commonwealth v. Hardy, 918 A.2d 766, 771 (Pa. Super. 2007).
Consequently, we agree with the PCRA court that Appellant’s second sub-claim
of ineffectiveness is meritless and/or waived.
The same is true for Appellant’s third ineffectiveness sub-claim, in which
he contends that counsel ineffectively cross-examined E.P. Appellant offers
no elaboration on what corrupt motives, biases, or prejudices about which his
attorney failed to question E.P. While he also complains that counsel “failed
to recall [E.P.] during the defense’s case-in-chief, despite repeated requests
by [A]ppellant[,]” he does not explain why he wanted to recall E.P., or how
he was prejudiced by counsel’s failure to do so. In sum, Appellant fails to
meaningfully develop any argument regarding counsel’s cross-examination of
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E.P. or his failure to recall her as a defense witness that would establish that
counsel acted ineffectively. Thus, Appellant’s third sub-claim challenging
counsel’s representation is waived and does not warrant relief. See Hardy,
supra.Moving on to Appellant’s second issue, he contends that he is entitled
to relief because he established in his petition that his conviction resulted from
“[a] violation of the Constitution of this Commonwealth or the Constitution or
laws of the United States which, in the circumstances of the particular case,
so undermined the truth-determining process that no reliable adjudication of
guilt or innocence could have taken place.” 42 Pa.C.S. § 9543(a)(2)(i). In
support, Appellant cursorily reiterates that his right to testify in his own
defense, and his right to effective assistance of counsel, were violated for the
reasons set forth in his first issue. Because we found those claims
undeveloped and/or meritless, he has failed to prove his constitutional rights
were violated.
Additionally, Appellant contends that his constitutional right to a speedy
trial was violated because he “waited over [three] years” between his arrest
and trial. Appellant’s Brief at 17. Appellant’s claim implicates Pa.R.Crim.P.
600, which “has the dual purpose of both protecting a defendant’s
constitutional speedy trial rights and protecting society’s right to effective
prosecution of criminal cases.” Commonwealth v. Bradford, 46 A.3d 693,
701 (Pa. 2012) (citations omitted). The Bradford Court continued:
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To protect the defendant’s speedy trial rights, Rule 600 ultimately
provides for the dismissal of charges if the Commonwealth fails to
bring the defendant to trial within 365 days of the filing of the
complaint (the “mechanical run date”), subject to certain
exclusions for delays attributable to the defendant. Pa.R.Crim.P.
600(A)(3), (G). Conversely, to protect society’s right to effective
prosecution prior to dismissal of charges, [R]ule 600 requires the
court to consider whether the [C]ommonwealth exercised due
diligence, and whether the circumstances occasioning the delay of
trial were beyond the Commonwealth’s control. If the
Commonwealth exercised due diligence and the delay was beyond
the Commonwealth’s control, “the motion to dismiss shall be
denied.” Pa.R.Crim.P. 600(G). The Commonwealth, however,
has the burden of demonstrating by a preponderance of the
evidence that it exercised due diligence. As has been oft stated,
[d]ue diligence is fact-specific, to be determined case-by-case; it
does not require perfect vigilance and punctilious care, but merely
a showing the Commonwealth has put forth a reasonable effort.
“If, at any time, it is determined that the Commonwealth did not
exercise due diligence, the court shall dismiss the charges and
discharge the defendant.” Pa.R.Crim.P. 600(G).
Id. at 701-02 (some internal citations and quotation marks omitted).
In the present case, we first observe that Appellant’s counsel filed
several Rule 600 motions seeking Appellant’s release from incarceration and
the dismissal of the charges against him. Appellant offers no explanation for
why he did not, or could not, have challenged the trial court’s rulings on these
motions on direct appeal, thus waiving any post-conviction assertion that the
court violated his constitutional right to a speedy trial. See 42 Pa.C.S. §
9543(a)(3) (stating that, to be eligible for PCRA relief, a petitioner must prove
“[t]hat the allegation of error has not been previously litigated or waived”);
42 Pa.C.S. § 9544(b) (“For purposes of this subchapter, an issue is waived if
the petitioner could have raised it but failed to do so before trial, at trial,
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during unitary review, on appeal or in a prior state post[-]conviction
proceeding.”).
Moreover, we also deem waived Appellant’s cursory attempt to frame
this claim as a challenge to his trial counsel’s representation. Aside from
briefly stating that this “constitutional claim[] cannot be deemed waived by
counsel’s failure to raise it[,]” Appellant’s offers no developed discussion of
the three prongs for proving counsel’s ineffectiveness. Appellant’s Brief at 17.
Instead, his entire argument in support of his Rule 600 claims is as follows:
The Commonwealth’s failure to exercise due diligence in bringing
[A]ppellant to trial substantially prejudiced him and had an
adverse effect on the outcome of the case. Appellant waited over
3 years before trial, well in excess of the 12 months required by
law. Several continuances were considered by the court to be
defense continuances, and the time was ruled excludable.
However, [A]ppellant was not aware of the nature of these
continuances and did not agree to them. More importantly, the
Commonwealth consistently failed to exercise [its] due diligence
because [it] failed to advise the court at each continuance of the
mechanical and adjusted run dates. A defense continuance is
certainly excludable time and extends the adjusted run date, but
it does not relieve the Commonwealth of its responsibility to
advise the court of the mechanical and adjusted time limits
pursuant to [A]ppellant’s speedy trial and Rule 600 rights. The
Commonwealth’s failure to exercise due diligence resulted in an
egregious violation of [A]ppellant’s right to a speedy trial. A
reliable determination of guilt was not made at trial because the
case should have been dismissed based on the violation of
Appellant’s speedy trial rights.
Id. at 17-18.
In rejecting Appellant’s Rule 600 claim, the PCRA court explained that:
[T]he record demonstrates that several Rule 600 motions were
filed. Some of these motions sought release from pretrial
incarceration; others sought dismissal of the charges against
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Appellant. Appellant’s [Rule] 1925(b) Statement does not clarify
which motion is the subject of the instant appeal, nor does [he]
specify how the [c]ourt erred. Appellant claims vaguely that he
was not aware of the continuances requested by counsel, and that
he would not have agreed to them as such. As our appellate
courts have recognized, when a [d]efendant fails to adequately
“identify in a concise manner the issues sought to be pursued on
appeal, the trial court is impeded in its preparation of a legal
analysis which is pertinent to those issues.” In re Estate of
Daubert, 757 A.2d 962, 963 (Pa. Super. 2000). “In other words,
a Concise Statement which is too vague to allow the court to
identify the issues raised on appeal is the functional equivalent to
no Concise Statement at all.” Commonwealth v. Dowling, 778
A.2d 683, 686-87 (Pa. Super. 2001). Since Appellant fails to
adequately identify the issue sought to be pursued on appeal, this
claim is waived.
PCO at 14.
Like in his Rule 1925(b) statement, Appellant does not specifically state
in his appellate brief what defense continuances were requested and granted
without his consent. He also does not explain exactly how the Commonwealth
failed to exercise due diligence, aside from stating that it did not inform the
court at each continuance of the mechanical and adjusted run dates.
However, Appellant cites no case law to support that this purported failure by
the Commonwealth would alone constitute a violation of its obligation to act
with due diligence. More importantly, he does not explain how his trial counsel
acted ineffectively in litigating the Rule 600 motions, and any challenge to the
court’s denial of those motions is waived due to Appellant’s failure to raise it
on direct appeal. Thus, we discern no error in the PCRA court’s dismissal of
Appellant’s waived, undeveloped, and legally unsupported argument
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In light of our disposition of Appellant’s first two issues, we reject his
argument — raised in his fourth issue on appeal — that an evidentiary hearing
is warranted on his ineffectiveness or Rule 600 claims. See Appellant’s Brief
at 19-20. However, for the following reasons, we conclude that further
proceedings are required on Appellant’s third issue, in which he argues that
the court imposed an illegal sentence by mandating that Appellant register as
a sex offender for life under Tier III of SORNA. In support of his claim,
Appellant explains that,
[s]ubsequent to the imposition of [his] sentence, the Pennsylvania
Supreme Court deemed SORNA unconstitutional as applied to
certain registrants in Commonwealth v. Muniz[,] 164 A.[3]d
1198 ([Pa.] 2017). The [C]ourt determined that [SORNA] was
indeed punitive in nature. As applied to [A]ppellant…, the
imposition of the Tier [III] SORNA registration requirement
incurred upon him a punitive sanction for life, well in excess of the
combined mandatory sentences for all the crimes for which he was
convicted and sentenced. Effectively, [A]ppellant … was
sentenced to some form of punishment for the term of his life.
Because a life sentence is greater than the statutory maximum for
all the combined sentences applied to him, the sentence imposed
must be deemed illegal.
Appellant’s Brief at 18-19.
Appellant also insists that “the SORNA registration [requirement]
violated [his] due process rights based on the Act’s declaration that registrants
are highly likely to repeat their behavior and are dangerous.” Id. at 19. He
avers:
The Act does not provide [A]ppellant any opportunity to prove that
he is not highly likely to repeat the offense or similar behaviors,
and that issue was never established during trial. As such,
[A]ppellant was never provided the opportunity to defend himself
on this issue, which amounts to a denial of his due process rights.
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Further, protection of his reputation is a recognized fundamental
right under the Pennsylvania Constitution. Effectively, SORNA
registration denied [A]ppellant his right to reputation through the
presumption that he is dangerous and a high risk to repeat
sexually criminal behavior. Without any evidence to support this
presumption, [A]ppellant was effectively denied his fundamental
right of reputation as recognized by the Pennsylvania Constitution.
Appellant … was entitled to relief based on the imposition of an
illegal sentence, and the PCRA court erred by dismissing the
petition.
Id.
Again, Appellant fails to cite or discuss any legal authority to support his
arguments. Nevertheless, his legality-of-sentencing claim cannot be waived
and, for the following reasons, we conclude that it warrants relief.
In Muniz, our Supreme Court held that SORNA is punitive in nature and
that its retroactive application to defendants whose crimes were committed
prior to its enactment violates the ex post facto clause of the United States
and Pennsylvania Constitutions. See Muniz, 164 A.3d at 1219-23. Following
Muniz, and Commonwealth v. Butler, 173 A.3d 1212 (Pa. Super. 2017),
rev'd, 226 A.3d 972 (Pa. 2020), the Pennsylvania General Assembly enacted
legislation to amend SORNA. See Act of Feb. 21, 2018, P.L. 27, No. 10 (Act
10). Act 10 amended several provisions of SORNA, and also added several
new sections found at 42 Pa.C.S. §§ 9799.42, 9799.51-9799.75. In addition,
the Governor of Pennsylvania signed new legislation striking the Act 10
amendments and reenacting several SORNA provisions, effective June 12,
2018. See Act of June 12, 2018, P.L. 1952, No. 29 (Act 29). Through Act 10,
as amended in Act 29 (collectively, SORNA II), the General Assembly split
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SORNA’s former Subchapter H into a Revised Subchapter H and Subchapter I.
Subchapter I addresses sexual offenders who, like Appellant, committed an
offense on or after April 22, 1996, but before December 20, 2012. See 42
Pa.C.S. §§ 9799.51-9799.75. Subchapter I contains less stringent reporting
requirements than Revised Subchapter H, which applies to offenders who
committed an offense on or after December 20, 2012. See 42 Pa.C.S. §§
9799.10-9799.42.
In the case sub judice, Appellant committed his offenses in April of 2011,
before SORNA became effective on December 20, 2012. Thus, under the
rationale of Muniz, applying SORNA to Appellant seemingly violates the ex
post facto clause of the United States Constitution, rendering his current
sentence illegal. The PCRA court, however, concluded that Muniz is
distinguishable for the reasons set forth by this Court in Commonwealth v.
Haughwout, 198 A.3d 403 (Pa. Super. 2018), appeal denied, 207 A.3d 905(Pa. 2019). There, Haughwout was convicted of indecent assault in 2002 and
was subject to lifetime registration requirements under Megan’s Law I.
Haughwout, 198 A.3d at 404. In 2015, he pled guilty to failing to comply
with his registration requirements and was sentenced to a term of
incarceration. Id. On appeal, Haughwout argued that this Court should
vacate his conviction for failing to comply with his registration requirements,
insisting that Muniz “rendered SORNA unconstitutional in its entirety and that
prior law under which Appellant was deemed a lifetime registrant cannot be
revived.” Id. at 405. In rejecting Haughwout’s argument, we stressed that
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“the Muniz [C]ourt did not find SORNA unenforceable in all contexts; rather
the Supreme Court held that SORNA was unconstitutional as applied to Muniz
because it changed his registration requirement from ten years to lifetime
registration, and thus, increased his punishment for indecent assault after he
committed the offense.” Id. (emphasis in original). Because Haughwout “was
subject to lifetime registration upon his initial conviction and the enactment
of SORNA did not change his reporting period[,]” we found that his case was
distinguishable from Muniz and his sentence was legal. Id.
Analogizing Haughwout to the present case, the PCRA court explains:
In this case, Appellant’s reliance on … Muniz … is misplaced
because, similar to … Haughwout, Appellant was subject, at the
time of his conviction and sentencing, to lifetime registration.
Accordingly, neither the enactment of SORNA nor the Supreme
Court’s holding in Muniz affect Appellant’s lifetime registration
requirement, nor do they change Appellant’s punishment ex post
facto because Appellant was already subject to lifetime
registration under his initial conviction and sentencing. Unlike the
defendant in … Muniz…, in this case SORNA did not in any
capacity change the requirements of Appellant’s sexual offender
registration. Therefore, similar to the holding in … Haughwout…,
because SORNA did not change Appellant’s lifetime registration
requirement, the Pennsylvania Supreme Court’s holding in Muniz
is inapplicable to the present matter and Appellant’s claim should
be dismissed.
PCO at 18-19.
We disagree with the PCRA court’s conclusion. Initially, there appears
to be a split between Haughwout and other cases by this Court holding that
SORNA’s retroactive application is unconstitutional even though it does not
change the defendant’s prior registration requirements. See, e.g.,
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Commonwealth v. Horning, 193 A.3d 411, 416-17 (Pa. Super. 2018)
(holding that SVP registration under SORNA violated Muniz even though the
defendant would have been required to register for his lifetime under Megan’s
Law II; although the defendant’s registration period remained the same,
SORNA “augment[ed] the registration requirements…, which included
quarterly in-person reporting and the posting of [ ] personal information on
the Pennsylvania State Police website”), appeal denied, 204 A.3d 370 (Pa.
2019); Commonwealth v. Moore, 2018 WL 4610153 (Pa. Super. 2018)
(unpublished memorandum) (relying on Horning to reach same result).
Moreover, our rationale in Haughwout has been undercut by our
Supreme Court’s more recent decision in Commonwealth v. Santana, 266
A.3d 528 (Pa. 2021). There, Santana had committed rape in New York in
1983, and was subject to a lifetime registration requirement in New York after
it passed its “Sex Offender Registration Act” (SORA) in 1995. Id. at 530.
When Santana moved to Pennsylvania in 2015, he was automatically subject
to lifetime registration requirements under SORNA. Id. Santana was
subsequently arrested and pled guilty to failing to comply with his SORNA
registration requirements. Id. at 531. On appeal, Santana argued that
applying SORNA to him constituted an ex post facto violation under the
rationale of Muniz. The Commonwealth, however, insisted that Muniz did
not apply “because Santana did not face an increase in punishment when he
moved from New York to Pennsylvania.” Id. at 535. It also argued “that
Muniz was not an all-encompassing constitutional ruling. Rather, … this Court
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held that SORNA was only unconstitutional when its after-the-fact application
increased an offender’s reporting and registration obligations from ten years
to a lifetime. Only then would SORNA function as an increase in punishment.”
Id.
The Santana Court rejected the Commonwealth’s position, stressing
that
[t]he question is not whether SORA and SORNA impose the same
or different registration periods. The analysis does not examine
whether a new resident’s crossing of Pennsylvania's borders
actually increased the length of Santana’s punishment. It does
not even matter where Santana committed the triggering offense.
For present purposes, what matters most is when that crime
occurred.
Id. at 536 (emphasis in original). The Court further clarified that its statement
of ex post facto law in Muniz “was incomplete[,]” as “[t]he United States
Constitution does not require a defendant to prove that he, in fact, was
disadvantaged by the retroactively applied law.” Id.; see also California
Dept. of Corrections v. Morales, 514 U.S. 499 (1995) (“[T]he focus of the
ex post facto inquiry is not on whether a legislative change produces some
ambiguous sort of ‘disadvantage,’ … but on whether any such change alters
the definition of criminal conduct or increases the penalty by which a crime is
punishable.”). The Court then distilled the ex post facto analysis to the
following questions: “First, a court must ask when the initial offense was
committed. Second, the court must ask whether the challenged law was
enacted after the occurrence of the triggering offense and was then applied
retroactively. If so, the final question is whether that retroactive law is
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punitive or increases the penalty for the existing crime.” Id. at 537 (emphasis
added).
Because Santana committed his initial offense in 1983, SORNA was
clearly being applied to him retroactively, and SORNA was declared punitive
in Muniz, “SORNA’s application to Santana [was] an ex post facto law.” Id.
at 539. The Court clarified that Muniz should not be read as holding that
SORNA is unconstitutional only as applied to Muniz or similarly situated
defendants.4 The Court explained that, instead, its “ex post facto analysis [in
Muniz] was based upon an objective review of SORNA’s statutory elements.
We analyzed those elements for the impact that they had on all Tier III
offenders. Nothing about our decision implies that the statute was
unconstitutional only as to Muniz himself, or based upon his unique
circumstances.” Id.Here, as in Muniz and Santana, Appellant committed his crime pre-
SORNA, and that statute was clearly applied to him retroactively. As Santana
clarifies, Muniz held that SORNA is punitive and cannot be retroactively
applied to someone whose crime was committed prior to SORNA’s effective
date. Thus, it is irrelevant whether Appellant’s length of registration increased
with the passage of SORNA; its application to him constitutes an ex post facto
____________________________________________
4 Muniz was convicted of indecent assault in 2007, at which time his offenses
would require him to register as a sex offender for ten years under then-
effective Megan’s Law III. See Muniz, 164 A.3d at 1193. Muniz absconded
before his sentencing hearing and was not arrested and sentenced until 2014.
At that point, Megan’s Law III had been replaced by SORNA, which subjected
Muniz to lifetime registration as a sex offender.
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law that renders his registration requirements under SORNA illegal.
Accordingly, we vacate Appellant’s registration requirements under SORNA
and remand for the court to impose, and provide proper notification of, the
applicable registration requirements under Subchapter I of SORNA II.5
Order vacated. SORNA registration requirements vacated. Case
remanded for imposition and notification of SORNA II registration
requirements. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 6/24/2022
____________________________________________
5Our Supreme Court has held that Subchapter I of SORNA II is not punitive
and, therefore, it may be retroactively applied to Appellant. See
Commonwealth v. Lacombe, 234 A.3d 602, 627 (Pa. 2020).
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