Com. v. Semidey, J. ( 2021 )

J-S01036-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
JOSE ANGEL SEMIDEY :
:
Appellant : No. 1051 MDA 2020
Appeal from the PCRA Order Entered July 21, 2020
In the Court of Common Pleas of York County Criminal Division at No(s):
CP-67-CR-0000698-1998
BEFORE: LAZARUS, J., McCAFFERY, J., and STEVENS, P.J.E.*
MEMORANDUM BY STEVENS, P.J.E.: FILED MARCH 29, 2021
Appellant, Jose Angel Semidey, appeals from the order entered in the
Court of Common Pleas of York County dismissing his petition to enforce his
plea agreement as an untimely petition filed pursuant to the Post Conviction
Relief Act (“PCRA”), 42 Pa.C.S. §§ 9541-9546. He asserts that his petition to
enforce did not fall within the ambit of the PCRA because it relied on contract
principles to contest the retroactive imposition of SORNA II,1 Subsection I
heightened registration requirements to his case. He asks this Court to vacate
the lower court’s order and remand the matter for an evidentiary hearing,
____________________________________________
* Former Justice specially assigned to the Superior Court.
1“Sex Offender Registration and Notification Act,” 42 Pa.C.S. § 9799.10 et
seq.
J-S01036-21
where he may present evidence that his original 10-year registration period
prescribed under Megan’s Law I 2 was a term of his negotiated plea that
requires enforcement. After careful review, we vacate and remand with
instructions.
On June 11, 1997, 22 year-old Appellant was charged with Involuntary
Deviate Sexual Intercourse-Forcible Compulsion, 18 Pa.C.S. § 3123(a)(1),
Involuntary Deviate Sexual Intercourse-Person less than 16 years of age, 18
Pa.C.S. § 3123(a)(7), and Corruption of Minors, 18 Pa.C.S. § 6301(a) for his
involvement with a 15 year-old girl. Because the alleged victim thereafter
retracted her claim that Appellant used force during the alleged episode, the
IDSI-forcible compulsion charge was dropped.
Appellant and the Commonwealth eventually entered into plea
negotiations and reached an agreement whereby Appellant would plead guilty
to both remaining charges and receive a two to five year prison sentence.
Specifically, Appellant’s written plea colloquy indicates the “agreement” calls
for Appellant to serve a “2-5” year sentence. Written Plea Colloquy, 4/22/98,
at ¶ 30. The written colloquy also states that no other promises were made
except for that specified in Paragraph 30. Id. at ¶ 34.
____________________________________________
2 18 Pa.C.S. 9795.1 (repealed).
-2-
J-S01036-21
Appellant pleaded guilty on April 22, 1998.3 The sexual offender
registration law then in effect was the first iteration of Pennsylvania’s Megan’s
Law, which required offenders convicted of IDSI—Person less than 16 years
of age to register for a period of 10 years, pursuant to 42 Pa.C.S. § 9793.4
On August 10, 1998, the trial court conducted Appellant’s sentencing
hearing. After discussing Appellant’s status as a non-SVP Megan’s Law
offender, the court announced that it was sentencing Appellant to two to five
years’ incarceration “consistent with the plea agreement.” 8/10/98, at 7.
As requested, Appellant read the sexual offender notification that he had
signed, after which the prosecutor summarized the contents, stating, “You
realize that the registration period is for 10 years, and that does not involve
any community notification.” N.T. at 8. Appellant offered no reply, and the
prosecutor moved that a copy of the hearing be made and transmitted to the
Pennsylvania State Police, Megan’s Law Division. N.T. at 9.
____________________________________________
3 The notes of testimony from Appellant’s guilty plea hearing are not included
in the certified record. In response to our request for the notes of testimony,
the common pleas court informed this Court that no transcription of the
hearing exists. We also note that the record has not been amended with a
Pa.R.A.P. 1923 “statement in absence of a transcript” that would provide this
Court with a fair representation of relevant statements made during
Appellant’s guilty plea.
4 Section 9793 was repealed effective July 9, 2000 and subsequently amended
effective February 18, 2001 as 42 Pa.C.S. § 9795.1, pursuant to Megan’s Law
II.
-3-
J-S01036-21
Appellant completed a five-year prison sentence and commenced his
10-year registration period on August 14, 2003. On December 3, 2012, with
only eight months remaining to his registration obligations, the Pennsylvania
State Police notified him that under newly enacted Act 11 of 2011 and Act 91
of 2012, known as SORNA I, he was a Tier III violator subject to lifetime
registration. Appellant challenged neither his new categorization nor its
attendant registration requirements. Subsequently, in 2018, Appellant was
notified that he remained a lifetime registrant under Act 10 of 2018 HB 631,
known as SORNA II, Subsection I.5
____________________________________________
5 The Supreme Court of Pennsylvania in Commonwealth v. Muniz, 640 Pa.
699, 164 A.3d 1189 (Pa. 2016) determined that SORNA I registration
requirements were punitive and may not be applied retroactively without
violating ex post facto laws. In 2018, The Pennsylvania General Assembly
responded to the constitutional concerns addressed in Muniz by enacting
SORNA II, which, inter alia, comprised new registration requirements in
Subsection H (for registrations commencing, or criminal acts committed,
between 2012 and present) and Subsection I (for registrations commencing,
or criminal acts committed, between 1996 and 2012). This Court has
summarized the iterations of SORNA, as follows:
SORNA was originally enacted on December 20, 2011, effective
December 20, 2012. See Act of Dec. 20, 2011, P.L. 446, No. 111, §
12, effective in one year or Dec. 20, 2012 (Act 11 of 2011). Act 11
was amended on July 5, 2012, also effective December 20, 2012, see
Act of July 5, 2012, P.L. 880, No. 91, effective Dec. 20, 2012 (Act 91
of 2012), and amended on February 21, 2018, effective immediately,
known as Act 10 of 2018, see Act of Feb. 21, 2018, P.L. 27, No. 10,
§§ 1-20, effective Feb. 21, 2018 (Act 10 of 2018), and, lastly,
reenacted and amended on June 12, 2018, P.L. 140, No. 29, §§ 1-23,
effective June 12, 2018 (Act 29 of 2018). Acts 10 and 29 of 2018 are
generally referred to collectively as SORNA II. Through Act 10, as
amended in Act 29 (collectively, SORNA II), the General Assembly split
-4-
J-S01036-21
On December 23, 2019, Appellant filed with the lower court a counseled
petition seeking relief from the retroactive imposition of SORNA II, Subsection
I’s lifetime registration requirement either through specific enforcement of the
terms of his plea agreement—which, he maintained, included his 10-year
registration period—or, in the alternative, on ex post facto grounds by
asserting that the registration requirements of Subsection I were punitive in
effect. The lower court declined to reach the merits of either claim, as it
elected, instead, to dismiss the entire petition as an untimely PCRA petition.
This timely appeal follows.
Appellant raises the following issues for our consideration:
1. Did the court err when it categorized Appellant’s petition to
enforce his plea agreement as a Post Conviction Relief Act
Motion and thereby deemed that it did not have jurisdiction to
rule on said petition?
2. Did the court fail to follow case precedent when it failed to
enforce Appellant’s plea agreement with the Commonwealth of
Pennsylvania thereby abusing its discretion contrary to
Pennsylvania law?
____________________________________________
SORNA I's former Subchapter H into a Revised Subchapter H and
Subchapter I. Subchapter I addresses sexual offenders who
committed an offense on or after April 22, 1996, but before December
20, 2012. See 42 Pa.C.S.A. §§ 9799.51-9799.75. Subchapter I
contains less stringent reporting requirements than Revised
Subchapter H, which applies to offenders who committed an offense
on or after December 20, 2012. See 42 Pa.C.S.A. §§ 9799.10-
9799.42.
Commonwealth v. Reslink, --- A.3d ----, 2020 PA Super 289 (Dec. 18,
2020)
-5-
J-S01036-21
Appellant’s brief, at 8.
Appellant’s first issue addresses the lower court’s decision to construe
his petition challenging the requirement that he register for life under SORNA
II as a PCRA petition. Because his petition contained a discrete contract claim
seeking enforcement of the terms of his negotiated plea, Appellant posits, it
fell outside the ambit of the PCRA and required merits review. We agree.
Decisional law of this Commonwealth has clarified that a petition seeking
enforcement of negotiated plea terms need not be filed under the PCRA:
A petition for collateral relief will generally be considered a PCRA
petition if it raises issues cognizable under the PCRA. See
Commonwealth v. Peterkin, 554 Pa. 547, 533, 722 A.2d 638,
640 (Pa. 1998); 42 Pa.C.S.A. § 9542 (stating PCRA shall be sole
means of obtaining collateral relief and encompasses all other
common law and statutory remedies for same purpose). The plain
language of the PCRA mandates that claims which could be
brought under the PCRA, must be brought under the PCRA.
...
On the other hand, a collateral petition to enforce a plea
agreement is regularly treated as outside the ambit of the PCRA
and under the contractual enforcement theory of specific
performance. See, e.g., Commonwealth v. Martinez, 637 Pa.
208, 147 A.3d 517 (2016) Commonwealth v. Fernandez, 195
A.3d 299 (Pa.Super. 2018) (en banc); Commonwealth v.
Hainesworth, 82 A.3d 444 (Pa.Super. 2013) (en banc), appeal
denied, 626 Pa. 683, 95 A.3d 276 (2014); Commonwealth v.
Farabaugh, 136 A.3d 995 (Pa.Super. 2016), appeal denied, 643
Pa. 140, 172 A.3d 1115 (2017); Commonwealth v. Nase, 104
A.3d 528 (Pa.Super. 2014), appeal denied, 640 Pa. 389, 163 A.3d
405 (2016). . . . The designation of the petition “does not preclude
a court from deducing the proper nature of a pleading.” See
Commonwealth v. Porter, 613 Pa. 510, 524, 35 A.3d 4, 12
(2012) (citing Commonwealth v. Abdul–Salaam, 606 Pa. 214,
996 A.2d 482 (2010) (involving deceptive labeling of PCRA
pleading)).
-6-
J-S01036-21
Commonwealth v. Kerns, 220 A.3d 607, 611-12 (Pa. Super. 2019).
More recently, in the consolidated appeal Commonwealth v.
Lacombe, --- A.3d ---- (Pa. filed June 20, 2020), the Pennsylvania Supreme
Court reaffirmed this jurisprudence by “declin[ing] to find that the PCRA, or
any other procedural mechanism, is the exclusive method for challenging
sexual offender registration statutes[.]” Id. at *6. Also notable for our
purposes in the case sub judice is that the procedural history for appellant
Claude Lacombe mirrors that of Appellant herein.
In 1997, Lacombe was convicted of IDSI and lesser offenses, subjecting
him to a prescribed 10-year registration under Megan’s Law I. He was
released from prison in 2005 and his registration period would have ended in
2015 but for the intervening enactment of SORNA I, which reclassified IDSI
as a Tier III offense requiring lifetime registration.
Like Appellant, Lacombe did not challenge the changes to his
registration until 2018, when SORNA II, Subsection I had already taken effect.
The Commonwealth contended that Lacombe’s filing was an untimely PCRA
petition, but the lower court viewed it as raising an issue outside the aegis of
the PCRA. Therefore, the lower court conducted merits review and deemed
the registration requirements of Subsection I punitive in effect so as to
constitute an ex post facto violation.
-7-
J-S01036-21
Pursuant to Pa.C.S. § 722(7),6 the Commonwealth appealed directly to
the Pennsylvania Supreme Court, which granted review. On the threshold
jurisdictional question of whether review of Lacombe’s challenge should have
been confined to the PCRA, the court noted that it has “consistently decided
cases regarding sexual offender registration statutes that were challenged via
different types of filings.” Id. at 617 (listing “petition to enforce plea
agreement” as one of the qualifying types). The Court expounded:
Our approach in this regard takes into account the fact that
frequent changes to sexual offender registration statutes, along
with more onerous requirements and retroactive application,
complicate registrants’ ability to challenge new requirements
imposed years after their sentences become final.
This is especially so under the PCRA as many registrants, Lacombe
included, would be ineligible for relief on timeliness grounds. See
42 Pa.C.S. § 9545(b)(1) (PCRA petition must be filed within one
year of judgment of sentence becoming final unless exception
applies). Other registrants may be ineligible because their
sentence has expired while their registration requirements
continue. See 42 Pa.C.S. § 9543(a)(1) (PCRA petitioner must be
serving sentence to be eligible for relief). Both situations arise
____________________________________________
6 Section 722(7) provides, in relevant part:
The Supreme Court shall have exclusive jurisdiction of appeals
from final orders ... [in m]atters where the court of common pleas
has held invalid as repugnant to the Constitution, treaties or laws
of the United States, or to the Constitution of this Commonwealth,
any treaty or law of the United States or any provision of the
Constitution of, or of any statute of, this Commonwealth, or any
provision of any home rule charter.
42 Pa.C.S. § 722(7).
-8-
J-S01036-21
from the fact that the registration period does not begin until
registrants are released from prison, which may be well after their
sentence has become final or may signal the completion of their
sentence.
Id., 234 A.3d at 617–18.
Accordingly, the Pennsylvania Supreme Court rejected the
Commonwealth’s jurisdictional challenge, finding the lower court appropriately
conducted merits review of Lacombe’s petition without reference to the PCRA.7
For reasons expressed in both Lacombe and decisional law discussed supra,
we find the lower court erred in dismissing as an untimely PCRA petition
Appellant’s petition to enforce the terms of his plea agreement.
In Appellant’s remaining issue, he argues that retroactive imposition of
SORNA II, Subsection I lifetime registration requirements denies him the
benefit of the bargain struck in his negotiated guilty plea. To this end, he
claims a 10-year registration requirement was a “term” of his plea
negotiations that required continued observance by both the Commonwealth
and the court which accepted it, regardless of revised requirements enacted
in successor sexual offender registration laws.
The law on the enforcement of agreements is well
established. “Although a plea agreement occurs in a criminal
context, it remains contractual in nature and is to be analyzed
under contract-law standards.” [ ]Farabaugh, 136 A.3d [at]
1001 [ ] (citation omitted). “In determining whether a particular
plea agreement has been breached, we look to what the parties
____________________________________________
7 The Supreme Court went on to hold that the registration requirements of
SORNA II, Subsection I are non-punitive and, therefore, constitutional.
Accordingly, it reversed the lower court’s order and reinstated Lacombe’s
lifetime registration under Subsection I. Id., 234 A.3d at 618-627.
-9-
J-S01036-21
to this plea agreement reasonably understood to be the terms of
the agreement.” Hainesworth, 82 A.3d 447 (citation and
internal quotation marks omitted). When the Commonwealth's
promise or agreement provides consideration for the defendant's
acceptance of the plea, the Commonwealth must fulfill that
promise
Fernandez, 195 A.3d at 308.
Controlling precedent recognizes petitioners may avoid retroactive
application of new legislation imposing heightened sex offender registration
requirements by demonstrating that their registration terms were the product
of plea agreement negotiations. Such a demonstration may be made by
reference to either a guilty plea made in exchange for an agreement to nolle
prosse, withdraw, or restructure charges which, if proven at trial, would have
resulted in greater registration requirements, or to an acknowledgement made
at the guilty plea hearing or sentencing hearing confirming that the
registration period was a negotiated term. See Farabaugh (finding
registration avoidance a term of negotiations where Commonwealth nolle
prossed felony, which would have required registration, in exchange for plea
to non-reportable charge); Martinez (consideration established by offenders’
respective agreements to plead guilty to lesser charges carrying reduced or
no registration requirement in exchange for either nolle prosse or withdrawal
of most serious offense carrying greater registration requirements);
Hainesworth (affirming order granting claim of specific performance of plea
agreement and invalidating retroactive application of SORNA registration
requirements where, pursuant to agreement, Commonwealth dropped sole
charge requiring registration in exchange for Appellant’s guilty plea to
- 10 -
J-S01036-21
remaining charges); and Commonwealth v. Ritz, 153 A.3d 336, 339 (Pa.
Super. 2016) (affirming order granting motion to enforce plea agreement;
though record lacked explicit reference to registration as term of negotiation,
offender pleaded guilty to one charge requiring 10-year registration in
exchange for agreement to nolle prosse remaining charges, which, if
collectively proven at trial, would have subjected offender to lifetime
registration).
In the case sub judice, however, we are without an adequate record
needed to decide whether Appellant’s registration requirements constituted
an enforceable term of his plea agreement. Specifically, where neither a
transcript (or a rule-based reproduction thereof) of Appellant’s guilty plea
hearing exists nor an evidentiary hearing on the merits of this claim has been
conducted, our ability to engage in meaningful appellate review is
substantially impaired.
We take judicial notice of the recorded factual and procedural histories
leading up to and including the entry of Appellant’s guilty plea and subsequent
sentencing. At the time his plea negotiations commenced, Appellant faced
one count of IDSI-Person less than 16 years of age, which carried a 10-year
period of registration under Megan’s Law I, and one count of Corruption of
Minors, which carried no registration requirement.
Appellant pleaded guilty to both charges and received an agreed-upon
reduced sentence of two to five years’ incarceration. In this regard, the
written guilty plea identifies the reduced sentence as a negotiated term of the
- 11 -
J-S01036-21
plea. Furthermore, there is no indication in the record before us that
Appellant’s plea negotiations either bargained away a more serious offense or
enabled him to avoid a guilty verdict on multiple counts that would have
entailed a lengthier registration period.
As noted, however, we are constrained to find the record incomplete
given the absence of the guilty plea transcript and the failure of the lower
court to conduct merits review of whether the parties to Appellant’s plea
negotiations reasonably understood Megan’s Law I registration requirements
to be a term of the plea agreement. Therefore, we vacate the order dismissing
Appellant’s petition to enforce the terms of his negotiated plea and remand
for an evidentiary hearing, which shall be conducted in a manner consistent
with this decision.
Order vacated. Case remanded. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 03/29/2021
- 12 -