Com. v. Hale, H. ( 2023 )

J-S45010-22
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
HYKEEM HALE :
:
Appellant : No. 1939 EDA 2021
Appeal from the Judgment of Sentence Entered May 27, 2021
In the Court of Common Pleas of Philadelphia County Criminal Division at
No(s): CP-51-CR-0008869-2019
BEFORE: OLSON, J., STABILE, J., and MURRAY, J.
MEMORANDUM BY OLSON, J.: FILED APRIL 12, 2023
Appellant, Hykeem Hale, appeals from the May 27, 2021 judgment of
sentence that imposed an aggregate sentence of 8 to 20 years’ incarceration.
Appellant’s sentence was imposed after a jury found Appellant guilty of
aggravated assault, firearms not to be carried without a license, as well as
carrying firearms on public streets or public property in Philadelphia,
Pennsylvania and after the court, at the conclusion of a waiver trial, found
Appellant guilty of persons not to possess, use, manufacture, control, sell, or
transfer firearms.1 We affirm Appellant’s judgment of sentence, as modified,
in accordance with this memorandum.
The record reveals that, on March 31, 2021, a jury found Appellant guilty
of aggravated assault, firearms not to be carried without a license, and
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1 18 Pa.C.S.A. § 2702(a), 6106(a)(1), 6108, and 6105(a)(1), respectively.
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carrying a firearm on public streets or public property in Philadelphia. N.T.,
3/31/21, at 109-110. After the verdict was recorded and the jury was
dismissed by the trial court, the Commonwealth raised, with the trial court,
the pending charge of persons not to possess a firearm, which the
Commonwealth described as having been bifurcated from the three
aforementioned charges that were submitted to the jury.2 Id. at 111. The
Commonwealth stated that it was “willing to go forward with [this charge] as
a waiver trial[.]” Id. at 112. An on-the-record colloquy of Appellant ensued
and, ultimately, Appellant waived his right to a jury trial and proceeded to a
stipulated waiver trial. Id. at 114-120. Thereafter, the trial court found
Appellant guilty of persons not to possess a firearm. Id. at 121.
On May 27, 2021, Appellant was sentenced to 8 to 20 years’
incarceration for aggravated assault; 3½ to 7 years’ incarceration for firearms
not to be carried without a license; 2 to 4 years’ incarceration for carrying a
firearm on public streets or public property in Philadelphia, and 8 to 20 years’
incarceration for persons not to possess a firearm. Id. at 15; see also
Sentencing Order, 5/27/21. All sentences were set to run concurrently for an
aggregate sentence of 8 to 20 years’ incarceration. N.T., 5/27/21, at 15; see
also Sentencing Order, 5/27/21.
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2A trial court order bifurcating the aforementioned charge does not appear as
part of the certified record.
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On June 6, 2021, Appellant filed a post-sentence motion requesting
reconsideration of his sentence. On August 25, 2021, Appellant filed a
supplemental post-sentence motion for reconsideration of his sentence. On
September 22, 2021, the trial court denied Appellant’s post-sentence motion.
This appeal followed.3
Appellant raises the following issues for our review:
[1.] Did the [trial] court err when it permitted evidence in the
form of the drug-crime related qualities of the area where
the incident occurred and the telephone communications
of [Appellant] while he was in pre-trial incarceration?
[2.] Did the [trial] court err by failing to disclose prior to trial
its intimate familiarity with the area where the incident
occurred, and further, based its sentencing on the same
familiarity?
[3.] Did the [trial c]ourt error in sentencing [Appellant] to jail
where it promised [Appellant] on the record a sentence
of "no further penalty" in exchange for [Appellant’s]
waiver of his fundamental right to a jury trial?
Appellant’s Brief at 4-5.
Appellant’s first issue challenges the admissibility of evidence, a claim
we examine under a well-settled standard of review.
Questions concerning the admissibility of evidence are within the
sound discretion of the trial court[,] and we will not reverse a trial
court's decision concerning admissibility of evidence absent an
abuse of the trial court's discretion. An abuse of discretion is not
merely an error of judgment[ but, rather, is] the overriding or
misapplication of the law, or the exercise of judgment that is
manifestly unreasonable, or the result of bias, prejudice, ill-will[,]
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3 Both Appellant and the trial court complied with Pa.R.A.P. 1925.
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or partiality, as shown by the evidence of record. If in reaching a
conclusion the trial court overrides or misapplies the law,
discretion is then abused[,] and it is the duty of the appellate court
to correct the error.
Commonwealth v. LeClair, 236 A.3d 71, 78 (Pa. Super. 2020) (citation
omitted), appeal denied, 244 A.3d 1222 (Pa. 2021).
Here, Appellant asserts that the trial court erred in admitting evidence
of the “drug-related quality of the neighborhood” where the incident
occurred,4 as well as recordings of Appellant’s telephone conversations while
incarcerated before trial, as evidence of Appellant’s motive pursuant to
Pennsylvania Rule of Evidence 404(b)(2).5 Appellant’s Brief at 13-14.
Appellant argues,
[he] was charged [with] aggravated assault and firearms related
charges. The material facts are whether [he] intentional[ly] shot
the [victim], and whether [he] knowingly possessed a firearm.
The evidence of motive admitted here in the form of the
drug-related quality of the neighborhood and [his] prison
[telephone] calls are not relevant to any of the material facts for
the charges or by inference, to the existence of a material fact.
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4 Appellant was found guilty of the aforementioned criminal offenses after the
jury and the trial court heard evidence that he shot the victim in the ankle and
lower leg on the corner of Frankford Avenue and Somerset Street in the City
of Philadelphia. Trial Court Opinion, 1/26/22, at 3-4.
5 Pennsylvania Rule of Evidence 404(b)(2) states that evidence of other
crimes, wrongs, or acts may be admissible for the purpose of “proving motive,
opportunity, intent, preparation, plan, knowledge, identity, absence of
mistake, or lack of accident . . . if the probative value of the evidence
outweighs its potential for unfair prejudice.” Pa.R.Evid. 404(b)(2).
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Id. at 14. Appellant contends that “[f]or evidence of motive to be relevant,
there must be sufficient ground to believe that the crime under consideration
grew out of, or was in any way caused[] by[,] a prior set of circumstances.”
Id. (citations omitted). In the case sub judice, there is no evidence, Appellant
asserts, “that the incident grew out of, or was caused in any way[] by[,] prior
circumstances related to drug activity in the neighborhood or by virtue of
[tele]phone calls after the incident.” Id.
Regarding Appellant’s assertion that the trial court erred in permitting
testimony that characterized the neighborhood in which the incident occurred
as having a “drug-related quality,” we first consider whether Appellant
preserved this issue. To preserve a challenge to the admissibility of evidence
for appellate review, Pennsylvania Rule of Evidence 103(a)(1) requires a party
to make “a timely objection, motion to strike, or motion in limine” that “states
the specific ground, unless it is apparent from the context,” for the objection.
Pa.R.Evid. 103(a)(1)(A) and (B). “The applicability of waiver principles
presents a question of law, over which our standard of review is de novo and
our scope of review is plenary.” Stapas v. Giant Eagle, Inc., 198 A.3d 1033,
1037 (Pa. 2018).
“[I]t is axiomatic that issues are preserved when objections are made
timely to the error or offense[,]” and the “failure to offer a timely and specific
objection results in waiver of the claim[.]” Commonwealth v.
Baumhammers, 960 A.2d 59, 73 (Pa. 2008), cert. denied, 558 U.S. 821(2009). “The rule is well[-]settled that a party complaining, on appeal, of the
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admission of evidence in the [trial] court [] will be confined to the specific
objection there made.” Commonwealth v. Cousar, 928 A.2d 1025, 1041
(Pa. 2007) (original brackets omitted), citing Commonwealth v. Boden, 159
A.2d 894, 900 (Pa. 1960), cert. denied, 553 U.S. 1035 (2008). “Issues not
raised in the trial court are waived and cannot be raised for the first time on
appeal.” Pa.R.A.P. 302(a).
Upon review, we concur with the trial court that Appellant waived this
issue because no objection was lodged at or near the time the characterization
of the neighborhood was presented at trial. Although Appellant does not cite
to specific instances where the words “drug-related quality” were used to
describe the neighborhood involved, we have found four instances in which
police officers referred to the neighborhood in question as a high
drug-trafficking area. N.T., 3/30/21, at 43 (describing the neighborhood as
an area where the police “always get complaints from the neighbors for people
using illegal narcotics”); see also id. at 89 (describing the neighborhood as
“a high narcotics area” where a “lot of shootings” occur and a “lot of crimes
happen”); id. at 101 (indicating that the corner where the incident took place
is a place where drug users hang out and a lot of drug use takes place,
including “open-air” drug use); id. at 116 (stating that the neighborhood was
a “high drug area” where anyone driving through the area would “see a lot of
open[-]air narcotics sales; not just pull up, go in a house, but it’s in the open
air”). At no point, during the trial, did Appellant’s counsel lodge an objection
on the record after the neighborhood in which the incident occurred was
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described as being a “high drug area.” As such, we find Appellant waived this
evidentiary challenge on appeal.
Concerning Appellant’s challenge to the admission of the recordings of
telephone calls Appellant made while incarcerated, the Commonwealth
summarized the content of these recordings as follows:
In these calls[,] there’s specific mentions of Somerset Street.
They talk about the corner of Emerald [Street] and Somerset
Street, Emerald [Street] and Hart Lane, Helen Street. [Appellant]
tells his friend to make sure everyone’s laying low until he gets
home. They’re talking about – they’re referencing street corners
as real estate. They are talking about just a lot of specific street
corners right in that general area [] and talking about the fact that
they got [Appellant] out of the way, I’m [(Appellant)] not losing
my real estate. I don’t know, my cousin got us out of the way, let
these new guys move in [on] our real estate. They’re acting crazy
out there, aren’t they? They don’t know who to pay homage too,
huh?
N.T., 3/31/21, at 5-6.6
“Generally speaking, evidence is admissible if it is relevant, that is, if it
logically tends to establish a material fact in the case, tends to make a fact at
issue more or less probable or supports a reasonable inference or presumption
regarding a material fact.” Commonwealth v. Kinard, 95 A.3d 279, 284
(Pa. Super. 2014) (citation and original quotation marks omitted); see also
Pa.R.Evid. 402 (stating, “[a]ll relevant evidence is admissible”). To reiterate,
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6 The Commonwealth indicated that the streets and lane that are mentioned
in the recordings are within walking distance of the corner of Frankford Avenue
and Somerset Street, where the shooting incident in this case occurred. N.T.,
3/31/21, at 6.
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Pennsylvania Rule of Evidence 404(b)(2) states that evidence of other crimes,
wrongs, or acts may be admissible for the purpose of “proving motive,
opportunity, intent, preparation, plan, knowledge, identity, absence of
mistake, or lack of accident . . . if the probative value of the evidence
outweighs its potential for unfair prejudice.” Pa.R.Evid. 404(b)(2); see also
Kinard, 95 A.3d at 284; Commonwealth v. Busanet, 54 A.3d 35, 43 (Pa.
2012) (stating, “[w]hile evidence of prior bad acts is inadmissible to prove the
character of a person in order to show conduct in conformity therewith,
evidence of prior bad acts may be admissible when offered to prove some
other relevant fact, such as motive, opportunity, intent, preparation, plan,
knowledge, identity, and absence of mistake or accident”).
In admitting the telephone recordings into evidence and permitting the
Commonwealth to play the recordings for the jury, the trial court held that
Appellant’s telephone conversations were relevant and admissible to support
the Commonwealth’s theory of motive, i.e. that Appellant had a vested
interest in the corner where the incident occurred, and he took action to
“defend his turf” and secure his interest. Trial Court Opinion, 6/26/22, at 7.
The trial court further explained, “the prison calls were relevant evidence in
supporting the Commonwealth’s theory [of] protecting ‘real estate,’ meaning
street corners where there is a high degree of drug trafficking[.]” Id. at 8.
“The evidence of the recorded prison calls of ‘protecting the real estate’ as it
relates to drug sales was offered to show motive for the crime committed and
was not introduced to show character evidence but rather to show why
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Appellant was so invested in the general area of Frankford [Avenue] and
Somerset [Street] where the shooting took place.” Id.
After careful review, we find the trial court’s evidentiary ruling regarding
the recordings of Appellant’s prison calls was not an abuse of the trial court’s
considerable discretion. As indicated by the Commonwealth, the recordings
involved Appellant’s discussion of his “real estate” and demonstrated his
perceived need to protect against “losing his real estate” to other people. We
concur with the trial court, and the record supports, that this evidence was
relevant to establish Appellant’s motive or intent for carrying out the shooting,
which was germane to a material element of Appellant’s aggravated assault
conviction. As such, Appellant’s challenge to the trial court’s evidentiary ruling
regarding the recordings of prison calls is without merit.
In his second issue, Appellant asserts that the trial judge erred when
she failed to recuse herself from the case because of her familiarity with the
neighborhood, having lived in the neighborhood where the incident occurred
when she was a child. Appellant’s Brief at 17-20. Appellant cites Pennsylvania
Code of Judicial Conduct Rule 2.11 as requiring a jurist to recuse himself or
herself from a case when disqualification is required, regardless of whether a
motion for recusal is filed. Id. at 17-18. At the very least, Appellant argues,
a jurist is required to disclose to the parties information the jurist believes
may be relevant to a motion for recusal. Id. at 18. Appellant contends the
trial judge in the case sub judice failed to inform the parties of her “personal
knowledge and intimate familiarity with the neighborhood where the incident
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took place” until the sentencing hearing. Id. at 18. Appellant further
contends that the trial judge’s familiarity with the neighborhood from
childhood gave rise for the “potential for impartiality.”
The Pennsylvania Code of Judicial Conduct 2.11(A) states, in pertinent
part, that “[a] judge shall disqualify himself or herself in any proceeding in
which the judge's impartiality might reasonably be questioned, including
[when the] judge has a personal bias or prejudice concerning a party or a
party's lawyer, or personal knowledge of facts that are in dispute in the
proceeding.” PA ST CSC Rule 2.11. An Official Comment to Rule 2.11 states
that “[a] judge’s obligation not to hear or decide matters in which
disqualification is required applies regardless of whether a motion to disqualify
is filed.” Id. at Official Comment 2. While this Court may review the denial
of a motion to recuse a jurist for an abuse of discretion, this Court is without
jurisdiction to enforce the mandate that a jurist disqualify himself or herself
sua sponte. Commonwealth v. Kearney, 92 A.3d 51, 60-62 (Pa. Super.
2014) (stating, “alleged bias stemming from facts gleaned from the judicial
proceedings will rarely be grounds for recusal” unless the party seeking
recusal demonstrates that the jurist’s opinion derives from an extrajudicial
source and denotes such a high degree of favoritism or antagonism as to make
fair judgment impossible), appeal denied, 101 A.3d 102 (Pa. 2014); see also
2303 Bainbridge, LLC v. Steel River Bldg. Sys., Inc., 239 A.3d 1107, 1118
(Pa. Super. 2020) (stating, “an appellant’s reliance on the Code of Judicial
Conduct is ‘misplaced’ when arguing that [a] trial judge erred in failing to
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recuse [because e]nforcement of the Code of Judicial Conduct is beyond the
jurisdiction of [this] Court” (citations and original brackets omitted)).
Before imposing sentence on Appellant in the case sub judice, the trial
court, after learning that Appellant grew up in Philadelphia, commented as
follows:
You know why I ask where [Appellant] grew up? Because this
happened where I grew up, right. This incident happened where
I grew up at Frankford [Avenue] and Somerset [Street]. So it
really is like full circle for me. Obviously it’s been a long time, you
know, I’m older, but that’s where I was as a kid walking up and
down Frankford Avenue buying backpacks for school. Like, I have
vivid memories of the toy store there on Frankford Avenue and
the places we would buy penny candy. ... This is my
neighborhood. It’s tough. It’s a big deal.
N.T., 5/27/21, at 7 (paragraph formatting omitted). To the extent Appellant
claims he is entitled to a new trial because the trial judge declined to recuse
from this matter, we conclude that Appellant waived this issue by failing to
make a recusal request promptly after learning of the trial judge’s personal
knowledge of the neighborhood in which the shooting incident occurred.7 See
Lomas v. Kravitz, 170 A.3d 181, 197 (Pa. 2017) (stating, “[A] party must
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7 Alternatively, there is no substantive merit to Appellant’s recusal claim. The
trial court’s personal, extrajudicial knowledge, as demonstrated by her
comments, related exclusively to the location as it existed years, if not
decades ago, when such a thing as “penny candy” still existed. The trial court
expressed no personal knowledge of this particular incident, Appellant, the
victim, or any of their relatives and close relations. Most county judges have
a youthful recollection of the county in which they preside. As such, there is
nothing in the trial court’s comments from which to infer favoritism or
antagonism of such a degree as to make fair judgment appear to be
impossible.
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seek recusal of a jurist at the earliest possible moment, i.e., when the party
knows of the facts that form the basis for a motion to recuse. If the party
fails to present a motion to recuse at that time, then the party's recusal issue
is time-barred and waived.”); see also Pa.R.A.P. 302(a) (stating, “[i]ssues
not raised in the trial court are waived and cannot be raised for the first time
on appeal”).
In his final issue, Appellant challenges his sentence on the grounds his
constitutional right to a jury trial and his due process rights were violated
when the trial court failed to adhere to its statement to impose “no further
penalty” on Appellant’s persons not to possess a firearm conviction.
Appellant’s Brief at 20-22. Appellant asserts that he waived his right to a jury
trial on this charge “based on a specific promise by the trial court to sentence
[him] to ‘no further penalty.’” Id. at 21. Appellant contends that when the
trial court sentenced him to 8 to 20 years’ incarceration upon finding Appellant
guilty in a non-jury trial of persons not to possess a firearm, he failed to
receive what he bargained for in the waiver process. Id. As such, Appellant
argues, he did not voluntarily, knowingly, and intelligently waive his right to
a jury trial. Id.
A claim that a representation as to sentencing invalidates an otherwise
valid jury waiver raises a question of law for which our standard of review is
de novo and our scope of review is plenary. Commonwealth v. Houck, 948
A.2d 780, 787 n.17 (Pa. 2008), cert. denied, 555 U.S. 1056 (2008).
It is well-established that,
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[C]riminal defendants have a constitutionally guaranteed right to
a trial by jury. In all cases, a defendant may waive a jury trial
with approval by a judge of the court in which the case is pending.
To be valid, [] a jury waiver must be knowing and voluntary, and
the accused must be aware of the essential ingredients inherent
to a jury trial. [T]he three ingredients are: 1) that the jury be
chosen from members of the community (i.e., a jury of one's
peers), 2) that the accused be allowed to participate in the
selection of the jury panel, and 3) that the verdict be unanimous.
Houck, 948 A.2d at 787.8 “[I]t is clear that a defendant does not need to
know his possible sentence to execute a voluntary jury trial waiver.” Id.
“[T]he voluntariness of a jury waiver can be undermined where the
defendant is informed of a range of potential sentences at a jury waiver
colloquy that is less than the sentence eventually imposed.” Id. at 788. “[I]f
a defendant seeks to invalidate an otherwise valid jury waiver based on a trial
court's recitation of his or her potential sentence, the defendant [is] required
to demonstrate that his or her understanding of the length of the potential
sentence was a material factor in making the decision to waive a jury trial.”
Id.
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8 Appellant’s issue does not encompass a challenge to his sentence on the
ground that the trial court failed to explain during the waiver colloquy the
“three ingredients” inherent to a jury trial, as discussed infra. As such, we
find Appellant waived such a challenge on appeal. Moreover, at the time of
the oral waiver colloquy in the case sub judice, Appellant had already
participated in the selection of a jury of his peers and was unanimously
convicted by the jury of the three aforementioned crimes. As such, Appellant
was adequately aware of the three essential ingredients inherent to a jury
trial.
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Here, a review of the record demonstrates that as part of Appellant’s
oral colloquy in which he waived his right to a jury trial on the single charge
of persons not to possess a firearm, the following dialogue occurred:
[Trial Court:] I just know that I will likely give no
further penalty on the [persons
not to possess a firearm charge, if
convicted,] given that he’s already
convicted of [firearms not to be carried
without a license and carrying firearms
on public streets or public property in
Philadelphia.]
...
[Appellant’s Counsel:] So, I’ll start from square one.
[Appellant,] how old are you today?
[Trial Court:] We know he’s 40. We know he finished
high school. We know he’s on
medication, so let’s just go to the
nitty-gritty.
Sir, [Appellant,] I know this is a lot
after a verdict, but I want you to just
take your time and listen to your
attorney talk about the two options,
basically, that you have today, okay,
with respect to how we move forward
with this last charge.
[Appellant’s Counsel:] [Appellant], you have the absolute
right to have the jury hear the charge[]
of [] a person not to possess a firearm.
If you choose to, you can waive that
right and ask [the trial court] to hear
the charge[] without actually pleading
guilty. It will be a stipulated trial
before [the trial court] and [the trial
court] will make a determination as to
guilt or innocence. Are you okay with
proceeding that way[?]
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[Trial Court:] Basically I heard all the testimony,
and, you know, the likelihood that I
would find you guilty of [persons not to
possess a firearm] if the
Commonwealth has proof that you are
a person who's not to possess a firearm
because you have a previous
conviction, which, if I'm not mistaken,
we bifurcated this so the jury wouldn't
have to know that you are a felon who
[the Commonwealth] argued was in
possession of firearm, right?
So the jury has already found that you
were in possession of a firearm, they
just didn't know that you were a felon
in possession of a firearm. So now the
Commonwealth is going to enter into
evidence what would make you a felon
not to be in possession of a firearm,
and based upon the jury's verdict and
the evidence that I heard in this case,
it's almost - I don't want to say it's a
sure thing, but a stipulated trial is
using all that evidence, it's a sure thing
I will likely convict you of [a person not
to possess a firearm], but I am telling
you now that you have my word
that I will not give you an
additional penalty for [this
conviction]. Whatever penalty you
may or may not get for [firearms not
to be carried without a license and
carrying firearms on public streets or
public property in Philadelphia,] which
the jury convicted you of, you will get
no more punishment for [persons
not to possess a firearm] from me.
[Appellant’s Counsel:] Do you understand? [(question
directed towards Appellant)]
[Trial Court:] Because what we would have to do is
bring the jury back out here, sit them
in the box, [the Commonwealth is]
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going to tell them that you have a
felony conviction, and then I'm going
to give them the jury instruction on
[persons not to possess a firearm], and
they're gonna - you know, they
already found you guilty of [firearms
not to be carried without a license and
carrying firearms on public streets or
public property in Philadelphia].
There's concrete proof that you're a
convicted felon, right? It's not
disputable. You have a prior conviction
for [possession with the intent to
deliver a controlled substance] I think,
right, that would make you ineligible
[to possess a firearm]. You have a
prior conviction for a gun. That’s going
to make you ineligible and they'll find
you - I mean, I don't want to say what
they're going to do, but it's most
probable. So we can do it one of those
two ways. If you do it by stipulated
trial, you're going to get - either way
you're going to get no further
penalty.
[Appellant’s Counsel:] It's going to preserve your appellate
rights.
[Trial Court:] I don't want you to plead guilty.
[Appellant’s Counsel:] So you're pleading not guilty, and the
[trial court] is making the
determination based on the record and
based on what the Commonwealth is
going to present to [the trial court]
regarding your prior record.
[Appellant:] All right.
[Appellant’s Counsel:] You're okay with that?
[Trial Court:] I don't want you to feel forced or
pressured - I mean, you are being
pressured because we're at the
end of a jury trial and you've just
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been convicted and now they want
to go ahead and ask you to make
rational decisions.
Please someone remind me to never do
this again. I will never do it again
because it doesn't feel like this is a
choice that this man is making of
his own free will.
The only other option is to bring the
jury back. So, [Appellant], take a
minute. I don't want to pressure you.
I want you to take a minute to talk to
your attorney. Do you want to [talk to
your attorney privately]?
[Appellant:] Yeah.
[Trial Court:] Okay. Go ahead.
([Appellant] exited the courtroom.)
([Appellant] entered the courtroom.)
[Trial Court:] [Appellant] --
[Appellant:] Yes, ma'am.
[Trial Court:] -- hi. You had a chance to talk to your
lawyer, right?
[Appellant:] Yes.
[Trial Court:] It's a little calmer now. And you
understand the situation, right?
[Appellant:] Yes.
[Trial Court:] All right. And I told you I'm not going
to jam you up on this charge, and
that whatever sentence you get is
going to be based upon what the
jury convicted you of, not this
[charge]. Okay?
[Appellant:] Yes.
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[Trial Court:] All right. You don't have to do this, you
didn't have to do that. Do you feel like
you're now clear-headed enough to
make a fair decision, something that
you had a chance to talk to your
attorney about, and a decision that
you're doing of your own free will?
[Appellant:] Yes.
[Trial Court:] All right. And you want to not have the
jury hear the [prior felony] evidence,
and you just want me to decide based
upon the evidence that was presented
against you at the trial as well as
whatever [the Commonwealth] is
going to tell me; is that right?
[Appellant:] Yes.
[Trial Court:] Okay. And you're making this decision
of your own free will?
[Appellant:] Yes.
[Trial Court:] We're not forcing you, we're not
threatening you, we're not
promising you anything other than
I told you I'm going to give you no
further penalty on the [persons
not to possess a firearm charge]
and not jam you up over - on this
charge. You understand that, right?
[Appellant:] Yes.
[Trial Court:] That's the only promise that I gave
that this will not inhibit your decision,
correct?
[Appellant:] Yes.
[Trial Court:] All right. So it's a stipulated trial. But
if you're found guilty, you will not
be punished for this crime.
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N.T., 3/31/21, at 112, 114-120 (paragraph formatting modified, emphasis
added).
Throughout his oral colloquy,9 Appellant was repeatedly promised by the
trial court that “no further penalty” would be imposed if he agreed to waive
his right to a jury trial and the trial court subsequently convicted him of
persons not to possess a firearm. In other words, in exchange for Appellant’s
oral waiver of a jury trial, the trial court promised Appellant that he would not
receive a sentence, i.e. “no further penalty,” if he were found guilty of persons
not to possess a firearm.10
In fashioning Appellant’s punishment, the trial court sentenced
Appellant, inter alia, to 8 to 20 years’ incarceration for his aggravated assault
conviction, as well as 8 to 20 years’ incarceration for his persons not to
possess a firearm conviction. Although the trial court ordered these sentences
to run concurrently (thereby imposing an aggregate sentence of 8 to 20 years’
incarceration), the trial court nonetheless imposed a sentence for Appellant’s
persons not to possess a firearm conviction. Thus, while Appellant reasonably
expected to receive “no further penalty” for the Section 6105 offense in
exchange for his waiver, he did, in fact, receive a sentence contrary to the
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9A waiver form, in which Appellant waived his right to a jury trial in writing,
does not appear as part of the trial court record.
10Section 9721 of the Sentencing Code states that, in fashioning a sentence,
a trial court may choose to impose no further penalty following a
determination of guilt. 42 Pa.C.S.A. § 9721(a)(2).
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plain-language promises made by the trial court. Consequently, we find that
Appellant’s waiver of his right to a jury trial was unknowingly, unintelligently,
and involuntarily given based upon the record before us. Houck, 948 A.2d at
788 (stating, “the voluntariness of a jury waiver can be undermined where
the defendant is informed of a range of potential sentences at a jury waiver
colloquy that is less than the sentence eventually imposed”).11
As such, we vacate Appellant’s sentence of 8 to 20 years’ incarceration
imposed for his persons not to possess a firearm conviction. Because our
decision to vacate this aspect of Appellant’s judgment of sentence does not
alter the trial court’s overall sentencing scheme (Appellant’s overall sentence
remains as an aggregate sentence of 8 to 20 years’ incarceration), we affirm
Appellant’s judgment of sentence, as modified.
Judgment of sentence affirmed, as modified.
Judge Murray joins.
Judge Stabile concurs in the result.
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11 We deem Appellant’s waiver of his right to a jury trial to be invalid in the
case sub judice because the trial court imposed a sentence of incarceration
after promising that “no further penalty” would be imposed in exchange for
Appellant’s waiver. If the trial court had, in fact, imposed no further penalty,
we would have found that, based upon the oral colloquy, Appellant validly
waived his right to jury trial.
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J-S45010-22
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/12/2023
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