Com. v. Mixon, B. ( 2023 )

J-S12010-23
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT OP 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
BETINA D. MIXON :
:
Appellant : No. 1391 MDA 2022
Appeal from the PCRA Order Entered October 3, 2022,
in the Court of Common Pleas of Berks County,
Criminal Division at No(s): CP-06-CR-0000737-2019.
BEFORE: KUNSELMAN, J., McCAFFERY, J., and COLINS, J.*
MEMORANDUM BY KUNSELMAN, J.: FILED: JUNE 2, 2023
Betina D. Mixon appeals from the order denying her first petition filed
pursuant to the Post Conviction Relief Act (“PCRA”). 42 Pa.C.S.A. §§ 9541-
46. We are constrained to affirm.
The pertinent facts and partial procedural history may be summarized
as follows: On September 28, 2020, a jury convicted Mixon of two counts of
aggravated assault and related charges stemming from a fight she had with
another female. The next day, the trial court sentenced Mixon to an aggregate
term of 78 to 156 months of imprisonment. On October 5, 2020, Mixon filed
a post-sentence motion, which the trial court denied. Mixon appealed. On
June 15, 2021, this Court rejected Mixon’s claims and affirmed her judgment
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
J-S12010-23
of sentence. Commonwealth v. Mixon, 258 A.3d 527 (Pa. Super. 2021)
(non-precedential decision). Mixon did not seek further review.
The PCRA court described Mixon’s attempt to secure post-conviction
relief, the denial of her petition, and the resultant appeal, as follows:
On July 26, 2022, PCRA counsel filed the instant petition
pursuant to the [PCRA]. The petition alleged ineffectiveness of
trial counsel for failure to submit an alibi defense, as
communicated by Mixon, and the failure [to call] character
witnesses. Notably, the petition averred that Mixon’s judgment of
sentence had been affirmed by the Superior Court on July 27,
2021 [(instead of June 15, 2021)]. This court, not immediately
recognizing the discrepancy, scheduled the matter for an
evidentiary hearing on September 29, 2022.
At the September 29, 2022, hearing, prior to the
presentation of any evidence, the Commonwealth moved to
dismiss the petition as untimely. Citing to the PCRA’s time
restrictions, and the fact that the Superior Court had actually filed
its memorandum opinion on June 15, 2021, the Commonwealth
noted that the instant petition, filed July 26, 2022, is therefore
facially untimely. PCRA counsel responded that he recognized the
error and that the Superior Court’s filed [in the trial court] on July
27, 2021, but acknowledged the error in the petition. Accordingly,
this court dismissed the petition as untimely.
That same day, Mixon, through [PCRA counsel] file a notice
of appeal. In response to our concise statement order pursuant
to Pa.R.A.P. 1925(b), Mixon alleged solely that “[Mixon’s] right to
file a first PCRA petition should be reinstated as she is asserting
ineffectiveness of PCRA counsel for failing to timely file a PCRA
petition at the first possible opportunity, this appeal, and the
ineffectiveness of [PCRA counsel] is plainly established in the
record.”
We submit this opinion pursuant to Pa.R.A.P. 1925(a) and
we implore the Superior Court to reinstate Mixon’s right to file a
first PCRA petition.
-2-
J-S12010-23
PCRA Court Opinion, 10/27/22, at 2 (capitalization adjusted; footnote and
citations omitted). The PCRA court then stated its agreement with Mixon that
PCRA counsel’s mistake constituted ineffectiveness per se and asked this
Court to “reinstate Mixon’s right to file a timely PCRA petition.” Id. at 3 (citing
Commonwealth v. Peterson, 192 A.3d 1123, 1132 (Pa. 2018)).
Mixon raises the following issue on appeal:
1. Whether [Mixon’s] right to file a first PCRA petition should be
reinstated where the ineffectiveness of PCRA counsel in failing
to timely file a first PCRA [petition] is plainly established in the
record?
Mixon’s Brief at 5. For the reasons that follow, while we agree that Mixon is
entitled to relief, the remedy is not the reinstatement of her right to file a first
PCRA petition.
Mixon challenges the denial of her first attempt to obtain post-conviction
relief. Using the applicable standard of review, we must determine whether
the ruling of the PCRA court is supported by the record and is free of legal
error. Commonwealth v. Blakeney, 108 A.3d 739, 749-50 (Pa. 2014)
(citations omitted). We apply a de novo standard of review to the PCRA court’s
legal conclusions. Id.Initially, we note the parties do not dispute that Mixon’s first PCRA
petition was untimely filed. The timeliness of a post-conviction petition is
jurisdictional. Commonwealth v. Hernandez, 79 A.3d 649, 651 (Pa. Super.
2013). Generally, a petition for relief under the PCRA, including a second or
subsequent petition, must be filed within one year of the date the judgment
-3-
J-S12010-23
becomes final unless the petition alleges, and the petitioner proves, that an
exception to the time for filing the petition is met.
The three narrow statutory exceptions to the one-year time bar are as
follows: “(1) interference by government officials in the presentation of the
claim; (2) newly discovered facts; and (3) an after-recognized constitutional
right.” Commonwealth v. Brandon, 51 A.3d 231, 233-34 (Pa. Super. 2012)
(citing 42 Pa.C.S.A. § 9545(b)(1)(i-iii)). In addition, exceptions to the PCRA’s
time bar must be pled in the petition and may not be raised for the first time
on appeal. Commonwealth v. Burton, 936 A.2d 521, 525 (Pa. Super.
2007); see also Pa.R.A.P. 302(a) (providing that issues not raised before the
lower court are waived and cannot be raised for the first time on appeal).
Moreover, a PCRA petitioner must file his petition “within one year of date the
claim could have been presented.” 42 Pa.C.S.A. § 9545(b)(2).
Finally, if a PCRA petition is untimely and the petitioner has not pled and
proven an exception “neither this Court nor the [PCRA] court has jurisdiction
over the petition. Without jurisdiction, we simply do not have the legal
authority to address the substantive claims.” Commonwealth v.
Derrickson, 923 A.2d 466, 468 (Pa. Super. 2007) (citation omitted).
Here, Mixon’s judgment of sentence became final on July 15, 2021,
thirty days after this Court affirmed her judgment of sentence and the time
for filing a petition for allowance of appeal to our Supreme Court expired. See
42 Pa.C.S.A. § 9545(b)(3). Therefore, Mixon had until July 15, 2022, to file
a timely PCRA petition. Because Mixon filed her first petition on July 26, 2022,
-4-
J-S12010-23
it is untimely unless she has satisfied her burden of pleading and proving that
one of the enumerated exceptions applies. See Hernandez, supra.Mistakenly believing her first petition was timely, Mixon did not raise a
timeliness exception.
Relying on Commonwealth v. Bradley, 261 A.3d 381 (Pa. 2021),
Mixon asserts that she properly raised PCRA counsel ineffectiveness at her
first opportunity to do so in this appeal. Mixon’s reliance upon Bradley is
misplaced. In Bradley, our high court held that “a PCRA petitioner may, after
a PCRA court denies relief, and after obtaining new counsel or acting pro se,
raise claims of PCRA counsel’s ineffectiveness at the first opportunity to do so,
even if on appeal. Bradley, 261 A.3d at 401 (footnote omitted). Unlike the
instant case, the PCRA petition at issue in Bradley was timely filed.
Moreover, in Bradley, although our Supreme Court held that a
defendant could raise a claim of PCRA counsel’s ineffectiveness for the first
time on appeal, our high court rejected a claim that the ineffectiveness of prior
PCRA counsel would satisfy the “new fact” time-bar exception. As our high
court explained:
We decline to adopt the approach, suggested by Appellee
and Amicus Pennsylvania Innocence Project, that would deem a
petitioner’s “discovery” of initial PCRA counsel’s ineffective
assistance to constitute a “new fact” that was unknown to
petitioner, allowing such petitioner to overcome, in a successive
petition, the PCRA’s time bar provision under the “new fact”
exception. See 42 Pa.C.S. § 9545(b)(1)(iii). We have repeatedly
rejected such an understanding of the “new fact” exception to the
PCRA’s one-year time bar. See Commonwealth v. Gamboa-
Taylor, 562 Pa. 70, 753 A.2d 780, 785 (2000)(“[S]ubsequent
-5-
J-S12010-23
counsel’s review of previous counsel’s representation and a
conclusion that previous counsel was ineffective is not a newly
discovered ‘fact’ entitling Appellant to the benefit of the exception
for [newly]-discovered evidence.”); [Commonwealth v. Pursell,
749 A.2d 911, 916-17 (Pa. 2000)] (finding claim of ineffectiveness
assistance of counsel layered upon a claim of trial counsel
ineffectiveness was based upon facts that existed at the time of
trial, and did not fall within the “new facts” exception to the time
bar).
Bradley, 261 A.3d at 404 n.18.
Here, Mixon’s first PCRA was untimely filed, and, therefore, the
jurisdiction of the PCRA court, as well as this Court is implicated. Derrickson,
supra. Although on appeal, PCRA counsel raises his own ineffectiveness for
mistaking the applicable filing deadline, as noted in Bradley, supra claims of
ineffectiveness historically have been found not to establish the “new fact”
exception to the PCRA’s time bar. Hence, we lack jurisdiction to reinstate
Mixon’s right to file a first PCRA petition. To hold otherwise, would be
essentially establishing a new equitable exception to the PCRA; something we
have no authority to do. See Commonwealth v. Harris, 972 A.2d 1196,
1200 (Pa. Super. 2009) (explaining that the PCRA confers no authority upon
the Superior Court to fashion ad hoc equitable to the PCRA time bar in addition
to those exceptions enumerated in the statute).
Prior to Bradley, however, our Supreme Court considered the proper
remedy for a PCRA petitioner whose post-conviction review was completely
foreclosed by PCRA counsel’s miscalculation of a filing deadline. In
Commonwealth v. Peterson, 192 A.3d 1123 (Pa. 2018), after being
sentenced to consecutive life sentence for first-degree murder, Peterson filed
-6-
J-S12010-23
a PCRA petition in 1997. Although the docket reflected that an evidentiary
hearing was scheduled, it never took place, and there was no further activity
in the case for over a decade. Ultimately, after holding hearings in 2013, the
PCRA court dismissed the petition on its merits. On appeal, this Court quashed
the appeal because it had been filed one day beyond the PCRA’s applicable
timeliness requirements. See Commonwealth v. Peterson, 118 A.3d 459(Pa. Super. 2015)(non-precedential decision).
Peterson then filed a second petition, seeking the reinstatement of his
PCRA appellate rights, nunc pro tunc, based on initial PCRA counsel’s
ineffectiveness for filing his first petition one day late, so that he could
challenge the order dismissing his first PCRA petition. The PCRA court held
an evidentiary hearing, and based on its factual findings, determined that
Peterson’s second petition was timely because he essentially established the
“new fact” time-bar exception to the PCRA. The PCRA court then denied
Peterson post-conviction relief for the same reasons it had denied his first
PCRA petition.
Peterson appealed the denial of relief to this Court and the
Commonwealth cross-appealed the PCRA court’s determination that
Peterson’s second PCRA petition was timely filed. We granted the
Commonwealth’s cross-appeal and ruled that Peterson’s second petition was
untimely. See Commonwealth v. Peterson, 158 A.3d 191 (Pa. Super.
2016) (non-precedential decision). In so doing, we distinguished our Supreme
Court’s previous decision in Commonwealth v. Bennett, 930 A.2d 1264 (Pa.
-7-
J-S12010-23
2007), in which our high court found that counsel’s abandonment of a PCRA
petitioner, thereby completely foreclosing post-conviction review, satisfied the
“new fact” exception to the PCRA’s time bar. This Court noted that Peterson’s
counsel did not “abandon” him because counsel filed, albeit late, a first PCRA
petition on Peterson’s behalf. Id. In addition, while we acknowledged the
harsh result, we emphasized that the PCRA did not permit us “to fashion ad
hoc exceptions to the PCRA time-bar.” Id. (quoting Commonwealth v.
Watts, 23 A.3d 980, 983 (Pa. 2011)).
Our Supreme Court granted discretionary review and reversed this
Court’s quashal of Peterson’s second petition on timeliness grounds. Our high
court ruled that counsel’s untimely filing of Peterson’s first PCRA petition
constituted ineffectiveness per se, “as it completely deprived Peterson of any
consideration of his collateral claims under the PCRA. Peterson, 192 A.3d at
1132. Additionly, our high court held that counsel’s ineffectiveness per se in
the late filing of Peterson’s first petition was a newly discovered “fact” under
Section 9545(b)(1)(ii), because the PCRA court had already made factual
findings that Peterson did not know about the untimely filing and could not
have ascertained this fact through the exercise of due diligence. Peterson,
192 A.3d at 1130-31. Thus, our Supreme Court concluded Peterson could
invoke the new fact exception to permit the filing of his second PCRA petition
beyond the one-year time bar.
As summarized above, in Peterson, the PCRA court had already
considered Peterson’s second petition to be timely filed. Here, by contrast,
-8-
J-S12010-23
Mixon has yet to file a second PCRA petition, as the mistake in filing her first
petition was discovered, the petition was dismissed as untimely, and this
appeal was taken. Here, because the first and only PCRA petition was
untimely filed, we have no jurisdiction to reinstate Mixon’s right to file a first
PCRA petition. Derrickson, supra. Nonetheless, although we affirm the
PCRA court’s order denying Mixon’s first PCRA petition, Peterson provides
Mixon the opportunity to file a second petition beyond the one-year filing
deadline and invoke the new fact exception based on PCRA counsel’s
ineffectiveness per se.1
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 06/02/2023
____________________________________________
1 We note that should PCRA counsel file the second PCRA petition he will be
asserting his own ineffectiveness. Although generally counsel cannot do so,
new counsel need not be appointed when it is clear from the record that
counsel was ineffective. Commonwealth v. Ciptak, 665 A.2d 1161, 1162
(Pa. 1995). The facts of this case present such a scenario. Further, although
the filing of a second petition may seem a waste of judicial resources, we are
unable to proceed otherwise.
-9-