Com. v. Lee, D. ( 2023 )

J-A22010-22
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT OP 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
DEREK LEE :
:
Appellant : No. 1008 WDA 2021
Appeal from the Judgment of Sentence Entered December 19, 2016
In the Court of Common Pleas of Allegheny County Criminal Division at
No(s): CP-02-CR-0016878-2014
BEFORE: OLSON, J., DUBOW, J., and COLINS, J.*
MEMORANDUM BY OLSON, J.: FILED: JUNE 13, 2023
Appellant, Derek Lee, appeals from the judgment of sentence entered
on December 19, 2016. We affirm.
The trial court ably summarized the underlying facts of this case:
On October 14, 2014, at approximately three o'clock in the
afternoon, two men entered the residence shared by Leonard
Butler, Tina Chapple, and their young son. While Chapple
was upstairs, she was called to come down . . . to the living
room by Butler. When she got to the living room, she
observed two males with guns and partially covered faces.
Both Butler and Chapple were forced into the basement of
the home, and then were forced to kneel. Both males were
yelling at Butler to give up his money and one used a taser
on Butler several times during the attack. One of the men,
referred to by Chapple in interviews with police as "the
meaner one," pistol whipped Butler in the face before taking
his watch and running up the stairs. The second male
remained with the couple and when Butler began to struggle
with him over the gun, a shot was fired killing Butler.
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
J-A22010-22
During the investigation, it was determined that a rental
vehicle under [Appellant’s] name had been present outside
of the home around the time of the shooting. Additionally,
on October 29, 2014, Chapple was shown a photo array by
police and positively identified [Appellant] as the male
involved in the incident that was not the shooter.
Trial Court Opinion, 3/23/22, at 1-2.
Following trial, the jury found Appellant guilty of second-degree murder,
robbery, and conspiracy.1 On December 19, 2016, the trial court sentenced
Appellant to serve a mandatory term of life in prison without the possibility of
parole for his second-degree murder conviction2 and to serve a consecutive
term of ten to 20 years in prison for his criminal conspiracy conviction.3
Appellant did not file an immediate appeal to this Court.
On November 5, 2020, after proceedings under the Post Conviction
Relief Act (“PCRA”), the PCRA court reinstated Appellant’s post-sentence and
appellate rights. See PCRA Court Order, 11/5/20, at 1. Appellant’s
post-sentence motion was denied by operation of law on July 26, 2021 and
Appellant filed a timely notice of appeal on August 25, 2021. Appellant raises
the following claims to this Court:
____________________________________________
1 18 Pa.C.S.A. §§ 2502(b), 3701(a)(1)(i), and 903, respectively.
2 18 Pa.C.S.A. § 1102(b) provides a mandatory sentence of life imprisonment
for second-degree murder. 61 Pa.C.S.A. § 6137(a)(1) then declares that
offenders serving life imprisonment are ineligible for parole.
3 The trial court imposed no further penalty for Appellant’s robbery conviction.
-2-
J-A22010-22
1. Is [Appellant’s] mandatory sentence of life imprisonment
with no possibility of parole unconstitutional under the Eighth
Amendment to the [United States] Constitution where he was
convicted of second-degree murder in which he did not kill or
intend to kill and therefore had categorically-diminished
culpability under the Eighth Amendment?
2. Is [Appellant’s] mandatory sentence of life imprisonment
with no possibility of parole unconstitutional under Article I,
§ 13 of the Constitution of Pennsylvania where he was
convicted of second-degree murder in which he did not kill or
intend to kill and therefore had categorically-diminished
culpability and where Article I, § 13 should provide greater
protections in these circumstances than the Eighth
Amendment?
Appellant’s Brief at 2.
Both of Appellant’s claims challenge the legality of his sentence. “We
note that legality of sentence questions are not waivable and may be raised
sua sponte on direct review by this Court.” Commonwealth v. Wright, 276
A.3d 821, 827 (Pa. Super. 2022) (quotation marks, citations, and corrections
omitted). “Further, since Appellant's claim implicates the legality of his
sentence, the claim presents a pure question of law. As such, our scope of
review is plenary and our standard of review de novo.” Id. (quotation marks
and citations omitted).
First, Appellant claims that his mandatory sentence of life imprisonment
without the possibility of parole is unconstitutional under the Eighth
Amendment to the United States Constitution,4 as he was convicted of
____________________________________________
4 The Eighth Amendment to the United States Constitution provides that
“[e]xcessive bail shall not be required, nor excessive fines imposed, nor cruel
and unusual punishments inflicted.” U.S. Const. amend. viii.
-3-
J-A22010-22
second-degree murder and did not kill or intend to kill anyone during the
commission of a robbery, the underlying predicate felony. Specifically,
Appellant argues, his sentence violates the Eighth Amendment because: he
did not kill or intend to kill anyone and, thus, he has diminished culpability; a
mandatory sentence of life imprisonment without the possibility of parole for
individuals who did not kill or intend to kill is unduly harsh in relation to
legitimate penological purposes; and, “Pennsylvania’s mandatory life-without-
parole sentencing scheme is objectively out of step with contemporary”
national and global standards. Appellant’s Brief at 22.
Appellant acknowledges our recent opinion in Commonwealth v.
Rivera, 238 A.3d 482 (Pa. Super. 2020), where this Court rejected the precise
claims that Appellant raises on appeal. See Rivera, 238 A.3d at 501-503
(rejecting the appellant’s claims that his sentence of life in prison without the
possibility of parole for second-degree murder “constitutes cruel and unusual
punishment because under the felony-murder rule, no regard is given to the
culpability or the mental state of a defendant who causes the death of another
person, and thus the rule dictates a punishment that is without proportionality
between the crime and has little legitimate deterrent or retributive rationale”)
(quotation marks, citations, and corrections omitted). However, Appellant
argues that Rivera was wrongly decided because:
this Court analyzed the proportionality of the sentence under
Solem v. Helm, 463 U.S. 277 (1983), and relied on this
Court’s prior decision in Commonwealth v. Middleton, 467
A.2d 841 (Pa. Super. 1983). Under this line of Eighth
Amendment analysis, courts assess whether a punishment is
-4-
J-A22010-22
grossly disproportionate to the offense and apply a different
standard than that which was previously applied only in the
death penalty context.
Appellant’s Brief at 14-15.
According to Appellant, Rivera’s analysis was incorrect because, in
Graham v. Florida, 560 U.S. 48 (2010), Miller v. Alabama, 567 U.S. 460(2012), and Montgomery v. Louisiana, 577 U.S. 190 (2016), the United
States Supreme Court “instruct[ed] that life-without-parole sentences are
sufficiently similar to the death penalty that they may be unconstitutional
when applied to people with categorically-diminished culpability based on their
offense or characteristics.” Appellant’s Brief at 15.
Appellant is entitled to no relief. At the outset, the Eighth Amendment
does not require uniformity in penological approaches across the States.
Hence, Pennsylvania’s mandatory scheme of punishment for second-degree
murder does not run afoul of the Constitution simply because it differs from
that of other States. Also, Appellant concedes there is no authority which
raises doubts about the constitutional validity of any specific feature of the
challenged scheme. See Appellant’s Brief at 14 (conceding that no precedent
holds that Eighth Amendment forbids a mandatory sentence of life without
parole for an adult second-degree murder defendant). Thus, Appellant cites
no decision which has ever concluded that an individual, charged with
homicide and who has attained the age of majority, may be viewed as having
categorically-diminished culpability for purposes of considering whether the
-5-
J-A22010-22
Eighth Amendment proscribes the imposition of a life-without-parole
sentence.
Appellant questions the precedential value of our prior decision in
Rivera. However, this Court decided Rivera in 2020 – which is after
Graham, Miller, and Montgomery were decided. Thus, in the absence of
intervening precedent from a higher court, we are bound by Rivera,
regardless of whether Appellant believes Rivera was wrongly decided. See
Commonwealth v. Taggart, 997 A.2d 1189, 1201 n.16 (Pa. Super. 2010)
(“one three-judge panel of [the Superior] Court cannot overrule another”
three-judge panel); see also Rummel v. Estelle, 445 U.S. 263 (1980) (the
petitioner was convicted of three felony theft crimes and sentenced, under a
recidivist sentencing statute, to a mandatory term of life in prison; the United
States Supreme Court held that this punishment “does not constitute cruel
and unusual punishment under the Eighth and Fourteenth Amendments”);
Commonwealth v. Henkel, 938 A.2d 433, 446-447 (Pa. Super. 2007)
(rejecting the appellant’s claim that “imposition of a life sentence for second-
degree murder is ‘cruel and unusual punishment’ under both the United States
and Pennsylvania Constitutions”); Commonwealth v. Middleton, 467 A.2d
841 (Pa. Super. 1983) (rejecting the appellant’s claim that “the imposition of
a mandatory life sentence on one convicted of felony-murder constitutes cruel
and unusual punishment in derogation of the Eighth and Fourteenth
Amendments to the United States Constitution”); Commonwealth v.
Cornish, 370 A.2d 291, 293 and 293 n.4 (Pa. 1977) (rejecting the appellant’s
-6-
J-A22010-22
challenge to the mandatory nature of his sentence of life imprisonment for
second-degree murder because “[i]t can hardly be said that the circumstances
wherein a murder is committed during the commission of a felony vary to such
an extent that the legislative determination to mandate one penalty is
unreasonable”); Commonwealth v. Howie, 229 A.3d 372 (Pa. Super. 2020)
(non-precedential decision), at *2 (rejecting the appellant’s claim that his
mandatory punishment of life in prison for second-degree murder constituted
cruel and unusual punishment);5 Commonwealth v. Michaels, 224 A.3d 798(Pa. Super. 2019) (non-precedential decision), at **2-3 (rejecting the
appellant’s claim “that a mandatory sentence of life without the possibility of
parole violates the United States and Pennsylvania Constitutions’ proscription
against cruel and unusual punishment”).
We also note that Graham, Miller, and Montgomery were all
concerned with juveniles and, as the United States Supreme Court held,
“children are constitutionally different from adults for purposes of sentencing.”
Miller, 567 U.S. at 471. Appellant, on the other hand, was 26 years old at
the time he committed his crimes. Further, in Jones v. Mississippi, 141
S.Ct. 1307 (2021), the United States Supreme Court limited the holdings of
Miller and Montgomery. As the Pennsylvania Supreme Court summarized,
under Jones, “[a] life-without-parole sentence for a juvenile murderer is []
____________________________________________
5 See Pa.R.A.P. 126(b) (unpublished non-precedential decisions of the
Superior Court filed after May 1, 2019 may be cited for their persuasive value).
-7-
J-A22010-22
constitutional, and hence no viable Miller claim exists, ‘so long as the
sentence is not mandatory — that is, [] so long as the sentencer has discretion
to consider the mitigating qualities of youth and impose a lesser punishment.’”
Commonwealth v. Felder, 269 A.3d 1232, 1243 (Pa. 2022), quoting Jones,
141 S.Ct. at 1314. However, as noted above, Appellant was not a juvenile at
the time he committed his crimes and, thus, the specific holdings of Miller,
Montgomery, and Jones do not apply to him. Appellant’s first claim on
appeal thus fails.
Next, Appellant claims that his mandatory sentence of life imprisonment
without the possibility of parole is unconstitutional under Article I, § 13 of the
Constitution of Pennsylvania.6 As Appellant argues:
the prohibition on “cruel punishments” under Article I, § 13
can and should be interpreted to afford broader protection
than the Eighth Amendment’s prohibition on “cruel and
unusual punishments.” This is especially so given the
distinctive text and historical context in which Pennsylvania’s
anti-cruelty provision was drafted, strongly anchoring this
constitutional right in a conception of justice that understood
that the outer limits of punishment must be demarcated by
what was necessary to further rehabilitation and deterrence.
Appellant’s Brief at 52.
Again, Appellant’s claim on appeal fails because this Court has
specifically rejected the claim in a prior opinion. See Henkel, 938 A.2d at____________________________________________
6 Article I, Section 13 of the Pennsylvania Constitution declares: “[e]xcessive
bail shall not be required, nor excessive fines imposed, nor cruel punishments
inflicted.” Pa.Const.Art. I, § 13.
-8-
J-A22010-22
446-447 (rejecting the appellant’s claim that “imposition of a life sentence for
second-degree murder is ‘cruel and unusual punishment’ under both the
United States and Pennsylvania Constitutions”) (emphasis added). As noted
above, “one three-judge panel of [the Superior] Court cannot overrule
another” three-judge panel. Taggart, 997 A.2d at 1201 n.16. Thus, we are
bound by Henkel’s holding and Appellant’s claim on appeal immediately fails.
Further, as the Pennsylvania Supreme Court expressly held, “the rights
secured by the Pennsylvania prohibition against ‘cruel punishments’ are co-
extensive with those secured by the Eighth and Fourteenth Amendments.”
Commonwealth v. Zettlemoyer, 454 A.2d 937, 967 (Pa. 1982), overruled
on other grounds by Commonwealth v. Freeman, 827 A.2d 385 (Pa. 2003);
see also Commonwealth v. Elia, 83 A.3d 254, 267 (Pa. Super. 2013)
(“Pennsylvania courts have repeatedly and unanimously held that the
Pennsylvania prohibition against cruel and unusual punishment is coextensive
with the Eighth and Fourteenth Amendments to the United States
Constitution, and that the Pennsylvania Constitution affords no broader
protection against excessive sentences than that provided by the Eighth
Amendment to the United States Constitution”) (quotation marks, citations,
and corrections omitted). Therefore, since Appellant’s Eighth Amendment
claim fails, Appellant’s Article I, Section 13 claim likewise fails. See
Zettlemoyer, 454 A.2d at 967; Elia, 83 A.3d at 267.
Judgment of sentence affirmed. Jurisdiction relinquished.
Judge Colins joins this Memorandum.
-9-
J-A22010-22
Judge Dubow files a Concurring Memorandum.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 6/13/2023
- 10 -