Cummings v. Evans ( 1998 )


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  •                                                                          F I L E D
    United States Court of Appeals
    Tenth Circuit
    PUBLISH
    NOV 12 1998
    UNITED STATES COURT OF APPEALS
    PATRICK FISHER
    Clerk
    TENTH CIRCUIT
    DAVID LEON CUMMINGS,
    Petitioner - Appellant,
    v.                                            No. 96-6382
    EDWARD EVANS, Warden;
    ATTORNEY GENERAL OF THE
    STATE OF OKLAHOMA
    Respondents - Appellees.
    APPEAL FROM THE UNITED STATES DISTRICT COURT
    FOR THE WESTERN DISTRICT OF OKLAHOMA
    (D. Ct. No. CIV-94-1492-A)
    Submitted on the briefs:   *
    David Leon Cummings, Petitioner-Appellant, appeared pro se on the opening
    brief.
    Michael G. Katz, Federal Public Defender, and Jenine Jensen, Assistant Federal
    Public Defender, Denver, Colorado, were appointed to represent him on the
    supplemental brief.
    W.A. Drew Edmondson, Attorney General of Oklahoma, Steven E. Lohr,
    *
    After examining the briefs and the appellate record, this three-judge panel
    has determined unanimously that oral argument would not be of material
    assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
    Cir. R. 34.1.9. The case is therefore ordered submitted without oral argument.
    Assistant Attorney General, Criminal Division, State of Oklahoma, Oklahoma
    City, Oklahoma, for Respondents-Appellees.
    Before ANDERSON , TACHA , and BALDOCK , Circuit Judges.
    TACHA , Circuit Judge.
    Petitioner David Leon Cummings, an Oklahoma state prisoner, appeals an
    order of the district court denying his petition for a writ of habeas corpus filed
    pursuant to 
    28 U.S.C. § 2254
    . Because petitioner is proceeding pro se, we
    liberally construe his brief and find that he raises all issues brought before the
    district court.   See Hall v. Bellmon , 
    935 F.2d 1106
    , 1110 (10th Cir. 1991). On
    appeal, Mr. Cummings alleges: (1) a violation of his right not to be placed in
    double jeopardy because both crimes arose from the same course of criminal
    conduct; (2) denial of a fair trial because the court admitted his co-defendants’
    prior out-of-court statements in violation of his Sixth Amendment right to
    confront witnesses; (3) state court error in failing to rule on his motion to
    suppress his co-defendant’s statements; (4) unlawful enhancement of his
    sentence; (5) error in allowing the prosecution to tell the jury how much time he
    served for a prior conviction; and (6) that the trial court’s treatment of his motion
    to sever and his peremptory challenges violated the Fifth and Sixth Amendments.
    We exercise jurisdiction pursuant to 
    42 U.S.C. § 2253
     and affirm.
    -2-
    I.
    On the afternoon of April 18, 1988, petitioner entered a bar in Savanna,
    Oklahoma. He ordered a beer from the lone waitress, left the bar for a few
    minutes and returned. Soon after, two other men entered the bar. One went
    immediately behind the bar, stabbed the waitress, and struck her in the mouth
    when she screamed. The waitress fell down, and the assailant then took money
    from the cash register and the waitress’ purse. Meanwhile, petitioner came
    around the bar and put a knife to the waitress’ throat, instructing the third man to
    tie and gag her. After binding the waitress, the men fled. Police apprehended
    them later that day.
    A jury convicted Mr. Cummings of Robbery with a Dangerous Weapon
    After Former Conviction of a Felony (“AFCF”) and Assault and Battery with a
    Deadly Weapon AFCF. The trial court imposed consecutive sentences of twenty-
    five years for the robbery charge and one hundred years for the assault and battery
    charge. Defendant filed a direct appeal, raising numerous constitutional and
    procedural errors. On February 23, 1993, the Oklahoma Court of Criminal
    Appeals affirmed Mr. Cummings’ convictions in a summary opinion. Mr.
    Cummings then filed a petition for a writ of habeas corpus with the United States
    District Court for the District of Western Oklahoma. The matter was referred to a
    magistrate judge, who recommended denial of the petition on all counts except
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    petitioner’s double jeopardy claim. The district court, in a written order on
    October 24, 1996, refused to follow the magistrate’s recommendation as to the
    double jeopardy claim, adopted the magistrate’s other recommendations, and
    denied the habeas petition. We granted Mr. Cummings’ motion for a certificate
    of probable cause to proceed on appeal and ordered briefing on his double
    jeopardy claim. Respondent concedes that petitioner has exhausted his state
    remedies for the purposes of federal habeas corpus review.
    II.
    On appeal from the district court’s determination of a § 2254 petition, we
    review the district court’s conclusions of law de novo, but we presume the state
    court’s factual findings are correct unless they are not fairly supported by the
    record. See Hatch v. Oklahoma , 
    58 F.3d 1447
    , 1453 (10th Cir. 1995). We review
    mixed questions of law and fact de novo.     See 
    id.
    A. Double Jeopardy
    Mr. Cummings asserts that his conviction for both Robbery with a
    Dangerous Weapon and Assault and Battery with a Deadly Weapon violates the
    Double Jeopardy Clause of the Fifth Amendment, as applied to the states through
    the Fourteenth Amendment. The Double Jeopardy Clause consists of three
    separate constitutional protections. “It protects against a second prosecution for
    the same offense after acquittal. It protects against a second prosecution for the
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    same offense after conviction. And it protects against multiple punishments for
    the same offense.”    North Carolina v. Pearce , 
    395 U.S. 711
    , 717 (1969),   overruled
    on other grounds by Alabama v. Smith , 
    490 U.S. 794
     (1989). Here, the third
    protection is at issue. This protection, however, is limited to “ensur[ing] that the
    sentencing discretion of courts is confined to the limits established by the
    legislature,” for it is the legislature that is vested with “the substantive power to
    prescribe crimes and determine punishments.”        Ohio v. Johnson , 
    467 U.S. 493
    ,
    499 (1984); see also Missouri v. Hunter , 
    459 U.S. 359
    , 366 (1983). Thus, when a
    course of criminal conduct constitutes a violation of two statutory provisions, the
    test to determine whether the punishments are “multiple,” in violation of the
    Double Jeopardy Clause, is “essentially one of legislative intent.”     Johnson , 
    467 U.S. at 499
    . In the absence of clear legislative intent, courts must apply the
    Blockburger test, which states “‘that where the same act or transaction constitutes
    a violation of two distinct statutory provisions, the test to be applied to determine
    whether there are two offenses or only one, is whether each provision requires
    proof of a fact that the other does not.’”   Hunter , 
    459 U.S. at 366-67
     (quoting
    Blockburger v. United States , 
    284 U.S. 299
    , 304 (1932)).
    Respondent argues that the applicable standard in this case is    Blockburger .
    Under that standard, Mr. Cummings’ double jeopardy argument certainly fails
    because, under Oklahoma law, the elements for robbery differ from those for
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    assault and battery.   1
    However, this argument overlooks 
    Okla. Stat. tit. 21, § 11
    ,
    which provides:
    an act or omission which is made punishable in different ways by
    different provisions of this code may be punished under either of
    such provisions, . . . but in no case can [it] be punished under more
    than one; and an acquittal or conviction and sentence under either
    one, bars the prosecution for the same act or omission under any
    other.
    This statutory double jeopardy provision, which is separate from the double
    jeopardy provision of the Oklahoma state constitution,       see Hale v. State , 
    888 P.2d 1027
    , 1029 (Okla. Crim. App. 1995), is indicative of legislative intent. Thus, we
    must consider it in determining the federal constitutional double jeopardy
    question.
    “In assessing whether a state legislature intended to prescribe cumulative
    punishments for a single criminal incident, we are bound by a state court’s
    determination of the legislature’s intent.”     Birr v. Shillinger , 
    894 F.2d 1160
    , 1161
    (10th Cir. 1990); see also, e.g , Lucero v. Kerby , 
    133 F.3d 1299
    , 1316 (10th Cir.
    1998) (asserting that federal court in habeas corpus proceeding should defer to
    1
    The elements of Assault and Battery with a Deadly Weapon are: 1) an
    assault and battery; 2) upon another person; 3) with a deadly weapon or by such
    other means as is likely to produce death.      See 
    Okla. Stat. Ann. tit. 21, § 652
    . By
    way of comparison, the elements of Robbery with a Dangerous Weapon are: 1)
    wrongful; 2) taking; 3) of the personal property; 4) of another; 5) from another; 6)
    by force or fear; 7) through the use of a dangerous weapon.       See 
    Okla. Stat. Ann. tit. 21, §§ 791
    , 801.
    -6-
    state court’s determination of separate offenses for double jeopardy purposes),
    cert. denied , 
    118 S. Ct. 1684
     (1998);   Thomas v. Kerby , 
    44 F.3d 884
    , 887 (10th
    Cir. 1995) (same). In other words, if the highest state court determines that the
    legislature intended to punish separate offenses cumulatively, a federal habeas
    court must defer to that conclusion.     See Birr , 
    894 F.2d at 1161
    . Here, the
    Oklahoma Court of Criminal Appeals, the highest court on criminal matters in
    Oklahoma, see Brecheen v. Reynolds , 
    41 F.3d 1343
    , 1348 n.2 (10th Cir. 1994),
    rejected Mr. Cummings’ double jeopardy argument. Because we defer to the
    highest state court’s ruling, this might be the end of the issue.
    However, Mr. Cummings asserts that we may not rely on the Court of
    Criminal Appeals’ decision because it was a summary disposition. Recognizing
    that this court has, in the past, deferred to summary decisions of the Court of
    Criminal Appeals, see Larsen v. Frazier , 
    835 F.2d 258
    , 259 (10th Cir. 1987) (per
    curiam), Cummings argues that      Ylst v. Nunnemaker , 
    501 U.S. 797
     (1991) now
    requires that we accord a state court’s summary opinion no weight. Instead,
    Cummings claims we must look to other state court opinions in order to determine
    if there were valid grounds for the Court of Criminal Appeals decision.      Ylst
    involved the question of whether procedural default applied to a habeas corpus
    petition. The Supreme Court held that a federal habeas corpus court would have
    to “look through” a state appellate court’s summary denial of post-conviction
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    relief to the last reasoned opinion in that case in order to determine whether
    procedural default applied.    Ylst , 
    501 U.S. at 802-04
    . Petitioner recognizes that,
    since he appealed his conviction directly to the Court of Criminal Appeals, there
    is no written opinion in his case. Therefore, he argues we must expand the        Ylst
    principle and look to other applicable reasoned decisions by the Court of Criminal
    Appeals.
    Ylst dealt specifically with procedural default. This court has not
    addressed whether a “look through” principle applies to summary dispositions in
    the double jeopardy context. Regardless of whether we rely on the summary
    disposition or look through to other decisions of the Oklahoma Court of Criminal
    Appeals, the summary disposition in this case is consistent with numerous other
    reasoned decisions of the Court of Criminal Appeals that support the
    determination that Mr. Cummings’ convictions do not violate 
    Okla. Stat. tit. 21, § 11
    .
    Section 11 applies when “a single criminal act gives rise to offenses which
    are not separate and distinct, are a means to another ultimate objective, are lesser
    included offenses, or are incidents or facets of some other offense.”    Hale v.
    State , 
    888 P.2d 1027
    , 1029 (Okla. Crim. App. 1995). The test is “whether, taken
    as a whole, a defendant has been punished twice for one criminal course of
    conduct where his offenses were incident to one objective.”        
    Id.
     When the
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    “criminal course of conduct” consists of a singular act that violates two criminal
    laws, § 11 clearly applies.   See id. at 1030 (“In promulgating § 11 our legislature
    expressed its clear intention that, where an act or omission is punishable under
    different statutes, a defendant may only be punished once for the single act.”).
    For example, in Hale , the court held that a defendant who committed forcible rape
    against his sister could not be convicted of both rape and incest, since both
    offenses were incident to the single objective of sexual intercourse.   See id. at
    1030; see also, e.g. , Mathues v. State , 
    925 P.2d 64
    , 65 (Okla. Crim. App. 1996)
    (holding defendant who illegally sold cocaine cannot be punished for both
    delivery of narcotics and receipt of proceeds derived from illegal drug activities);
    Hammon v. State , 
    898 P.2d 1287
    , 1303 (Okla. Crim. App. 1995) (holding
    defendant who used a firearm during a robbery cannot be punished for both felony
    murder and use of a firearm in commission of felony because both crimes punish
    the use of the firearm);   Jones v. State , 635, 653-54 (Okla Crim. App. 1995)
    (holding that defendant’s conviction of both stealing a vehicle and possession of a
    stolen vehicle violated § 11 because defendant “had to necessarily possess the
    vehicle to be convicted of stealing it”). The question becomes more problematic
    when, as in this case, the “criminal course of conduct” consists of more than one
    criminal act. Thus, the key to understanding whether petitioner’s convictions
    violated § 11 is within the phrase “are means to another ultimate objective.”
    -9-
    Unfortunately, the Oklahoma Criminal Court of Appeals has not precisely defined
    the scope of this phrase.
    The Oklahoma Court of Criminal Appeals’ cases do, however, demonstrate
    that the completion of one separate and distinct offense does not prevent the
    defendant from being punished for a later offense committed within the same
    criminal episode if the two offenses did not assist each other, i.e., neither is a
    means to the other. In this scenario, § 11 does not apply because the criminal
    defendant has manifested two separate criminal objectives. For example, the
    Court of Criminal Appeals found that a defendant who robbed and then shot his
    victim could be sentenced for both Robbery with a Dangerous Weapon and
    Assault and Battery with a Deadly Weapon.         See Ashinsky v. State , 
    780 P.2d 201
    ,
    208 (Okla. Crim. App. 1989). The court reasoned that because the robbery was
    complete at the time the victim was shot, defendant’s argument that he committed
    the subsequent shooting to consummate the robbery was without merit.         See 
    id.
    Essentially, neither offense assisted the defendant in committing the other. The
    court found that having finished his first crime, robbery, the defendant changed
    his focus and criminal objective and accomplished a second crime, assault and
    battery. See 
    id.
    In this case, petitioner’s argument is stronger because the stabbing
    undoubtedly made it easier to complete the robbery. Nevertheless, the Court of
    - 10 -
    Criminal Appeals has stated, when elaborating on the phrase “means to some
    other ultimate objective,” that a continuing offense is “‘a transaction or series of
    acts set on foot by a single impulse , and operated by an unintermittent force , no
    matter how long it may occupy.’”       See Gregg v. State , 
    844 P.2d 867
    , 878 (Okla.
    Crim . App. 1993) (emphasis added). Moreover, it is clear that the Oklahoma
    legislature, in promulgating § 11, did “not intend[ it] as a method of carte blanche
    extending to the accused the prerogative of committing as many offenses as he
    desire[s] within the same transaction with the protective shield of permitting only
    one prosecution to arise . . . from that transaction.”   Id. (quoting Hoffman v. State ,
    
    611 P.2d 267
    , 269 (Okla. Crim. Ct. 1980)). Based on these considerations and
    our understanding of the relevant Oklahoma case law, we conclude that § 11 does
    not apply when a person commits non-essential and gratuitous criminal acts in the
    course of accomplishing another crime, even if the intervening crimes assist the
    person in consummating the final criminal act. By acting outside the scope of
    what is needed to complete the ultimate crime, the defendant manifests a separate
    criminal objective -- an impulse distinct from the course of conduct leading up to
    the original criminal objective. Here, in deciding to stab the waitress, the
    assailant engaged in an act of gratuitous violence separate from the robbery.     2
    The record indicates that the defendant did not need to stab the waitress to
    2
    complete the offense. To the contrary, the assailant entered the bar and
    immediately went behind the counter to stab the victim.
    - 11 -
    Petitioner argues that the cases of    Bray v. Page , 
    494 P.2d 339
     (Okla. Crim.
    App. 1972) and Smith v. State , 
    486 P.2d 770
     (Okla. Crim. 1971) compel a
    different result. We disagree.    Bray and Smith each involved a defendant who
    was charged with two criminal acts arising out of a single criminal episode.         See
    Bray , 
    494 P.2d at 339
     (defendant charged with Shooting with the Intent to Kill
    and Attempted Robbery with Firearms);         Smith , 
    486 P.2d at 770-71
     (defendant
    charged with Assault and Battery with a Deadly Weapon and Robbery with a
    Dangerous Weapon). In both cases, the defendant was charged and convicted of
    one offense and subsequently charged and convicted of a second offense.            See
    Bray , 
    494 P.2d at 339
    ; Smith , 
    486 P.2d at 771
    . The Court of Criminal Appeals
    struck the second convictions as violating § 11 because both convictions arose
    from the same criminal action.     See Bray , 
    494 P.2d at 340
    ; Smith , 
    486 P.2d at 771-72
    .
    These cases do not govern the issue presented here. The Oklahoma Court
    of Criminal Appeals has drawn a distinction between multiple trials arising out of
    the same transaction and a single trial with multiple charges.          See Ashinsky v.
    State , 
    780 P.2d 201
    , 208 (Okla. Crim. App. 1989). In instances involving more
    than one trial, the Oklahoma courts apply a “same transaction” test that is more
    protective than the test for multiple charges at a single proceeding.        See 
    id.
     Thus,
    in Ashinsky , which, like this case, involved convictions for Assault and Battery
    - 12 -
    with a Deadly Weapon and Robbery with a Dangerous Weapon at a single trial,
    the court ruled it was not bound by    Bray or Smith . See 
    id.
     This distinction is
    significant in Oklahoma law, and we defer to that determination.       See Johnson v.
    Fankell , __U.S. __, 
    117 S. Ct. 1800
    , 1804 (1997) (federal courts do not have
    “authority to place a construction on a state statute different from the one
    rendered by the highest court of the state”). Moreover, it is a distinction that has
    a rational basis, not an arbitrary one, and consequently it does not violate
    petitioner’s rights to equal protection or due process of law.     Cf. Weatherly v.
    State , 
    733 P.2d 1331
    , 1336 (Okla. Crim. App. 1987) (noting that double jeopardy
    prohibitions against multiple prosecutions and multiple punishments are “based
    on separate policies and are designed to accomplish different objectives”).
    Compare Ohio v. Johnson , 
    467 U.S. 493
    , 499 (1984) (noting that the Double
    Jeopardy Clause’s protection against multiple punishment is to constrain the
    discretion of the courts to impose punishments greater than those prescribed by
    the legislature) with Ashe v. Swenson , 
    397 U.S. 436
    , 453-54 (1970) (Brennan, J.,
    concurring) (asserting that the Double Jeopardy Clause’s prohibition against
    subsequent prosecutions for charges arising from the same transaction is to
    prevent the State from making “repeated attempts to convict an individual for an
    alleged offense, thereby subjecting him to embarrassment, expense and ordeal and
    compelling him to live in a continuing state of anxiety and insecurity” (quoting
    - 13 -
    Green v. United States , 
    355 U.S. 184
    , 187 (1957))). Therefore, we find
    petitioner’s reliance on   Bray and Smith misplaced. His double jeopardy claim
    fails.
    B. Admission of Out-of-Court Statements
    Mr. Cummings’ five additional challenges are also without merit. First,
    petitioner asserts that the admission of statements by non-testifying witnesses
    violated the Sixth Amendment Confrontation Clause, as construed in          Bruton v.
    United States , 
    391 U.S. 123
     (1968). We find no constitutional error in the trial
    court’s treatment of the co-defendants’ out-of-court statements. Although        Bruton
    prohibits jury consideration of non-testifying co-defendant statements that
    incriminate the defendant,   see 
    id. at 136-37
    ; Nelson v. O’Neil , 
    402 U.S. 622
    , 626-
    28 (1971), here, both co-defendants took the stand and were subject to cross-
    examination. Moreover, the statements referenced by Mr. Cummings were never
    introduced into evidence. One co-defendant denied making the statement the
    prosecution sought to admit, and the other testified he could not remember
    making the statement. This ended any questioning into these statements.
    Additionally, Mr. Cummings’ name was not mentioned at any time during this
    testimony. Thus, there was no    Bruton error at trial.   See Nelson , 
    402 U.S. at
    629-
    30 (finding no constitutional error when co-defendant testified and denied an out-
    of-court statement implicating defendant);       Richardson v. Marsh , 
    481 U.S. 200
    ,
    - 14 -
    211 (1987) (holding that    Bruton does not apply where defendant is not
    incriminated).
    Mr. Cummings also appears to raise a due process claim based on the
    alleged admission of these same statements. This claim fails for the same reasons
    cited above. Furthermore, we have no authority to consider any error of state law
    on habeas review unless it violates federal law.    See Estelle v. McGuire , 
    502 U.S. 62
    , 68 (1991) (“In conducting habeas review, a federal court is limited to deciding
    whether a conviction violated the Constitution, laws, or treaties of the United
    States.”). We find no such violation on this issue.
    C. Illegal Sentence
    Mr. Cummings claims that his convictions were unlawfully enhanced
    because the State did not indicate at the preliminary hearing that it would be
    charging him AFCF and because the State failed to prove his prior conviction. To
    the contrary, the record reveals that the trial court admitted evidence of Mr.
    Cummings’ prior conviction at the preliminary hearing and sentencing phase. We
    will not grant habeas relief on state court evidentiary rulings unless they rendered
    the “‘trial so fundamentally unfair as to constitute a denial of federal
    constitutional rights.’”   Duvall v. Reynolds , 
    139 F.3d 768
    , 789 (10th Cir. 1998)
    (quoting Hopkinson v. Shillinger , 
    866 F.2d 1185
    , 1197 (10th Cir. 1989)),    cert.
    denied , -- U.S. --, 
    1998 WL 46480
     (Oct. 13, 1998). We find that petitioner was
    - 15 -
    not deprived of any federal constitutional rights in the proof and admission of
    evidence regarding his prior conviction. Thus, petitioner’s illegal sentence claim
    has no merit.
    D. Prosecutorial Misconduct
    At one point during the trial, the prosecutor told the jury that petitioner had
    served only three months of his prior three-year sentence. Mr. Cummings claims
    this statement constituted prosecutorial misconduct that was so prejudicial that it
    deprived him of a fair trial. We disagree. Habeas relief is available for
    prosecutorial misconduct only when the misconduct is so egregious that it renders
    the entire trial fundamentally unfair.   See Donnelly v. DeChristoforo , 
    416 U.S. 637
    , 642-48 (1974); Jackson v. Shanks , 
    143 F.3d 1313
    , 1322 (10th Cir. 1998). In
    making this determination, we consider “the totality of the circumstances,
    evaluating the prosecutor’s conduct in the context of the whole trial.”   Jackson ,
    
    143 F.3d at 1322
    . This court has previously elaborated on what this inquiry
    entails:
    To view the prosecutor’s statements in context, we look first at the
    strength of the evidence against the defendant and decide whether the
    prosecutor’s statements plausibly could have tipped the scales in
    favor of the prosecution. We also ascertain whether curative
    instructions by the trial judge, if given, might have mitigated the
    effect on the jury of the improper statements. When a prosecutor
    responds to an attack made by defense counsel, we evaluate that
    response in light of the defense argument. Ultimately, we must
    consider the probable effect the prosecutor’s [statements] would have
    on the jury’s ability to judge the evidence fairly.
    - 16 -
    Hopkinson v. Shillinger , 
    866 F.2d 1185
    , 1210 (10th Cir. 1989) (internal quotation
    marks and citations omitted);    accord Fero v. Kerby , 
    39 F.3d 1462
    , 1474 (10th Cir.
    1994). After reviewing the record, we find that the strong evidence of guilt, the
    fact that the remarks occurred at the sentencing phase of the trial, the fact that the
    comments were made in response to statements by defense counsel, and the fact
    that the trial judge gave careful curative instructions to the jury combine to show
    that no fundamental unfairness resulted from the prosecutor’s comments.            Cf.
    Darden v. Wainwright , 
    477 U.S. 168
    , 181 (1986) (finding no unfair trial when
    record showed strong evidence of guilt, curative instructions, and fact that
    statements were made in response to defense counsel);           Jackson , 
    143 F.3d at 1322
    (finding that prosecutorial misconduct did not “fundamentally impair” the jury’s
    ability to judge the evidence fairly when the record contained “considerable
    evidence” of guilt).
    E. Denial of Motion to Sever and Treatment of Peremptory Challenges
    Finally, Mr. Cummings asserts that the trial court’s treatment of his motion
    to sever and his peremptory challenges violated his Fifth and Sixth Amendment
    rights. Whether the trial court erred in denying severance is generally a question
    of state law that is not cognizable on federal habeas appeal,       see Bond v.
    Oklahoma , 
    546 F.2d 1369
    , 1377 (10th Cir. 1976), for a criminal defendant has no
    constitutional right to severance unless there is a strong showing of prejudice
    - 17 -
    caused by the joint trial,   see United States v. Youngpeter , 
    986 F.2d 349
    , 353 (10th
    Cir. 1993). To make such a showing, the defendant must necessarily disclose
    sufficient information to enable the court to make a finding of prejudice. It is this
    disclosure that forms the basis of petitioner’s assignment of error. In particular,
    petitioner objects to the fact that the trial court, in ruling on his severance motion
    and request for peremptory challenges, required him to reveal his theory of
    defense in violation of his right to remain silent and his right to a fair trial.
    The disclosure of his defense theory prior to trial did not violate
    petitioner’s Fifth Amendment privilege against self-incrimination. It is well-
    settled that defendants may be required to disclose to the court and to the state
    their defenses prior to trial. As the Supreme Court stated in     Williams v. Florida :
    [T]he privilege against self-incrimination is not violated by a
    requirement that the defendant give notice of an alibi defense . . . .
    . . . That the defendant faces such a dilemma demanding a
    choice between complete silence and presenting a defense has never
    been thought an invasion of the privilege against compelled self-
    incrimination.
    
    399 U.S. 78
    , 83-84 (1970). The court did not unconstitutionally compel petitioner
    to disclose his defense, and “[n]othing in the Fifth Amendment privilege entitles
    the defendant as a matter of constitutional right to await the end of the State’s
    case before announcing the nature of his defense.”       
    Id. at 85
    .
    Petitioner also seems to argue that the disclosure of his defense theory to
    - 18 -
    the prosecution violated either his Fifth Amendment right to due process of law or
    his Sixth Amendment right to a fair trial. Simply put, petitioner has not provided,
    and we have not found, any authority supporting his argument that the disclosure
    outside the presence of the jury of information necessary to make a showing of
    prejudice to support a severance motion violates the Fifth or Sixth Amendments.
    In any event, after reviewing the record in this case, we find that plaintiff
    suffered no prejudice from the trial court’s handling of his motion for severance.
    Petitioner’s final claim is that he was unfairly limited in his number of
    peremptory challenges. The number of peremptory challenges is a matter of state
    law that raises no constitutional questions.          See Ross v. Oklahoma , 
    487 U.S. 81
    ,
    88 (1988). We may not review this claim.
    III.
    Therefore, for the reasons discussed above, we deny Mr. Cummings’ habeas
    corpus petition. The judgment of the United States District Court for the Western
    District of Oklahoma is AFFIRMED.
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