State v. Stephen Mattatall ( 2019 )

Supreme Court
No. 2018-263-C.A.
(K1/83-12A)
State :
v. :
Stephen Mattatall. :
NOTICE: This opinion is subject to formal revision before
publication in the Rhode Island Reporter. Readers are requested to
notify the Opinion Analyst, Supreme Court of Rhode Island,
250 Benefit Street, Providence, Rhode Island 02903, at (401) 222-
3258 of any typographical or other formal errors in order that
corrections may be made before the opinion is published.
Supreme Court
No. 2018-263-C.A.
(K1/83-12A)
State :
v. :
Stephen Mattatall. :
Present: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia, JJ.
OPINION
Justice Goldberg, for the Court. This case came before the Supreme Court on
October 2, 2019, on appeal by the defendant, Stephen Mattatall (defendant or Mattatall), from
the denial of his motion to reduce or correct an illegal sentence. 1 Before this Court, the
defendant argues that the trial justice erred in denying his motion to correct an illegal sentence
pursuant to Rule 35(a) of the Superior Court Rules of Criminal Procedure. The defendant argues
that his sentence is illegal and must be vacated because the judgment of conviction did not
conform to the oral sentence and because the sentence imposed was an unauthorized form of
punishment. For the reasons set forth herein, we affirm the judgment of the Superior Court.
1
Before this Court, defendant appeals from a judgment entered in the Superior Court, where he
had filed an application for postconviction relief and a motion to correct an illegal sentence
pursuant to Rule 35(a) of the Superior Court Rules of Criminal Procedure. Although the
judgment entered on July 26, 2018 explicitly addresses the denial of the application for
postconviction relief, it does not address the Rule 35 motion which is the issue before the Court
in this case. Therefore, upon return of the papers to the Superior Court, we direct the entry of a
corrected judgment to reflect the denial of the motion to correct sentence, in accordance with
Rule 36 of the Superior Court Rules of Criminal Procedure.
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Facts and Travel
The defendant is no stranger to this Court or the Superior Court. On the morning of
September 24, 1982, John Scanlon was found dead in defendant’s home. On January 7, 1983,
defendant was indicted and held without bail on murder and weapons charges. The defendant
subsequently was found guilty of second-degree murder after the first of three trials, and was
sentenced to a term of forty years’ imprisonment, with thirty years to serve, and ten years
suspended, with probation. The trial justice also imposed an additional ten years to serve,
because defendant was deemed to be a habitual criminal offender.
The defendant appealed his conviction to this Court, and we vacated the judgment and
remanded the case for a new trial. State v. Mattatall, 510 A.2d 947, 953 (R.I. 1986). The state
petitioned for certiorari to the United States Supreme Court, and the Supreme Court subsequently
directed this Court to reconsider our decision in light of its opinion in Kuhlmann v. Wilson, 477
U.S. 436 (1986).2 Rhode Island v. Mattatall, 479 U.S. 879, 879 (1986) (mem.). Upon
reconsideration, we re-affirmed our initial holding, again vacated the conviction, and remanded
the case for a new trial. State v. Mattatall, 525 A.2d 49, 53 (R.I. 1987).3
2
In Kuhlmann v. Wilson, 477 U.S. 436 (1986), a state prisoner sought habeas corpus; one issue
decided by the Supreme Court was “whether the Sixth Amendment forbids admission in
evidence of an accused’s statements to a jailhouse informant who was ‘placed in close proximity
but made no effort to stimulate conversations about the crimes charged.’” Kuhlmann, 477 U.S. at
456 (brackets omitted) (quoting United States v. Henry, 447 U.S. 264, 271 n.9 (1980)). After
reviewing a line of its previous cases, the Court held that, when an accused’s statements are
obtained in this manner, the Sixth Amendment does not prohibit their admission into evidence.
Id. The Court held that, in order to show a violation of an accused’s Sixth Amendment right in
this circumstance, “the defendant must demonstrate that the police and their informant took some
action, beyond merely listening, that was designed deliberately to elicit incriminating remarks.”
Id. at 459. Kuhlmann remains good law today.
3
Upon reconsideration after remand by the Supreme Court, this Court held that Kuhlmann’s
analysis, “when applied to the facts of the case at bar, leads us to the conclusion that the role of
the informant * * * was not one of mere passive listener and therefore would be controlled by the
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The defendant’s second trial began in September 1987. However, he was twice held in
contempt of court because of persistent misconduct in the courtroom, and a mistrial was
declared. The defendant’s new (and last) trial was held in 1988, and he was found guilty again
of second-degree murder. He was sentenced to sixty years’ imprisonment, with fifty years to
serve and ten years suspended, with probation. The defendant also received an additional
sentence of twenty years to serve as a habitual offender, which, importantly and as expected, was
ordered to be served consecutively to the sentence for second-degree murder. The habitual
offender sentence was to be nonparolable for the first eighteen years of the sentence. This Court
affirmed defendant’s conviction in 1992. State v. Mattatall, 603 A.2d 1098, 1119 (R.I. 1992).
The record before us establishes that the judgment of conviction for the crime of murder, which
was designated in the judgment as “count 1,” was incorrect because the sentence was ordered to
be served consecutively to the sentence imposed as a habitual offender.
Although defendant has challenged his conviction and imprisonment regularly, appearing
before the Superior Court and this Court on numerous occasions since 1992, the erroneous
judgment of conviction was not discovered until almost three decades after it was entered.4
Significantly, Mattatall’s first appearance before the parole board was originally scheduled in
2001―after he served precisely eighteen years’ imprisonment, but the hearing actually occurred
in 2002.5 In 2002, parole was denied for multiple reasons, including defendant’s disciplinary
record at the Adult Correctional Institutions. He also appeared before the parole board on four
doctrine * * * applied by us in our initial opinion.” State v. Mattatall, 525 A.2d 49, 52-53 (R.I.
1987).
4
The defendant had filed four petitions for postconviction relief prior to the filing of the motion
to correct in the case on appeal, as well as other requests for relief filed since and currently
pending before both the Superior Court and this Court.
5
The defendant asserts that he postponed his first parole hearing because he wanted to achieve
six months of booking-free conduct in prison.
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more occasions, in 2007, 2010, 2012, and 2014. After each hearing, parole was denied for
reasons other than defendant’s behavior at the ACI, including the serious nature of the crime, his
past criminal history, and the length of his sentence.
On July 13, 2015, defendant appeared before the parole board for the fifth time, and
parole was granted. At that point, defendant had been incarcerated for more than thirty-two
years. However, the minutes from that parole board hearing reflect uncertainty concerning
whether defendant was eligible for release or whether he was to be paroled to begin serving the
nonparolable eighteen-year habitual offender sentence. The parole board concluded that, if
defendant’s eligibility had not been calculated in the aggregate, then defendant would be paroled
to his consecutive sentence as a habitual offender in August 2015. However, the parole board
also decided that, if it was determined that his eligibility had been calculated in the aggregate and
he therefore no longer had consecutive time to serve, then he would be paroled in January 2016
to a residential substance-abuse treatment program.
In October 2015, the parole board chairperson, by letter to defendant, informed him that
the parole decision would be applied to the sentence for the murder conviction and that he was
paroled to the consecutive nonparolable sentence as a habitual offender, a sentence over which
the parole board did not have jurisdiction. Therefore, after serving thirty-two years of a fifty-
year sentence for second-degree murder, defendant was paroled to the habitual offender
sentence, and will serve a total of at least fifty years in prison.
In 2016, defendant filed a motion to correct an illegal sentence under Rule 35 of the
Superior Court Rules of Criminal Procedure, as well as an application for postconviction relief.
On July 25, 2018, a hearing was held in the Superior Court on the Rule 35 motion and the
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application for postconviction relief. Both the application and the Rule 35 motion were denied.6
In the Superior Court, Mattatall conceded that the sentence imposed in 1988 was not an
illegal sentence under Rule 35(a), but that the error arose from the manner in which the sentence
was executed. The defendant contended that the oral pronouncement of the sentence reflected
that the habitual offender sentence was ordered to be served consecutively to the sentence for the
murder conviction. Thus, under the law in effect at the time, G.L. 1956 § 13-8-13, he was
eligible to appear before the parole board in 1993, after ten years’ imprisonment. But it was not
until 2001 that he was first deemed eligible to appear before the parole board—after the precise
length of the nonparolable sentence, which was eighteen years.
Unquestionably, in 1988, the trial justice sentenced defendant to sixty years at the ACI
for second-degree murder, with fifty years to serve. He also sentenced defendant to a
consecutive term of twenty years’ imprisonment and ordered that eighteen years of that sentence
was nonparolable. There is no dispute that the trial justice orally ordered that the habitual
offender sentence be served consecutively to the sentence for the murder conviction. However,
the written judgment for the murder conviction directs that the sentence is “to run consecutive to
habitual offender sentence[,]” and the judgment for the habitual offender sentence mandates that
sentence “[t]o run consecutive with count 1.”
Although defendant conceded before the trial justice that the sentence was not an illegal
sentence under Rule 35, he argued that its execution was illegal and constituted a violation of his
due-process rights because it deprived him of his right to appear before the parole board for
eighteen years, which was eight years longer than § 13-8-13 provided.7 The defendant correctly
6
The trial justice’s denial of defendant’s application for postconviction relief is not before the
Court in this present appeal.
7
Although defendant acknowledged before the trial justice that he was denied parole in 2002
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argues that the judgment of conviction contains an error because it specifically recites that the
sentence for murder shall “run consecutive to the habitual offender sentence.”
The state argued that the trial justice did not have the authority to adjust defendant’s
parole eligibility because, even if the Department of Corrections improperly calculated his parole
eligibility, this error did not render the sentence illegal for Rule 35 purposes.8 The state also
argued that there was no prejudice from defendant seeing the parole board after eighteen years
rather than ten years, because the reasons for the board ultimately denying parole were not
related to defendant’s conduct at the ACI.
Despite the quandary created by the error in the judgment and the erroneous calculation
of defendant’s parole-eligibility date, the trial justice was careful not to “play Super Parole
Board” in making his decision. He found that the sentence being served by defendant―as a
habitual offender―was a nonparolable term that could not be altered unless the trial justice first
found that it was an illegal sentence. Because, as the parties agreed, defendant’s sentence was
not an illegal sentence under Rule 35, the trial justice concluded that it was not subject to
correction. However, the trial justice was “nonetheless troubled by the circumstances” presented
by defendant’s situation. The trial justice denied defendant’s application for postconviction
relief and his Rule 35 motion, ruling in favor of the state. Before this Court in this appeal,
defendant argues that the trial justice erred in denying his Rule 35 motion.
partly because of his institutional record, he contends that he was prejudiced because, had he
appeared before the parole board eight years earlier, he would have received the rehabilitative
direction from the parole board that triggered his eventual turnaround in behavior which led to
his eventual parole. According to defendant, it was his initial appearance before the parole board
in 2002 that gave rise to the realization that he could one day be released on parole.
8
The state also argued harmless error and asserted that the reasons for the denial of his parole
after the initial 2002 appearance indicated that, had defendant seen the parole board eight years
earlier, he might not have been released.
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Standard of Review
This Court follows a “strong policy against interfering with a trial justice’s discretion in
sentencing matters.” State v. Barkmeyer, 32 A.3d 950, 952 (R.I. 2011) (quoting State v. Chase, 9
A.3d 1248, 1254 (R.I. 2010)). Therefore, this Court’s “review of a trial justice’s decision on a
Rule 35 motion is extremely limited.” Id. (quoting Chase, 9 A.3d at 1254). “When faced with
the interpretation of statutes and court rules upon review of a Rule 35 motion, however,” this
Court applies “a de novo standard.” State v. Bouffard, 35 A.3d 909, 916 (R.I. 2012) (quoting
State v. Goncalves, 941 A.2d 842, 847 (R.I. 2008)).
Analysis
On appeal, defendant argues that the trial justice erred in denying his motion to correct an
illegal sentence. Because the judgment of conviction does not conform to the oral sentence,
defendant contends, the sentence is illegal. With no citation to authority, defendant also contends
that the judgment of conviction imposed an unauthorized form of punishment. We deem this
incorrect. The defendant was sentenced to a term of imprisonment upon conviction for second-
degree murder. Prison is where convicted murderers are sent; an unauthorized form of
punishment for an offense such as this in this state would be the death penalty or a public
flogging, for instance.
On the other hand, the state argues that the trial justice did not err in denying defendant’s
Rule 35 motion for several reasons, including that the motion was “procedurally infirm” because
defendant was not seeking to correct an illegal sentence within the meaning of Rule 35(a).
Instead, as defendant conceded before the trial justice, he was challenging the execution of his
sentence, not its legality. Additionally, the state argues that any correction to the judgment
would not alter Mattatall’s current parole-eligibility date. According to the state, notwithstanding
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the erroneous calculation of the date when Mattatall became eligible to apply for parole, he was
eventually afforded the opportunity to appear. According to the state, Mattatall has failed to
establish any prejudice from this delay. We decline to engage in this speculation, and we confine
our analysis to the record.
We observe that, once defendant began the parole process, the reasons for which the
parole board denied parole are in line with the board’s standards for evaluating parole
applications in accordance with § 13-8-14.1, and accurately mirror the statutory release criteria
set forth in § 13-8-14, the first of which is a prisoner’s institutional disciplinary record. The
other factors include the seriousness of the offender’s crime and whether release would
“depreciate the seriousness of the prisoner’s offense or promote disrespect for the law[.]”
Section 13-8-14(a)(2). The reasons for denying Mattatall’s parole application clearly relate to
the murder conviction, for which release on parole was granted in 2016. At that point, Mattatall
had been incarcerated for thirty-two years and faced another eighteen years without parole. The
minutes of his last appearance before the board on July 13, 2015, indicate that the board was
“uncertain if Mr. Mattatall’s parole eligibility on his two sentences has been calculated in the
aggregate.” However, the board decided that, if Mattatall “no longer has consecutive time to
serve, then the [b]oard votes to parole Mr. Mattatall in January 2016 to [a] residential substance
abuse treatment program[.]” Thus, as of July 2015, the parole board was of the opinion that his
release on parole was appropriate. However, Mattatall faced either another six months in prison
or an additional eighteen years.
This Court’s jurisprudence recognizes a difference between illegal sentences under
Rule 35 and clerical mistakes in judgments under Rule 36. Relief under either rule is not
available to this defendant. First, as he conceded in Superior Court, the trial justice did not
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impose an illegal sentence. As the Reporter’s Notes to Rule 35(a) provide, “an ‘illegal sentence’
is one which has been imposed after a valid conviction but is not authorized under law.” This
would include a sentence in excess of that provided by law or an unauthorized form of
punishment, such as the death penalty. Unfortunately, the clerical mistake in the judgment of
conviction was not discovered until defendant had served thirty-two years, and may have
resulted in adverse consequences.
The trial justice was not without sympathy. He agreed that “somebody dropped the ball”
and that Mattatall “was not seen by the [p]arole [b]oard when he lawfully was entitled to see the
[p]arole [b]oard.” The state did not disagree that Mattatall’s parole eligibility was improperly
calculated. However, the trial justice also recognized that defendant currently was serving a
nonparolable term of imprisonment over which the parole board had no authority. He also
correctly acknowledged that, in the context of this case, the law does not permit the court to alter
the sentence without a finding that it was illegal. The trial justice pointed that out, and added:
“But I am nonetheless troubled by the circumstances.”
Neither the trial justice nor this Court can turn back time, nor can we speculate, one way
or the other, on what the parole board would have done had Mattatall timely appeared before the
board after he had served ten years of the sentence for second-degree murder. This unfortunate
circumstance cannot be corrected. We deem it appropriate, however, to exercise our supervisory
jurisdiction and afford defendant an opportunity to seek relief from the trial justice who has
patiently presided over this case for three decades. We fully recognize that “the exercise of
our supervisory jurisdiction is an extraordinary measure.” State v. Barros, 24 A.3d 1158, 1166
(R.I. 2011) (brackets omitted) (quoting State v. Feng, 421 A.2d 1258, 1273 (R.I. 1980)).
However, “this Court under its general supervisory powers can exercise its inherent power to
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fashion an appropriate remedy to serve the ends of justice.” Bates-Bridgmon v. Heong’s Market,
Inc., 152 A.3d 1137, 1145 (R.I. 2017) (quoting Clarke v. Morsilli, 723 A.2d 785, 786 (R.I. 1998)
(mem.)). We hold that, based upon the dilemma wrought by the erroneous judgment in this case,
the defendant may, within 120 days of the issuance of this opinion, file a motion to reduce the
sentence imposed as a habitual criminal in accordance with Rule 35 and the general laws, or a
motion to reduce the nonparolable portion of the sentence. See State v. O’Rourke, 463 A.2d
1328, 1331 (R.I. 1983) (noting that, in accordance with G.L. 1956 § 12-19-10, the Superior
Court’s authority to reduce a sentence under Rule 35 is limited to shortening the period of
imprisonment while not suspending any portion of a sentence the offender has commenced
serving).
We hasten to add that, although we deem this opportunity to seek a reduction in sentence
fully warranted under the circumstances before us, we are careful to make clear that our decision
applies to this case and this case only.
Conclusion
For the reasons set forth in this opinion, we affirm the judgment of the Superior Court
and remand this case to the Superior Court.
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STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS
SUPREME COURT – CLERK’S OFFICE
OPINION COVER SHEET
Title of Case State v. Stephen Mattatall.
No. 2018-263-C.A.
Case Number
(K1/83-12A)
Date Opinion Filed November 22, 2019
Suttell, C.J., Goldberg, Flaherty, Robinson, and
Justices
Indeglia, JJ.
Written By Associate Justice Maureen McKenna Goldberg
Source of Appeal Kent County Superior Court
Judicial Officer From Lower Court Associate Justice Robert D. Krause
For State:
Lauren S. Zurier
Department of Attorney General
Attorney(s) on Appeal
For Defendant:
Camille A. McKenna
Office of the Public Defender
SU‐CMS‐02A (revised June 2016)