Richard Lee Nicholson v. State of Indiana (mem. dec.) ( 2016 )

MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D), this
Memorandum Decision shall not be Jan 12 2016, 9:25 am
regarded as precedent or cited before any
court except for the purpose of establishing
the defense of res judicata, collateral
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Chris Palmer Gregory F. Zoeller
Indianapolis, Indiana Attorney General of Indiana
Chandra K. Hein
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Richard Lee Nicholson, January 12, 2016
Appellant-Defendant, Court of Appeals Case No.
48A02-1506-CR-605
v. Appeal from the Madison Circuit
Court
State of Indiana, The Honorable David A. Happe,
Appellee-Plaintiff. Judge
Trial Court Cause No.
48C04-1408-FC-1592
Brown, Judge.
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[1] Richard Lee Nicholson appeals his sentence for nonsupport of a dependent
child as a class C felony. Nicholson raises two issues which we revise and
restate as:
I. Whether the trial court abused its discretion in sentencing
him; and
II. Whether his sentence is inappropriate in light of the nature
of the offense and the character of the offender.
We affirm.
Facts and Procedural History
[2] Between June 15, 1999, and June 30, 2014, Nicholson knowingly failed to
provide support to his dependent child giving rise to a child support arrearage of
$27,482.72 as of June 30, 2014. On August 29, 2014, the State charged
Nicholson with nonsupport of a dependent child as a class C felony. On May
18, 2015, the court held a guilty plea and sentencing hearing at which
Nicholson pled guilty as charged. The court heard arguments as to sentencing
and found that the amount of the arrearage was nearly twice that required to
constitute a class C felony, that the amount of the arrearage and Nicholson’s
criminal history were aggravating circumstances, and that Nicholson’s guilty
plea without the benefit of a plea agreement and acceptance of responsibility
were mitigating circumstances. The court sentenced him to eight years with
four years suspended to probation and ordered that two years of his executed
time be served in the Department of Correction and two years at the Madison
County Work Release Facility.
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Discussion
I.
[3] The first issue is whether the trial court abused its discretion in sentencing
Nicholson. We review a trial court’s sentencing determination for an abuse of
discretion. Anglemyer v. State, 868 N.E.2d 482, 490 (Ind. 2007), clarified on reh’g,
875 N.E.2d 218 (Ind. 2007). An abuse of discretion occurs if the decision is
“clearly against the logic and effect of the facts and circumstances before the
court, or the reasonable, probable, and actual deductions to be drawn
therefrom.” Id. A trial court abuses its discretion if it: (1) fails “to enter a
sentencing statement at all;” (2) enters “a sentencing statement that explains
reasons for imposing a sentence—including a finding of aggravating and
mitigating factors if any—but the record does not support the reasons;” (3)
enters a sentencing statement that “omits reasons that are clearly supported by
the record and advanced for consideration;” or (4) considers reasons that “are
improper as a matter of law.” Id. at 490-491. The relative weight or value
assignable to reasons properly found, or those which should have been found, is
not subject to review for abuse of discretion. Id. at 491. We may review both
the written and oral sentencing statements in order to identify the findings of
the trial court. Harris v. State, 964 N.E.2d 920, 926 (Ind. Ct. App. 2012) (citing
McElroy v. State, 865 N.E.2d 584, 589 (Ind. 2007)), trans. denied.
[4] Nicholson contends that the trial court abused its discretion in sentencing him
to the maximum allowable sentence in order to send a message to other
potential offenders. At the sentencing hearing, Nicholson testified that his plan
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was to try to have his child support paid back as quickly as possible and that he
had a definite job and additional possible jobs. When asked what had changed
to make paying child support a priority, Nicholson stated:
. . . over the last six (6) months since I’ve been brought back to
Indiana, I realized that this is a necessity that’s gotta be taken
care of. Since I’ve been released from the penitentiary in Texas
in 2008, um, I made a lot of progress. Like I said, I’ve got a valid
driver’s license, I’ve enrolled myself in college. I’ve been doing a
lot more in the last year than I’ve ever done before to try to get
my life together. So this is just one more thing I’m gonna have to
work at.
Transcript at 13-14.
[5] After hearing arguments, the court stated:
Mr. Nicholson, the court has to consider a lot of factors in
determining what kind of sentence is appropriate for this offense,
. . . as has been discussed a little bit by the lawyers, that this
offense is a little bit different than other offenses. In someways
[sic] it doesn’t seem to lead directly to the kind of threat to public
safety and harm to other people that other crimes do, but it’s also
different in that this doesn’t involve a momentary lapse of
judgment or a bad decision you make one (1) intoxicated night.
Those things may be criminal too but this is an ongoing pattern
of behavior. One of the most sacred obligations that a human
can have is to care for their offspring, and day in day out, year
after year, you continued to thumb your noise [sic] at that
obligation that you had. And that had consequences for other
people . . . . And that went on and on and on and you did
nothing about it. The civil collection process worked diligently
as shown in the CCS that’s part of the pre-sentence investigation
report. There were efforts that were tried in the support court to
remind you of the obligation that you had, and to try to enforce
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that obligation. They used some of the post [sic] powerful civil
enforcement tools that the [sic] had. They issued body
attachments for your arrest, they punished you with short term
incarceration to try to get you refocused and get your attention.
And you chose to ignore all that. It’s also relevant the amount of
the support that’s owed here. And an aggravating factor is that
the amount of the support arrearage here is nearly twice that
which is required to constitute a C Felony. . . . When you’re not
there paying support, and you’re absent, your [sic] also not doing
the other things that a parent should do that helps that child find
its way in the world and learn how to live in the world, and there
are consequences for that. There need to be strong
consequences, Mr. Nicholson. As the prosecutor pointed out,
he’s heard my speech before so he knows that I tell people this is
not a collection court. We are far past that. We are here to be one of the
things that helps the collection court work. In order for that collection
process to work there has to be a credible threat that if you thumb your
nose at it, year after year, and don’t worry about the obligation you have
to your child, there will be a reckoning, and there will be consequences.
So we’re here to help other people understand that obligation in part. . . .
Id. at 18-20 (emphasis added).
[6] Nicholson asserts that the emphasized portion of the court’s comments suggest
vindictive justice rather than any attempt to reform him and that the
implication is that he is being punished in order to set an example for other
potential future offenders. He also argues that rehabilitation for him would
mean an opportunity to begin repaying his obligation to the State immediately
rather than after two years of incarceration. The State argues that, when
viewed in context, it is clear that the court’s statements described the nature and
circumstances of Nicholson’s offense and responded to Nicholson’s argument
that he was a changed man.
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[7] Based on the record, in light of Nicholson’s testimony and the various efforts to
collect the accumulated arrearage, we cannot say that the court’s comments
show that its sentence of eight years with four years executed, with two years of
the executed term served on work release, was entered to be vindictive or
merely to set an example for other potential future offenders. The court did not
abuse its discretion in sentencing Nicholson.1
II.
[8] The next issue is whether Nicholson’s sentence is inappropriate in light of the
nature of the offense and his character. Indiana Appellate Rule 7(B) provides
that this court “may revise a sentence authorized by statute if, after due
consideration of the trial court’s decision, [we find] that the sentence is
inappropriate in light of the nature of the offense and the character of the
offender.” Under this rule, the burden is on the defendant to persuade the
appellate court that his or her sentence is inappropriate. Childress v. State, 848
N.E.2d 1073, 1080 (Ind. 2006).
[9] Nicholson maintains that his offense was not the worst sort of offense for which
a maximum sentence would be warranted. He argues that his offense was one
of neglect of financial responsibility rather than a deliberate violent attack on
1
To the extent Nicholson cites Article 1, Section 18, of the Indiana Constitution, which provides that “[t]he
penal code shall be founded on the principles of reformation, and not of vindictive justice,” we observe that
the Indiana Supreme Court has held that “particularized, individual applications are not reviewable under
Article 1, Section 18 because Section 18 applies to the penal code as a whole and does not protect fact-specific
challenges.” Ratliff v. Cohn, 693 N.E.2d 530, 542 (Ind. 1998), reh’g denied.
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another person, that he pled guilty without the benefit of any plea agreement,
and that he secured employment and had prospects for additional part-time
work as well so that he could repay his obligation. He states that his biological
father died, his stepfather was an abusive alcoholic, that he began abusing
alcohol at the age of fifteen or sixteen, and that he fathered the child in this case
when he was sixteen or seventeen years old. He also argues that his adult
criminal history primarily consists of minor offenses until he was sentenced for
robbery in 2008, that while in prison he participated in an inpatient treatment
program, and that he has not committed further offenses since his release.
[10] The State notes that the amount of the support arrearage was nearly twice that
required to constitute a class C felony, and that, despite being issued four
contempt citations and being incarcerated for failing to pay, Nicholson did not
change his behavior in the slightest. It further contends that Nicholson’s
character does not warrant revision as he has no interest in providing financial
or emotional support for his child, he has amassed quite a criminal history, and
he has violated conditions of probation, parole, and work release.
[11] To the extent Nicholson argues he received the maximum sentence, we note
that the court suspended four years of his sentence and ordered that two years
of his executed sentence be served on work release. Thus, we cannot say that
he received the maximum executed sentence. See Davidson v. State, 926 N.E.2d
1023, 1025 (Ind. 2010) (noting that in reviewing sentences pursuant to Ind.
Appellate Rule 7(B), we may consider not only the appropriateness of the
aggregate length of the sentence, but also “whether a portion of the sentence is
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ordered suspended or otherwise crafted using any of the variety of sentencing
tools available to the trial judge”).
[12] Our review of the nature of the offenses reveals that, between June 15, 1999,
and June 30, 2014, Nicholson knowingly failed to provide support to his
dependent child giving rise to unpaid child support due and owing in the
amount of $27,482.72 as of June 30, 2014. The chronological case summary
for the paternity action indicates that a voluntary petition to establish paternity
was filed in June 1999 and that Nicholson was ordered to pay support in the
amount of thirty-seven dollars per week commencing June 18, 1999. An entry
in August 1999 states that Nicholson had an arrearage of $259 and that he was
ordered to pay ten dollars per week towards the arrearage in addition to his
weekly support obligation of thirty-seven dollars. Additional entries in the
paternity action indicate that Nicholson was found in contempt in September
1999 at which time he had an arrearage of $407, in February 2000 at which
time his arrearage was $968, in May 2001 when his arrearage was $3,233, and
in August 2003 when his arrearage was $7,300.60. An entry in August 2004
shows Nicholson had an arrearage of $8,342.27 and the court issued a body
attachment. An entry in June 2008 states that he had an arrearage of
$15,850.22 and that a body attachment would issue. An entry in July 2014
states that Nicholson’s total arrearage was $27,482.22, that he was in contempt
of court, and that he had been incarcerated between August 2008 and 2013.
[13] Our review of the character of the offender reveals that Nicholson pled guilty
without the benefit of a plea agreement. He testified at the sentencing hearing
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that the PSI, which was prepared on May 4, 2015, stated he had reported he did
not have a plan to pay child support and did not have employment, and that,
since then, he was able to develop a plan and he now had one definite job and
additional prospects for other jobs. He stated that he has been assured he has a
position available with My Personal Gardener as soon as he was released, that
he worked for Two Guys and a Truck ten or fifteen years ago and they are
hiring drivers now, and that he has a construction background and could find
construction work if those two failed. He indicated that his plan was to try to
have his child support paid back as quickly as possible starting on a weekly
basis, that since 1999 he had not been able to develop a plan, and that “[s]ince
’99 I hadn’t really planned on much of anything. I’ve been screwing up a lot.”
Transcript at 12. He stated that he moved to North Carolina where his brother
lives, he obtained a job there within twenty-four hours, he was arrested on this
charge before he received his first paycheck, he has made a lot of progress since
he was released from the penitentiary in Texas, and that, since he was brought
back to Indiana, he “realized that this is a necessity that’s gotta be taken care
of.” Id. at 13.
[14] According to the PSI, as a juvenile Nicholson was adjudicated delinquent for
leaving home without the permission of a parent or guardian, for which he was
placed on formal probation, and charged with a curfew violation, for which he
was warned and released. As an adult, he committed the offense of operator
never licensed as a class C misdemeanor and several counts of check deception
in 1999. For check deception, he first received suspended sentences which were
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later reinstated in whole or in part after he admitted to having violated his
probation. He was sentenced for possession of marijuana as a class A
misdemeanor and possession of an alcoholic beverage by a minor in 2000, theft
as a class D felony in 2003, possession of marijuana as a class A misdemeanor
in 2004, driving while intoxicated in 2005, public intoxication as a class B
misdemeanor and battery resulting in a bodily injury as a class A misdemeanor
in 2006, public intoxication as a class B misdemeanor in 2007, robbery as a
second degree felony in Nueces County, Texas, in 2008, for which he was
sentenced to five years in the Texas Department of Criminal Justice, and
criminal mischief in April 2015.
[15] The PSI also states that Nicholson had been “placed at the Hawthorne House a
couple of times,” that he “has been on probation and parole and has violated
both, resulting in at least partial revocation of his suspended sentences,” and
that he has “been sentenced to work release and has violated the same.”
Appellant’s Appendix at 43. The PSI further indicates that Nicholson reported
that his father is deceased and that his mother’s husband is an alcoholic and
abusive, causing him to leave home on a number of occasions. He further
reported that he began using alcohol on a regular basis at age fifteen or sixteen,
he last used alcohol in December 2014, he has used marijuana, cocaine, Xanax,
and Klonopin, he participated in a seven-month inpatient treatment program at
the Texas Department of Correction in 2013, and that he does not believe he
has any issues with chemical addictions at present and does not see the need for
additional substance abuse treatment.
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[16] After due consideration, we conclude that Nicholson has not sustained his
burden of establishing that his sentence of eight years with four years executed,
with two years of the executed term served on work release, is inappropriate in
light of the nature of the offense and his character.
Conclusion
[17] For the foregoing reasons, we affirm Nicholson’s sentence for nonsupport of a
dependent child as a class C felony.
[18] Affirmed.
Kirsch, J., and Mathias, J., concur.
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