Salerno v. Interior ( 2017 )


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  •        NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    RICK D. SALERNO,
    Petitioner
    v.
    DEPARTMENT OF THE INTERIOR,
    Respondent
    ______________________
    2017-1145
    ______________________
    Petition for review of the Merit Systems Protection
    Board in No. SF-1221-14-0756-B-1.
    ______________________
    Decided: November 17, 2017
    ______________________
    RICK D. SALERNO, Manassas, VA, pro se.
    MICHAEL D. SNYDER, Commercial Litigation Branch,
    Civil Division, United States Department of Justice,
    Washington, DC, for respondent. Also represented by
    BENJAMIN C. MIZER, ROBERT E. KIRSCHMAN, JR., DEBORAH
    A. BYNUM.
    ______________________
    Before NEWMAN, MAYER, and O’MALLEY, Circuit Judges.
    2                                     SALERNO   v. INTERIOR
    NEWMAN, Circuit Judge.
    Rick D. Salerno appeals the Final Decision of the Mer-
    it Systems Protection Board (MSPB or Board) affirming
    the Department of the Interior’s decision to suspend him
    for 30 days from his employment with the Bureau of Land
    Management (BLM). 1 The suspension was based on
    Salerno’s allegedly improper use of a personal credit card
    for official purchases.
    Mr. Salerno argues that the suspension was in retali-
    ation for his having filed a whistleblowing disclosure to
    the Office of Special Counsel (OSC). He also alleged other
    improprieties in connection with his suspension. The
    administrative judge (AJ) to whom the matter was as-
    signed denied his request for witnesses or deposition
    evidence regarding matters other than the issue of his
    credit card use. On appellate review, we conclude that
    the evidence before the MSPB supported the 30-day
    suspension; that decision is affirmed.
    BACKGROUND
    Mr. Salerno was employed as a Telecommunications
    Specialist with the BLM in Moreno Valley, California. On
    January 10, 2013, Mr. Salerno received a letter of repri-
    mand, instructing that all work-related purchases must
    be made with his government purchase card and that he
    must receive prior authorization before making such
    purchases, which would include receipt of a fund code for
    each purchase. In February of 2013, Mr. Salerno submit-
    ted a disclosure to OSC describing asserted violations of
    law, rule, or regulation, relating primarily to the BLM’s
    alleged non-compliance with communication security laws
    and regulations.
    1  Salerno v. Dep’t of the Interior, MSPB Docket No.
    SF-1221-14-0756-B-1 (Sept. 1, 2016).
    SALERNO   v. INTERIOR                                       3
    On December 11, 2013, the BLM imposed a 2-day
    suspension on Mr. Salerno, stating that he had again
    violated the instructions to use only his government
    purchase card for official purchases. On January 9, 2014,
    Mr. Salerno informed his supervisor that he “chose to
    purchase” a radio antenna for the Ridgecrest Chief Rang-
    er “using my personal credit card” in order to expedite the
    purchase and to have the antenna on hand for his sched-
    uled return to Ridgecrest the following week. At the time
    of the purchase, Mr. Salerno had neither requested nor
    received a fund code, but this was remedied the afternoon
    of the purchase, and the charge was promptly transferred
    to the government purchase card.
    On January 27, 2014, the District Fire Management
    Officer proposed to suspend Mr. Salerno for 30 days for
    failure to follow instructions relating to official purchases.
    Mr. Salerno provided a written reply, explaining the
    reason for his action. The 30-day suspension was duly
    imposed, and was served beginning May 5, 2014. After
    completion of the suspension and his return to service,
    Mr. Salerno resigned his position on August 20, 2014.
    Mr. Salerno brought an individual right of action
    (IRA) appeal to the MSPB, alleging retaliation in violation
    of the Whistleblower Protection Act (WPA). The Board,
    applying 5 U.S.C. § 1221(e)(1) and the “knowledge/timing”
    test, held that Mr. Salerno had made a non-frivolous
    allegation that his 2013 disclosure to the OSC was a
    contributing factor to the 30-day suspension.
    The AJ held a hearing, concentrating on the question
    of whether the agency would have taken the same action
    in the absence of the protected disclosure. The AJ de-
    clined to receive evidence concerning the content of Mr.
    Salerno’s whistleblowing disclosure, and denied his re-
    quests for discovery related to the security concerns he
    had reported to OSC. On this appeal, Mr. Salerno does
    not dispute the facts concerning credit card usage, and
    4                                       SALERNO   v. INTERIOR
    presses the import of his OSC disclosure as well as claims
    of a hostile work environment.
    The AJ held, after a hearing in which Mr. Salerno and
    agency witnesses testified, that the agency had estab-
    lished, by clear and convincing evidence, that it would
    have taken the same action in the absence of the protect-
    ed disclosure. The Board affirmed, and Mr. Salerno
    appeals.
    DISCUSSION
    We review the Board’s decision to determine whether
    it was “(1) arbitrary, capricious, an abuse of discretion, or
    otherwise not in accordance with law; (2) obtained with-
    out procedures required by law, rule, or regulation having
    been followed; or (3) unsupported by substantial evi-
    dence.” 5 U.S.C. § 7703(c); see Whitmore v. Dep’t of Labor,
    
    680 F.3d 1353
    , 1366 (Fed. Cir. 2012). “Substantial evi-
    dence . . . means such relevant evidence as a reasonable
    mind might accept as adequate to support a conclusion.”
    Consol. Edison Co. of N.Y. v. NLRB, 
    305 U.S. 197
    , 229
    (1938).
    The AJ received testimony from the BLM supervisors
    and deciding officials that they were either unaware of
    the OSC disclosure or unaware of its contents. There was
    no dispute as to the facts of the asserted lapses concern-
    ing advance authorization and use of the government card
    for official purchases. Mr. Salerno testified, without
    contradiction, that he obtained the requisite authorization
    later on the same day as the purchase of the antenna
    ($58) and promptly instructed the vendor to change the
    charge from his personal card to his government card. He
    justified his action by the need to expedite ordering the
    requisite antenna, in order to have it on hand for his
    forthcoming trip to Ridgecrest.
    A protected disclosure does not shield employees from
    the consequences of wrongful conduct, unless the protect-
    SALERNO   v. INTERIOR                                      5
    ed disclosure is a factor in the action taken. See 5 U.S.C.
    § 1221(e)(2); Carr v. Soc. Sec. Admin., 
    185 F.3d 1318
    ,
    1325–26 (Fed. Cir. 1999) (“[T]he WPA is not meant to
    protect employees from their own misconduct”; rather,
    “the WPA shields an employee only to the extent the
    record supports a finding that he would not have been
    disciplined except for his status as a whistleblower”)
    (internal citations and quotations omitted). The AJ and
    Board applied the factors set forth in Carr to determine
    whether the agency would have taken the same personnel
    action in the absence of the protected disclosure: (1) the
    strength of the agency’s evidence in support of its person-
    nel action; (2) the existence and strength of any motive to
    retaliate on the part of the agency officials who were
    involved in the decision; and (3) any evidence that the
    agency takes or has taken similar actions against similar-
    ly situated employees who are not whistleblowers. See
    
    Carr, 185 F.3d at 1323
    ; see also Miller v. Dep’t of Justice,
    
    842 F.3d 1252
    , 1257 (Fed. Cir. 2016) (applying the Carr
    factors); Fellhoelter v. Dep’t of Agric., 
    568 F.3d 965
    , 971
    (Fed. Cir. 2009) (same).
    With respect to the first Carr factor, the parties do not
    dispute the facts that led to the January 10, 2013 repri-
    mand, the December 11, 2013 two-day suspension, or
    those relating to the January 9, 2014 purchase of the
    antenna. The Associate District Manager testified that,
    in his view, this third violation, although able to be
    promptly corrected, showed that early instructions to
    comply with the rules had not been effective, and that the
    30-day suspension was needed “to get Mr. Salerno's
    attention.” SAppx21. The government refers to testimo-
    ny that Mr. Salerno was a person of independent mind,
    who would do what he believed to be “morally right.”
    Gov’t Br. 16.
    With respect to the second Carr factor, on whether
    there was a motive to retaliate, the AJ deemed credible
    the testimony of the supervisor who proposed Mr. Saler-
    6                                      SALERNO   v. INTERIOR
    no’s suspension, who testified that he was not aware of
    Mr. Salerno’s OSC disclosure. SAppx19–20. Mr. Saler-
    no’s supervisors also testified that they were not aware
    that he had filed an OSC disclosure or its content, alt-
    hough it was not disputed that he had so informed his
    immediate work leader. 
    Id. The AJ
    stated that this
    testimony was credible. 
    Id. at 20–21.
    A BLM human
    resources specialist testified that a 30-day suspension was
    the lowest table penalty for a third infraction. 
    Id. at 17.
    The AJ also received testimony concerning uneasy job-site
    relationships, and that Mr. Salerno's job performance had
    consistently been rated “fully successful.” 
    Id. at 19.
        On the third Carr factor, the AJ heard from the Asso-
    ciate District Manager that Mr. Salerno was the only
    employee whose failure to follow instructions was not
    corrected by a 2-day suspension. 
    Id. at 35.
        Mr. Salerno on appeal stresses the concerns that were
    the subject of his whistleblowing, and mentions several
    other areas of concern regarding his work environment.
    We conclude, however, that the Board did not err in
    approving the AJ’s decision to limit the evidence received
    to the 30-day suspension. The Board found that the
    evidence supported this penalty for a third credit card-
    related transgression. This finding is supported by sub-
    stantial evidence, and is affirmed. 2
    AFFIRMED
    No costs.
    2    We deny Mr. Salerno’s motions for temporary re-
    lief (Docket Entries 18 and 20).