Jack Daniel's Properties, Inc. v. VIP Products LLC ( 2023 )


Menu:
  • (Slip Opinion)              OCTOBER TERM, 2022                                       1
    Syllabus
    NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
    being done in connection with this case, at the time the opinion is issued.
    The syllabus constitutes no part of the opinion of the Court but has been
    prepared by the Reporter of Decisions for the convenience of the reader.
    See United States v. Detroit Timber & Lumber Co., 
    200 U. S. 321
    , 337.
    SUPREME COURT OF THE UNITED STATES
    Syllabus
    JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS
    LLC
    CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
    THE NINTH CIRCUIT
    No. 22–148.     Argued March 22, 2023—Decided June 8, 2023
    The Lanham Act, the core federal trademark statute, defines a trade-
    mark by its primary function: identifying a product’s source and dis-
    tinguishing that source from others. In serving that function, trade-
    marks help consumers select the products they want to purchase (or
    avoid) and help producers reap the financial rewards associated with
    a product’s good reputation. To help protect trademarks, the Lanham
    Act creates federal causes of action for trademark infringement and
    trademark dilution. In a typical infringement case, the question is
    whether the defendant’s use of a mark is “likely to cause confusion, or
    to cause mistake, or to deceive.”            
    15 U. S. C. §§1114
    (1)(A),
    1125(a)(1)(A). In a typical dilution case, the question is whether the
    defendant “harm[ed] the reputation” of a famous trademark.
    §§1125(c)(2)(A), (C).
    Respondent VIP Products makes a squeaky, chewable dog toy de-
    signed to look like a bottle of Jack Daniel’s whiskey. But not entirely.
    On the toy, for example, the words “Jack Daniel’s” become “Bad Span-
    iels.” And “Old No. 7 Brand Tennessee Sour Mash Whiskey” turns into
    “The Old No. 2 On Your Tennessee Carpet.” These jokes did not im-
    press petitioner Jack Daniel’s Properties, which owns trademarks in
    the distinctive Jack Daniel’s bottle and in many of the words and
    graphics on its label.
    Soon after the Bad Spaniels toy hit the market, Jack Daniel’s de-
    manded that VIP stop selling it. VIP filed suit, seeking a declaratory
    judgment that Bad Spaniels neither infringed nor diluted Jack Dan-
    iel’s trademarks. Jack Daniel’s counterclaimed for infringement and
    dilution. At summary judgment, VIP argued that Jack Daniel’s in-
    fringement claim failed under the so-called Rogers test—a threshold
    2     JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Syllabus
    test developed by the Second Circuit and designed to protect First
    Amendment interests in the trademark context. See Rogers v. Gri-
    maldi, 
    875 F. 2d 994
    . When “expressive works” are involved, VIP con-
    tended, that test requires dismissal of an infringement claim at the
    outset unless the complainant can show either (1) that the challenged
    use of a mark “has no artistic relevance to the underlying work” or (2)
    that it “explicitly misleads as to the source or the content of the work.”
    
    Id., at 999
    . Because Jack Daniel’s could not make that showing, VIP
    claimed, the Lanham Act’s statutory “likelihood of confusion” standard
    became irrelevant. And as for the dilution claim, VIP urged that Jack
    Daniel’s could not succeed because Bad Spaniels was a parody of Jack
    Daniel’s and therefore made “fair use” of its famous marks.
    §1125(c)(3)(A)(ii).
    The District Court rejected both of VIP’s contentions for a common
    reason: because VIP had used the cribbed Jack Daniel’s features as
    trademarks—i.e., to identify the source of its own products. As the
    District Court saw it, when another’s trademark is used for “source
    identification,” Rogers does not apply, and instead the infringement
    suit turns on likelihood of confusion. The court likewise rejected VIP’s
    invocation of the fair-use exclusion, holding that parodies fall within
    that exclusion only when they do not use a famous mark to identify the
    source of the alleged diluter’s product. The case proceeded to a bench
    trial, where the District Court found that consumers were likely to be
    confused about the source of the Bad Spaniels toy and that the toy’s
    negative associations with dog excrement (e.g., “The Old No. 2”) would
    harm Jack Daniel’s reputation. The Ninth Circuit reversed. Finding
    the infringement claim subject to the threshold Rogers test, the Court
    of Appeals remanded the case to the District Court to decide whether
    Jack Daniel’s could satisfy either prong of that test. And the Court of
    Appeals awarded judgment on the dilution claim to VIP, holding that
    because Bad Spaniels parodies Jack Daniel’s, it falls under the “non-
    commercial use” exclusion. §1125(c)(3)(C). On remand, the District
    Court found that Jack Daniel’s could not satisfy either prong of Rogers,
    and so granted summary judgment to VIP on infringement. The Court
    of Appeals summarily affirmed.
    Held:
    1. When an alleged infringer uses a trademark as a designation of
    source for the infringer’s own goods, the Rogers test does not apply.
    Pp. 10–19.
    (a) The Second Circuit created the Rogers test for titles of “artistic
    works” based on its view that such titles have an “expressive element”
    implicating “First Amendment values” and carry only a “slight risk” of
    confusing consumers about the “source or content” of the underlying
    work. 875 F. 2d, at 998–1000. Over the decades, lower courts adopting
    Cite as: 
    599 U. S. ____
     (2023)                      3
    Syllabus
    Rogers have confined it to similar cases, in which a trademark is used
    not to designate a work’s source, but solely to perform some other ex-
    pressive function. See, e.g., Mattel, Inc. v. MCA Records, Inc., 
    296 F. 3d 894
    , 901 (use of the Barbie name in band’s song “Barbie Girl” was “not
    [as] a source identifier”). The same courts, though, routinely conduct
    likelihood-of-confusion analysis in cases where trademarks are used as
    trademarks—i.e., to designate source. See, e.g., Tommy Hilfiger Li-
    censing, Inc. v. Nature Labs, LLC, 
    221 F. Supp. 2d 410
    , 414–415 (pa-
    rodic pet perfumes did not trigger Rogers because defendant’s use of
    Tommy Hilfiger’s mark was “at least in part” for “source identifica-
    tion”). Thus, whatever Rogers’ merit—an issue on which this Court
    takes no position—it has always been a cabined doctrine: It has not
    insulated from ordinary trademark scrutiny the use of trademarks as
    trademarks.
    That conclusion fits trademark law, and reflects its primary mission.
    Consumer confusion about source—trademark law’s cardinal sin—is
    most likely to arise when someone uses another’s trademark as a
    trademark. In such cases, Rogers has no proper application. Nor does
    that result change because the use of a mark has other expressive con-
    tent. Under the Ninth Circuit’s approach, Bad Spaniels was automat-
    ically entitled to Rogers’ protection because it “communicate[d] a hu-
    morous message.” 
    953 F. 3d 1170
    , 1175. On that view, few trademark
    cases would ever get to the likelihood-of-confusion analysis. And the
    Ninth Circuit was mistaken to believe that the First Amendment de-
    manded such a result. When a mark is used as a source identifier, the
    First Amendment does not demand a threshold inquiry. Pp. 10–17.
    (b) In this case, VIP conceded that it used the Bad Spaniels trade-
    mark and trade dress as source identifiers. And VIP has said and done
    more in the same direction with respect to Bad Spaniels and other sim-
    ilar products. The only question remaining is whether the Bad Span-
    iels trademarks are likely to cause confusion. Although VIP’s effort to
    parody Jack Daniel’s does not justify use of the Rogers test, it may
    make a difference in the standard trademark analysis. This Court re-
    mands that issue to the courts below. Pp. 17–19.
    2. The Lanham Act’s exclusion from dilution liability for “[a]ny non-
    commerical use of a mark,” §1125(c)(3)(C), does not shield parody, crit-
    icism, or commentary when an alleged diluter uses a mark as a desig-
    nation of source for its own goods. The Ninth Circuit’s holding to the
    contrary puts the noncommercial exclusion in conflict with the stat-
    ute’s fair-use exclusion. The latter exclusion specifically covers uses
    “parodying, criticizing, or commenting upon” a famous mark owner,
    §1125(c)(3)(A)(ii), but does not apply when the use is “as a designation
    of source for the person’s own goods or services,” §1125(c)(3)(A). Given
    4     JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Syllabus
    that carve-out, parody is exempt from liability only if not used to des-
    ignate source. The Ninth Circuit’s expansive view of the noncommer-
    cial use exclusion—that parody is always exempt, regardless whether
    it designates source—effectively nullifies Congress’s express limit on
    the fair-use exclusion for parody. Pp. 19–20.
    
    953 F. 3d 1170
    , vacated and remanded.
    KAGAN, J., delivered the opinion for a unanimous Court. SOTOMAYOR,
    J., filed a concurring opinion, in which ALITO, J., joined. GORSUCH, J.,
    filed a concurring opinion, in which THOMAS and BARRETT, JJ., joined.
    Cite as: 
    599 U. S. ____
     (2023)                              1
    Opinion of the Court
    NOTICE: This opinion is subject to formal revision before publication in the
    United States Reports. Readers are requested to notify the Reporter of
    Decisions, Supreme Court of the United States, Washington, D. C. 20543,
    pio@supremecourt.gov, of any typographical or other formal errors.
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 22–148
    _________________
    JACK DANIEL’S PROPERTIES, INC., PETITIONER v.
    VIP PRODUCTS LLC
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE NINTH CIRCUIT
    [June 8, 2023]
    JUSTICE KAGAN delivered the opinion of the Court.
    This case is about dog toys and whiskey, two items sel-
    dom appearing in the same sentence. Respondent VIP
    Products makes a squeaky, chewable dog toy designed to
    look like a bottle of Jack Daniel’s whiskey. Though not en-
    tirely. On the toy, for example, the words “Jack Daniel’s”
    become “Bad Spaniels.” And the descriptive phrase “Old
    No. 7 Brand Tennessee Sour Mash Whiskey” turns into
    “The Old No. 2 On Your Tennessee Carpet.” The jokes did
    not impress petitioner Jack Daniel’s Properties. It owns
    trademarks in the distinctive Jack Daniel’s bottle and in
    many of the words and graphics on the label. And it be-
    lieved Bad Spaniels had both infringed and diluted those
    trademarks. Bad Spaniels had infringed the marks, the ar-
    gument ran, by leading consumers to think that Jack Dan-
    iel’s had created, or was otherwise responsible for, the dog
    toy. And Bad Spaniels had diluted the marks, the argu-
    ment went on, by associating the famed whiskey with, well,
    dog excrement.
    The Court of Appeals, in the decision we review, saw
    things differently. Though the federal trademark statute
    2   JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    makes infringement turn on the likelihood of consumer con-
    fusion, the Court of Appeals never got to that issue. On the
    court’s view, the First Amendment compels a stringent
    threshold test when an infringement suit challenges a so-
    called expressive work—here (so said the court), the Bad
    Spaniels toy. And that test knocked out Jack Daniel’s
    claim, whatever the likelihood of confusion. Likewise,
    Jack’s dilution claim failed—though on that issue the prob-
    lem was statutory. The trademark law provides that the
    “noncommercial” use of a mark cannot count as dilution. 
    15 U. S. C. §1125
    (c)(3)(C). The Bad Spaniels marks, the court
    held, fell within that exemption because the toy communi-
    cated a message—a kind of parody—about Jack Daniel’s.
    Today, we reject both conclusions. The infringement is-
    sue is the more substantial. In addressing it, we do not de-
    cide whether the threshold inquiry applied in the Court of
    Appeals is ever warranted. We hold only that it is not ap-
    propriate when the accused infringer has used a trademark
    to designate the source of its own goods—in other words,
    has used a trademark as a trademark. That kind of use
    falls within the heartland of trademark law, and does not
    receive special First Amendment protection. The dilution
    issue is more simply addressed. The use of a mark does not
    count as noncommercial just because it parodies, or other-
    wise comments on, another’s products.
    I
    A
    Start at square 1, with what a trademark is and does.
    The Lanham Act, the core federal trademark statute, de-
    fines a trademark as follows: “[A]ny word, name, symbol, or
    device, or any combination thereof ” that a person uses “to
    identify and distinguish his or her goods . . . from those
    manufactured or sold by others and to indicate the source
    of the goods.” §1127. The first part of that definition, iden-
    tifying the kind of things covered, is broad: It encompasses
    Cite as: 
    599 U. S. ____
     (2023)            3
    Opinion of the Court
    words (think “Google”), graphic designs (Nike’s swoosh),
    and so-called trade dress, the overall appearance of a prod-
    uct and its packaging (a Hershey’s Kiss, in its silver wrap-
    per). See Wal-Mart Stores, Inc. v. Samara Brothers, Inc.,
    
    529 U. S. 205
    , 209–210 (2000). The second part of the defi-
    nition describes every trademark’s “primary” function: “to
    identify the origin or ownership of the article to which it is
    affixed.” Hanover Star Milling Co. v. Metcalf, 
    240 U. S. 403
    ,
    412 (1916). Trademarks can of course do other things: catch
    a consumer’s eye, appeal to his fancies, and convey every
    manner of message. But whatever else it may do, a trade-
    mark is not a trademark unless it identifies a product’s
    source (this is a Nike) and distinguishes that source from
    others (not any other sneaker brand). See generally 1 J.
    McCarthy, Trademarks and Unfair Competition §3:1 (5th
    ed. 2023). In other words, a mark tells the public who is
    responsible for a product.
    In serving that function, trademarks benefit consumers
    and producers alike. A source-identifying mark enables
    customers to select “the goods and services that they wish
    to purchase, as well as those they want to avoid.” Matal v.
    Tam, 
    582 U. S. 218
    , 224 (2017). The mark “quickly and eas-
    ily assures a potential customer that this item—the item
    with this mark—is made by the same producer as other
    similarly marked items that he or she liked (or disliked) in
    the past.” Qualitex Co. v. Jacobson Products Co., 
    514 U. S. 159
    , 164 (1995). And because that is so, the producer of a
    quality product may derive significant value from its
    marks. They ensure that the producer itself—and not some
    “imitating competitor”—will reap the financial rewards as-
    sociated with the product’s good reputation. 
    Ibid.
    To help protect marks, the Lanham Act sets up a volun-
    tary registration system. Any mark owner may apply to the
    Patent and Trademark Office to get its mark placed on a
    federal register. Consistent with trademark law’s basic
    purpose, the lead criterion for registration is that the mark
    4   JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    “in fact serve as a ‘trademark’ to identify and distinguish
    goods.” 3 McCarthy §19:10 (listing the principal register’s
    eligibility standards). If it does, and the statute’s other cri-
    teria also are met, the registering trademark owner re-
    ceives certain benefits, useful in infringement litigation.
    See, e.g., Iancu v. Brunetti, 
    588 U. S. ___
    , ___ (2019) (slip
    op., at 2) (noting that “registration constitutes ‘prima facie
    evidence’ of the mark’s validity”). But the owner of even an
    unregistered trademark can “use [the mark] in commerce
    and enforce it against infringers.” 
    Ibid.
    The Lanham Act also creates a federal cause of action for
    trademark infringement. In the typical case, the owner of
    a mark sues someone using a mark that closely resembles
    its own. The court must decide whether the defendant’s use
    is “likely to cause confusion, or to cause mistake, or to de-
    ceive.” §§1114(1)(A), 1125(a)(1)(A). The “keystone” in that
    statutory standard is “likelihood of confusion.” See 4
    McCarthy §23:1. And the single type of confusion most
    commonly in trademark law’s sights is confusion “about the
    source of a product or service.” Moseley v. V Secret Cata-
    logue, Inc., 
    537 U. S. 418
    , 428 (2003); see 4 McCarthy §23:5.
    Confusion as to source is the bête noire of trademark law—
    the thing that stands directly opposed to the law’s twin
    goals of facilitating consumers’ choice and protecting pro-
    ducers’ good will.
    Finally, the Lanham Act creates a cause of action for the
    dilution of famous marks, which can succeed without like-
    lihood of confusion. See §1125(c); Moseley, 
    537 U. S., at 431
    .
    A famous mark is one “widely recognized” by the public as
    “designati[ng the] source” of the mark owner’s goods.
    §1125(c)(2)(A). Dilution of such a mark can occur “by tar-
    nishment” (as well as by “blurring,” not relevant here).
    §1125(c)(1). As the statute describes the idea, an “associa-
    tion arising from the similarity between” two marks—one
    of them famous—may “harm[ ] the reputation of the famous
    mark,” and thus make the other mark’s owner liable.
    Cite as: 
    599 U. S. ____
     (2023)            5
    Opinion of the Court
    §1125(c)(2)(C). But there are “[e]xclusions”—categories of
    activity not “actionable as dilution.” §1125(c)(3). One ex-
    clusion protects any “noncommercial use of a mark.”
    §1125(c)(3)(C). Another protects a “fair use” of a mark “in
    connection with . . . parodying, criticizing, or commenting
    upon the famous mark owner or [its] goods.”
    §1125(c)(3)(A)(ii). The fair-use exclusion, though, comes
    with a caveat. A defendant cannot get its benefit—even if
    engaging in parody, criticism, or commentary—when using
    the similar-looking mark “as a designation of source for the
    [defendant’s] own goods.” §1125(c)(3)(A). In other words,
    the exclusion does not apply if the defendant uses the simi-
    lar mark as a mark.
    B
    A bottle of Jack Daniel’s—no, Jack Daniel’s Old No. 7
    Tennessee Sour Mash Whiskey—boasts a fair number of
    trademarks. Recall what the bottle looks like (or better yet,
    retrieve a bottle from wherever you keep liquor; it’s proba-
    bly there):
    “Jack Daniel’s” is a registered trademark, as is “Old No. 7.”
    So too the arched Jack Daniel’s logo. And the stylized label
    6   JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    with filigree (i.e., twirling white lines). Finally, what might
    be thought of as the platform for all those marks—the whis-
    key’s distinctive square bottle—is itself registered.
    VIP is a dog toy company, making and selling a product
    line of chewable rubber toys that it calls “Silly Squeakers.”
    (Yes, they squeak when bitten.) Most of the toys in the line
    are designed to look like—and to parody—popular beverage
    brands. There are, to take a sampling, Dos Perros (cf. Dos
    Equis), Smella Arpaw (cf. Stella Artois), and Doggie Walker
    (cf. Johnnie Walker). VIP has registered trademarks in all
    those names, as in the umbrella term “Silly Squeakers.”
    In 2014, VIP added the Bad Spaniels toy to the line. VIP
    did not apply to register the name, or any other feature of,
    Bad Spaniels. But according to its complaint (further ad-
    dressed below), VIP both “own[s]” and “use[s]” the “ ‘Bad
    Spaniels’ trademark and trade dress.” App. 3, 11; see infra,
    at 8, 17. And Bad Spaniels’ trade dress, like the dress of
    many Silly Squeakers toys, is designed to evoke a distinc-
    tive beverage bottle-with-label. Even if you didn’t already
    know, you’d probably not have much trouble identifying
    which one.
    Cite as: 
    599 U. S. ____
     (2023)            7
    Opinion of the Court
    Bad Spaniels is about the same size and shape as an ordi-
    nary bottle of Jack Daniel’s. The faux bottle, like the origi-
    nal, has a black label with stylized white text and a white
    filigreed border. The words “Bad Spaniels” replace “Jack
    Daniel’s” in a like font and arch. Above the arch is an image
    of a spaniel. (This is a dog toy, after all.) Below the arch,
    “The Old No. 2 On Your Tennessee Carpet” replaces “Old
    No. 7 Tennessee Sour Mash Whiskey” in similar graphic
    form. The small print at the bottom substitutes “43% poo
    by vol.” and “100% smelly” for “40% alc. by vol. (80 proof ).”
    The toy is packaged for sale with a cardboard hangtag (so
    it can be hung on store shelves). Here is the back of the
    hangtag:
    At the bottom is a disclaimer: “This product is not affiliated
    with Jack Daniel Distillery.” In the middle are some warn-
    ings and guarantees. And at the top, most relevant here,
    are two product logos—on the left for the Silly Squeakers
    line, and on the right for the Bad Spaniels toy.
    8   JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    Soon after Bad Spaniels hit the market, Jack Daniel’s
    sent VIP a letter demanding that it stop selling the product.
    VIP responded by bringing this suit, seeking a declaratory
    judgment that Bad Spaniels neither infringed nor diluted
    Jack Daniel’s trademarks. The complaint alleged, among
    other things, that VIP is “the owner of all rights in its ‘Bad
    Spaniels’ trademark and trade dress for its durable rubber
    squeaky novelty dog toy.” App. 3; see supra, at 6. Jack
    Daniel’s counterclaimed under the Lanham Act for both
    trademark infringement and trademark dilution by tar-
    nishment.
    VIP moved for summary judgment on both claims. First,
    VIP argued that Jack Daniel’s infringement claim failed
    under a threshold test derived from the First Amendment
    to protect “expressive works”—like (VIP said) the Bad
    Spaniels toy. When those works are involved, VIP con-
    tended, the so-called Rogers test requires dismissal of an
    infringement claim at the outset unless the complainant
    can show one of two things: that the challenged use of a
    mark “has no artistic relevance to the underlying work” or
    that it “explicitly misleads as to the source or the content of
    the work.” Rogers v. Grimaldi, 
    875 F. 2d 994
    , 999 (CA2
    1989) (Newman, J.). Because Jack Daniel’s could make nei-
    ther showing, VIP argued, the likelihood-of-confusion issue
    became irrelevant. Second, VIP urged that Jack Daniel’s
    could not succeed on a dilution claim because Bad Spaniels
    was a “parody[ ]” of Jack Daniel’s, and therefore made “fair
    use” of its famous marks. §1125(c)(3)(A)(ii).
    The District Court rejected both contentions for a com-
    mon reason: because VIP had used the cribbed Jack Dan-
    iel’s features as trademarks—that is, to identify the source
    of its own products. In the court’s view, when “another’s
    trademark is used for source identification”—as the court
    thought was true here—the threshold Rogers test does not
    apply. App. to Pet. for Cert. 89a. Instead, the suit must
    address the “standard” infringement question: whether the
    Cite as: 
    599 U. S. ____
     (2023)            9
    Opinion of the Court
    use is “likely to cause consumer confusion.” 
    Ibid.
     And like-
    wise, VIP could not invoke the dilution provision’s fair-use
    exclusion. Parodies fall within that exclusion, the court ex-
    plained, only when the uses they make of famous marks do
    not serve as “a designation of source for the [alleged di-
    luter’s] own goods.” 
    Id.,
     at 104a (quoting §1125(c)(3)(A)).
    The case thus proceeded to a bench trial, where Jack
    Daniel’s prevailed. The District Court found, based largely
    on survey evidence, that consumers were likely to be con-
    fused about the source of the Bad Spaniels toy. See 
    291 F. Supp. 3d 891
    , 906–911 (D Ariz. 2018). And the court
    thought that the toy, by creating “negative associations”
    with “canine excrement,” would cause Jack Daniel’s “repu-
    tational harm.” 
    Id., at 903, 905
    .
    But the Court of Appeals for the Ninth Circuit reversed,
    ruling that the District Court had gotten the pretrial legal
    issues wrong. In the Ninth Circuit’s view, the infringement
    claim was subject to the threshold Rogers test because Bad
    Spaniels is an “expressive work”: Although just a dog toy,
    and “surely not the equivalent of the Mona Lisa,” it “com-
    municates a humorous message.” 
    953 F. 3d 1170
    , 1175
    (2020) (internal quotation marks omitted). The Court of
    Appeals therefore returned the case to the District Court to
    decide whether Jack Daniel’s could satisfy either of Rogers’
    two prongs. And the Ninth Circuit awarded judgment on
    the dilution claim to VIP. The court did not address the
    statutory exclusion for parody and other fair use, as the Dis-
    trict Court had. Instead, the Court of Appeals held that the
    exclusion for “noncommercial use” shielded VIP from liabil-
    ity. §1125(c)(3)(C). The “use of a mark may be ‘noncom-
    mercial,’ ” the court reasoned, “even if used to sell a prod-
    uct.” 953 F. 3d, at 1176 (internal quotation marks omitted).
    And here it was so, the court found, because it “parodies”
    and “comments humorously” on Jack Daniel’s. Id., at 1175;
    see id., at 1176.
    On remand, the District Court found that Jack Daniel’s
    10 JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    could not satisfy either prong of Rogers, and so granted
    summary judgment to VIP on infringement. Jack Daniel’s
    appealed, and the Ninth Circuit summarily affirmed.
    We then granted certiorari to consider the Court of Ap-
    peals’ rulings on both infringement and dilution. 
    598 U. S. ___
     (2022).
    II
    Our first and more substantial question concerns Jack
    Daniel’s infringement claim: Should the company have had
    to satisfy the Rogers threshold test before the case could
    proceed to the Lanham Act’s likelihood-of-confusion in-
    quiry?1 The parties address that issue in the broadest pos-
    sible way, either attacking or defending Rogers in all its
    possible applications. Today, we choose a narrower path.
    Without deciding whether Rogers has merit in other con-
    texts, we hold that it does not when an alleged infringer
    uses a trademark in the way the Lanham Act most cares
    about: as a designation of source for the infringer’s own
    goods. See §1127; supra, at 2–3. VIP used the marks de-
    rived from Jack Daniel’s in that way, so the infringement
    claim here rises or falls on likelihood of confusion. But that
    inquiry is not blind to the expressive aspect of the Bad
    Spaniels toy that the Ninth Circuit highlighted. Beyond
    source designation, VIP uses the marks at issue in an effort
    to “parody” or “make fun” of Jack Daniel’s. Tr. of Oral Arg.
    58, 66. And that kind of message matters in assessing con-
    fusion because consumers are not so likely to think that the
    maker of a mocked product is itself doing the mocking.
    A
    To see why the Rogers test does not apply here, first con-
    sider the case from which it emerged. The defendants there
    ——————
    1 To be clear, when we refer to “the Rogers threshold test,” we mean
    any threshold First Amendment filter.
    Cite as: 
    599 U. S. ____
     (2023)             11
    Opinion of the Court
    had produced and distributed a film by Federico Fellini ti-
    tled “Ginger and Fred” about two fictional Italian cabaret
    dancers (Pippo and Amelia) who imitated Ginger Rogers
    and Fred Astaire. When the film was released in the United
    States, Ginger Rogers objected under the Lanham Act to
    the use of her name. The Second Circuit rejected the claim.
    It reasoned that the titles of “artistic works,” like the works
    themselves, have an “expressive element” implicating
    “First Amendment values.” 875 F. 2d, at 998. And at the
    same time, such names posed only a “slight risk” of confus-
    ing consumers about either “the source or the content of the
    work.” 
    Id.,
     at 999–1000. So, the court concluded, a thresh-
    old filter was appropriate. When a title “with at least some
    artistic relevance” was not “explicitly misleading as to
    source or content,” the claim could not go forward. 
    Ibid.
    But the court made clear that it was not announcing a gen-
    eral rule. In the typical case, the court thought, the name
    of a product was more likely to indicate its source, and to be
    taken by consumers in just that way. See 
    id., at 1000
    .
    Over the decades, the lower courts adopting Rogers have
    confined it to similar cases, in which a trademark is used
    not to designate a work’s source, but solely to perform some
    other expressive function. So, for example, when the
    toymaker Mattel sued a band over the song “Barbie Girl”—
    with lyrics including “Life in plastic, it’s fantastic” and “I’m
    a blond bimbo girl, in a fantasy world”—the Ninth Circuit
    applied Rogers. Mattel, Inc. v. MCA Records, Inc., 
    296 F. 3d 894
    , 901 (2002). That was because, the court reasoned, the
    band’s use of the Barbie name was “not [as] a source iden-
    tifier”: The use did not “speak[ ] to [the song’s] origin.” 
    Id., at 900, 902
    ; see 
    id., at 902
     (a consumer would no more think
    that the song was “produced by Mattel” than would, “upon
    hearing Janis Joplin croon ‘Oh Lord, won’t you buy me a
    Mercedes Benz?,’ . . . suspect that she and the carmaker
    had entered into a joint venture”). Similarly, the Eleventh
    Circuit dismissed a suit under Rogers when a sports artist
    12 JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    depicted the Crimson Tide’s trademarked football uniforms
    solely to “memorialize” a notable event in “football history.”
    University of Ala. Bd. of Trustees v. New Life Art, Inc., 
    683 F. 3d 1266
    , 1279 (2012). And when Louis Vuitton sued be-
    cause a character in the film The Hangover: Part II de-
    scribed his luggage as a “Louis Vuitton” (though pronounc-
    ing it Lewis), a district court dismissed the complaint under
    Rogers. See Louis Vuitton Mallatier S. A. v. Warner Bros.
    Entertainment Inc., 
    868 F. Supp. 2d 172
     (SDNY 2012). All
    parties agreed that the film was not using the Louis Vuitton
    mark as its “own identifying trademark.” 
    Id., at 180
     (inter-
    nal quotation marks omitted). When that is so, the court
    reasoned, “confusion will usually be unlikely,” and the “in-
    terest in free expression” counsels in favor of avoiding the
    standard Lanham Act test. 
    Ibid.
    The same courts, though, routinely conduct likelihood-of-
    confusion analysis, without mentioning Rogers, when
    trademarks are used as trademarks—i.e., to designate
    source. See, e.g., JL Beverage Co., LLC v. Jim Beam Brands
    Co., 
    828 F. 3d 1098
    , 1102–1103, 1106 (CA9 2016); PlayNa-
    tion Play Systems, Inc. v. Velex Corp., 
    924 F. 3d 1159
    , 1164–
    1165 (CA11 2019). And the Second Circuit—Rogers’ home
    court—has made especially clear that Rogers does not apply
    in that context. For example, that court held that an off-
    shoot political group’s use of the trademark “United We
    Stand America” got no Rogers help because the use was as
    a source identifier. See United We Stand Am., Inc. v.
    United We Stand, Am. New York, Inc., 
    128 F. 3d 86
    , 93
    (1997). True, that slogan had expressive content. But the
    defendant group, the court reasoned, was using it “as a
    mark,” to suggest the “same source identification” as the
    original “political movement.” 
    Ibid.
     And similarly, the Sec-
    ond Circuit (indeed, the judge who authored Rogers) re-
    jected a motorcycle mechanic’s view that his modified ver-
    sion of Harley Davidson’s bar-and-shield logo was an
    Cite as: 
    599 U. S. ____
     (2023)           13
    Opinion of the Court
    expressive parody entitled to Rogers’ protection. See Har-
    ley-Davidson, Inc. v. Grottanelli, 
    164 F. 3d 806
    , 812–813
    (1999). The court acknowledged that the mechanic’s
    adapted logo conveyed a “somewhat humorous[ ]” message.
    
    Id., at 813
    . But his use of the logo was a quintessential
    “trademark use”: to brand his “repair and parts business”—
    through signage, a newsletter, and T-shirts—with images
    “similar” to Harley-Davidson’s. 
    Id., at 809
    , 812–813.
    The point is that whatever you make of Rogers—and
    again, we take no position on that issue—it has always been
    a cabined doctrine. If we put this case to the side, the Rog-
    ers test has applied only to cases involving “non-trademark
    uses”—or otherwise said, cases in which “the defendant has
    used the mark” at issue in a “non-source-identifying way.”
    S. Dogan & M. Lemley, Grounding Trademark Law
    Through Trademark Use, 
    92 Iowa L. Rev. 1669
    , 1684
    (2007); see 
    id.,
     at 1683–1684, and n. 58. The test has not
    insulated from ordinary trademark scrutiny the use of
    trademarks as trademarks, “to identify or brand [a defend-
    ant’s] goods or services.” 
    Id., at 1683
    .
    We offer as one last example of that limitation a case with
    a striking resemblance to this one. It too involved dog prod-
    ucts, though perfumes rather than toys. Yes, the defendant
    sold “a line of pet perfumes whose names parody elegant
    brands sold for human consumption.” Tommy Hilfiger Li-
    censing, Inc. v. Nature Labs, LLC, 
    221 F. Supp. 2d 410
    , 412
    (SDNY 2002) (Mukasey, J.). The product at issue was
    named Timmy Holedigger—which Tommy Hilfiger didn’t
    much like. The defendant asked for application of Rogers.
    The court declined it, relying on Harley-Davidson. See 
    221 F. Supp. 2d, at 414
    . Rogers, the court explained, kicks in
    when a suit involves solely “nontrademark uses of [a]
    mark—that is, where the trademark is not being used to
    indicate the source or origin” of a product, but only to con-
    vey a different kind of message. 
    221 F. Supp. 2d, at 414
    .
    14 JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    When, instead, the use is “at least in part” for “source iden-
    tification”—when the defendant may be “trading on the
    good will of the trademark owner to market its own
    goods”—Rogers has no proper role. 
    221 F. Supp. 2d, at
    414–
    415. And that is so, the court continued, even if the defend-
    ant is also “making an expressive comment,” including a
    parody of a different product. 
    Id., at 415
    . The defendant is
    still “mak[ing] trademark use of another’s mark,” and must
    meet an infringement claim on the usual battleground of
    “likelihood of confusion.” 
    Id., at 416
    .
    That conclusion fits trademark law, and reflects its pri-
    mary mission. From its definition of “trademark” onward,
    the Lanham Act views marks as source identifiers—as
    things that function to “indicate the source” of goods, and
    so to “distinguish” them from ones “manufactured or sold
    by others.” §1127; see supra, at 2–3. The cardinal sin under
    the law, as described earlier, is to undermine that function.
    See supra, at 3. It is to confuse consumers about source—
    to make (some of ) them think that one producer’s products
    are another’s. And that kind of confusion is most likely to
    arise when someone uses another’s trademark as a trade-
    mark—meaning, again, as a source identifier—rather than
    for some other expressive function. To adapt one of the
    cases noted above: Suppose a filmmaker uses a Louis Vuit-
    ton suitcase to convey something about a character (he is
    the kind of person who wants to be seen with the product
    but doesn’t know how to pronounce its name). See supra,
    at 12. Now think about a different scenario: A luggage man-
    ufacturer uses an ever-so-slightly modified LV logo to make
    inroads in the suitcase market. The greater likelihood of
    confusion inheres in the latter use, because it is the one con-
    veying information (or misinformation) about who is re-
    sponsible for a product. That kind of use “implicate[s] the
    core concerns of trademark law” and creates “the paradig-
    matic infringement case.” G. Dinwoodie & M. Janis, Con-
    fusion Over Use: Contextualism in Trademark Law, 92
    Cite as: 
    599 U. S. ____
     (2023)                     15
    Opinion of the Court
    Iowa L. Rev. 1597, 1636 (2007). So the Rogers test—which
    offers an escape from the likelihood-of-confusion inquiry
    and a shortcut to dismissal—has no proper application.2
    Nor does that result change because the use of a mark
    has other expressive content—i.e., because it conveys some
    message on top of source. Here is where we most dramati-
    cally part ways with the Ninth Circuit, which thought that
    because Bad Spaniels “communicates a humorous mes-
    sage,” it is automatically entitled to Rogers’ protection. 953
    F. 3d, at 1175 (internal quotation marks omitted). On that
    view, Rogers might take over much of the world. For trade-
    marks are often expressive, in any number of ways. Con-
    sider how one liqueur brand’s trade dress (beyond identify-
    ing source) tells a story, with a bottle in the shape of a friar’s
    habit connoting the product’s olden monastic roots:
    ——————
    2 That is not to say (far from it) that every infringement case involving
    a source-identifying use requires full-scale litigation. Some of those uses
    will not present any plausible likelihood of confusion—because of dissim-
    ilarity in the marks or various contextual considerations. And if, in a
    given case, a plaintiff fails to plausibly allege a likelihood of confusion,
    the district court should dismiss the complaint under Federal Rule of
    Civil Procedure 12(b)(6). See 6 McCarthy §32:121.75 (providing exam-
    ples).
    16 JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    Or take a band name that “not only identifies the band but
    expresses a view about social issues.” Tam, 582 U. S., at
    245 (opinion of ALITO, J.) (discussing “The Slants”). Or note
    how a mark can both function as a mark and have parodic
    content—as the court found in the Hilfiger/Holedigger liti-
    gation. See supra, at 13–14. The examples could go on and
    on. As a leading treatise puts the point, the Ninth Circuit’s
    expansion of Rogers “potentially encompasses just about
    everything” because names, phrases, symbols, designs, and
    their varied combinations often “contain some ‘expressive’
    message” unrelated to source. 6 McCarthy §31:144.50.
    That message may well be relevant in assessing the likeli-
    hood of confusion between two marks, as we address below.
    See infra, at 18–19. But few cases would even get to the
    likelihood-of-confusion inquiry if all expressive content trig-
    gered the Rogers filter. In that event, the Rogers exception
    would become the general rule, in conflict with courts’
    longstanding view of trademark law.
    The Ninth Circuit was mistaken to believe that the First
    Amendment demanded such a result. The court thought
    that trademark law would otherwise “fail[ ] to account for
    the full weight of the public’s interest in free expression.”
    953 F. 3d, at 1174. But as the Mattel (i.e., Barbie) court
    noted, when a challenged trademark use functions as
    “source-identifying,” trademark rights “play well with the
    First Amendment”: “Whatever first amendment rights you
    may have in calling the brew you make in your bathtub
    ‘Pepsi’ ” are “outweighed by the buyer’s interest in not being
    fooled into buying it.” 
    296 F. 3d, at 900
    . Or in less colorful
    terms: “[T]o the extent a trademark is confusing” as to a
    product’s source “the law can protect consumers and trade-
    mark owners.” Tam, 582 U. S., at 252 (Kennedy, J., concur-
    ring in part and concurring in judgment); see Friedman v.
    Rogers, 
    440 U. S. 1
    , 15 (1979) (rejecting a First Amendment
    challenge to a law restricting trade names because of the
    “substantial” interest in “protecting the public from [their]
    Cite as: 
    599 U. S. ____
     (2023)           17
    Opinion of the Court
    deceptive and misleading use”). Or yet again, in an espe-
    cially clear rendering: “[T]he trademark law generally pre-
    vails over the First Amendment” when “another’s trade-
    mark (or a confusingly similar mark) is used without
    permission” as a means of “source identification.” Yankee
    Publishing Inc. v. News Am. Publishing Inc., 
    809 F. Supp. 267
    , 276 (SDNY 1992) (Leval, J.) (emphasis deleted). So for
    those uses, the First Amendment does not demand a
    threshold inquiry like the Rogers test. When a mark is used
    as a mark (except, potentially, in rare situations), the like-
    lihood-of-confusion inquiry does enough work to account for
    the interest in free expression.
    B
    Here, the District Court correctly held that “VIP uses its
    Bad Spaniels trademark and trade dress as source identifi-
    ers of its dog toy.” See App. to Pet. for Cert. 105a. In fact,
    VIP conceded that point below. In its complaint, VIP al-
    leged that it both “own[s] and “use[s]” the “ ‘Bad Spaniels’
    trademark and trade dress for its durable rubber squeaky
    novelty dog toy.” App. 3, 11. The company thus represented
    in this very suit that the mark and dress, although not reg-
    istered, are used to “identify and distinguish [VIP’s] goods”
    and to “indicate [their] source.” §1127. (Registration of
    marks, you’ll recall, is optional. See supra, at 3–4.)
    In this Court, VIP says the complaint was a mere “form
    allegation”—a matter of “rote.” Tr. of Oral Arg. 73. But
    even if we knew what that meant, VIP has said and done
    more in the same direction. First, there is the way the prod-
    uct is marketed. On the hangtag, the Bad Spaniels logo sits
    opposite the concededly trademarked Silly Squeakers logo,
    with both appearing to serve the same source-identifying
    function. See supra, at 7. And second, there is VIP’s prac-
    tice as to other products in the Silly Squeakers line. The
    company has consistently argued in court that it owns,
    though has never registered, the trademark and trade dress
    18 JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    in dog toys like “Jose Perro” (cf. Jose Cuervo) and “Hein-
    ieSniff ’n” (cf. Heineken).3 And it has chosen to register the
    names of still other dog toys, including Dos Perros
    (#6176781), Smella Arpaw (#6262975), and Doggie Walker
    (#6213816). See supra, at 6. Put all that together, and
    more than “form” or “rote” emerges: VIP’s conduct is its own
    admission that it is using the Bad Spaniels (née Jack Dan-
    iel’s) trademarks as trademarks, to identify product source.
    Because that is so, the only question in this suit going
    forward is whether the Bad Spaniels marks are likely to
    cause confusion. There is no threshold test working to kick
    out all cases involving “expressive works.” But a trade-
    mark’s expressive message—particularly a parodic one, as
    VIP asserts—may properly figure in assessing the likeli-
    hood of confusion. See, e.g., Louis Vuitton Malletier S. A. v.
    Haute Diggity Dog, LLC, 
    507 F. 3d 252
    , 265 (CA4 2007)
    (Parody “influences the way in which the [likelihood-of-con-
    fusion] factors are applied”); Brief for United States as Ami-
    cus Curiae 17–22 (same). A parody must “conjure up”
    “enough of [an] original to make the object of its critical wit
    recognizable.” Campbell v. Acuff-Rose Music, Inc., 
    510 U. S. 569
    , 588 (1994) (internal quotation marks omitted).
    Yet to succeed, the parody must also create contrasts, so
    that its message of ridicule or pointed humor comes clear.
    And once that is done (if that is done), a parody is not often
    likely to create confusion. Self-deprecation is one thing;
    self-mockery far less ordinary. So although VIP’s effort to
    ridicule Jack Daniel’s does not justify use of the Rogers test,
    ——————
    3 See, e.g., VIP Products, LLC v. Tequila Cuervo La Rojena, S. A. de
    C. V., No. 20–cv–0319 (D Ariz., Feb. 11, 2020), ECF Doc. 1, p. 3 (“Jose
    Perro”); VIP Products, LLC v. Heineken USA, Inc., No. 13–cv–0319 (D
    Ariz., Feb. 13, 2013), ECF Doc. 1, pp. 3–4 (“HeinieSniff ’n”); VIP Products,
    LLC v. Pabst Brewing Co., No. 14–cv–2084 (D Ariz., Sept. 19, 2014), ECF
    Doc. 1, pp. 3–4 (“Blue Cats Trippin”) (cf. Pabst Blue Ribbon); VIP Prod-
    ucts, LLC v. Champagne Louis Roederer, S. A., No. 13–cv–2365 (D Ariz.,
    Nov. 18, 2013), ECF Doc. 1, pp. 3–4 (“Crispaw”) (cf. Cristal).
    Cite as: 
    599 U. S. ____
     (2023)            19
    Opinion of the Court
    it may make a difference in the standard trademark analy-
    sis. Consistent with our ordinary practice, we remand that
    issue to the courts below. See Cutter v. Wilkinson, 
    544 U. S. 709
    , 718, n. 7 (2005) (noting that this Court is generally “a
    court of review, not of first view”).
    III
    Our second question, more easily dispatched, concerns
    Jack Daniel’s claim of dilution by tarnishment (for the link-
    age of its whiskey to less savory substances). Recall that
    the Ninth Circuit dismissed that claim based on one of the
    Lanham Act’s “[e]xclusions” from dilution liability—for
    “[a]ny noncommercial use of a mark.” §1125(c)(3)(C); see
    supra, at 9. On the court’s view, the “use of a mark may be
    ‘noncommercial’ even if used to sell a product.” 953 F. 3d,
    at 1176 (internal quotation marks omitted). And VIP’s use
    is so, the court continued, because it “parodies” and “con-
    vey[s] a humorous message” about Jack Daniel’s. Id., at
    1175–1176. We need not express a view on the first step of
    that reasoning because we think the second step wrong.
    However wide the scope of the “noncommercial use” exclu-
    sion, it cannot include, as the Ninth Circuit thought, every
    parody or humorous commentary.
    To begin to see why, consider the scope of another of the
    Lanham Act’s exclusions—this one for “[a]ny fair use.” As
    described earlier, the “fair use” exclusion specifically covers
    uses “parodying, criticizing, or commenting upon” a famous
    mark owner. §1125(c)(3)(A)(ii); see supra, at 5. But not in
    every circumstance. Critically, the fair-use exclusion has
    its own exclusion: It does not apply when the use is “as a
    designation of source for the person’s own goods or ser-
    vices.” §1125(c)(3)(A). In that event, no parody, criticism,
    or commentary will rescue the alleged dilutor. It will be
    subject to liability regardless.
    The problem with the Ninth Circuit’s approach is that it
    20 JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    Opinion of the Court
    reverses that statutorily directed result, as this case illus-
    trates. Given the fair-use provision’s carve-out, parody
    (and criticism and commentary, humorous or otherwise) is
    exempt from liability only if not used to designate source.
    Whereas on the Ninth Circuit’s view, parody (and so forth)
    is exempt always—regardless whether it designates source.
    The expansive view of the “noncommercial use” exclusion
    effectively nullifies Congress’s express limit on the fair-use
    exclusion for parody, etc. Just consider how the Ninth Cir-
    cuit’s construction played out here. The District Court had
    rightly concluded that because VIP used the challenged
    marks as source identifiers, it could not benefit from the
    fair-use exclusion for parody. See App. to Pet. for Cert.
    105a; supra, at 8–9, 17–18. The Ninth Circuit took no issue
    with that ruling. But it shielded VIP’s parodic uses any-
    way. In doing so, the court negated Congress’s judgment
    about when—and when not—parody (and criticism and
    commentary) is excluded from dilution liability.
    IV
    Today’s opinion is narrow. We do not decide whether the
    Rogers test is ever appropriate, or how far the “noncommer-
    cial use” exclusion goes. On infringement, we hold only that
    Rogers does not apply when the challenged use of a mark is
    as a mark. On dilution, we hold only that the noncommer-
    cial exclusion does not shield parody or other commentary
    when its use of a mark is similarly source-identifying. It is
    no coincidence that both our holdings turn on whether the
    use of a mark is serving a source-designation function. The
    Lanham Act makes that fact crucial, in its effort to ensure
    that consumers can tell where goods come from.
    For the reasons stated, we vacate the judgment below
    and remand for further proceedings consistent with this
    opinion.
    It is so ordered.
    Cite as: 
    599 U. S. ____
     (2023)            1
    SOTOMAYOR, J., concurring
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 22–148
    _________________
    JACK DANIEL’S PROPERTIES, INC., PETITIONER v.
    VIP PRODUCTS LLC
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE NINTH CIRCUIT
    [June 8, 2023]
    JUSTICE SOTOMAYOR, with whom JUSTICE ALITO joins,
    concurring.
    I join the Court’s opinion in full. I write separately to
    emphasize that in the context of parodies and potentially
    other uses implicating First Amendment concerns, courts
    should treat the results of surveys with particular caution.
    As petitioner did here, plaintiffs in trademark infringement
    cases often commission surveys that purport to show that
    consumers are likely to be confused by an allegedly infring-
    ing product. Like any other evidence, surveys should be un-
    derstood as merely one piece of the multifaceted likelihood
    of confusion analysis. See, e.g., Uncommon, LLC v. Spigen,
    Inc., 
    926 F. 3d 409
    , 425 (CA7 2019). Courts should also
    carefully assess the methodology and representativeness of
    surveys, as many lower courts already do. See, e.g., Water
    Pik, Inc. v. Med-Systems, Inc., 
    726 F. 3d 1136
    , 1144–1150
    (CA10 2013); Starbucks Corp. v. Wolfe’s Borough Coffee,
    Inc., 
    588 F. 3d 97
    , 117 (CA2 2009).
    When an alleged trademark infringement involves a par-
    ody, however, there is particular risk in giving uncritical or
    undue weight to surveys. Survey answers may reflect a
    mistaken belief among some survey respondents that all
    parodies require permission from the owner of the parodied
    mark. Some of the answers to the survey in this case illus-
    trate this potential. See App. 81–82, n. 25 (“ ‘I’m sure the
    2   JACK DANIEL’S PROPERTIES, INC. v. VIP PRODUCTS LLC
    SOTOMAYOR, J., concurring
    dog toy company that made this toy had to get [Jack Dan-
    iel’s] permission and legal rights to essentially copy the[ir]
    product in dog toy form’ ”); 
    ibid.
     (“ ‘The bottle is mimicked
    after the Jack Daniel BBQ sauce. So they would hold the
    patent therefore you would have to ask permission to use
    the image’ ”); see also Anheuser-Busch, Inc. v. Balducci Pub-
    lications, 
    28 F. 3d 769
    , 772–773, 775 (CA8 1994) (describing
    a similar situation). Plaintiffs can point to this misunder-
    standing of the legal framework as evidence of consumer
    confusion. Cleverly designed surveys could also prompt
    such confusion by making consumers think about complex
    legal questions around permission that would not have
    arisen organically out in the world.
    Allowing such survey results to drive the infringement
    analysis would risk silencing a great many parodies, even
    ones that by other metrics are unlikely to result in the con-
    fusion about sourcing that is the core concern of the Lan-
    ham Act. See ante, at 4, 10, 14. Well-heeled brands with
    the resources to commission surveys would be handed an
    effective veto over mockery. After all, “[n]o one likes to be
    the butt of a joke, not even a trademark.” 6 J. McCarthy,
    Trademarks and Unfair Competition §31:153 (5th ed.
    2023). This would upset the Lanham Act’s careful balanc-
    ing of “the needs of merchants for identification as the pro-
    vider of goods with the needs of society for free communica-
    tion and discussion.” P. Leval, Trademark: Champion of
    Free Speech, 27 Colum. J. L. & Arts 187, 210 (2004). Courts
    should thus ensure surveys do not completely displace other
    likelihood-of-confusion factors, which may more accurately
    track the experiences of actual consumers in the market-
    place. Courts should also be attentive to ways in which sur-
    veys may artificially prompt such confusion about the law
    or fail to sufficiently control for it.
    Cite as: 
    599 U. S. ____
     (2023)           1
    GORSUCH, J., concurring
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 22–148
    _________________
    JACK DANIEL’S PROPERTIES, INC., PETITIONER v.
    VIP PRODUCTS LLC
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE NINTH CIRCUIT
    [June 8, 2023]
    JUSTICE GORSUCH, with whom JUSTICE THOMAS and
    JUSTICE BARRETT join, concurring.
    I am pleased to join the Court’s opinion. I write sepa-
    rately only to underscore that lower courts should handle
    Rogers v. Grimaldi, 
    875 F. 2d 994
     (CA2 1989), with care.
    Today, the Court rightly concludes that, even taken on its
    own terms, Rogers does not apply to cases like the one be-
    fore us. But in doing so, we necessarily leave much about
    Rogers unaddressed. For example, it is not entirely clear
    where the Rogers test comes from—is it commanded by the
    First Amendment, or is it merely gloss on the Lanham Act,
    perhaps inspired by constitutional-avoidance doctrine? 
    Id., at 998
    . For another thing, it is not obvious that Rogers is
    correct in all its particulars—certainly, the Solicitor Gen-
    eral raises serious questions about the decision. See Brief
    for United States as Amicus Curiae 23–28. All this remains
    for resolution another day, ante, at 13, and lower courts
    should be attuned to that fact.
    

Document Info

Docket Number: 22-148

Judges: Elana Kagan

Filed Date: 6/8/2023

Precedential Status: Precedential

Modified Date: 6/8/2023

Authorities (23)

VIP Prods., LLC v. Jack Daniel's Props., Inc. , 291 F. Supp. 3d 891 ( 2018 )

Water Pik, Inc. v. Med-Systems, Inc. , 726 F.3d 1136 ( 2013 )

University of Alabama Board of Trustees v. New Life Art, ... , 683 F.3d 1266 ( 2012 )

Ginger Rogers v. Alberto Grimaldi, Mgm/ua Entertainment Co.,... , 875 F.2d 994 ( 1989 )

Harley-Davidson, Inc., Plaintiff-Appellee-Cross-Appellant v.... , 164 F.3d 806 ( 1999 )

PlayNation Play Systems, Inc. v. Velex Corporation , 924 F.3d 1159 ( 2019 )

Mattel, Inc. v. MCA Records, Inc. , 296 F.3d 894 ( 2002 )

Louis Vuitton Mallatier S.A. v. Warner Bros. Entertainment ... , 868 F. Supp. 2d 172 ( 2012 )

Starbucks Corp. v. Wolfe's Borough Coffee, Inc. , 588 F.3d 97 ( 2009 )

Louis Vuitton Malletier S.A. v. Haute Diggity Dog, LLC , 507 F.3d 252 ( 2007 )

Anheuser-Busch, Inc. v. Balducci Publications Richard ... , 28 F.3d 769 ( 1994 )

Jl Beverage Co v. Jim Beam Brands Co. , 828 F.3d 1098 ( 2016 )

Yankee Publishing Inc. v. News America Publishing Inc. , 809 F. Supp. 267 ( 1992 )

Uncommon, LLC v. Spigen, Inc. , 926 F.3d 409 ( 2019 )

United States v. Detroit Timber & Lumber Co. , 26 S. Ct. 282 ( 1906 )

Hanover Star Milling Co. v. Metcalf , 36 S. Ct. 357 ( 1916 )

Friedman v. Rogers , 99 S. Ct. 887 ( 1979 )

Campbell v. Acuff-Rose Music, Inc. , 114 S. Ct. 1164 ( 1994 )

Qualitex Co. v. Jacobson Products Co. , 115 S. Ct. 1300 ( 1995 )

Tommy Hilfiger Licensing, Inc. v. Nature Labs, LLC , 221 F. Supp. 2d 410 ( 2002 )

View All Authorities »