State of Tennessee v. Keontis Dontrell Cunningham ( 2021 )

08/27/2021
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs July 13, 2021
STATE OF TENNESSEE v. KEONTIS DONTRELL CUNNINGHAM
Appeal from the Circuit Court for Bedford County
No. 2019-CR-18995 M. Wyatt Burk, Judge
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No. M2020-00874-CCA-R3-CD
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A Bedford County jury convicted the defendant, Keontis Dontrell Cunningham, of two
counts of aggravated assault, and the trial court imposed an effective sentence of five years’
incarceration. On appeal, the defendant challenges the sufficiency of the evidence
supporting his convictions and argues the trial court erred in instructing the jury on self-
defense. Following our review of the briefs, the record, and the applicable law, we affirm
the judgments of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed
J. ROSS DYER, J., delivered the opinion of the court, in which ROBERT L. HOLLOWAY, JR.,
and TIMOTHY L. EASTER, JJ., joined.
Michael Auffinger (at trial and on appeal), Murfreesboro, Tennessee, for the appellant,
Keontis Dontrell Cunningham.
Herbert H. Slatery III, Attorney General and Reporter; T. Austin Watkins, Assistant
Attorney General; Robert J. Carter, District Attorney General; and Michael D. Randles,
Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
Facts and Procedural History
On the evening of August 31, 2018, the defendant, Keontis Dontrell Cunningham,
shot and injured the victim, Francisco Carrillo Rojas, during a drug transaction outside of
a home in Bedford County, Tennessee. Prior to the shooting, Lizeth Gonzalez and Mickaja
Cannon were in Ms. Gonzalez’s white Toyota Camry at the Park Trail Apartments when
the defendant, Zolan Miles, and Malik Lottie approached Ms. Gonzalez’s vehicle. Ms.
Cannon had previously dated Mr. Lottie and knew the other men. The three men entered
the back seat of the vehicle. Mr. Miles sat behind Ms. Gonzalez who was in the driver’s
seat, Mr. Lottie sat in the middle, and the defendant sat behind Ms. Cannon who was in the
passenger’s seat. Ms. Cannon “wanted to buy weed,” and as the group drove around, she
communicated with the victim in order to do so. Ms. Gonzalez testified that the men in the
group, including the defendant, knew Ms. Cannon was attempting to purchase marijuana.
The victim testified that he began communicating with Ms. Cannon on Instagram
prior to August 31, 2018. Ms. Cannon wanted to purchase marijuana, the victim told her
that he “could find it for her,” and the two planned to meet near a Kroger in a strip mall in
Shelbyville on August 31 for the exchange.
Before meeting Ms. Cannon, the victim went shopping in Murfreesboro with his
friends, Savannah Da Costa and Francisco Zambrano. When they returned from
Murfreesboro, Ms. Da Costa felt sick, and the group went to Ms. Da Costa’s home instead
of meeting Ms. Cannon at the strip mall. Because the plans had changed, the victim
provided Ms. Cannon with Ms. Da Costa’s address in order to complete the drug
transaction. After receiving the address, Ms. Gonzalez drove Ms. Cannon, the defendant,
Mr. Lottie, and Mr. Miles to Ms. Da Costa’s home and pulled into the driveway.
The victim approached Ms. Gonzalez’s vehicle holding two paper plates. In
between the plates were approximately three ounces of marijuana contained in three
separate bags. When he reached the vehicle, the victim handed Ms. Cannon the plates and
marijuana through the partially rolled down passenger side window. Ms. Cannon then
“reache[d] back” into the back seat and did not have the plates when she turned back
towards the victim. The victim did not realize the men were in the back seat at that time.
The victim then saw the brake lights of Ms. Gonzalez’s vehicle “going on and off” and
stated, “give me my money.” When Ms. Cannon failed to provide payment, the victim
tried to open the back passenger’s side door in order to “get [his] marijuana back.” In doing
so, the victim began struggling with the defendant to open the door. When the door
eventually opened, the defendant fired two shots at the victim. Ms. Gonzalez then backed
out of the driveway, and the group fled the scene. The victim testified he did not reach
inside the vehicle and did not see a firearm or who shot him. He also admitted that he was
“high and tired” at the time of the shooting and as a result, could not recall every detail.
Ms. Gonzalez provided additional but similar details surrounding the shooting.
After she pulled into Ms. Da Costa’s driveway, the victim approached her vehicle and
handed two paper plates and marijuana to Ms. Cannon through the window. Ms. Cannon
placed the marijuana and plates in the back of the vehicle and told Ms. Gonzalez “to pull
off.” The victim saw that “something was going on” and opened the back passenger door.
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Approximately two to three seconds later, Ms. Gonzalez “heard the shot go off” from the
back seat. She did not see a struggle before the shooting and noted that the victim did not
reach inside the vehicle or grab the defendant. Ms. Gonzalez “went into complete shock,”
her “body was shaking,” and she drove away. Approximately one to two minutes later, the
defendant, Mr. Lottie, and Mr. Miles exited her vehicle, and Ms. Cannon asked Ms.
Gonzalez to take her home.
Ms. Da Costa also testified and identified her home in a photograph. After hearing
“[m]ore than one” gunshot, Ms. Da Costa went outside and saw the victim “in [her]
neighbor’s yard across the street.” The victim was holding the left side of his body and his
hand was bloody. Ms. Da Costa stayed with the victim until Clarence Santini, a paramedic
with Bedford County EMS, responded to the scene. Mr. Santini saw an entrance wound to
the left upper quadrant of the victim’s torso which was not “bleeding a whole lot.” He did
not observe an exit wound and believed the victim “was losing a lot of blood on the inside.”
Mr. Santini transported the victim from the scene and “called for air medical” to transport
the victim to Vanderbilt University Medical Center, where the victim underwent
emergency surgery. As a result of the surgery, a portion of the victim’s colon was removed,
and the victim remained in the hospital for two and a half weeks. The victim had a
colostomy bag for approximately six months, and he required a subsequent surgery before
the bag was no longer needed.
Numerous officers from the Shelbyville Police Department (“SPD”) responded to
the scene of the shooting and participated in the following investigation. Officer David
Dye was the first officer to respond to the scene at approximately 10:45 p.m. Officer Dye
saw the victim across the street from the home where the shooting occurred. The victim
was “sweating profusely,” “screaming in pain,” and had “a gunshot wound to the torso.”
Officer Dye helped secure the scene and learned the suspect vehicle, a white Toyota, fled
prior to his arrival. Officer Dye provided a description of the vehicle “over the air,” noting
“there would be two black males and a Hispanic female and a white female in the vehicle.”
Officers located a nine millimeter shell casing in the driveway of Ms. Da Costa’s home.
The shell casing and photographs of the same were entered into evidence along with
photographs of the home.
While en route to the scene of the shooting, Lieutenant Charles Merlo received a
dispatch providing “that the shooters were possibly in a small, white four-door Toyota
vehicle sedan-type car.”1 Lieutenant Merlo observed a vehicle matching the description
approximately five or six blocks from the scene of the shooting and advised dispatch of the
direction of travel of the vehicle. After receiving the dispatch, Detective Nathan Everhart
1
At the time of the shooting, Lieutenant Merlo served as a sergeant with the Shelbyville Police
Department.
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and Lieutenant Fred Harvey spotted and initiated a traffic stop of the suspect vehicle, which
was Ms. Gonzalez’s vehicle. During the stop, Ms. Gonzalez consented to a search of her
vehicle, and Detective Everhart observed a spent shell casing on the floorboard of the back
passenger’s seat. Photographs of the vehicle were entered into evidence, including one
showing the spent shell casing. The spent shell casing was also entered into evidence.
Detective Everhart did not observe a firearm, paper plates, or marijuana in the vehicle.
However, when Ms. Gonzalez and Ms. Cannon exited the vehicle, Detective Everhart
smelled “pretty strong raw marijuana.” During the stop, Ms. Gonzalez and Ms. Cannon
were separated. They were then taken to the police station to be interviewed, and Ms.
Gonzalez’s vehicle was towed for further processing.
Detective Cody Swift and Lieutenant Merlo interviewed Ms. Gonzalez and Ms.
Cannon. During her interview, Ms. Gonzalez identified the men involved as “K.C.,”
“Trouble,” and Mr. Lottie. She stated K.C. was the shooter and provided a picture of the
men from a social media account. After learning K.C. and Trouble were from
Murfreesboro, Detective Swift provided the picture to the Murfreesboro Police Department
who identified K.C. as the defendant and Trouble as Mr. Miles. During the interview, Ms.
Gonzalez also consented to a forensic examination of her cell phone. Lieutenant Merlo2
conducted the examination which revealed that Mr. Lottie called Ms. Gonzalez seven times
in the fifteen minutes after the shooting, and Ms. Gonzalez acknowledged the same.
Detective Swift also interviewed Ms. Cannon and Mr. Lottie, both of whom were
juveniles at the time and whose mothers participated in the interviews. Before her mother
terminated the interview, Ms. Cannon admitted she was in Ms. Gonzalez’s vehicle prior to
the shooting. Detective Swift stated Mr. Lottie was not cooperative during his interview
but did admit to knowing the defendant and Mr. Miles.
On September 4, 2018, Detective Swift interviewed the victim in the ICU at
Vanderbilt University Medical Center. The victim “was still very out of it and in pain,”
but he was able to maintain a conversation with Detective Swift and provided information
similar to his trial testimony.
As a result of the investigation, Detective Swift obtained an arrest warrant for the
defendant which was executed on September 5, 2018, by the Murfreesboro Police
Department. Officers arrested the defendant at Mr. Lottie’s mother’s apartment. The
defendant’s room was searched upon his arrest in an effort to locate the firearm used during
the shooting. Officers, however, were unable to locate the firearm.
2
Lieutenant Merlo testified he was trained in cell phone forensics and certified in the use of the
Cellebrite software used during the examination of Ms. Gonzalez’s cell phone.
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After his arrest, the defendant was transported to Shelbyville Police Department
where he participated in a recorded interview with Detective Swift and Lieutenant Merlo.
During the interview, the defendant admitted to riding in Ms. Gonzalez’s vehicle to Ms.
Da Costa’s home in order to obtain marijuana but refused to acknowledge that other people
were in the vehicle at the time of the shooting. The defendant described the amount of
marijuana as “a Q-P,” or a quarter pound, which is approximately four ounces. The
defendant also admitted to having a firearm and shooting the victim from the back seat of
the vehicle. The defendant, however, blamed the victim for the shooting, claiming the
victim opened the door of Ms. Gonzalez’s vehicle, attempted to pull him out of the vehicle,
and grabbed his gun. The defendant also stated that after the shooting, he was dropped off
near his vehicle which was parked at the Park Trail Apartments. According to Detective
Swift, the defendant’s claims were not corroborated by any other witness during the
investigation. The State entered the recorded interview into evidence and played it for the
jury.
After the State rested its case-in-chief, the defendant testified on his own behalf.
Prior to the shooting, the defendant rode around in Ms. Gonzalez’s vehicle with Ms.
Cannon, Mr. Lottie, and Mr. Miles. Ms. Gonzalez and Ms. Cannon “said that they wanted
to smoke,” and Ms. Gonzalez drove the group to Ms. Da Costa’s home. At the time,
however, the defendant did not know whose home it was or why they pulled into the
driveway.
The victim waved Ms. Gonzalez into the driveway and went back inside. About
four minutes later, the victim came outside holding “two paper plates and bags of weed
inside the paper plates.” The defendant realized marijuana was in between the paper plates
when the victim approached the front passenger’s window of the vehicle. The victim
handed Ms. Cannon the paper plates and told her, “I got everything you want.” The victim
then smiled and looked in the back seat at the men, and Ms. Cannon placed the paper plates
on the center console. According to the defendant, the victim and Ms. Gonzalez both
“started looking funny.” Ms. Cannon then “said something to [Ms. Gonzalez] and then
[the victim] comes running to the back seat” and tried to open the door. The victim and
the defendant struggled over the door. Once opened, the victim “grabbed” the defendant
and “had [him] out [of] the vehicle halfway at one point in time.”
During this struggle, the defendant reached for his gun, and the victim “reached for
it too.” The defendant kept the gun in his right pocket with the handle protruding from the
pocket. The defendant stated the victim reached for the gun first:
When [the victim] reached for it, that’s when I pulled it out and I
pulled it out and I shot one time and then he came right back and when he
came right back, I shot him and that’s when he fell and I was just looking at
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him while the car was moving because when he started to fall he was falling
backwards with the door and then the door slick hit him and that’s when he
fell and I was like, dang, and then I closed the door.
The defendant admitted to firing two shots approximately three seconds apart from one
another with only one shot hitting the victim. The defendant described his thoughts during
the shooting, as follows:
Well, at the moment that was a big dude, you know, so I’m thinking,
like, I’m thinking a lot of things. I really wanted to get out, if you feel me,
and fight him because I didn’t know why he was pulling on me, you feel me,
but I couldn’t get out because the car was moving. And another thing, I
didn’t want to shoot him but that’s the only thing that my mind could
conclude to instead of me getting hurt, he got to get hurt.
After the shooting, Ms. Gonzalez drove away and dropped the men off at the
defendant’s vehicle which was parked on a dead-end street. The defendant did not know
what happened to the marijuana, stating no one took it to his vehicle. In response to
whether he could smell marijuana in his vehicle, the defendant stated, “No sir. We already
had marijuana on us.” He also stated that he had money with him on August 31, 2018, but
he did not intend to buy marijuana because he “already had some” nor did he intend to rob
anyone.
During cross-examination, the defendant stated that the testimony he provided
during trial was similar to the information he provided during his police interview, noting,
however, that he was “just telling a little more” during trial. For example, the defendant
admitted he did not mention that he parked his car on a dead-end street during the interview
and could not recall if he stated that the group went to the strip mall in separate vehicles.
He did not recall if he told police during the interview that he knew the group went to Ms.
Da Costa’s home to purchase marijuana; whereas during his trial testimony, the defendant
stated he did not know the purpose of the trip. To that end, the defendant admitted that
everyone in Ms. Gonzalez’s vehicle wanted to smoke marijuana and get high and that he,
Mr. Lottie, and Mr. Miles already had marijuana prior to the shooting. The defendant
stated he kept marijuana in his left pocket and a gun in his right pocket.
The defendant testified that during the interview he agreed with the police statement
that Ms. Cannon moved the marijuana to the back seat of the vehicle after the victim handed
it to her, but during trial, the defendant maintained that the marijuana remained on the
center console. The defendant further stated, “I never touched the marijuana.”
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The defendant provided additional and conflicting details concerning the “struggle”
which led to the shooting. Regarding his failure to describe the struggle over the door
during the police interview, the defendant stated, “I don’t think it even came across my
mind to tell them that,” and acknowledged he did not tell police that he told the victim to
“get off of me.” The defendant maintained that he told police during the interview that the
victim tried to pull him out of the vehicle but admitted he did not tell the police that Mr.
Lottie and Mr. Miles tried to pull him back in the vehicle because he “didn’t even tell them
that it was other boys in the car anyway.” The defendant further explained that as the
victim was pulling him out of the vehicle, the victim touched his leg, and the defendant
“felt [the victim] touch my gun.” The defendant stated that one of the victim’s hands
grabbed his right arm and the other grabbed his right front pocket though he did not recall
if he provided this information during the interview. The defendant freed his arm from the
victim when the car began moving, and “[w]hen I pulled my gun out, he did not have his
hand on my gun.” The defendant stated that he “always ke[pt] a bullet in the chamber” of
his gun and that he fired a warning shot at the victim who was partially in the vehicle. The
defendant thought the victim’s hands were on the defendant’s hair when the defendant fired
the warning shot. Regarding the warning shot, the defendant stated, “I didn’t want to hurt
him. I ain’t never shot nobody.” However, because the victim “kept coming” and “grabbed
[the defendant] again,” the defendant placed the gun “[c]lose to [the victim’s] ribs” and
fired a second shot. The victim then “stumbled and fell back with the door because the car
was in reverse.” The defendant admitted that he did not disclose the whereabouts of the
gun during the interview, noting “I didn’t want them to come get the gun.” Ultimately, the
defendant admitted to shooting the victim and causing him serious bodily injury.
As noted, the defendant admitted that his trial testimony contained more information
than what he provided during his police interview. The defendant explained that during
the interview, when confronted with portions of his story that did not align with the
investigation, the defendant still did not provide all of the details of what happened
“[b]ecause I still had to make my mind up if I wanted to tell them the truth or not.” The
defendant ultimately admitted to lying during the interview but noted he was not under
oath during the same and maintained that his trial testimony was truthful.
After its deliberations, the jury convicted the defendant of aggravated assault in
counts 1 and 2. Before merging the convictions, the trial court sentenced the defendant to
five years’ incarceration for each conviction. The defendant filed a motion for a new trial
which was denied by the trial court. This timely appeal followed.
Analysis
I. Sufficiency of the Evidence
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The defendant contends the evidence is insufficient to support his convictions for
aggravated assault. When the sufficiency of the evidence is challenged, the relevant
question of the reviewing court is “whether, after viewing the evidence in the light most
favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319
(1979); see also Tenn. R. App. P. 13(e) (“Findings of guilt in criminal actions whether by
the trial court or jury shall be set aside if the evidence is insufficient to support the findings
by the trier of fact of guilt beyond a reasonable doubt.”); State v. Evans, 838 S.W.2d 185,
190-92 (Tenn. 1992); State v. Anderson, 835 S.W.2d 600, 604 (Tenn. Crim. App. 1992).
All questions involving the credibility of witnesses, the weight and value to be given the
evidence, and all factual issues are resolved by the trier of fact. See State v. Pappas, 754
S.W.2d 620, 623 (Tenn. Crim. App. 1987). “A guilty verdict by the jury, approved by the
trial judge, accredits the testimony of the witnesses for the State and resolves all conflicts
in favor of the theory of the State.” State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973).
Our Supreme Court has stated the rationale for this rule:
This well-settled rule rests on a sound foundation. The trial judge and the
jury see the witnesses face to face, hear their testimony and observe their
demeanor on the stand. Thus the trial judge and jury are the primary
instrumentality of justice to determine the weight and credibility to be given
to the testimony of witnesses. In the trial forum alone is there human
atmosphere and the totality of the evidence cannot be reproduced with a
written record in this Court.
Bolin v. State, 405 S.W.2d 768, 771 (Tenn. 1966) (citing Carroll v. State, 370 S.W.2d 523(1963)). “A jury conviction removes the presumption of innocence with which a defendant
is initially cloaked and replaces it with one of guilt, so that on appeal a convicted defendant
has the burden of demonstrating that the evidence is insufficient.” State v. Tuggle, 639
S.W.2d 913, 914 (Tenn. 1982).
Guilt may be found beyond a reasonable doubt where there is direct evidence,
circumstantial evidence, or a combination of the two. State v. Matthews, 805 S.W.2d 776,
779 (Tenn. Crim. App. 1990) (citing State v. Brown, 551 S.W.2d 329, 331 (Tenn.
1977); Farmer v. State, 343 S.W.2d 895, 897 (Tenn. 1961)). The standard of review
for sufficiency of the evidence “‘is the same whether the conviction is based upon direct
or circumstantial evidence.’” State v. Dorantes, 331 S.W.3d 370, 379 (Tenn. 2011)
(quoting State v. Hanson, 279 S.W.3d 265, 275 (Tenn. 2009)). The jury as the trier of fact
must evaluate the credibility of the witnesses, determine the weight given to witnesses’
testimony, and reconcile all conflicts in the evidence. State v. Campbell, 245 S.W.3d 331,
335 (Tenn. 2008) (citing Byrge v. State, 575 S.W.2d 292, 295 (Tenn. Crim. App. 1978)).
Moreover, the jury determines the weight to be given to circumstantial evidence and the
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inferences to be drawn from this evidence, and the extent to which the circumstances are
consistent with guilt and inconsistent with innocence are questions primarily for the
jury. Dorantes, 331 S.W.3d at 379 (citing State v. Rice, 184 S.W.3d 646, 662 (Tenn.
2006)). This Court, when considering the sufficiency of the evidence, shall not reweigh
the evidence or substitute its inferences for those drawn by the trier of fact. Id.The defendant was convicted of two counts of aggravated assault under Tennessee
Code Annotated section 39-13-102, which provides that a person commits aggravated
assault by intentionally, knowingly, or recklessly committing an assault that results in
serious bodily injury to another or by intentionally or knowingly committing an assault
through the use or display of a deadly weapon. Tenn. Code Ann. § 39-13-102(a)(1)(A)(i),
(iii). A person commits assault by intentionally, knowingly, or recklessly causing bodily
injury to another or by intentionally or knowingly causing another to reasonably fear
imminent bodily injury. Tenn. Code Ann. § 39-13-101(a)(1), (2).
The defendant argues that despite putting forth multiple witnesses, the State’s case
“rested solely” on the victim’s testimony which contained numerous discrepancies,
including the victim’s admission “that he was the one who opened the vehicle door” and
“that he was under the influence the night in question.” As a result, the defendant asserts
“the case at bar is plagued with contradictions and inconsistencies so voluminous that
reversal is necessary.” We, however, disagree as the record makes clear the defendant shot
the victim during a drug exchange, resulting in serious bodily injury to the victim.
Viewing the evidence in a light most favorable to the State, the record indicates the
defendant, Mr. Lottie, Mr. Miles, Ms. Cannon and Ms. Gonzalez were driving in Ms.
Gonzalez’s vehicle on August 31, 2018. Ms. Cannon contacted the victim in an effort to
obtain marijuana, and Ms. Gonzalez drove the group to Ms. Da Costa’s home in order to
complete the transaction. Ms. Gonzalez pulled into the driveway, and the victim came
outside and handed Ms. Cannon marijuana in between two paper plates. Ms. Cannon
placed the marijuana in the back seat of the vehicle and attempted to leave without paying
for the drugs. When the victim realized Ms. Cannon did not intend to pay, he attempted to
retrieve the marijuana from the back of the vehicle. The victim tried to open the back
passenger door, where the defendant was seated, while the defendant attempted to keep the
door closed. When the victim opened the door, the defendant pulled a gun from his pocket
and fired two shots at the victim before Ms. Gonzalez drove away.
During the pending investigation and at trial, Ms. Gonzalez identified the defendant
as the shooter, the defendant admitted to shooting the victim, and officers located a spent
shell casing in Ms. Da Costa’s driveway and on the floorboard of Ms. Gonzalez’s vehicle.
As a result of the shooting, the victim underwent emergency surgery to remove a portion
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of his colon, remained in the hospital for two and a half weeks, used a colostomy bag for
approximately six months, and underwent a second surgery to remove the colostomy bag.
The defendant’s argument on appeal does not address the sufficiency of the
evidence but speaks instead to the victim’s credibility. As noted supra, it is the role of the
jury to resolve issues of credibility. In reaching its verdict, the jury chose to accredit the
victim’s testimony over the defendant’s and resolved all conflicts in favor of the State.
See State v. Bland, 958 S.W.2d 651, 659 (Tenn. 1997). Accordingly, the evidence is
sufficient to support the jury’s verdicts for aggravated assault as the defendant admitted to
using a gun to shoot the victim in the torso, and the victim suffered serious bodily injury
as a result. The defendant is not entitled to relief on this issue.
II. Self-defense Jury Instructions
The defendant asserts the trial court erred in instructing the jury on self-defense.
While the defendant’s precise challenge to the self-defense instruction is unclear, it seems
the defendant takes issue with the trial court’s inclusion of the castle doctrine. Within this
challenge, the defendant contends the trial court erred in finding he was engaged in
unlawful activity and in omitting the portion of the self-defense instruction stating the
defendant had no duty to retreat. The defendant suggests “there was never any direct proof
presented that the [defendant] was involved or was otherwise a participant in the marijuana
transaction” and “[t]here certainly was not any proof that the [defendant] was a co-
conspirator in the plot to steal the marijuana from the victim.” The State asserts the
defendant’s arguments are waived because they were not “squarely raised” in the motion
for a new trial. However, in the motion for a new trial, the defendant generally argued that
“[t]he trial court failed to properly instruct the jury on the issue of self-defense” and
referenced the two questions posed by the jury during its deliberations regarding the
defendant’s alleged unlawful activity. Though we find the defendant’s appellate arguments
unclear, we choose to review his challenge to the jury instruction on the merits.
“It is well-settled in Tennessee that a defendant has a right to a correct and complete
charge of the law so that each issue of fact raised by the evidence will be submitted to the
jury on proper instructions.” State v. Farner, 66 S.W.3d 188, 204 (Tenn. 2001) (citing
State v. Garrison, 40 S.W.3d 426, 432 (Tenn. 2000); State v. Teel, 793 S.W.2d 236, 249
(Tenn. 1990)). Accordingly, trial courts have the duty to give “a complete charge of the
law applicable to the facts of the case.” State v. Davenport, 973 S.W.2d 283, 287 (Tenn.
Crim. App. 1998) (citing State v. Harbison, 704 S.W.2d 314, 319 (Tenn. 1986) ). An
instruction will only be considered prejudicially erroneous if it fails to submit the legal
issues fairly or misleads the jury as to the applicable law. State v. Faulkner, 154 S.W.3d
48, 58 (Tenn. 2005) (citing State v. Vann, 976 S.W.2d 93, 101 (Tenn. 1998)). “In order to
determine whether a conviction should be reversed on the basis of an erroneous instruction
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to the jury, this Court ‘must consider whether the ailing instruction by itself so infected the
entire trial that the resulting conviction violates due process.’” State v. James, 315 S.W.3d
440, 446 (Tenn. 2010) (quoting State v. Rimmer, 250 S.W.3d 12, 31 (Tenn. 2008) (internal
quotations omitted)). Questions concerning the propriety of jury instructions are reviewed
de novo with no presumption of correctness. State v. Smiley, 38 S.W.3d 521, 524 (Tenn.
2001).
As relevant to this case, Tennessee Code Annotated section 39-11-611(b)(1)-(2)
provides that:
(1) Notwithstanding § 39-17-1322, a person who is not engaged in unlawful
activity and is in a place where the person has a right to be has no duty to
retreat before threatening or using force against another person when and to
the degree the person reasonably believes the force is immediately necessary
to protect against the other’s use or attempted use of unlawful force.
(2) Notwithstanding § 39-17-1322, a person who is not engaged in unlawful
activity and is in a place where the person has a right to be has no duty to
retreat before threatening or using force intended or likely to cause death or
serious bodily injury, if:
(A) The person has a reasonable belief that there is an imminent danger of
death or serious bodily injury;
(B) The danger creating the belief of imminent death or serious bodily injury
is real, or honestly believed to be real at the time; and
(C) The belief of danger is founded upon reasonable grounds.
Tenn. Code Ann. § 39-11-611 (2020).
In State v. Perrier, 536 S.W.3d 388 (Tenn. 2017), our supreme court clarified that
“the phrase ‘not engaged in unlawful activity’ is a condition on a person’s statutory
privilege not to retreat” rather than a complete bar to self-defense. Id. at 401. “[A] duty to
retreat does not mean that a person cannot defend herself or himself.” Id. at 404.
Consistent with the common law duty to retreat, a defendant engaged in unlawful activity
“‘must have employed all means in his power, consistent with his own safety, to avoid
danger and avert the necessity of’” using force. Id. (quoting State v. McCray, 512 S.W.2d
263, 265 (Tenn. 1974)). The trial court must make a threshold determination of whether
a defendant was “engaged in unlawful activity” as part of its decision whether to charge the
jury with the no duty to retreat. Id. at 403.
Here, the trial court found the defendant was engaged in unlawful activity at the
time of the shooting before removing the “no duty to retreat” language from the self-
defense jury instruction. In reaching this finding, the trial court stated, “the [c]ourt in its
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anticipated jury instructions believes and certainly finds by clear and convincing evidence
the State has proven through multiple witnesses that an unlawful activity of the purchase
and sale and delivery of marijuana was occurring during the commission of this alleged
crime.” Therefore, the trial court removed the language in the self-defense instruction
stating the defendant did not have a duty to retreat before using force.
In reviewing the record, we conclude the trial court correctly instructed the jury on
this portion of the self-defense instruction. It is undisputed Ms. Gonzalez drove to Ms. Da
Costa’s home in order for Ms. Cannon to purchase marijuana from the victim. Ms.
Gonzalez testified that everyone in her vehicle, including the defendant, knew the group
was going to Ms. Da Costa’s home in order to obtain marijuana, and the defendant admitted
the group planned to smoke marijuana that evening. At the home, the victim handed Ms.
Cannon approximately three ounces of marijuana, and Ms. Cannon placed the drugs in the
back seat of Ms. Gonzalez’s vehicle, where the defendant was seated. Based upon this
evidence, the trial court made a threshold determination that clear and convincing evidence
existed to show that the defendant was engaged in unlawful activity at the time of the
shooting. As a result, the trial court excluded the “no duty to retreat” language from the
self-defense jury instruction, and nothing in the record supports the defendant’s argument
that the trial court’s instruction on self-defense was erroneous for that reason. Rather, the
record makes clear the trial court provided a correct and complete charge of the law
regarding self-defense as clear and convincing evidence exists to support the trial court’s
finding that the defendant was engaged in unlawful activity at the time of the shooting, and
as such, the trial court correctly omitted the “no duty to retreat” language from the first
portion of the jury instruction on self-defense.
We turn now to the trial court’s inclusion of the castle doctrine in its instruction to
the jury on self-defense. The record indicates the trial court included the castle doctrine
“out of an abundance of caution.” In doing so, the trial court instructed the jury, as follows:
A defendant using force intended or likely to cause death or serious
bodily injury within a vehicle is presumed to have held a reasonable belief
of imminent death or serious bodily injury to self, family, a member of the
household or a person visiting as an invited guest when that force is used
against another person who unlawfully and forcibly enters or has unlawfully
and forcibly entered the vehicle, and the defendant using defensive force
knew or had reason to believe that an unlawful and forcible entry occurred.
This presumption shall not apply if:
(1) the defendant was engaged in unlawful activity, or was using the
occupied vehicle to further an unlawful activity
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Thus, after making the threshold determination that the defendant was engaged in unlawful
activity and removing the “no duty to retreat” language from the first portion of the self-
defense instruction, the trial court included the castle doctrine in its instruction which states
that the presumption shall not apply if the defendant was engaged in unlawful activity.
Relying upon our foregoing analysis, we conclude the trial court erred by including the
castle doctrine in its self-defense instruction.
Errors in jury instructions are subject to a “harmless error” analysis. State v.
Hawkins, 406 S.W.3d 121, 128 (Tenn. 2013) (citing State v. Williams, 977 S.W.2d 101,
104-05 (Tenn. 1998)). The test to determine whether the error is harmless is “‘whether it
appears beyond a reasonable doubt that the error complained of did not contribute to the
verdict obtained.’” State v. Cecil, 409 S.W.3d 599, 610 (Tenn. 2013) (quoting State v.
Rodriguez, 254 S.W.3d 361, 371 (Tenn. 2008)).
As explained above, the trial court made the threshold determination that the
defendant was engaged in unlawful activity at the time of the shooting. As a result, the
presumption outlined in the castle doctrine did not apply to the defendant, and the trial
court erred by including the castle doctrine in the self-defense instruction. However, the
record indicates the error was harmless as evidence of the defendant’s guilt was
overwhelming. The defendant admitted to shooting the victim and testified that he did so
in self-defense. The State presented ample proof to refute the defendant’s self-defense
claim as both the victim and Ms. Gonzalez testified that the victim did not reach inside the
vehicle or provoke the defendant before the shooting. The jury clearly accredited the
State’s proof in reaching its verdict. Accordingly, we conclude the trial court’s inclusion
of the castle doctrine in the instruction on self-defense had no impact on the jury’s verdict
but rather provided the defendant with the benefit of a second review of his claim of self-
defense. As such, the error was harmless beyond a reasonable doubt, and the defendant is
not entitled to relief.
Conclusion
Based upon the foregoing authorities and reasoning, the judgments of the trial court
are affirmed.
____________________________________
J. ROSS DYER, JUDGE
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